Filed 3/24/16 P. v. Johnson CA2/2
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE, B256273
Plaintiff and Respondent, (Los Angeles County
Super. Ct. No. NA091413)
v.
KENNETH RAY JOHNSON et al.,
Defendants and Appellants.
APPEAL from a judgment of the Superior Court of Los Angeles County.
Arthur Jean, Jr., Judge. Affirmed in part, reversed in part, and remanded.
Lynda A. Romero, under appointment by the Court of Appeal, for Defendant and
Appellant Kenneth Ray Johnson.
Jeralyn Keller, under appointment by the Court of Appeal, for Defendant and
Appellant Charles Anthony Mackbee.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney
General, Lance E. Winters, Senior Assistant Attorney General, Paul M. Roadarmel, Jr.,
Supervising Deputy Attorney General, and David F. Glassman, Deputy Attorney General,
for Plaintiff and Respondent.
******
A jury convicted Kenneth Ray Johnson (Johnson) and Charles Anthony Mackbee
1
(Mackbee) of first-degree murder (Pen. Code, § 187). Because the jury also found true
the special circumstance that the murder was committed during a robbery (§ 190.2,
subd. (a)(17)), the trial court sentenced them to life without possibility of parole. On
appeal, Johnson and Mackbee argue that (1) the special circumstance finding is defective
because the jury was not instructed that it must find that a robbery participant who was
not the killer either acted with the intent to kill or was a major participant acting with
reckless indifference to human life, (2) such a finding is not otherwise supported by
substantial evidence, (3) the court erred in not instructing the jury that it must
unanimously agree which robbery they aided and abetted, and (4) the court erred in
2
imposing a $10,000 parole revocation fine. Johnson further argues that the court
violated the confrontation clause and the rules of evidence in admitting out-of-court
statements by Mackbee implicating Johnson. Although the court did not err in declining
to give a unanimity instruction or in admitting Mackbee’s statements, we conclude that
the jury instructions were defective and that this defect was not harmless beyond a
reasonable doubt. We therefore vacate the jury’s finding as to the special circumstance
and vacate the resulting sentences. Because there was nevertheless substantial evidence
to support such a finding of the special circumstance, we remand so that the People may
elect whether to retry that special circumstance or have the trial court impose sentence
without the special circumstance finding. This disposition renders moot the propriety of
the parole revocation fine.
FACTS AND PROCEDURAL BACKGROUND
In early 2011, Philip Williamson (Williamson) was in the business of importing
higher grade marijuana called “sour diesel” from northern California and reselling it to
1 Unless otherwise indicated, all further statutory references are to the Penal Code.
2 They also contend that the trial court erred in awarding them no presentence
custody credits. That issue became moot when the court granted this relief in post-trial
motion.
2
marijuana dispensaries in West Los Angeles. He ran the business out of his Westside
apartment, and kept a gun. Just before March 24, 2011, Williamson had stowed in his
apartment approximately 11 pounds of sour diesel marijuana and somewhere between
$100,000 and $375,000 or “even more than that” in cash.
3
Marcel Mackabee (Marcel) knew Williamson and would sometimes smoke
marijuana with him. Marcel decided to rob Williamson. Marcel enlisted the aid of
Mackbee, his cousin; Mackbee recruited Johnson to be his “right-hand man” because
Johnson was a “big, aggressive” guy. It is unclear whether the three planned in advance
to shoot Williamson: Marcel later said they had not and that Johnson had “wowed out,”
but Mackbee later said they had agreed to “set [Williamson] up and [Johnson] would be
the shooter.”
The robbery took place on March 24, 2011. Around noon that day, Marcel drove
his 4-Runner to West Los Angeles: A video camera at a West Los Angeles 7-Eleven
recorded Marcel buying Verizon calling cards at 12:27 p.m., and the receipt for that
purchase was found in Williamson’s apartment. Marcel’s cell phone also “pinged” off of
a cell tower near that 7-Eleven at the same time.
Later that evening, Marcel drove Williamson to the residential garage in Long
Beach where Johnson and his girlfriend lived at the time. A police car with license-plate
recognition software captured Marcel’s 4-Runner parked on a nearby street at 10:13 pm.
Johnson and Mackbee met Marcel and Williamson inside the garage. Johnson posed as a
businessman; he wore a suit and brought a briefcase. The meeting in the garage ended
when either Johnson or Mackbee shot Williamson once in the head. It is unclear which
of the two pulled the trigger. Johnson told his girlfriend and others that he had shot
Williamson and was upset that Mackbee was taking credit for the shooting, while
Mackbee told others he was the shooter.
3 We use his first name to avoid confusion given the similarity of his last name to
Mackbee’s. We mean no disrespect.
3
Johnson, Mackbee and Marcel put Williamson in the back of the 4-Runner and
dumped him in an alley in just his underwear, socks and a T-shirt. Beside his body, they
left a pillow whose case matched a comforter found in Mackbee’s mother’s room.
Williamson was not yet dead, and he was still gasping for air when paramedics found
him. Williamson died a few days later from the single gunshot wound to the head.
After dumping Williamson, Johnson changed clothes and met up with his
girlfriend. He told her that he had “messed up,” that he “fucked up” and that “shit didn’t
go right as planned.” As they spoke, Johnson placed bags of clothing he had sliced up
with scissors into different dumpsters. That same night, Johnson visited another friend
and looked as if he were about to cry. He showed the friend a revolver wrapped in a
towel, which he then used to wipe down the gun. When police later searched
Williamson’s apartment, there were no signs of forced entry and the cash and marijuana
were gone. Marcel told a friend he had $100,000 in his car, and police later seized
$38,700 in cash from a car driven by Marcel’s wife; neither Johnson nor Mackbee knew
anything about the additional cash and marijuana in Williamson’s apartment.
In the days after the robbery, Johnson asked his girlfriend to burn some of his
clothes in a fire pit, and then told her she was an accessory to murder for doing so.
Mackbee also burned a jumpsuit in the fire. The garage floor had a big stain that looked
like “red paint,” and the futon in the garage had blood spots. Johnson and Mackbee
repeatedly scrubbed the garage floor with chemicals, put bleach on rugs from the garage
floor, and disposed of the futon. About a month after the shooting, Mackbee
disassembled a “cowboy” gun and put it in a plastic bag.
After the robbery, both Johnson and Mackbee possessed sour diesel marijuana,
including a big bag of it that they stored in the garage. Johnson started driving a black
“benz,” and Mackbee told a friend he was “sitting on $20,000.”
4
In 2012, the People charged Johnson and Mackbee with first-degree murder
4
(§ 187, subd. (a)). The People also alleged that this was a special circumstance murder
because it was committed in the course of a robbery (§ 190.2, subd. (a)(17)) and alleged
that a principal was armed with a firearm (§ 12022, subd. (a)(1)). The People further
alleged that Johnson had served one prior prison term (§ 667.5, subd. (b)) and that
Mackbee had served four.
Following trial, the jury convicted Johnson and Mackbee of first-degree murder,
and found the special circumstance and firearm allegations to be true. The court struck
the prior prison term enhancements.
The trial court sentenced each defendant to life without the possibility of parole on
the murder count, plus an additional year for the firearm allegation.
Each defendant timely appealed.
DISCUSSION
I. Special Circumstance Finding
Johnson and Mackbee argue that (1) the jury’s special circumstance finding that
Williamson’s murder was committed during the robbery must be vacated because the trial
court did not instruct the jury on some of the elements necessary for the special
circumstance—namely, that any participant in the robbery who was not the actual killer
either acted with the intent to kill or was a major participant acting with reckless
indifference to human life (§ 190.2, subds. (c) & (d)), and (2) the evidence to support
these additional elements is legally insufficient, such that double jeopardy precludes any
retrial on the special circumstance (People v. Eroshevich (2014) 60 Cal.4th 583, 591
[“‘when a reversal rests upon the ground that the prosecution has failed to produce
sufficient evidence . . ., the Double Jeopardy Clause bars the prosecutor from making a
second attempt at conviction’”], quoting Tibbs v. Florida (1982) 457 U.S. 31, 42.) We
independently review questions of instructional error and the sufficiency of the evidence
4 Marcel was charged and tried separately. His conviction and sentence were
affirmed on appeal in an unpublished opinion. (See People v. Mackabee (June 20, 2014,
B250143).)
5
(People v. Fiore (2014) 227 Cal.App.4th 1362, 1378 [instructional error]; People v.
Banks (2015) 61 Cal.4th 788, 804 (Banks) [sufficiency of evidence is a “legal question,”
so we “examine the record independently” for “substantial evidence”].)
A. Instructional error
1. Was there error?
A defendant found guilty of first-degree murder is to be sentenced to death or life
without the possibility of parole if the People charge, and a jury finds, that “[t]he murder
was committed while the defendant was engaged in, or was an accomplice in, the
commission of . . . [¶] [r]obbery.” (§ 190.2, subd. (a)(17)(A).) Where the defendant is
the person who committed the murder during the robbery, nothing further need be
proven. (§ 190.2, subd. (b); People v. Lancaster (2007) 41 Cal.4th 50, 90 (Lancaster).)
However, where the defendant is not the actual killer, the People must additionally
prove that he (1) “with the intent to kill, aids, abets, counsels, commands, induces,
solicits, requests, or assists any actor in the commission” of the murder (§ 190.2,
subd. (c)), or (2) “with reckless indifference to human life and as a major participant,
aids, abets, counsels, commands, induces, solicits, requests, or assists” in the commission
of the robbery “which results in the death of some person or persons” (§ 190.2, subd. (d)).
These additional showings are elements of the special circumstance allegation. (E.g.,
People v. Jones (2003) 30 Cal.4th 1084, 1119 (Jones); see also CALCRIM No. 703
[pattern jury instruction spelling out these additional elements].) A trial court thus has a
sua sponte duty to instruct a jury on these elements as part of its broader obligation to
give instructions “on the general principles of law relevant to and governing the case,”
(People v. Cummings (1993) 4 Cal.4th 1233, 1311; see also Apprendi v. New Jersey
(2000) 530 U.S. 466, 469 [jury must find facts that increase a sentence beyond a
reasonable doubt]; People v. Davis (2005) 36 Cal.4th 510, 567 [so noting, as to special
6
circumstance findings]), at least if “substantial evidence” supports the need for an
5
instruction on the additional elements (People v. Delgado (2013) 56 Cal.4th 480, 488).
The evidence established that there was only one shooter, and that the shooter was
either Johnson or Mackbee. As to whomever was the shooter, there would be no
instructional error because the People do not need to prove the additional elements set
forth above as to the actual killer. (People v. Letner & Tobin (2010) 50 Cal.4th 99, 194
[finding no error in omission of additional elements at issue in this case as to actual
killer]; Lancaster, supra, 41 Cal.4th at p. 90 [same]; People v. Young (2005) 34 Cal.4th
1149, 1206 [same].) The problem is this: As the prosecutor acknowledged during
closing argument, the evidence does not conclusively establish which of the two—
Johnson or Mackbee—was the killer. Because only one of them was the killer and
because the other one was necessarily not the killer, either one of them could be a
robbery participant who was not the killer. As a result, the trial court was obligated to
instruct on the additional elements relevant to nonkillers as to both Johnson and
Mackbee. Yet the court did not instruct on these additional elements as to either
defendant. The court’s sole instruction regarding the special circumstance required the
jury find that “(1) the murder was committed while a defendant was engaged in or was an
accomplice in the commission of a robbery; and (2) the murder was committed in order
to carry out or advance the commission of the crime of robbery.” The additional
elements are entirely absent, and this omission constitutes instructional error even in the
absence of a request for those instructions. (People v. Mil (2012) 53 Cal.4th 400, 409
(Mil).)
2. Was the error harmless beyond a reasonable doubt?
“‘[W]hen a trial court fails to instruct the jury on an element of a special
circumstance allegation, the prejudicial effect of the error must be measured under the
test set forth in Chapman v. California (1967) 368 U.S. 18, 24.’” (Mil, supra, 53 Cal.4th
5 However, the jury need not expressly make a finding as to each element of this
special circumstance. (People v. Castenada (2011) 51 Cal.4th 1292, 1327; People v.
Carter (2003) 30 Cal.4th 1166, 1200-1201.)
7
at p. 409; People v. Jones (2003) 30 Cal.4th 1084, 1119.) Our task is to “‘conduct a
thorough examination of the record’” and assess whether we can “‘conclude beyond a
reasonable doubt that the jury verdict would have been the same absent the error.’” (Mil,
at p. 417, quoting Neder v. United States (1998) 527 U.S. 1, 19.) The omission of an
element may be harmless beyond a reasonable doubt if that element “‘was uncontested
and supported by overwhelming evidence.’” (Mil, at p. 410, quoting Neder, at p. 17.)
Conversely, the omission of an element is not harmless beyond a reasonable doubt if
“‘the record contains evidence that could rationally lead to a contrary finding with respect
to the omitted element.’” (Mil, at p. 417, quoting Neder, at p. 19; People v. Sandoval
(2007) 41 Cal.4th 825, 838.)
As noted above, although there is instructional error only as to the robbery
participant who was not the actual killer, we do not know whether that person is Johnson
or Mackbee. Thus, the only way we can conclude that the instructional error in this case
is harmless beyond a reasonable doubt is if it is harmless as to both Johnson and
Mackbee as the nonkiller. We must therefore ask: Is there “uncontested and
overwhelming” evidence—evidence that would preclude a finding to the contrary—that
each defendant (1) acted with the intent to kill, or (2) was a major participant in the
robbery who acted with reckless indifference to human life? We will address the second
question first.
The statutory requirement that a nonkiller who participates in a robbery be a
“major participant” acting with a “reckless indifference to human life” comes from the
United States Supreme Court’s decision in Tison v. Arizona (1987) 481 U.S. 137. (See
Banks, supra, 61 Cal.4th at p. 794.) Our Supreme Court has looked to Tison to define
those terms. (Id. at p. 798.)
A “major participant” in a robbery is someone whose “personal involvement” is
“substantial”; such a participant need not be the “ringleader,” but his or her involvement
must be “greater than the actions of an ordinary aider and abettor.” (Banks, supra, 61
Cal.4th at p. 802; People v. Williams (2015) 61 Cal.4th 1244, 1281.) Courts are to
examine the totality of the circumstances when evaluating the extent of participation,
8
including several factors our Supreme Court has identified as relevant but not dispositive
to the issue: (1) the defendant’s role in planning the robbery; (2) the defendant’s role in
supplying or using lethal weapons; (3) the defendant’s awareness of the “particular
dangers posed by the nature of the crime, weapons used, or past experience or conduct of
other participants”; (4) the defendant’s presence at the scene of the killing, such that they
were in a position to “facilitate or prevent the actual murder”; and (5) the defendant’s
actions after the use of lethal force. (Banks, at pp. 802-803 & fn. 5.)
A person acts with “reckless indifference to human life” when the defendant
“‘“knowingly engag[es] in criminal activities known to carry a grave risk of death.”’”
(Banks, supra, 61 Cal.4th at p. 801, quoting People v. Estrada (1995) 11 Cal.4th 568, 577
(Estrada), quoting Tison, supra, 481 U.S. at p. 157.) The defendant must “‘subjectively
appreciate[]’” that his acts “‘were likely to result in the taking of innocent life’” (Banks,
at p. 802, quoting Tison, at p. 152), although jurors may infer that subjective awareness
from the nature of the criminal activity itself (e.g., People v. Mora (1995) 39 Cal.App.4th
607, 617 [concluding that defendant “had to be aware of the risk” from the nature of his
criminal activity]). Contrary to what Johnson and Mackbee suggest, statements from the
charged defendants themselves regarding their mental state are not required.
“[A]wareness that a robbery accomplice is armed, without more,” is not enough to
“establish[] the necessary subjective awareness of a grave risk of death.” (Banks, at
p. 809, fn. 8.)
The evidence presented at trial overwhelmingly establishes that both Johnson and
Mackbee were “major participants” in the robbery of Williamson. Although the evidence
is disputed as to whether the plan was to murder Williamson, there was overwhelming
evidence of a plan to rob him: Marcel coaxed Williamson down to Long Beach;
Mackbee recruited Johnson to pose as a businessman having some interest in
Williamson’s business; and Johnson got dressed up to play that part. More to the point,
both Johnson and Mackbee were present in the garage when one of them shot
Williamson. This meant that both had “the opportunity to dissuade the actual killer, . . .
to aid the victim[], and thus [an] opportunity to prevent the loss of life.” (Banks, supra,
9
61 Cal.4th at p. 803, fn. 5.) Both Johnson and Mackbee possessed a firearm after the
shooting. Both put Williamson in the 4-Runner and then dumped him in the alley. And
both took Williamson’s drugs and money as the fruits of the robbery.
Whether Johnson and Mackbee subjectively appreciated that their acts were likely
to result in the taking of innocent life is, in our view, a much closer question. On the one
hand, Mackbee told friends that their plan was to “set [Williamson] up and [Johnson]
would be the shooter.” Further, a jury could infer that Mackbee and Johnson “had to be
aware” that robbing a marijuana dealer could entail some level of risk of death. Both
Mackbee and Johnson also claimed to have been the shooter after the fact, yet one of
them was lying because there was only one shooter; moreover, such a post-crime boast
sheds no light on what the nonkiller knew in advance of the robbery. On the other hand,
there was no evidence that, prior to the robbery, Johnson or Mackbee or Marcel had ever
shot anyone, or otherwise brandished or possessed a gun. More to the point, Marcel
indicated that shooting Williamson had not been part of their plan and that Johnson had
“wowed out.” Indeed, Johnson’s post-robbery conduct seems to corroborate the
unexpectedness of the shooting: Johnson was nearly in tears, and told others that “shit
didn’t go right as planned” and that he had “messed up” and “fucked up.” From this
evidence, a jury could rationally conclude that the killer’s act was unexpected and
impulsive, and thus could rationally find that the nonkiller did not subjectively appreciate
that the planned robbery was likely to lead to a death.
This very same logic makes it possible for a rational jury to conclude that the
nonkiller also had no intent to kill.
As a result, the instructional error was not harmless beyond a reasonable doubt and
the special circumstance finding infected by this error must be vacated.
B. Sufficiency of the evidence
In evaluating the sufficiency of the evidence to support a special circumstance
finding, we must view the evidence in the light most favorable to the prosecution and ask
whether there is substantial evidence—that is, evidence that is reasonable, credible, and
of solid value—to support the finding beyond a reasonable doubt. (People v. Boyce
10
(2014) 59 Cal.4th 672, 691; People v. Edwards (2013) 57 Cal.4th 658, 715.) As noted
above, this question remains relevant despite our vacating of the special circumstance
finding because a finding of legal insufficiency would bar any retrial.
In this case, there is sufficient evidence to support a finding that Johnson and
Mackbee each was a major participant who acted with reckless indifference to human life
within the meaning of section 190.2, subdivision (d) and the cases interpreting that
provision. As explained above, the evidence of Johnson’s and Mackbee’s major
participation in the robbery was overwhelming and thus far in excess of what is necessary
to constitute “substantial evidence.” The evidence of Johnson’s and Mackbee’s
subjective appreciation of the risk of death, while not overwhelming enough to render the
instructional error harmless beyond a reasonable doubt, was nonetheless substantial
enough to support a finding by a properly instructed jury. Mackbee’s statement that he,
Johnson and Marcel had agreed to “set [Williamson] up and [Johnson] would be the
shooter” is sufficient by itself to sustain a finding that all of them not only appreciated a
danger of death but were taking active steps to kill. (E.g., Pope v. Babick (2014) 229
Cal.App.4th 1238, 1247 [“‘the testimony of a single witness is enough to prove a fact’”].)
Johnson and Mackbee analogize themselves to a getaway driver in a robbery who
is taken unawares and is thus “merely present” when a fellow robber unexpectedly pulls
out a gun and shoots someone. They are correct that a sentence of death or, in California,
of life without possibility of parole, may not be imposed on a “minor participant in an
armed robbery, not on the scene, who neither intended to kill nor was found to have had
any culpable mental state.” (Tison, supra, 481 U.S. at p. 149 [discussing Enmund v.
Florida (1982) 458 U.S. 782]; Banks, supra, 61 Cal.4th at pp. 799, 804-805 [concluding
that a getaway driver who had no role in planning the robbery was not a major
participant].) But such a sentence may be imposed, as noted above, when the defendant’s
acts and mental state meet the requirements of section 190.2, subdivisions (c) and (d).
Thus, courts have upheld a jury’s finding of this special circumstance as to a defendant
who supplied his coparticipant with a gun, which the coparticipant used to shoot a
robbery victim during their second armed robbery together (People v. Proby (1998) 60
11
Cal.App.4th 922, 928-929); as to a defendant who planned a robbery with two others,
saw his coparticipant with a knife, and struck the victim with his fists until one
coparticipant ran in and stabbed the victim to death with the knife (People v. Bustos
(1994) 23 Cal.App.4th 1747, 1754-1755); and as to a defendant who helped plan the
robbery of a drug dealer involving a coparticipant’s brandishing of a rifle and watched as
the coparticipant shot the drug dealer (People v. Mora (1995) 39 Cal.App.4th 607, 617).
Mackbee’s admission that he and Johnson anticipated robbing and shooting Williamson,
along with their major participation in the robbery and their presence at the shooting
itself, constitute sufficient evidence to support a finding of the special circumstance.
II. Unanimity Instruction
Johnson and Mackbee contend that there were two robberies—the robbery of
Williamson in the garage and a second robbery when someone (likely Marcel) went back
to Williamson’s apartment to steal the cash and the bigger stash of marijuana—and that
the trial court erred in not instructing the jury that it must unanimously agree on which of
the two robberies underlies the felony-murder charge. We review this instructional error
de novo.
A jury verdict must be unanimous. (Cal. Const., art. I, § 16.) Consequently,
“when the evidence suggests more than one discrete crime, either the prosecution must
elect among the crimes or the court must require the jury to agree on the same criminal
act.” (People v. Russo (2001) 25 Cal.4th 1124, 1132.) However, a “‘unanimity
instruction is not required when the acts alleged are so closely connected as to form part
of one transaction.’” (People v. Harris (1994) 9 Cal.4th 407, 431, fn. 14, quoting People
v. Stankewitz (1999) 51 Cal.3d 72, 100.)
The evidence reveals only one “robbery” of Williamson for two independent
reasons. First, “[robbery] . . . is not confined to a fixed locus, but is frequently spread
over a considerable distance and varying periods of time” that is linked by “a proximity
of time and distance” as well as “a singlemindedness of the culprit’s purpose.” (People v.
Laursen (1972) 8 Cal.3d 192, 199-200; People v. Johnson (1992) 5 Cal.App.4th 552,
561.) Here, Williamson was shot in the garage and his keys, wallet and some marijuana
12
were taken; the marijuana and cash in his apartment were taken soon thereafter. What is
more, Johnson, Mackbee and Marcel robbed Williamson in order to take his marijuana
and cash, and the taking of items from Williamson’s apartment was driven by that same
“singlemindedness” of purpose. Second, there was no second robbery. Robbery requires
“the felonious taking of personal property in the possession of another, from his person or
immediate presence, and against his will, accomplished by means of force or fear.”
(§ 211.) As Williamson lay dying in the alley or in the hospital, the person who removed
the marijuana and cash from Williamson’s apartment did not take these items from
Williamson. Indeed, that person’s entry into the apartment may have occurred after
Williamson’s death, and “one cannot rob a dead person.” (People v. Davis (2005) 36
Cal.4th 510, 562.)
The trial court thus did not err in refusing to give an unanimity instruction.
III. Imposition of $10,000 Parole Revocation Fine
Johnson and Mackbee assert that the trial court erred in imposing but staying a
$10,000 parole revocation fine under section 1202.45 because their sentences of life
without possibility of parole preclude the possibility of parole. (See People v. Oganesyan
(1999) 70 Cal.App.4th 1178, 1185 [where a defendant’s “sentence does not presently
allow for parole and there is no evidence it ever will, no additional restitution fine must
be imposed”].) We agree that the imposition of this fine was error, but note that the error
is now moot in light of our conclusion that the special circumstance finding—and the
resulting sentence of life without possibility of parole—must be vacated. Whether a
parole revocation fine is appropriate on remand depends upon whether the People seek to
retry Johnson or Mackbee on the special circumstance and whether the jury finds that
circumstance to be true.
IV. Admissibility of Mackbee’s Statements To Others
Johnson alone argues that the trial court erred in admitting evidence of three out-
of-court statements by Mackbee: (1) Mackbee’s statement to his long-time friend (and
the garage’s maintenance man) that he and Johnson committed the robbery;
(2) Mackbee’s statement to Johnson’s girlfriend that he was “just as guilty as” Johnson
13
because Johnson and Marcel agreed to “set [Williamson] up and [Johnson] would be the
shooter”; and (3) Mackbee’s statement to his own girlfriend that he and Johnson and
Marcel were involved the robbery and that Mackbee shot Williamson “because he wanted
the money and the shit from the victim.” Johnson argues that the admission of these
statements (1) violated his right to confront witnesses under Bruton v. United States
(1968) 391 U.S. 123, 135-136 and People v. Aranda (1965) 63 Cal.2d 518, 526-527, and
(2) violated the hearsay rule because these statements do not qualify as “statements
against penal interest” under Evidence Code section 1230. We review Johnson’s claim of
constitutional error de novo (People v. Mayo (2006) 140 Cal.App.4th 535, 553), and,
because he objected below, we review his claim of evidentiary error for an abuse of
discretion (People v. Lawley (2002) 27 Cal.4th 102, 153-154 (Lawley)).
A. Aranda/Bruton
Under Aranda and Bruton, a trial court violates a criminal defendant’s
constitutional right to confrontation if, during a joint trial, it admits a codefendant’s
statement that on its face also inculpates the defendant unless the codefendant testifies
and submits to cross-examination. (People v. Capistrano (2014) 59 Cal.4th 830, 869;
People v. Hajek & Vo (2014) 58 Cal.4th 1144, 1176-1177 (Hajek & Vo); People v.
Montes (2014) 58 Cal.4th 809, 867.) In Crawford v. Washington (2004) 541 U.S. 36, the
United States Supreme Court narrowed the scope of the right to confrontation; it now
bars only those out-of-court statements that are “testimonial” when there is no
opportunity for cross-examination. (Id. at p. 68.) An out-of-court statement is
“testimonial” if it is “‘made with some degree of formality or solemnity’” (People v.
Leon (2015) 61 Cal.4th 569, 602-603, quoting People v. Lopez (2012) 55 Cal.4th 569,
581) or if the “primary purpose” of the statement “is to establish or prove past events
potentially relevant to later criminal prosecution” (Davis v. Washington (2006) 547 U.S.
813, 822). By narrowing the right of confrontation generally, Crawford also limited the
right of confrontation protected by Aranda/Bruton: Unless the codefendant’s statement is
“testimonial” within the meaning of Crawford, its admission at a joint trial does not
violate Aranda/Bruton. (People v. Arceo (2011) 195 Cal.App.4th 556, 571, citing United
14
States v. Figueroa-Cartagena (1st Cir. 2010) 612 F.3d 69, 85; United States v. Johnson
(6th Cir. 2009) 581 F.3d 320, 326.)
None of Mackbee’s out-of-court statements is “testimonial.” Casual conversations
between private individuals are generally not formal or solemn enough to be considered
“testimonial”; they are also not made with the primary purpose of advancing the
investigation or prosecution of crime. (See Hajek & Vo, supra, 58 Cal.4th at p. 1214
[“(p)rivate communications between inmates are not testimonial”]; People v. Cage
(2007) 40 Cal.4th 965, 989, fn. 20 [statements to private doctors not testimonial]; People
v. Blacksher (2011) 52 Cal.4th 769, 817-818 [statements made to family members and
not in response to police interrogation not testimonial].) Each of Mackbee’s statements
was made to friends and acquaintances and made long before Mackbee knew police had
identified him as a suspect; the statements consequently lack the requisite formality and
solemnity and were not made with the primary purpose of investigating or prosecuting
crime. Because they are not testimonial, Aranda/Bruton does not apply.
B. Statements against penal interest
Although the hearsay rule generally bars the admission of out-of-court statements
for their truth (Evid. Code, § 1200), one exception to this rule is for “statements by a
declarant having sufficient knowledge of the subject” “if the declarant is unavailable as a
witness and the statement, when made, . . . so far subjected him to the risk of . . . criminal
liability . . . that a reasonable man in his position would not have made the statement
unless he believed it to be true.” (Evid. Code, § 1230.) To fit within this exception for
“declarations against penal interest,” the proponent of the statement must show that
(1) “the declarant is unavailable”; (2) “the declaration was against the declarant’s penal
interest when made”; and (3) “the declaration was sufficiently reliable to warrant
admission despite its hearsay character.” (People v. Duarte (2000) 24 Cal.4th 603, 610-
611; Lawley, supra, 27 Cal.4th 102, 153.) To satisfy the third element, the statement
must be “‘truly self-inculpatory, rather than merely [an] attempt[] to shift blame or curry
favor.’” (Duarte, at pp. 611-612, quoting Williamson v. United States (1994) 512 U.S.
594, 603.) In making this inquiry, courts should consider not only what was said, but
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also “‘the circumstances under which’” it was said, “‘the possible motivation of the
declarant, and the declarant’s relationship to the defendant.’” (Duarte, at p. 614, quoting
People v. Cudjo (1993) 6 Cal.4th 585, 607; Lawley, at p. 153 [statement must be viewed
“in context”].) Ultimately, the exception reaches only those portions of a statement that
are “‘specifically disserving’” to the declarant and does not apply to “‘any statement or
portion of a statement not itself specifically disserving to the interests of the declarant.’”
(Duarte, at p. 612, quoting People v. Leach (1975) 15 Cal.3d 419, 441.)
Johnson concedes that Mackbee was unavailable for cross-examination, but argues
that Mackbee’s statements were not against Mackbee’s penal interest when made and that
Mackbee’s statements are unreliable because they attempt to shift the blame to Johnson.
We disagree. In all three statements, Mackbee states that he was also involved in the
robbery; indeed, in one of the statements, he admits that he is “just as guilty as” Johnson
and in another Mackbee takes credit for the shooting. Each of the statements is
“specifically disserving” to him. All three statements are also made to friends and
acquaintances, people to whom Mackbee has no incentive to “shift blame” by inflating
Johnson’s role over his own. We accordingly conclude that the trial court did not abuse
its discretion in determining that the People satisfied the prerequisites for admitting
Mackbee’s statements under Evidence Code section 1230.
C. Harmlessness
Even if we assume there was some constitutional or evidentiary error, that error
would be harmless under Chapman v. California (1967) 386 U.S. 18, 24, or under People
v. Watson (1956) 46 Cal.2d 818, 836-837. That is because Mackbee’s statements
indicating that Johnson was involved in the robbery were duplicative of Johnson’s own
statements, repeated numerous times to numerous people, that he (Johnson) was the
shooter, and was thus involved in the robbery and/or shooting.
V. Cumulative Error
Because we conclude there was only one error and reverse on that ground, we
have no basis to reverse due to cumulative error.
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DISPOSITION
We affirm Johnson’s and Mackbee’s convictions for first-degree murder. We
reverse the judgment imposing a sentence of life without the possibility of parole, vacate
the special circumstance finding and remand to the trial court so that the People may elect
whether to retry the defendants on the special circumstance or to have the trial court
resentence Johnson and Mackbee without the special circumstance finding.
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS.
_______________________, J.
HOFFSTADT
We concur:
_______________________, Acting P.J.
ASHMANN-GERST
_______________________, J.
CHAVEZ
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