Filed 4/11/16 In re D.O. CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
In re D.O., a Person Coming Under the
Juvenile Court Law.
D069105
SAN DIEGO COUNTY HEALTH AND
HUMAN SERVICES AGENCY,
(Super. Ct. No. SJ11191D)
Plaintiff and Respondent,
v.
JESSICA A.,
Defendant and Appellant,
SCOTT O.,
Defendant and Respondent,
JE.O., et al.,
Objectors and Appellants.
APPEAL from an order of the Superior Court of San Diego County, Sharon
Kalemkiarian, Judge. Affirmed.
William Hook, under appointment by the Court of Appeal, for Defendant and
Appellant Jessica A.
Michele Anne Cella, under appointment by the Court of Appeal, for Appellants,
minors Je.O., Y.O., and Jo.O.
Thomas E. Montgomery, County Counsel, John E. Philips, Chief Deputy County
Counsel, and Kristen Ojeil, Deputy County Counsel, for Plaintiff and Respondent.
Linda Rehm, under appointment by the Court of Appeal, for Respondent Scott O.
Jessica O. (mother) and Scott O. (father) are the parents of D.O., who was one
year old when this case began. The mother has three older children (Je.O., Y.O, and
Jo.O., who were 11, 10, and nine years old, respectively, when this case began; together,
the Siblings) by another father. The juvenile court terminated parental rights as to D.O.
and ordered adoption as her permanent plan. On appeal, the mother and the Siblings
(together, appellants) contend the juvenile court erred by finding the sibling relationship
exception to adoption does not apply.1 (Welf. & Inst. Code, § 366.26, subd.
(c)(1)(B)(v).)2 Specifically, they contend the trial court erred when determining whether
there would be substantial interference with D.O.'s sibling relationships by improperly
considering the caregivers' assurances that sibling visits would continue, instead of by
considering the factors specifically enumerated in the statute. We find no error and
affirm.
1 The Siblings do not challenge the juvenile court's handling of their own
dependency cases.
2 All further statutory references are to the Welfare and Institutions Code.
2
FACTUAL AND PROCEDURAL BACKGROUND
On July 31, 2014, the San Diego County Health and Human Services Agency
(Agency) filed a petition under section 300, subdivision (b), after D.O.'s mentally ill
father committed several acts of domestic violence and the mother failed to take
protective action or otherwise cooperate with the Agency. The juvenile court issued a
protective custody warrant for D.O. and the Siblings.
After the Agency filed the petitions, the mother absconded with D.O. and Y.O. As
of the August 1, 2014 detention hearing, their whereabouts were unknown, and neither
parent attended the hearing. The court made a prima facie finding on the petition and
ordered D.O. detained out of the parents' custody.
One week later, police located D.O. with the father in a grocery store parking lot
when the mother was caught shoplifting. D.O. and Y.O. were detained together in one
foster home; their brothers were detained together in another.
In its August 26, 2014 jurisdiction report, the Agency stated the mother's
whereabouts were unknown. The father's had also been, until he was arrested about one
week earlier. The mother had not visited her children since their removal, and the father
was restrained by the court from doing so.
The juvenile court made true findings on the Agency's petitions, declared the
children dependents of the court, and ordered them removed from parental custody. The
court further ordered that "sibling visitation shall occur." The court set a six-month
review hearing, but deferred addressing reunification services for the mother until she
made herself available to the Agency.
3
In its February 2015 six-month status review report, the Agency updated the court
on the children's placements. D.O. was moved from foster care to her paternal
grandmother's home on September 17, 2014. One month later, Y.O. was moved from her
initial foster home to her brothers' foster home. Neither of the parents visited D.O. or
made themselves available to the Agency during the six-month review period. The
Agency recommended the court set a section 366.26 hearing to determine D.O.'s
permanent plan. After the juvenile court found there was not a substantial probability
D.O. would be returned to her parents' custody within six months, the court terminated
their reunification services and set a section 366.26 hearing as to D.O. for July 8, 2015.
The Siblings' father continued to receive reunification services, and their dependency
case proceeded on a separate track. The court ordered that sibling visits continue.
The Agency's section 366.26 report recommended the juvenile court terminate
parental rights and select adoption as D.O.'s permanent plan. Neither parent had visited
D.O. "due to their limited contact with the Agency." The report stated D.O. was
adoptable and advised that the paternal grandmother was committed to adopting her.
D.O. and the Siblings were visiting each other twice per month. The Agency stated, "The
caregiver[s] of [D.O.] and the [Siblings] are committed to maintaining the sibling
interaction and visitation. Therefore, the sibling exception does not apply."
Meanwhile, the paternal grandmother reported to the Agency that she heard from
the mother, who said she was in her first trimester of pregnancy with the father's baby.
The paternal grandmother told the mother "she would be 'more than willing without any
question' to provide a home for the child."
4
In an addendum report, the Agency advised that a social worker had facilitated a
supervised visit between the mother and D.O. During the 20-minute visit, D.O. did not
recognize the mother and "appeared independent as she engaged in play individually
despite [the mother]'s efforts to engage her." The mother did not maintain contact with
the Agency after the visit. The father was incarcerated and had no contact with the
Agency or D.O.
The Siblings filed a petition under section 388 to establish their standing at the
section 366.26 hearing to assert the sibling relationship exception to adoption. The court
granted the petition without objection.
At the section 366.26 hearing, the juvenile court received in evidence certain of
the Agency's reports and addenda, and the stipulated testimony of two social workers and
the Siblings.
The social workers concluded "there's no interference with the sibling
relationship" because the paternal grandmother "is open to facilitating sibling visits and
contact, even after adoption." The paternal grandmother "consistent[ly] . . . remained
compliant with the social worker and [the] Agency," making D.O. available for visits and
compliance checks. The Siblings visited D.O. twice per month, and the paternal
grandmother had never been unavailable for a visit. The paternal grandmother had lived
with the Siblings (who are not her blood relatives) at one point, and had "demonstrated
her capacity and dedication to the maintenance of the sibling contact" by taking in the
mother's new baby (whose paternity had not been established) "so the siblings can stay
together." Thus, the Agency had "no current concerns with the caregiver's willingness
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and capacity to continue facilitating sibling visits." Even if there were interference with
the sibling relationship, the Agency opined it would not be detrimental to D.O. "from her
perspective." (Italics added.) The Agency noted D.O. "does not discuss her siblings,"
and "speaks consistently in regards to [the paternal grandmother]."
The Siblings' stipulated testimony established that they lived with D.O. for
approximately the first year of her life, until the children were removed from parental
custody. Once in foster care, they visited at a fast food restaurant that had a playground.
Je.O. stated he "help[ed] [D.O.] play on the playground"; they hugged each other at the
beginning and end of the visits; and D.O. told Je.O. at the end of visits that she loves him.
Je.O. acknowledged that "sometimes [D.O.] knows [him] and sometimes she doesn't."
Je.O. wished for weekly visits with D.O., and was comfortable having them at the
paternal grandmother's home (having been there once before). Je.O. would "feel mad and
bad" if he did not live with D.O. again; he would "feel bad" if he could not visit her
again.
Y.O. said she and D.O. were very close.3 Y.O. often acted as D.O.'s caretaker.
During visits, Y.O. played with and helped feed D.O. Y.O. said, "[D.O.] enjoys herself at
the visits because she laughs and smiles. She reaches for me when she needs help while
playing." Y.O. also stated, "[D.O.] and I love each other. She runs up to me at the visits
and says she loves me every time we see each other. She and I are still very close, and
she calls me 'sissy.' I miss living with her. She used to cry at the end of our visits when
3 The Agency's detention report, filed 14 months earlier, stated "[D.O.] appeared
bonded with her older sister [Y.O.]."
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we said goodbye, but she has gotten over it. When our visits end, we always hug
goodbye and tell each other, 'I love you.' " Y.O. wanted to see D.O. more often and
would be sad if they could not live together again; she would be "even more sad" if they
could not visit each other anymore. Y.O. acknowledged she did not "know how [D.O.]
would feel if she couldn't see [Y.O.] again."
Jo.O. stated in his stipulated testimony that D.O. seemed happy to see the Siblings
during visits and said things like " 'Brother' " and " 'Sissy!' " Jo.O. would help D.O. play
and "hold her hand a lot." At the end of visits, D.O. seemed sad and would cry a little,
and the children would all hug and say they love each other. Jo.O. wished he could see
D.O. every day, said he would be "really sad" if he could not, and would be "sad, sad,
sad" if he were unable to continue visiting her.
After receiving evidence, the juvenile court heard argument from counsel. The
Agency argued D.O. was adoptable and no exceptions to the statutory preference for
adoption existed. D.O.'s counsel (who was also her guardian ad litem) joined in the
Agency's argument, as did the father. The Siblings and the mother argued that the sibling
relationship exception applied. The mother argued that the parent-child beneficial
relationship exception also applied.
The juvenile court found D.O. adoptable, found neither of the invoked exceptions
to adoption applied, terminated parental rights over D.O., and selected adoption as her
permanent plan. The court explained that the sibling relationship exception "really only
comes into light . . . if there is a demonstrated interference" with such a relationship. The
court found that although there is "some evidence" that D.O. feels a sibling bond, there is
7
"absolutely no evidence that that bond would be interfered with." (Italics added.) The
court based this finding on the following evidence: (1) the paternal grandmother's proven
track record of facilitating visits with D.O. and the Siblings (whom the court observed are
not related to the paternal grandmother); (2) the fact the paternal grandmother took in the
mother's new baby, "who she's not even sure is related to her by blood"; (3) the Siblings'
nonrelative caregivers' proven track record of facilitating sibling visits; (4) the maternal
grandmother's participation in at least one visit; (5) the fact that neither parent objected to
placing D.O. with the paternal grandmother; and (6) the lack of any evidence that the
paternal grandmother, the Siblings' caregivers, or the maternal grandmother "would in
any way interfere" with the sibling relationship. The court concluded, "So I don't find
that there would be substantial interference." The court clarified it was not relying on the
existence of a postadoption contact agreement.
DISCUSSION
Appellants contend the juvenile court "did not conduct the analysis required by"
section 366.26, subdivision (c)(1)(B)(v) because the court based its finding of no
substantial interference solely on the caregivers' "unenforceable commitment to continue
sibling visits" and not on the factors expressly enumerated in the statute. We find no
error.
I. Overview of the Sibling Relationship Exception
"At a section 366.26 hearing the court is charged with determining a permanent
plan of care for the child." (In re Casey D. (1999) 70 Cal.App.4th 38, 50.) The court
may order one of three alternatives: adoption, legal guardianship, or long-term foster
8
care. (In re Autumn H. (1994) 27 Cal.App.4th 567, 573 (Autumn H.); § 366.26,
subd. (b)(1)-(5).) "Adoption, where possible, is the permanent plan preferred by the
Legislature." (Autumn H., at p. 573.) Adoption necessarily involves termination of the
biological parents' legal rights to the child. (Id. at p. 574.) Once the court determines by
clear and convincing evidence that a child is likely to be adopted, the burden shifts to any
party opposing adoption to show that termination of parental rights would be detrimental
to the child under one of the exceptions listed in section 366.26, subdivision (c)(1). (In re
C.F. (2011) 193 Cal.App.4th 549, 553; In re S.B. (2008) 164 Cal.App.4th 289, 297.)
The "sibling relationship" exception codified in section 366.26, subdivision
(c)(1)(B)(v) provides an exception to termination of parental rights when "[t]here would
be substantial interference with a child's sibling relationship, taking into consideration the
nature and extent of the relationship, including, but not limited to, [1] whether the child
was raised with a sibling in the same home, [2] whether the child shared significant
common experiences or has existing close and strong bonds with a sibling, and
[3] whether ongoing contact is in the child's best interest, including the child's long-term
emotional interest, as compared to the benefit of legal permanence through adoption."
(§ 366.26, subd. (c)(1)(B)(v); see In re Valerie A. (2007) 152 Cal.App.4th 987, 998.)
Under section 366.26, subdivision (c)(1)(B)(v), the juvenile court "is directed first
to determine whether terminating parental rights would substantially interfere with the
sibling relationship. . . ." (In re L.Y.L. (2002) 101 Cal.App.4th 942, 951-952; see In re
Daisy D. (2006) 144 Cal.App.4th 287, 293 ["The exception . . . applies only when
adoption would result in 'substantial interference with a child's sibling relationship.' "].)
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"If the court determines terminating parental rights would substantially interfere with the
sibling relationship, the court is then directed to weigh the child's best interest in
continuing that sibling relationship against the benefit the child would receive by the
permanency of adoption." (In re L.Y.L., at p. 952, italics added; § 366.26, subd.
(c)(1)(B)(v).) The sibling bond exception is evaluated from the perspective of the child
who is being considered for adoption, not the perspective of that child's siblings. (See In
re Celine R. (2003) 31 Cal.4th 45, 54-55.)
"The author of the legislation adding the sibling relationship exception anticipated
that 'use of the new exception "will likely be rare," ' meaning 'that the child's relationship
with his or her siblings would rarely be sufficiently strong to outweigh the benefits of
adoption.' " (In re Daisy D., supra, 144 Cal.App.4th at p. 293; see In re Valerie A.,
supra, 152 Cal.App.4th at p. 1014 ["application of this exception will be rare, particularly
when the proceedings concern young children whose needs for a competent, caring and
stable parent are paramount"].)
To the extent appellants contend the juvenile court erroneously construed the
factors it was required to consider under section 366.26, subdivision (c)(1)(B)(v), we
review the claim de novo. (See In re A.L. (2010) 190 Cal.App.4th 75, 78.) To the extent
appellants challenge the juvenile court's ultimate determination, we apply the substantial
evidence standard to the juvenile court's underlying factual determinations, and the abuse
of discretion standard to the court's weighing of competing interests. (See In re Anthony
B. (2015) 239 Cal.App.4th 389, 395.)
10
II. Analysis
Before we address the merits of appellants' contention, we reiterate the rarity with
which the sibling relationship exception applies. (See In re Daisy D., supra, 144
Cal.App.4th at 293; In re Valerie A., supra, 152 Cal.App.4th at p. 1014.) The fact D.O.'s
counsel and guardian ad litem argued against the exception's applicability suggests this is
not one of those rare instances in which the exception applies. We turn now to the
merits.
Appellants' overarching premise—that the juvenile court could consider only those
factors expressly enumerated in section 366.26, subdivision (c)(1)(B)(v), and no others—
is undermined by the statute's plain language. (See, e.g., Young v. Gannon (2002) 97
Cal.App.4th 209, 223 ["The court looks first to the language of the statute; if clear and
unambiguous, the court will give effect to its plain meaning."].) Although the statute
expressly enumerates three factors, it also provides that the court's analysis should "tak[e]
into consideration the nature and extent of the [sibling] relationship, including, but not
limited to," those expressly enumerated factors. (§ 366.26, subd. (c)(1)(B)(v), italics
added; see In re L.Y.L., supra, 101 Cal.App.4th at p. 952, fn. 6 ["[A]s the Legislature
noted, the list in the statute is not exclusive."].) "The phrase 'including, but not limited to'
is a term of enlargement, and signals the Legislature's intent that [a statute] applies to
items not specifically listed in the provision." (Major v. Silna (2005) 134 Cal.App.4th
1485, 1495; see People v. Arias (2008) 45 Cal.4th 169, 181 ["the proviso 'including, but
not limited to' 'connotes an illustrative listing, one purposefully capable of
enlargement' "]; In re M.W. (2008) 169 Cal.App.4th 1, 5-6 ["use of the term 'including,
11
but not limited to' . . . suggests a legislative intention to allow broad discretion"].) Thus,
the plain language of section 366.26, subd. (c)(1)(B)(v) authorized the juvenile court to
consider factors other than those expressly articulated in the statute—such as a proven
history of, and expressed commitment to, sibling visits.
Appellants argue by analogy that because a juvenile court cannot rely on an
unenforceable promise of future visitation when deciding whether the parent-child
beneficial relationship exception applies (see In re C.B. (2010) 190 Cal.App.4th 102, 128-
129), the court likewise cannot consider promises of future visitation when deciding
whether the sibling relationship exception applies. The analogy is inapt. (See In re S.B.,
supra, 164 Cal.App.4th at p. 300.) Freeing a child for adoption necessarily requires
terminating—that is, substantially interfering with—the parent-child relationship. (See In
re Autumn H., supra, 27 Cal.App.4th at p. 574.) But "[u]nlike the parent-child
relationship, sibling relationships enjoy legal recognition after termination of parental
rights." (In re S.B., supra, 164 Cal.App.4th at p. 300.)4 Thus, it is not a foregone
conclusion that terminating parental rights will substantially interfere with a sibling
relationship, and the juvenile court must make this factual determination.
The Agency cites several cases that indicate assurances of continued sibling visits
are relevant to this determination. (See In re L.Y.L., supra, 101 Cal.App.4th at pp. 951-
4 Consistent with this distinction, the subdivision that sets forth the parent-child
beneficial relationship exception does not require the juvenile court to determine whether
there will be substantial interference with the relationship, whereas the subdivision setting
forth the sibling relationship exception does. (Compare § 366.26, subd. (c)(1)(B)(i) with
§ 366.26, subd. (c)(1)(B)(v).)
12
952; In re Daisy D., supra, 144 Cal.App.4th at p. 293; In re Salvador M. (2005) 133
Cal.App.4th 1415, 1422; In re Valerie A., supra, 152 Cal.App.4th at p. 1014; In re Jacob
S. (2002) 104 Cal.App.4th 1011, 1019.) We find these cases persuasive. We
acknowledge that the juvenile courts in the cited cases did not rely exclusively on evidence
regarding sibling visits, but also considered (to varying degrees) the factors enumerated in
section 366.26, subdivision (c)(1)(B)(v). Given the potential tenuousness of future sibling
visits, it is the better practice for juvenile courts to also consider the expressly enumerated
factors. However, we conclude it was not error to depart from that practice here, where
the record contains substantial evidence that would have allowed the juvenile court to
otherwise reach the same conclusion by considering the expressly enumerated factors.
Although appellants frame their challenge primarily as a legal one directed at the
propriety of considering future sibling visits at all, they also assert that "no evidence
supported the juvenile court's finding that the sibling relationship would remain intact,
except for speculation that the caregivers would continue to allow it." This argument
ignores that it was appellants' burden to establish there would be substantial interference,
not the Agency's burden to establish there would not. The juvenile court found there was
"absolutely no evidence that the bond would be interfered with." (Italics added.) Thus,
appellants' unsubstantiated assertion on appeal that "many things can happen over the
next 16 years" is speculative. (See, e.g., In re Daisy D., supra, 144 Cal.App.4th at p. 293
["it was anticipated that the minor would be adopted by her paternal grandparents, who
intended to maintain contact between the minor and her half siblings. Appellant's
assertion that animosity between her and the paternal grandparents would lead to a
13
cessation of sibling visits after the adoption is speculative and unsupported by the
record."]; In re Jacob S., supra, 104 Cal.App.4th at p. 1019 ["The grandparents have said
they . . . are open to maintaining ties between [the adoptive children] and their siblings.
The grandparents have done so thus far, and there is no evidence they intend to stop once
they have adopted [the adoptive children]."]; In re Salvador M., supra, 133 Cal.App.4th
at p. 1422 ["there is nothing in this record to suggest that the brothers' relationship would
be terminated, as both [the mother] and the grandmother have indicated they recognize
the value of the sibling relationship"].)
In any event, the juvenile court cited five evidentiary bases (discussed above)
supporting its conclusion. Notably, the court did not rely solely on unsupported
assurances from the caregivers that they would allow future visits; rather, the court cited
the caregivers' proven track record of facilitating visits, and the paternal grandmother's
commitment to the mother's new baby (who is related to D.O. but may not be related to
the paternal grandmother). The court did not err.
Even if the juvenile court erred in determining there would be no substantial
interference with the sibling relationship, the error would not be prejudicial because it
does not appear reasonably probable appellants would have obtained a more favorable
result absent the error. (See In re Jonathan B. (1992) 5 Cal.App.4th 873, 876; People v.
Watson (1956) 46 Cal.2d 818, 836.) Appellants cite the Siblings' stipulated testimony
and the juvenile court's finding that there was "some evidence" that D.O. feels a sibling
14
bond.5 At most, this establishes the existence of a sibling relationship;6 it says nothing
about the detriment, if any, D.O. would suffer if that relationship were substantially
interfered with, or whether that detriment would outweigh the benefits to D.O. of the
stability and permanence of adoption. In the case of a two-year-old dependent who spent
only the first year of her life with her siblings and then visited them only twice each
month during the second year, we find it is not reasonably probable that the juvenile court
would have resolved that balancing test in the Siblings' favor. (See, e.g., In re Daisy D.,
supra, 144 Cal.App.4th at p. 293 [finding no prejudice where "the minor was just over
one and one-half years old when she was placed separately from her half siblings in the
home of the paternal grandparents. In the ensuing two years, the minor had visits with
her half siblings between two and four times a month. And although the minor clearly
enjoyed the time she spent with her half siblings, there was no evidence that the detriment
she might suffer if visits ceased presented a sufficiently compelling reason to forgo the
stability and permanence of adoption by caretakers to whom she was closely bonded."].)
5 Although the focus of the sibling relationship exception is the impact on the
adoptive child and not her siblings (see In re Celine R., supra, 31 Cal.4th at pp. 54-55),
"evidence of the [siblings'] relationship with the child . . . might be relevant as indirect
evidence of the effect the adoption may have on the adoptive child" (In re Naomi P.
(2005) 132 Cal.App.4th 808, 823).
6 Although substantial evidence supports the juvenile court's finding of a sibling
bond, the record suggests the bond may not have been a strong one. Je.O. acknowledged
that "sometimes [D.O.] knows [him] and sometimes she doesn't." Y.O. acknowledged
that D.O. used to cry at the end of visits but has "gotten over it," and that she (Y.O.) does
not "know how [D.O.] would feel if [D.O.] couldn't see [Y.O.] again."
15
DISPOSITION
The order is affirmed.
HALLER, J.
WE CONCUR:
BENKE, Acting P. J.
MCDONALD, J.
16