Opinion issued March 3, 2016
In The
Court of Appeals
For The
First District of Texas
————————————
NO. 01-14-00938-CR
———————————
XAVIER SHROD DUKES, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 232nd District Court
Harris County, Texas
Trial Court Case No. 1407998
OPINION ON REHEARING
A jury convicted Xavier Shrod Dukes of murder and assessed his
punishment at 60 years’ imprisonment. On appeal, he contends that (1) the trial
court erred in denying his challenge for cause against a venire member; (2) the
evidence is legally insufficient to convict him; (3) the trial court erred in excluding
evidence of an alternative perpetrator; and (4) his counsel rendered ineffective
assistance. After a panel of our court issued its opinion in this case, Dukes moved
for rehearing and rehearing en banc. We withdraw the opinion and judgment dated
December 29, 2015 and issue this opinion and judgment in its stead. The motions
for rehearing and rehearing en banc are denied. Finding no error, we affirm.
BACKGROUND
Late one night, Dukes waited in his car in an apartment complex parking lot
for the mother of his child, Chaddricka Jackson, to return to her apartment. Dukes
planned to bring Jackson and their son to stay with him at a nearby motel room.
Dukes and Jackson had been fighting, and Jackson did not want to go with Dukes.
Through his open car door, Dukes accused Jackson of cheating on him with a
neighbor, John Bates-Williams. Bates-Williams, who was sitting on an electrical
utility box nearby, intervened, telling Dukes that he was a friend of Jackson’s
family and that there was no romantic relationship between them. Bates-Williams
placed himself between Dukes and Jackson and told Jackson to go back to her
apartment. Jackson walked back to her apartment and Dukes got back in his car,
backing out of his parking space as if to leave. While Dukes was backing out his
car and driving toward the exit gate, Bates-Williams followed alongside on foot, as
the two exchanged words in a heated argument. Per one witness’s testimony,
Bates-Williams challenged Dukes to “go ahead.” Dukes parked his car in the path
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of the apartment gate so that it couldn’t close. He got out of his car and told Bates-
Williams, “you think I’m playing with you.” Dukes then drew a semiautomatic
pistol and fired seven shots in the direction of Bates-Williams. A witness to the
shooting estimated that Dukes fired from five feet away, but the crime scene
investigator estimated that Dukes was about fifteen feet away, based on the
location of the spent shell casings. One shot grazed Bates-Williams, and another
struck him in the chest. Dukes fled the scene. Bates-Williams was pronounced
dead upon the arrival of Houston Fire Department personnel.
At trial, the State relied on the testimony of Chasity Williams, a neighbor,
unrelated to Bates-Williams. She testified that she witnessed the shooting from her
nearby window. The State corroborated her testimony with footage from a nearby
security camera, which did not capture the shooting but captured events
immediately before and after it. Chaddricka Jackson testified for the State about
the personal circumstances between Dukes and her and the moments before the
shooting.
Dukes presented no evidence. At trial, he contended that the State’s
evidence failed to show that he intended to kill Bates-Williams, but that, given that
only two of the seven shots hit Bates-Williams, Dukes fired the shots as a warning,
intending to miss, and hit Bates-Williams accidentally.
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DISCUSSION
I. Challenge for Cause
On appeal, Dukes first contends that the trial court erred in denying his
challenge for cause to venire member 12, a cardiologist named J. Diez. When
Dukes’ counsel asked the panel if any of them would be unable to give the trial his
undivided attention, Diez responded:
DIEZ: In response to your question using your words
“undivided attention” I do take every time you’re talking but I
need to get my medicines so I can take care of people so
undivided attention quite possible it will happen sir. [sic]
COUNSEL: Juror No. 12 basically if I understand you you’re
saying that your life is such that there are things going on
constantly that distract you?
DIEZ: My life is taking care of other’s [sic] so I have to plan
for whose going to do this or that.
COUNSEL: So do you feel that because your life is that way
that it would interfere with your ability to be a fair juror
because you would be distracted and you might miss
something?
DIEZ:In regard to your question regarding undivided attention
I’m disclosing.
COUNSEL: Okay. Thank you.
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Defense counsel challenged Diez for cause, claiming that Diez could not be fair
because his work duties would be a distraction. The trial court denied the
challenge.
To preserve an objection to the denial of a challenge for cause, counsel must
(1) exercise a peremptory challenge on the objectionable venire member,
(2) exhaust all peremptory challenges, (3) request, and be denied, additional
peremptory challenges, and (4) identify another objectionable juror who sat on the
case because counsel used all his peremptory challenges. Johnson v. State, 43
S.W.3d 1, 5–6 (Tex. Crim. App. 2001). When the jury was empaneled, defense
counsel objected to the empanelment of several jurors on whom he claimed he
would have used peremptory challenges had his challenges for cause been granted
or had he received the additional strikes that he had requested. Because counsel
complied with Johnson’s requirements, he properly preserved error. Id.
Article 35.16 of the Code of Criminal Procedure lists a number of reasons
for which counsel may challenge a venire member for cause. TEX. CODE CRIM.
PROC. ANN. art. 35.16 (West 2006). It does not include as a possible reason that
the venireperson may be distracted by personal matters; thus, Diez’s responses do
not provide a statutory basis for granting a challenge for cause. See id. The trial
court may, however, in its sound discretion grant challenges for cause for reasons
not enumerated in article 35.16. See Maldonado v. State, 998 S.W.2d 239, 248
5
n.14 (Tex. Crim. App. 1999) (“[C]hallenges not based upon a ground specifically
enumerated in Article 35.16 are addressed to the sound discretion of the trial
judge.”). A trial judge’s ruling on a challenge for cause may be reversed only for a
clear abuse of discretion. Davis v. State, 329 S.W.3d 798, 807 (Tex. Crim. App.
2010). We afford particular deference to the trial judge’s ruling on a challenge for
cause when a venire member’s answers are vacillating, unclear, or contradictory.
Id.
Because it observed the venire member’s demeanor, the trial court was in the
best position to interpret the venire member’s remarks. Id. In this instance, the
venire member responded that he had responsibilities to attend to and that he
would have to plan for, but he did not clearly state that these responsibilities would
prevent him from paying attention to the trial. The trial court, therefore, acted
within its discretion in concluding that this venire member, had he been selected to
serve, would have followed the trial court’s instructions and fulfilled his duties as a
juror. Therefore, we hold that the trial court did not abuse its discretion in denying
Dukes’ challenge.
II. Legal Sufficiency
Dukes contends that the evidence is not legally sufficient to support his
conviction for murder. Specifically, he argues that the evidence does not prove
that he intended to shoot Bates-Williams.
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Standard of Review
Under the standard of review for legal sufficiency challenges, the evidence
is insufficient to support a conviction if, considering all the record evidence in the
light most favorable to the verdict, no rational factfinder could have found that
each essential element of the charged offense was proven beyond a reasonable
doubt. Jackson v. Virginia, 443 U.S. 307, 319, 99 S. Ct. 2781, 2789 (1979); In re
Winship, 397 U.S. 358, 361, 90 S. Ct. 1068, 1071 (1970); Laster v. State, 275
S.W.3d 512, 517 (Tex. Crim. App. 2009); Williams v. State, 235 S.W.3d 742, 750
(Tex. Crim. App. 2007). The factfinder must resolve conflicts in the testimony,
weigh the evidence, and draw reasonable inferences from basic facts. Murray v.
State, 457 S.W.3d 446, 448 (Tex. Crim. App. 2015) (citing Jackson, 443 U.S. at
319, 99 S. Ct. at 2789). For review, we determine whether necessary inferences
are reasonable in light of the combined and cumulative force of all the evidence,
viewed in the light most favorable to the verdict. Clayton v. State, 235 S.W.3d
772, 778 (Tex. Crim. App. 2007). We presume that the factfinder resolved any
conflicting inferences in favor of the verdict and defer to that resolution. See
Jackson, 443 U.S. at 326, 99 S. Ct. at 2793; Clayton, 235 S.W.3d at 778. We also
defer to the factfinder’s evaluation of the credibility and weight of the evidence.
Williams, 235 S.W.3d at 750. The standard of review is the same for
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circumstantial and direct evidence. King v. State, 29 S.W.3d 556, 565 (Tex. Crim.
App. 2000).
Analysis
Murder is a “result-of-conduct” crime, which the Penal Code defines in
terms of the result of the perpetrator’s actions. See Young v. State, 341 S.W.3d
417, 423 (Tex. Crim. App. 2011) (observing that “result of conduct” offenses
concern the product of certain conduct). A person commits murder by
(1) intentionally or knowingly causing the death of an individual or (2) with intent
to cause serious bodily injury, committing an act clearly dangerous to human life
that causes the death of an individual. TEX. PENAL CODE ANN. § 19.02(b)(1), (2)
(West 2011). A person acts intentionally with respect to his conduct when it is his
objective to cause the prohibited result, and a person acts knowingly with respect
to his conduct when he is aware that his conduct is reasonably likely to cause the
prohibited result. Id. at § 6.03(a), (b) (West 2011); Nadal v. State, 348 S.W.3d
304, 310 (Tex. App.—Houston [14th Dist.] 2011, pet. ref’d). A person’s culpable
mental state may be shown by circumstantial evidence. Bounds v. State, 355
S.W.3d 252, 255 (Tex. App.—Houston [1st Dist.] 2011, no pet.); Tottenham v.
State, 285 S.W.3d 19, 28 (Tex. App.—Houston [1st Dist.] 2009, pet. ref’d). Intent
to kill may be inferred from the use of a deadly weapon. Cavazos v. State, 382
S.W.3d 377, 384 (Tex. Crim. App. 2012); Godsey v. State, 719 S.W.2d 578, 580–
8
81 (Tex. Crim. App. 1986). Under the Penal Code, firearms are deadly weapons
per se. TEX. PENAL CODE ANN. § 1.07(a)(17)(A) (West 2011 & Supp. 2015);
Vaughn v. State, 888 S.W.2d 62, 68 (Tex. App.—Houston [1st Dist.] 1994), aff’d,
931 S.W.2d 564 (Tex. Crim. App. 1996). The factfinder may draw reasonable
inferences from the basic facts. Murray, 457 S.W.3d at 448.
Dukes does not contend that the record lacks sufficient evidence to show
that he shot Bates-Williams. Rather, he contends, as he did at trial, that there is no
evidence that he intended to shoot Bates-Williams. Dukes reasons that because he
shot Bates-Williams from only a few feet away and five of the seven shots he fired
missed Bates-Williams, the evidence shows that he intended to miss Bates-
Williams and only shot him by accident.
Based on the conflicting evidence at trial, however, the jury reasonably
could have rejected the claim of an accidental shooting. Though Jackson’s
testimony places the distance between Dukes and Bates-Williams at a closer range,
the crime scene investigator estimated that the spent shell casings from the
shooting were fifteen feet away or farther from Bates-Williams. Moreover, Dukes
fired seven times and hit Bates-Williams twice. This evidence is not conclusively
indicative of an accidental shooting, and it also is evidence from which a jury
reasonably could infer that Dukes kept shooting until he hit his target. See Murray,
457 S.W.3d at 448 (noting that the factfinder may draw reasonable inferences from
9
the basic facts). We defer to the jury’s evaluation of this evidence. See Williams,
235 S.W.3d at 750.
The circumstances surrounding the shooting provide additional support for
the jury’s conclusion that Dukes intended to shoot Bates-Williams. Before Dukes
got out of his car, Bates-Williams challenged Dukes to “go [a]head.” The record is
silent as to what Bates-Williams challenged Dukes to do. Dukes got out of his car,
leveled the gun at Bates-Williams, told Bates-Williams “. . . you think I’m playing
with you,” and began firing. Dukes’ denial that he was “playing” with Bates-
Williams supports a reasonable inference that Dukes intended to shoot Williams.
Dukes prepared for an escape by parking his car in the path of the gate with its
lights turned off, and he fled the scene immediately after the shooting. From this
evidence, the jury could infer that Dukes had planned and followed through with
an intent to kill Bates-Williams. See id.
Accordingly, we hold that the evidence was legally sufficient to support the
jury’s guilty verdict. TEX. PENAL CODE ANN. §§ 1.07(a)(17)(A), 19.02(b)(1), (2);
Cavazos, 382 S.W.3d at 384; Bounds, 355 S.W.3d at 255; King, 29 S.W.3d at 565.
III. Alternative Perpetrator
Dukes complains that the trial court erred by not allowing him to present
evidence of an alternative perpetrator. At trial, Dukes attempted to introduce
evidence that Bates-Williams was a drug dealer and that there were other people
10
who wanted to harm him. In support of his theory, he offered to prove that two
men had come to Bates-Williams’s apartment and threatened him with a gun a
week before the shooting. Dukes also mentions Jackson’s testimony that shortly
after the shooting, three men pulled up in a car, got out, looked at Bates-Williams,
and then left the scene. According to Dukes, these events suggest that someone
else killed Bates-Williams.
A defendant can attempt to prove his innocence by showing that someone
else committed the crime. Wiley v. State, 74 S.W.3d 399, 406 (Tex. Crim. App.
2002). However, to present evidence of an alternative perpetrator, the defendant
must show that the evidence is sufficient to establish a nexus between the crime
charged and the alleged alternative perpetrator, either on its own or in combination
with the other evidence in the record. Id. The admission of alternative perpetrator
evidence is also subject to the Rule 403 balancing test, according to which the trial
court must weigh its probative value against its tendency to confuse the issues or
mislead the jury, among other potential harms. TEX. R. EVID. 403; Wiley, 74
S.W.3d at 405–06. Because alternative perpetrator evidence presents “a great
threat of ‘confusion of the issues,’” it must be viewed with caution. See Wiley, 74
S.W.3d at 407. We examine a trial court’s exclusion of alternative perpetrator
evidence for abuse of discretion. Martin v. State, 173 S.W.3d 463, 467 (Tex.
Crim. App. 2005); Caldwell v. State, 356 S.W.3d 42, 48 (Tex. App.—Texarkana
11
2011, no pet.). A trial court does not abuse its discretion in excluding evidence of
an alternative perpetrator if its ruling was within the “zone of reasonable
disagreement.” Martin, 173 S.W.3d at 467.
While Dukes produced some evidence at trial suggesting that others wanted
to harm Bates-Williams, he was unable to link this evidence to Bates-Williams’s
murder. To be entitled to present this evidence, Dukes had to demonstrate a nexus
between his proffered evidence and the killing. Wiley, 74 S.W.3d at 406. He
suggests that the excluded testimony that two men had threatened Bates-Williams
with a gun a week before he was killed would have proven a nexus. He presented
no evidence, however, that would link that incident to the killing.
Nor did any of Dukes’ other evidence entitle him to present an alternative
perpetrator theory. Williams testified that after the shooting, three men got out of
another car to “check out” the scene. Dukes, however, does not link this car or its
occupants to the shooting. “It is not sufficient for a defendant merely to offer up
unsupported speculation that another person may have done the crime. Such
speculative blaming intensifies the grave risk of jury confusion, and it invites the
jury to render its findings based on emotion or prejudice.” Id. at 407 (quoting
United States v. McVeigh, 153 F.3d 1166, 1191 (10th Cir. 1998)). Because Dukes
has not shown a nexus between his evidence of an alternative perpetrator and the
12
crime charged, the trial court did not abuse its discretion in excluding it. TEX. R.
EVID. 403; Wiley, 74 S.W.3d at 405.
IV. Ineffective Assistance of Counsel
Dukes next contends that his trial counsel failed to provide effective
assistance by (1) failing to request a sudden passion instruction; (2) failing to
request a limiting instruction; (3) erroneously advising him of the impact of
testifying during punishment; and (4) failing to object to the State’s improper jury
argument.
Standard of Review
Strickland v. Washington sets the standard of review for claims of
ineffective assistance of counsel. 466 U.S. 668, 687–96, 104 S. Ct. 2052, 2064–69
(1984); accord Bone v. State, 77 S.W.3d 828, 833 (Tex. Crim. App. 2002). To
prevail, Dukes must first show that his counsel’s performance was deficient.
Strickland, 466 U.S. at 687, 104 S. Ct. at 2064; Bone, 77 S.W.3d at 833.
Specifically, Dukes “must prove, by a preponderance of the evidence, that his
counsel’s representation fell below the objective standard of professional norms.”
Bone, 77 S.W.3d at 833. Second, Dukes “must show that this deficient
performance prejudiced his defense,” meaning that he “must show a reasonable
probability that, but for his counsel’s unprofessional errors, the result of the
proceeding would have been different.” Id. (quoting Mitchell v. State, 68 S.W.3d
13
640, 642 (Tex. Crim. App. 2002)). Thus, the “benchmark for judging any claim of
ineffectiveness must be whether counsel’s conduct so undermined the proper
functioning of the adversarial process that the trial cannot be relied on as having
produced a just result.” Strickland, 466 U.S. at 686, 104 S. Ct. at 2064. In
assessing counsel’s performance, we consider the entire representation, indulging a
strong presumption that the attorney’s performance falls within the wide range of
reasonable professional assistance. Thompson v. State, 9 S.W.3d 808, 813 (Tex.
Crim. App. 1999). Furthermore, a claim of ineffective assistance must be firmly
supported in the record. Id.
Analysis
1. Sudden Passion Instruction
Dukes contends that his counsel was ineffective because counsel did not
request a jury instruction regarding sudden passion, which could reduce the
applicable sentencing range. Ordinarily, murder is a first-degree felony,
punishable by imprisonment from 5 years to life. TEX. PENAL CODE ANN.
§§ 12.32(a), 19.02(c) (West 2011). When enhanced for one prior felony, the
minimum sentence is increased to 15 years. Id. § 12.42(c)(1). However, if the
defendant shows at the punishment stage that he acted under the immediate
influence of sudden passion arising from an adequate cause, the offense is
punishable by imprisonment for 2 to 20 years, or 5 years to life if enhanced for one
14
prior felony. Id. §§ 12.33(a), 12.42(b), 19.02(d). Dukes’ punishment range in this
case was enhanced by a prior felony conviction. Thus, if Dukes had proven that he
had acted under the influence of sudden passion, his minimum sentence would
have been 5 years rather than 15 years. Id.
Sudden passion is “passion directly caused by and arising out of provocation
by the individual killed” at the time of the murder. Id. § 19.02(a)(2). Adequate
cause is a “cause that would commonly produce a degree of anger, rage,
resentment, or terror in a person of ordinary temper, sufficient to render the mind
incapable of cool reflection.” Id. § 19.02(a)(1). A sudden passion instruction is
justified if the record at least minimally supports an inference:
(1) that the defendant in fact acted under the immediate
influence of a passion such as terror, anger, rage, or resentment;
(2) that his sudden passion was in fact induced by some
provocation by the deceased or another acting with him, which
provocation would commonly produce such a passion in a
person of ordinary temper;
(3) that he committed the murder before regaining his capacity
for cool reflection; and
(4) that a causal connection existed “between the provocation,
passion, and homicide.”
Wooten v. State, 400 S.W.3d 601, 605 (Tex. Crim. App. 2013) (quoting McKinney
v. State, 179 S.W.3d 565, 569 (Tex. Crim. App. 2005)). The evidence supporting a
15
sudden passion instruction may be weak, impeached, contradicted, or unbelievable.
Id. If the evidence raises the issue of sudden passion from any source, during
either phase of trial, then the defendant has satisfied his burden of production, and
the trial court must submit the issue in the jury charge on the defendant’s request.
Id. However, counsel is not ineffective for failing to request a jury instruction to
which the defendant is not entitled. Ex parte Nailor, 149 S.W.3d 125, 133–34
(Tex. Crim. App. 2004).
The testimony at trial shows that Bates-Williams intervened in the argument
between Dukes and Jackson, and that a heated argument resulted, in which Bates-
Williams followed Dukes and may have challenged him. Sudden passion is an
extreme emotional and psychological state. See Saldivar v. State, 980 S.W.2d 475,
506 (Tex. App.—Houston [14th Dist.] 1998, pet. ref’d). To be an adequate cause,
a provocation must be of a kind that would make an ordinary person’s mind
incapable of cool reflection. TEX. PENAL CODE ANN. § 19.02(a)(1). Ordinary
anger does not justify a sudden passion instruction. Freeman v. State, 230 S.W.3d
392, 410 (Tex. App.—Eastland 2007, pet. ref’d); Hernandez v. State, 127 S.W.3d
206, 213–14 (Tex. App.—Houston [1st Dist.] 2003, pet. ref’d). While Bates-
Williams’s actions might have been cause for anger, they would not drive a person
of ordinary temper to a violent passion. See TEX. PENAL CODE ANN. § 19.02(a);
Wooten, 400 S.W.3d at 605. Nor were Bates-Williams’s remarks of a kind that
16
would make an ordinary person’s mind incapable of cool reflection. TEX. PENAL
CODE ANN. § 19.02(a)(1). Because Bates-Williams’ actions did not constitute
sufficient provocation, defense counsel did not render ineffective assistance by not
requesting a sudden passion instruction. TEX. PENAL CODE ANN. § 19.02(a);
Hernandez, 127 S.W.3d at 213–14; Saldivar, 980 S.W.2d at 506.
2. Limiting Instruction
Dukes alleges that his counsel was ineffective because he failed to request a
limiting instruction concerning evidence that he was using drugs before he shot
Bates-Williams. When asked why she did not want to go with Dukes, Chaddricka
Jackson explained that she was scared because she saw powder in Dukes’ nose,
and she believed that he had been snorting drugs. At that time, Dukes’ counsel
explained on the record that he believed that a limiting instruction would draw
further attention to Dukes’ drug use.
Later, the State presented testimony that cocaine use was associated with
aggression, and in the State’s closing argument, the prosecutor suggested that
Dukes’ cocaine use might have contributed to his violent behavior. Dukes
contends that his counsel’s decision not to request a limiting instruction was
objectively unreasonable, and that he was prejudiced as a result.
Evidence of other crimes or bad acts is not admissible to prove that on a
particular occasion the defendant acted in accordance with that character. TEX. R.
17
EVID. 404(b). Evidence of crimes or bad acts may, however, be admissible for
other purposes. Id. These include proof of motive, opportunity, intent,
preparation, plan, knowledge, identity, absence of mistake, or lack of accident. Id.
Evidence of extraneous offenses may also be admitted where “several crimes are
intermixed, or blended with one another, or connected so that they form an
indivisible criminal transaction, and full proof by testimony . . . of any one of them
cannot be given without showing the others.” Devoe v. State, 354 S.W.3d 457, 469
(Tex. Crim. App. 2011) (quoting Wyatt v. State, 23 S.W.3d 18, 25 (Tex. Crim.
App. 2000)). If evidence is admitted for a limited purpose, upon the defendant’s
request, the trial court must give a limiting instruction asking the jury to consider
the evidence only for the permitted purpose and only if it finds beyond a
reasonable doubt that the defendant committed the bad acts. McNeil v. State, 452
S.W.3d 408, 414 (Tex. App.—Houston [1st Dist.] 2014, pet. ref’d) (first citing
TEX. R. EVID. 105; and then citing George v. State, 890 S.W.2d 73, 76 (Tex. Crim.
App. 1994)). If a limiting instruction is not requested at the time the evidence is
admitted, it is admitted for all purposes. Hammock v. State, 46 S.W.3d 889, 894–
95 (Tex. Crim. App. 2001). However, a limiting instruction is not required when
evidence of extraneous offenses is admitted as same-transaction contextual
evidence. Devoe, 354 S.W.3d at 471. Counsel is not ineffective for failing to
18
request a limiting instruction to which the defendant is not entitled. Goodman v.
State, 8 S.W.3d 362, 366 (Tex. App.—Austin 1999, no pet.).
Because Jackson’s testimony was admissible as same-transaction contextual
evidence, trial counsel was not ineffective for failing to request a limiting
instruction. See Devoe, 354 S.W.3d at 471; Goodman, 8 S.W.3d at 366.
Moreover, we indulge a strong presumption that trial counsel’s choices “might be
considered sound trial strategy.” Ex parte White, 160 S.W.3d 46, 51 (Tex. Crim.
App. 2004) (quoting Strickland, 466 U.S. at 689, 104 S. Ct. at 2065). Texas courts
have consistently held that the decision whether to request a limiting instruction
may be a matter of trial strategy. E.g., Delgado v. State, 235 S.W.3d 244, 250
(Tex. Crim. App. 2007); McNeil, 452 S.W.3d at 413–15 (Tex. App.—Houston [1st
Dist.] 2014, pet. ref’d). Thus, we conclude that Dukes’ trial counsel was not
ineffective for failing to request a limiting instruction.
3. Erroneous Advice
Dukes next contends that his counsel was ineffective because counsel
wrongly advised him about the consequences of his decision to testify during the
punishment phase of his trial. Dukes avers that his counsel had the wrong
impression that his testimony would waive his opportunity to assert appellate error.
Dukes claims that this advice referred to the now-defunct DeGarmo doctrine,
under which, if a defendant admitted guilt in the punishment stage, he waived all
19
claims of error in the guilt-innocence stage. See Jacobson v. State, 398 S.W.3d
195, 196–97 (Tex. Crim. App. 2013) (overruling “any last vestiges” of the
DeGarmo doctrine). Prior to the commencement of the punishment phase of trial,
the following exchange occurred:
COUNSEL: And also Your Honor while we’re on the record,
Mr. Dukes you also have the right to testify or not testify at this
phase of the proceedings. It’s my obligation again to advise
you if you do so you’ll be waiving certain potential points of
error on appeal. So, do you want to testify on the punishment
phase of the trial? You’re shaking your head no so that’s a no
right?
THE DEFENDANT: No, sir.
The defendant has the right to testify at his own trial. Rock v. Arkansas, 483
U.S. 44, 51–52, 107 S. Ct. 2704, 2709 (1987); Smith v. State, 286 S.W.3d 333, 338
n.9 (Tex. Crim. App. 2009). When reviewing a claim that counsel deprived a
defendant of his right to testify on his own behalf, the two-part Strickland test
applies. Johnson v. State, 169 S.W.3d 223, 239 (Tex. Crim. App. 2005). A claim
of ineffective assistance must be firmly supported in the record. Thompson, 9
S.W.3d at 813. A silent record that provides no explanation for trial counsel’s
actions will not overcome the presumption of reasonable assistance. See Rylander
v. State, 101 S.W.3d 107, 110–11 (Tex. Crim. App. 2003). Further, a claim that
trial counsel deprived the defendant of his right to testify must be supported by
20
evidence in the record that the defendant would have testified, and of what the
defendant would have said. See Carballo v. State, 303 S.W.3d 742, 751 (Tex.
App.—Houston [1st Dist.] 2009, pet. ref’d) (citing Ex parte Farland, 163 S.W.3d
743, 758 (Tex. Crim. App. 2005)).
Even if trial counsel erroneously informed Dukes that he would waive
certain appellate issues by testifying during the punishment phase, Dukes has not
shown harm as required by Strickland’s second prong. Dukes asserts that the
above quoted exchange demonstrates that he “chose not to testify because he was
relying on the erroneous advice of his trial attorney.” However, Dukes did not
indicate that he would have testified except for his reliance on this advice, and the
record does not reveal what the substance of his testimony would have been, nor
whether his testimony would probably have affected the outcome of the
punishment hearing.
Dukes’ trial counsel put information about the punishment investigation on
the record: “I’ve interviewed two potential punishment witnesses, one Ernest L.
Robinson who is the fiancée of Mr. Dukes here, has known him since he was ten
years old and also Mr. Dukes’ mother Kimberly Dukes. And we’ve made a
strategic decision not to call those people because of the risk of opening the door to
certain reputation evidence and opinion evidence regarding Mr. Dukes I believe
would be highly prejudicial to him.” Dukes stipulated to prior convictions for
21
felony drug possession, assault on a family member, two criminal trespass
convictions, and an evading arrest conviction. He admitted to the investigating
officer that he once was a Five Nine Bounty Hunter and a Blood gang member, but
the officer also conceded that Dukes told him that Dukes was no longer active with
the gang. Dukes had several identifiable gang tattoos, including “bloody days”
above his left eyebrow and “bloody ways” above his right eyebrow, a Blood
Nation tattoo on one cheek, and other tattoos over his chest and arms.
Defense counsel used the police officer’s concession that Dukes told him
that Dukes was no longer involved in a gang during closing to argue that Dukes’
gang activity was in the past and that there was no evidence that the murder was
gang related. Some mitigating evidence came in during the guilt phase – that
Dukes is a nephew, son, and father and that he was trying to take care of his
family. His lawyer referred to that evidence during punishment.
Because Dukes has not presented us with a record establishing that but for
counsel’s legal advice, his punishment would have been different, we hold that he
has failed to meet Strickland’s second prong. See Smith, 286 S.W.3d at 338 n.9;
Johnson, 169 S.W.3d at 239; Rylander v. State, 101 S.W.3d 107 at 111; Thompson,
9 S.W.3d at 813; Carballo, 303 S.W.3d at 751.
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4. Improper Jury Argument
Lastly, Dukes contends that his counsel was ineffective because he did not
object to certain remarks by the State in its closing argument. In response to
defense argument questioning the credibility of its witness Chasity Williams, the
State argued:
[W]hat I can tell you about this is that that interview [with
police after the killing], you know that interview is exactly,
exactly word for word what she told you on the stand. The
reason you know that is because the Defense counsel [sic] never
once asked her a single question about something different she
told Officer Rexroad did he, not once. And when she’s up there
he can ask her any question he wants but he didn’t. Because
there was nothing different than the testimony she gave that
night to the testimony she gave to you today.
Dukes contends that this statement improperly commented on facts not in evidence
and vouched for Williams’s credibility.
Proper jury argument falls into four general areas: (1) summation of the
evidence; (2) reasonable deduction from the evidence; (3) answer to opposing
counsel’s arguments; and (4) pleas for law enforcement. Gallo v. State, 239
S.W.3d 757, 767 (Tex. Crim. App. 2007). A prosecutor cannot use closing
argument to put matters before the jury that are outside the record and prejudicial
to the accused. Everett v. State, 707 S.W.2d 638, 641 (Tex. Crim. App. 1986);
Gonzalez v. State, 115 S.W.3d 278, 284 (Tex. App.—Corpus Christi 2003, pet.
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ref’d). Further, a prosecutor may not bolster a witness’s credibility by opining that
the witness is truthful. Sanders v. State, 191 S.W.3d 272, 275 (Tex. App.—Waco
2006, pet. ref’d) (citing Menefee v. State, 614 S.W.2d 167, 168 (Tex. Crim. App.
1981)). However, the prosecutor may comment on the defendant’s failure to
produce evidence as long as the prosecutor does not comment on the defendant’s
failure to testify. Jackson v. State, 17 S.W.3d 664, 674 (Tex. Crim. App. 2000).
As long as it does not comment on the defendant’s failure to testify, the State
may comment on the defendant’s failure to present evidence on a particular matter.
Jackson, 17 S.W.3d at 674. Thus, the State was entitled to argue from Dukes’
failure to impeach Williams with her police interview that her trial testimony was
consistent with her interview testimony. Id. Because the State’s argument was not
improper, Dukes’ counsel was not ineffective for failing to object to it. Ibarra v.
State, 456 S.W.3d 349, 358 (Tex. App.—Houston [14th Dist.] 2015, pet. ref’d).
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Conclusion
We hold that sufficient evidence supports the jury’s guilty verdict. We
further hold that the trial court did not err in denying Dukes’ challenge for cause
and in excluding his evidence of an alternative perpetrator. Lastly, we hold that
Dukes is not entitled to a new trial based on ineffective assistance of trial counsel
based on the record before us. We therefore affirm the judgment of the trial court.
Jane Bland
Justice
Panel consists of Justices Jennings, Keyes, and Bland.
Publish. TEX. R. APP. P. 47.2(b).
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