J-S17016-16
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellee
v.
RONALD JAMES STUFFLET,
Appellant No. 783 WDA 2015
Appeal from the PCRA Order April 21, 2015
In the Court of Common Pleas of Bedford County
Criminal Division at No(s): CP-05-CR-0000446-2000
BEFORE: GANTMAN, P.J., SHOGAN, and FITZGERALD,* JJ.
MEMORANDUM BY SHOGAN, J.: FILED MARCH 31, 2016
Appellant, Ronald James Stufflet, appeals from the order denying his
petition for relief filed pursuant to the Post Conviction Relief Act (“PCRA”),
42 Pa.C.S. §§ 9541-9546. We affirm.
The PCRA court summarized the relevant factual underpinnings of the
case and the procedural history, as follows:
On September 14, 2000, [Appellant] was arrested after he
went to the home of his wife and children located in Saxton,
Bedford County, Pennsylvania, and threatened to kill her. The
wife contacted police.[1] When the police arrived, [Appellant]
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*
Former Justice specially assigned to the Superior Court.
1
A prior opinion of this Court noted that Appellant assaulted his wife, but
she was able to flee the residence. When police arrived, the parties’ two
children, ages five and nine, remained in the residence with Appellant.
(Footnote Continued Next Page)
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threatened to shoot and kill the [o]fficers with the loaded 12
ga[u]ge shotgun he was holding. A negotiation took place and
[Appellant] made several more threats to shoot and kill the
[o]fficers while pointing the shotgun at them. Ultimately, the
police persuaded [Appellant] to release the children and to put
down the gun.
[Appellant], then age 33, was charged with multiple
charges and counts which included criminal attempt homicide,
aggravated assault, simple assault, recklessly endangering
another person, terroristic threats, a firearms violation and
receiving stolen property. [Appellant] had a history of mental
health problems prior to his arrest, and had been receiving
mental health treatment at least since 1992. [Appellant] filed a
timely notice of insanity defense and sought to have a
psychiatrist appointed and to be committed to a secure
institution for treatment. The motion for psychiatric examination
was granted. On August 4, 2001, [Appellant] plead guilty but
mentally ill to six (6) counts of felony one aggravated assault.
The Commonwealth did not seek imposition of the available
mandatory sentence under 42 Pa.C.S.A. §9712. Pursuant to 42
Pa.C.S.A. [§] 9727(a), a hearing was scheduled for November 2,
2001.
On November 2, 2001, [Appellant] was sentenced
pursuant to a plea agreement. No specific finding was made in
the sentence that [Appellant] was severely mentally disabled
and in need of treatment. [Appellant] received an aggregate
sentence of [not less than] one year less one day nor more than
two years less one day in the county jail and twenty years of
probation. [Appellant] had served his minimum sentence by
that date, and he was paroled to a Huntingdon County detainer.
The probation conditions contained in the order required:
a. [Appellant] would participate in prescribed
treatment.
b. Take prescribed medication.
c. Live with his parents.
_______________________
(Footnote Continued)
Commonwealth v. Stufflet, 842 WDA 2011, 75 A.3d 540 (Pa. Super. filed
April 1, 2013) (unpublished memorandum at 1).
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d. Have no contact with his wife and contact with
his children only as approved by the Court.
e. No guns were to be allowed at the parents’
address.
f. No alcoholic beverages.
g. A mental health status was to be submitted as
required by law.
[A]ppellant was represented by counsel at all stages of the
proceedings.
In 2008, [Appellant] was convicted in Delaware County,
Pennsylvania, of a Misdemeanor 1, corrupting morals of children
and received a sentence of time served to 23 months. Bedford
County authorities then filed a probation violation petition. On
Wednesday, July 30, 2008, at the Gagnon I hearing,[2]
[Appellant] agreed to the violation based on the conviction in
Delaware County. A Gagnon II hearing was scheduled. After
the Gagnon I hearing, the Commonwealth in October of 2008,
amended the revocation petition to further allege 20 violations of
the [probation] provision [that Appellant] not contact his wife.
The Commonwealth also filed in October of 2008, a notice of its
intention to seek a mandatory sentence pursuant to 42 Pa.C.S.A.
§9712. To comply with the requirements of 42 Pa.C.S.A. [§]
9727 and Commonwealth v. Davis, 612 A.2d 426 (Pa. 1992), a
hearing was held pursuant to the Mental Health Procedure[s]
Act[,] and on November 19, 2008, the Mental Health Review
Officer found [Appellant] to be severely mentally disabled and in
need of treatment pursuant to Section 304(c) of the Act of 1966.
The [trial court] affirmed the findings and committed [Appellant]
to Mayview State Hospital for inpatient treatment for a period of
up to 90 days. As Mayview closed in November 2008,
[Appellant] was placed at Torrence State Hospital where he
remained until January 30, 2009, when he was returned to
Bedford for his sentencing on February 2, 2009. On that date
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2
The United States Supreme Court has held that due process requires
probationers to be given two separate hearings, known as Gagnon I and
Gagnon II hearings, prior to revoking probation. Gagnon v. Scarpelli,
411 U.S. 778, 782 (1973).
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after a hearing pursuant to 42 Pa.C.S.A. §9727, the [c]ourt
found [Appellant] to be severely mentally disabled and in need
of treatment pursuant to the Mental Health Procedure[s] Act. In
accordance with 42 Pa.C.S.A. §9727(b)(1), the Order directed,
consistent with available resources, [Appellant] was to be
provided such treatment as is psychiatrically or psychologically
indicated for his mental illness. The sentence itself was an
aggregate sentence of 15 years to 45 years in a State
Correctional Institution.
[Appellant] told his attorney he did not wish to appeal the
sentence and no appeal was filed. In October of 2009,
[Appellant] sought to file an appeal nunc pro tunc. A hearing
was held on the issue on January 8, 2010. After [the] hearing,
the court denied the request finding, in part, that at the time of
sentencing, there was no indication [Appellant] was unable to
comprehend the proceedings. Also, it was not contested that the
[c]ourt had advised [Appellant] about the appeal period.
In January 2010, [Appellant] filed a [PCRA petition]. In
February of 2010, [Appellant] filed an “Emergency Petition of
Habeas Corpus”. In March of 2010, [Appellant] filed an
“Amended Petition for Writ of Habeas Corpus Pursuant to the
Mental Health Act”.
The [c]ourt assigned counsel on April 20, 2010 and
directed counsel to file an amended petition or designate to the
[c]ourt, the petition [Appellant] intended to proceed on.
Further, if counsel wanted a psychiatric evaluation, the same
should be requested. On May 24, 2010, counsel filed for an
evaluation. The [c]ourt scheduled a hearing for June 7, 2010.
On June 11, 2010, the hearing was continued to June 15, 2010.
This hearing was to be conducted by video conference. The
hearing was not held on that date. . . . A hearing was
rescheduled for January 21, 2011, and was . . . held on that
date.
[Appellant] described a number of problems arising from
his mental disorder, including a lack of concentration, paranoia,
anger issues and memory loss.
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As a result of the hearing, the [c]ourt directed the doctors
at Graterford, pursuant to the Mental Health Procedure Act, 50
P.S. Section 4411 and 7407, to provide the [c]ourt with a mental
evaluation and a certification whether Graterford could
adequately provide treatment for [Appellant].[3] [Appellant] filed
a timely appeal to the [c]ourt[’]s order on April 1, 2013. A panel
of the Superior Court affirmed the trial [c]ourt’s [o]rder.
[Commonwealth v. Stufflet, 842 WDA 2011, 75 A.3d 540 (Pa.
Super. filed April 1, 2013) (unpublished memorandum)] On
October 2013, [Appellant’s] petition for allowance of appeal was
denied. [Commonwealth v. Stufflet, 207 WAL 2013, 77 A.3d
637 (Pa. 2013)].
PCRA Court Opinion, 4/22/15, at 1–4.
Appellant filed the present PCRA petition, his second, on January 14,
2015, and a supplemental petition on April 17, 2015. On April 22, 2015, the
PCRA court denied Appellant’s petition as untimely. Appellant filed this
timely appeal on May 8, 2015.4 The PCRA court filed an opinion on April 22,
2015.
Appellant raises the following issues in his brief on appeal:
I. Did the PCRA Court err by holding that the newly-
discovered evidence relating to Appellant’s brain injury
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3
In the prior PCRA proceeding, Appellant, who was incarcerated at SCI
Graterford, did not seek to have his convictions set aside; rather, he sought
to have his prison sentence modified to placement in a mental hospital. The
prior PCRA court denied Appellant’s PCRA petition.
4
Along with his notice of appeal, Appellant filed a statement pursuant to
Pa.R.A.P. 1925(b), noting that he was filing it “out of an abundance of
caution . . . .” Statement of Concise Errors Complained of on Appeal,
5/8/15, at 2. This Court obtained the statement from Bedford County Clerk
of Courts because the statement was missing from the record certified to us
on appeal.
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does not meet the statutory requirements of Title 42
Pa.C.S. § 9545(b)(1)(ii)?
II. Did the PCRA Court err by not providing Appellant with a
notice of intent to dismiss, pursuant to Pennsylvania Rules
of Criminal Procedure 907 prior to summarily disposing of
his PCRA petition?
III. Does the interest of justice require a remand for the
purpose of holding an evidentiary hearing?
Appellant’s Brief at 4.
When reviewing the propriety of an order denying PCRA relief, we
consider the record “in the light most favorable to the prevailing party at the
PCRA level.” Commonwealth v. Stultz, 114 A.3d 865, 872 (Pa. Super.
2015) (quoting Commonwealth v. Henkel, 90 A.3d 16, 20 (Pa. Super.
2014) (en banc)). This Court is limited to determining whether the evidence
of record supports the conclusions of the PCRA court and whether the ruling
is free of legal error. Commonwealth v. Rykard, 55 A.3d 1177, 1183 (Pa.
Super. 2012). We grant great deference to the PCRA court’s findings that
are supported in the record and will not disturb them unless they have no
support in the certified record. Commonwealth v. Rigg, 84 A.3d 1080,
1084 (Pa. Super. 2014). “There is no absolute right to an evidentiary
hearing on a PCRA petition, and if the PCRA court can determine from the
record that no genuine issues of material fact exist, then a hearing is not
necessary.” Commonwealth v. Jones, 942 A.2d 903, 906 (Pa. Super.
2008) (quoting Commonwealth v. Barbosa, 819 A.2d 81 (Pa. Super.
2003)). “[S]uch a decision is within the discretion of the PCRA court and will
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not be overturned absent an abuse of discretion.” Commonwealth v.
Mason, ___ A.3d ___, ___, 2015 WL 9485173 at *6, 676 CAP 2015 (Pa.
2015) (decided December 29, 2015).
A PCRA petition must be filed within one year of the date that the
judgment of sentence becomes final. 42 Pa.C.S. § 9545(b)(1). This time
requirement is mandatory and jurisdictional in nature, and the court may not
ignore it in order to reach the merits of the petition. Commonwealth v.
Murray, 753 A.2d 201, 203 (Pa. 2000). A judgment of sentence “becomes
final at the conclusion of direct review, including discretionary review in the
Supreme Court of the United States and the Supreme Court of Pennsylvania,
or at the expiration of time for seeking the review.” 42 Pa.C.S.
§ 9545(b)(3).
Our review of the record reflects that Appellant’s judgment of sentence
became final on March 4, 2009, thirty days after the trial court imposed the
judgment of sentence, and Appellant failed to file a direct appeal with this
Court. 42 Pa.C.S. § 9545(b)(3); Pa.R.A.P. 903(a). Thus, a timely PCRA
petition had to have been filed by March 4, 2010. Appellant did not file the
instant PCRA petition until January 14, 2015.
As noted, the PCRA court dismissed the petition as untimely.
Nevertheless, an untimely petition may be received when the petition
alleges, and the petitioner proves, that any of the three limited exceptions to
the time for filing the petition, set forth at 42 Pa.C.S. § 9545(b)(1)(i), (ii),
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and (iii), is met.5 “However, the PCRA limits the reach of the exceptions by
providing that a petition invoking any of the exceptions must be filed within
60 days of the date the claim first could have been presented.”
Commonwealth v. Walters, ___ A.3d ___, ___, 2016 PA Super 42, at *2
(Pa. Super. 2016) (filed February 19, 2016) (citing Commonwealth v.
Leggett, 16 A.3d 1144, 1146 (Pa. Super. 2011) and 42 Pa.C.S. §
9545(b)(2)).
Appellant asserted in his PCRA petition and maintains here that a
neuropsychological assessment (“Neuropsych Summary”) that was
completed between August 21, 2014, and September 10, 2014, qualifies as
“facts upon which the claim is predicated [and] were unknown to the
petitioner and could not have been ascertained by the exercise of due
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5
The exceptions to the timeliness requirement are:
(i) the failure to raise the claim previously was the result of
interference by government officials with the presentation of the
claim in violation of the Constitution or laws of this
Commonwealth or the Constitution or laws of the United States;
(ii) the facts upon which the claim is predicated were unknown
to the petitioner and could not have been ascertained by the
exercise of due diligence; or
(iii) the right asserted is a constitutional right that was
recognized by the Supreme Court of the United States or the
Supreme Court of Pennsylvania after the time period provided in
this section and has been held by that court to apply
retroactively.
42 Pa.C.S. § 9545(b)(1)(i), (ii), and (iii).
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diligence.”6 42 Pa.C.S. § 9545(b)(1)(ii); Appellant’s Brief at 9; PCRA Court
Opinion, 4/21/15, at 4. Appellant asserted in his PCRA petition that this
“new evidence establishes, in no uncertain terms, that at the time of
[Appellant’s] plea he was not just mentally ill, but also suffered from
significant brain injury that prevented him from entering into a knowingly
and intelligent plea.” PCRA Petition, 1/23/15, at 2 (emphasis in original).
Appellant contends that the PCRA court erred in concluding that “the newly-
discovered evidence relating to Appellant’s brain injury does not meet the
statutory requirements of Title 42 Pa.C.S. § 9545(b)(1)(ii).” Appellant’s
Brief at 10. Appellant challenges the PCRA court’s conclusion, suggesting “it
simply does not make any sense . . . .” Id. at 15. Appellant suggests that
he was aware only that he suffered from “bipolar and/or schizoaffective
disorder” and did not know he had a brain injury until so informed by the
Neuropsych Summary. Id. at 14. Thus, Appellant maintains that because
he could not have consulted with his counsel “with a reasonable degree of
rational understanding,” he should be permitted to withdraw his plea of
guilty but mentally ill. Id. at 18.
“Section 9545(b)(1)(ii) requires a petitioner to allege and prove that
there were facts unknown to him and that he exercised due diligence in
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6
The PCRA court and Appellant represented that Appellant received the
Neuropsych Summary on November 20, 2014. PCRA Court Opinion,
4/21/15, at 4; Appellant’s Brief at 13.
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discovering those facts.” Commonwealth v. Brown, 111 A.3d 171, 176
(Pa. Super. 2015), appeal denied, 125 A.3d 1197 (Pa. 2015) (citing 42
Pa.C.S. § 9545(b)(1)(ii)). The new-facts exception of 42 Pa.C.S. §
9545(b)(1)(ii):
has two components, which must be alleged and proved.
Namely, the petitioner must establish that: 1) the facts upon
which the claim was predicated were unknown and 2) could not
have been ascertained by the exercise of due diligence. If the
petitioner alleges and proves these two components, then the
PCRA court has jurisdiction over the claim under this subsection.
Brown, 111 A.3d at 176-177 (quoting Commonwealth v. Bennett, 930
A.2d 1264, 1272 (Pa. 2007)).
We agree with the PCRA court that the Neuropsych Summary does not
qualify as facts that were unknown to Appellant or that could not have been
ascertained by the exercise of due diligence. The PCRA court stated as
follows:
The difficulty with [Appellant’s] argument is that while this
assessment was recently made, it is based in part on a history of
head injuries known by him and [information] provided by him,
therefore known to him long before the evaluation was
completed. After his resentencing on February 9, 2009,
[Appellant] failed to pursue a direct appeal. On October 9,
2009, [Appellant] through Counsel filed for permission to appeal
nunc pro tunc. In that petition, [Appellant] recites his mental
health history including his 90-day commitment to Mayview
State Hospital, Torrence, for inpatient treatment. [Appellant]
argued in his nunc pro tunc request that, at the time of his
appeal, he was not in a mental state to knowingly, voluntarily,
and intelligently waive his right to direct appeal or decide to not
appeal his sentence (motion to file nunc pro tunc appeal,
paragraphs 6-10). [The trial court] denied this motion by order
dated January 13, 2010.
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At the hearing on his first PCRA petition, [Appellant]
alleged problems arising from his mental disorder, including lack
of concentration, paranoia, anger issues and memory loss.
These are the same problems as were noted in the 2014
assessment. No issues were raised in his PCRA hearing other
than his request to be placed in mental hospital. The only
constitutional issues raised were under the Federal Constitution
Eighth Amendment. As to the substance of [Appellant’s] present
claims, [the PCRA court’s] 2010 memorandum notes “He was
committed to Mayview State Hospital on or about November 19,
2008, was released and was present at the proceeding
conducted February 2, 2009.” (sentencing hearing). “There was
no indication at that time that he was unable to comprehend the
proceedings, nor was any indication given to the Court during
the appeal period that his mental status had changed.”
* * *
All the information in [Appellant’s] present PCRA petition
was readily available at the time of the first post conviction
hearing act petition and was known to [Appellant] or could have
been found by any reasonable investigation. Therefore, it
appears at a minimum [Appellant] should have raised these
issues in his first petition. So even if it was determined that the
facts alleged qualify pursuant to 42 Pa.C.S.A. §9545(b)(1)(ii),
[Appellant] did not file within 60 days of the date the claim could
have been presented as required by 42 Pa.C.S.A. § 9545(b)(2).
PCRA Court Opinion, 4/21/15, at 5–6.
The Neuropsych Summary indicates that on August 21, 2014, Ms.
Krista Coons evaluated Appellant using the Traumatic Brain Injury
Questionnaire (“TBIQ”) during a clinical interview. Neuropsych Summary,
11/20/14, at 1; PCRA Petition, 1/23/15, at Exh. A. Review of the
Neuropsych Summary reveals that the TBIQ responses were provided by
Appellant himself. There were no new medical tests, scans, or procedures
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that were utilized in the evaluation; it merely involved self-reported
incidents by Appellant, as revealed by the following passage:
Episodes of potential traumatic brain injury began in 1969 at the
age of 2 or 3 when [Appellant] was hit by a softball in the head
while watching a game in the stands. He was unsure as to
whether or not he was treated in hospital, lost consciousness, or
experienced any post- traumatic amnesia. In 1971, at age 4 or
5, he was hit in the head with a rock. Again, he was unsure as
to whether or not he was treated, lost consciousness, or
experienced post- traumatic amnesia. In 1975 while in the
fourth grade, [Appellant] reported that he fell out of the school
bus onto his head. Again, he was unsure as to whether or not
he was treated, lost consciousness, or experienced post-
traumatic amnesia.
In 1982 at the age of 16, [Appellant] reported that he was in a
fight in which he was hit and briefly dazed, but was not treated.
In 1983, he reported that he was hit in the head with a
nightstick and again dazed briefly. He was not treated and did
not recall a period of post-traumatic amnesia. Also in 1983,
[Appellant] fell down 15 concrete steps. He reported that he lost
consciousness for between 5 minutes and an hour but was
unsure of a post-traumatic amnesia. He was not treated for this
episode. [Appellant] also reported that he was in several
motorcycle accidents and at least one car accident, in 1988. He
reported likely being dazed in each of these events. Another
potential of brain injury was being “choked out” in a [sic] several
fights. Notably, [Appellant] reported that he was treated by a
psychiatrist at Bryn Mawr Hospital who diagnosed him with
organic frontal lobe disorder . . . .
Neuropsych Summary, 11/20/14, at 1; PCRA Petition, 1/23/15, at Exh. A.
Clearly, all of the incidents of possible brain injury occurred more than a
decade before his plea in 2001; all of the incidents were known to Appellant
since 1988, at the latest.
We conclude that Appellant has not established the applicability of 42
Pa.C.S. § 9545(b)(1)(ii) or any other exception to the PCRA timeliness
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requirements; thus, the PCRA court properly dismissed Appellant’s petition
as untimely. Therefore, we lack jurisdiction to reach the merits of the
appeal. See Commonwealth v. Taylor, 67 A.3d 1245, 1249 (Pa. 2013)
(“PCRA time requirement mandatory and jurisdictional in nature; court
cannot ignore it and reach merits of petition.”); Commonwealth v.
Hernandez, 79 A.3d 649, 655 (Pa. Super. 2013) (holding that Superior
Court lacks jurisdiction to reach merits of appeal from untimely PCRA
petition). Because the PCRA petition was untimely and no exceptions apply,
the PCRA court lacked jurisdiction to address the claims presented.
Likewise, we lack jurisdiction to reach the merits of the appeal.
Commonwealth v. Johnson, 803 A.2d 1291, 1294 (Pa. Super. 2002).7
Order affirmed.
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7
Because we conclude that we lack jurisdiction to address the merits of the
appeal due to the untimeliness of the instant PCRA petition, as did the PCRA
court, we need not address Appellant’s second and third issues. Moreover,
we note that where a PCRA petition is untimely, the failure to provide notice
pursuant to Pa.R.Crim.P. 907 “is not reversible error.” Commonwealth v.
Lawson, 90 A.3d 1, 5 (Pa. Super. 2014) (citing Commonwealth v.
Pursell, 749 A.2d 911, 917 n.7 (Pa. 2000)). Thus, the failure of the PCRA
court to provide such notice does not entitle Appellant to relief.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 3/31/2016
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