Motion for En Banc Reconsideration Granted in Part, Denied in Part;
Memorandum Opinion filed December 31, 2015, Withdrawn, Appeal
Reinstated, and En Banc Order and En Banc Dissenting Opinion filed April
26, 2016.
In The
Fourteenth Court of Appeals
____________
NO. 14-15-00430-CV
____________
IN THE MATTER OF THE MARRIAGE OF CLIFFORD LAYNE
HARRISON AND CONNIE V. HARRISON
On Appeal from the 311th District Court
Harris County, Texas
Trial Court Cause No. 2006-68864
EN BANC DISSENTING MEMORANDUM
OPINION
A panel of this court issued an opinion and rendered judgment dismissing
this appeal. The appellant timely filed a motion for rehearing, seeking to have the
panel vacate its judgment and decide the case anew. The panel denied the motion.
The appellant then timely filed a motion for en banc reconsideration, seeking to
have the full court vacate the panel’s judgment and rehear the case en banc. In an
unprecedented ruling, a majority of the en banc court today votes to grant en banc
reconsideration and set aside the panel’s judgment yet not decide the case en banc.
Instead, the en banc majority leaves the disposition of the case to a future panel of
the court. This peculiar ruling violates both the letter and the spirit of the en banc
rules because once a majority of the court votes to grant en banc reconsideration,
the full court may not vacate the panel’s judgment without also deciding the case.
Thus, a majority of the en banc court having voted to grant en banc reconsideration
and having set aside the panel decision, the en banc court — not a panel — should
decide this case.
En banc reconsideration1 has two essential components: (1) the withdrawal
of the panel opinion and the vacating of the panel’s judgment, and (2) the issuance
of the en banc court’s opinion and judgment based on the full court’s
reconsideration of the case.2 The two components together comprise a unified
process under the appellate rules.3
1
In some places, the appellate rules use the term “rehearing” to refer to an en banc court’s
consideration of a case after a panel already has heard the case; in other places, the rules use the
term “reconsideration.” Compare Tex. R. App. P. 41.2(c), 47.5, with Tex. R. App. P. 49.7. This
difference in usage does not affect the analysis because the terms “en banc rehearing” and “en
banc reconsideration” mean the same thing. See Tex. R. App. P. 41.2(c), 47.5, 49.7; City of San
Antonio v. Hartman, 201 S.W.3d 667, 670 (Tex. 2006).
2
See Tex. R. App. P. 41.2(c) (stating that “[i]f a vote is requested and a majority of the court’s
members vote to . . . rehear the case en banc, the en banc court will . . . rehear the case”); Tex.
R. App. P. 49.7 (“While the court has plenary power, a majority of the en banc court may, with
or without a motion, order en banc reconsideration of a panel’s decision. If a majority orders
reconsideration, the panel’s judgment or order does not become final, and the case will be
resubmitted to the court for en banc review and disposition.”); In re A.B., 437 S.W.3d 498, 501–
02 (Tex. 2014) (noting that the court of appeals granted en banc reconsideration by replacing the
panel’s opinion and judgment with the en banc court’s opinion and judgment); In re Guerrero,
465 S.W.3d 693, 697 (Tex. App.—Houston [14th Dist.] 2015, pet. filed) (granting motion for en
banc reconsideration by withdrawing panel opinion and vacating panel’s judgment and issuing
the opinion and judgment of the en banc court) (en banc).
3
See Tex. R. App. P. 41.2(c), 49.7; In re A.B., 437 S.W.3d at 501–02; In re Guerrero, 465
S.W.3d at 697.
2
Frequently requested but rarely granted, en banc reconsideration is reserved
for a tiny percentage of cases that meet one or both of two hard-to-satisfy
requirements.4 The uncommon procedure should not be ordered unless (1)
necessary to secure or maintain uniformity of the court’s decisions or (2)
extraordinary circumstances require en banc reconsideration.5 Even wrongly-
decided panel decisions may not justify en banc reconsideration.6 Indeed, in
seeking full-court review of a panel decision, losing parties are quick to contend
the panel got it wrong. If the en banc court found that ubiquitous assertion
sufficient to satisfy one of the criteria for en banc reconsideration, then nearly
every motion for rehearing would turn into a motion for en banc reconsideration.
In such a regime, the en banc court might catch more errors in panel decisions, but
the appellate trains would not run on time because the court’s judges would have
capacity for little else. To foreclose that possibility, the Supreme Court of Texas
has made a policy decision to disfavor en banc reconsideration,7 and instead to
reserve the special procedure for rare cases meeting one or both of the two en banc
criteria.8
Given the high court’s directive, as reflected in the plain text of the rules,
intermediate courts of appeals should invoke the en banc procedure only to settle
4
Even more exotic is en banc consideration and disposition of a case in the first instance,
without a panel first having considered and disposed of the case. See Tex. R. App. P. 41.2(c).
5
Tex. R. App. P. 41.2(c).
6
See Thompson v. State, 89 S.W.3d 843, 856 (Tex. App.—Houston [1st Dist.] 2002, pet. ref’d)
(Jennings, J., concurring on denial of en banc reconsideration) (noting that standard for en banc
reconsideration is not whether a majority of the en banc court disagrees with all or part of a panel
opinion).
7
Tex. R. App. P. 41.2(c) (stating that en banc review “is not favored”).
8
See Tex. R. App. P. 41.2(c), 49.7.
3
true conflicts in precedent, where full-court action is necessary to secure or
maintain uniformity in the court’s decisions,9 or in the exceptional case in which
extraordinary circumstances10 require the en banc court to set aside the panel’s
opinion and judgment, consider the case anew, and issue an en banc opinion and
judgment in the case.11 Even issues judges deem important fall short of meeting
the demanding standard for en banc review.12 This high threshold is reasonable
and necessary given the large volume of cases adjudicated each year by
intermediate appellate courts and the significant cost of reconsidering a case en
banc.
For a nine-member court like the Fourteenth Court of Appeals, en banc cases
demand triple the judicial resources of a panel disposition and take longer to
resolve. To consider en banc cases, judges and court staff must take attention
away from other pressing matters. The collective reordering of judicial priorities
and the combined drain on the court’s limited resources slows operations, delaying
justice for the parties in the displaced cases. Yet, despite the high price of en banc
review, the procedure is essential in exceptional cases.
For example, en banc review is the only way for an intermediate court of
appeals to resolve a conflict in the court’s precedents and thereby restore
9
See Glassman v. Goodfriend, 347 S.W.3d 772, 775, 781–82 (Tex. App.—Houston [14th Dist.]
2011, pet. denied) (granting en banc reconsideration sua sponte to secure uniformity in the
court’s precedent).
10
See, e.g., Lawrence v. State, 41 S.W.3d 349, 350–62 (Tex. App.—Houston [14th Dist.] 2001,
pet. ref’d) (reconsidering en banc whether statute criminalizing homosexual conduct was facially
unconstitutional), rev’d, 539 U.S. 558, 579, 123 S. Ct. 2472, 2484 156 L.Ed.2d 508 (2003).
11
See Tex. R. App. P. 41.2(c), 49.7.
12
See Tex. R. App. P. 41.2(c); Thompson, 89 S.W.3d at 856 (Jennings, J., concurring on denial
of en banc reconsideration).
4
predictability to the law and consistency in the court’s decision-making.13 Yet, if
the full court were to vacate the panel judgment in a conflicts case but not decide
the appeal, and instead punt the case to a three-judge panel to decide, then the
purpose of en banc review would be thwarted. Though the panel’s judgment in the
case would go away, the conflict in the court’s precedents would remain because
the court’s nine judges would not have settled it.14 After another three-judge panel
rehears the case, one or more parties might again move for en banc
reconsideration, citing the same conflict, and the whole process would begin again.
Likewise, under today’s new model of en banc reconsideration, if the en
banc court were to vacate a judgment in an extraordinary-circumstances case, yet
not decide the case and instead kick it down the road for a panel decision, the next
round’s losing party might also seek en banc reconsideration. And, the en banc
court might be just as unhappy with the second panel’s judgment as it was with the
first panel’s judgment. The weighty issue that captured the en banc votes the first
time around might again spur a majority of the court’s members to grant en banc
reconsideration once more.
When the full court vacates the panel judgment yet orders the case decided
anew at the panel level, neither the parties nor the public get the benefit of the
court’s collective judgment on an issue a majority of the judges deem exceptional.
The mutation in en banc procedure defies the requirements of the rules that “the en
banc court . . . rehear the case” 15 and that the case “be resubmitted to the court for
13
See Glassman, 347 S.W.3d at 781 n.8.
14
See Tex. R. App. P. 41.2(c), 49.7; Glassman, 347 S.W.3d at 781 n.8.
15
Tex. R. App. P. 41.2(c).
5
en banc review and disposition.”16 Today’s order “granting in part and denying in
part” does not include both essential components of en banc reconsideration and so
does not comply with the rules of appellate procedure. 17
What the en banc majority does today might seem expedient in the short run
(by enabling the court to avoid the cumbersome en banc decisional process), but
the altered procedure is likely to prove more costly and inefficient in the long run.
Vacating the panel judgment without deciding the case en banc wastes time and
resources, defeats the reason for full-court review, and violates the en banc regime
because three judges rather than nine decide the case.
Though the disposition the en banc majority orders today (vacating the
judgment and having a panel rehear the case) is not permissible under the appellate
rules, there are legitimate means of accomplishing the same end. The three panel
members that decided the case are part of the en banc majority that today votes to
reconsider the panel decision. The panel, acting alone, could vacate the panel
judgment and withdraw the panel opinion, thereby mooting the motion for en banc
reconsideration, and then decide the case anew at the panel level.18 There is no
reason to pervert the en banc process to reach this result.
In sum, neither the Texas Rules of Appellate Procedure nor the Supreme
Court of Texas recognizes the hybrid procedure the en banc majority introduces
today. The en banc majority’s unprecedented decision to uncouple the two
16
Tex. R. App. P. 49.7.
17
See Tex. R. App. P. 41.2(c), 49.7.
18
See Nova Cas. Co. v. Turner Const. Co., 335 S.W.3d 698, 699–700 (Tex. App.—Houston
[14th Dist.] 2011, no pet.) (withdrawing original panel opinion and judgment and issuing a new
panel opinion and judgment after considering arguments in motion for en banc rehearing, even
though the panel denied the motion for en banc rehearing as moot and no motion for panel
rehearing was filed).
6
essential components of en banc reconsideration undercuts both the purpose and
the promise of en banc review. Vacating the panel’s judgment and deciding the
case on en banc reconsideration are inseparable parts of the unified process set
forth in the appellate rules. If a majority of the court’s members vote to grant en
banc reconsideration, then the case must be decided en banc. Granting in part (by
vacating the panel’s judgment) and denying in part (by declining to decide the case
en banc) is not an option. The en banc court, not a panel, should decide today’s
case. Because the en banc majority instead orders this en banc case to be decided
by a panel, I respectfully dissent.
/s/ Kem Thompson Frost
Chief Justice
Justice Boyce signed an En Banc Order, in which Justices Christopher, Jamison,
McCally, Busby, Donovan, Brown, and Wise joined. Chief Justice Frost authored
an En Banc Dissenting Opinion.
Publish
7