Filed 4/27/16 P. v. Jones CA5
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
THE PEOPLE,
F068237
Plaintiff and Respondent,
(Super. Ct. No. BF147477A)
v.
LARRY LEE JONES, OPINION
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Kern County. Michael E.
Dellostritto, Judge.
Maureen M. Bodo, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney
General, Michael P. Farrell, Assistant Attorney General, Eric L. Christoffersen and
Michael A. Canzoneri, Deputy Attorneys General, for Plaintiff and Respondent.
-ooOoo-
INTRODUCTION
Following a petty dispute, appellant Larry Lee Jones slashed his neighbor
repeatedly with a sheetrock cutter after the neighbor punched him. Appellant claimed
self-defense. During his first jury trial, he was found not guilty of attempted murder but
the jury was unable to reach a verdict on assault. Following the declared mistrial, a
second jury found appellant guilty of assault with a deadly weapon (Pen. Code, § 245,
subd. (a)(1)1), finding true that he personally inflicted great bodily injury (§ 12022.7).
The trial court found true a prior strike felony. Appellant was sentenced to a total of 16
years in state prison.
On appeal, appellant contends his conviction should be reversed for alleged
instructional error. We find his arguments unpersuasive and affirm.
BACKGROUND
I. Prosecution’s Case.
Appellant lived in the Bakersfield Lodge in Kern County when this crime occurred
and Deljwun Keys was his downstairs neighbor. On May 2, 2012, appellant and Keys
had an argument that lasted approximately five or 10 minutes. Appellant pulled a knife
out of his pocket. As he walked away from Keys, appellant told him, “[Y]ou better hope
I feel better about this situation tomorrow.”
The following day, Keys’s girlfriend complained that appellant had intimidated
her at a local store earlier that morning. She also complained that she heard appellant
refer to her as a “bitch.” Keys saw appellant outside and he challenged appellant to a
fight. Keys was unarmed.
According to Keys, appellant rushed at him with a knife. Keys told him to put the
knife away, saying it loudly so others would hear, but appellant kept coming. Keys
began to turn to run away, and appellant began cutting him with the knife. As Keys ran,
appellant gave chase and continued slashing at him. Appellant chased Keys to the
parking lot, where Keys fell down. Appellant stood over Keys and cut Keys’s neck.
Keys got up and ran into the lodge’s office.
1 All future statutory references are to the Penal Code unless otherwise noted.
2.
Once inside, Keys held the office door shut. Appellant followed and tried to get
in, pushing on the door for about a minute before he walked away. The office manager
called law enforcement and an ambulance. Keys suffered approximately 12 slash
wounds to his head, neck and back. He was hospitalized for one day and required
approximately 235 staples to his back, and approximately 100 stitches in his neck. Keys
suffered no injuries to the front of his body. According to Keys, he never swung at
appellant or reached for his waistband before running away.
II. Defense Evidence.
In addition to being a resident, appellant also worked at the lodge as a
maintenance man. He often hung sheetrock as part of his regular job duties, and he
carried a sheetrock cutter, which was similar to a box cutter. Appellant had permission
from his parole officer to carry the cutter, which had an approximate two-inch razor
blade.
In the months leading up to the crime, appellant and Keys had various
disagreements and arguments. About four or five months before the assault, Keys told
appellant that he had a gun and he would shoot him. Appellant told the jury that he
feared Keys to some degree.
Regarding their argument the night before the assault, appellant characterized
Keys as the aggressor, stated that Keys looked “crazy,” and denied threatening Keys with
a knife. Appellant denied doing anything to Keys’s girlfriend at the store the following
morning, but he saw her standing in line and they greeted each other.
Before the assault occurred, appellant was hanging sheetrock in a vacant room.
He went outside and was talking with a tenant when he saw Keys. Keys yelled that he
was going to kill appellant and Keys ran towards him. Keys stuck his left hand in his
pocket, ran up to appellant, and struck appellant with his right hand. Appellant grabbed
Keys’s left hand, which was still in his pocket, and appellant tussled with him. Appellant
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told the jury he grabbed Keys’s left hand because Keys had threatened him before and
appellant was not sure if Keys had a gun.
Appellant said he used his sheetrock cutter to get Keys off of him. Keys ran away
and appellant chased him because he was afraid Keys would run to his room and retrieve
a weapon. Appellant told the jury he wanted Keys to go to the office and he directed
Keys there with verbal commands and slashes with the cutter. When Keys fell in the
parking lot, appellant said he “backed off” and allowed Keys to get up. Keys ran to the
office. Appellant testified he shut the office door to keep Keys inside, and he had no
intention of going inside. Appellant’s boss, the manager, asked appellant what happened
and the manager told appellant to leave. Appellant walked across the street to another
hotel.
Appellant spent the night in another hotel and he left for Arizona the next day. He
told the jury he left because he needed “some air” and “a break from Kern County.”
Appellant said he did not know what happened to the sheetrock cutter. He gave his
bloody clothes to his girlfriend. He said he did not know what she did with his clothes.
Appellant later told police that he “snapped” and could not remember much after Keys
attacked him.
Two other men witnessed the fight. James Shiu was at the lodge visiting a friend.
Shiu heard a commotion and saw someone arguing with appellant. That man walked
towards appellant at a “fast pace” with his left hand in his pocket. The man punched
appellant with his right hand, and appellant pulled out an object, which he used to slice
the man.
Arthur Nicholson was at the lodge to visit a friend when he saw a man approach
appellant with his hand in his pocket. The other man swung at appellant with his right
hand before appellant pulled out something and starting cutting him.
The general manager of the lodge, Rohit Amin, testified that appellant had
complained seven or eight times in the past that Keys was “badgering” him. On the day
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in question, Keys ran into the office with appellant right behind him. Keys, who had
blood on him, shut and locked the office door once he entered. According to Amin,
appellant walked away without Amin telling him to do so.
DISCUSSION
I. Any Error With CALCRIM No. 371 Was Harmless.
Appellant asserts that the trial court prejudicially erred in instructing the jury with
CALCRIM No. 371.
A. Background.
The trial court instructed the jury with CALCRIM No. 371, stating: “If the
defendant tried to hide evidence against him, that conduct may show that he was aware of
his guilt. If you conclude that the defendant made such an attempt, it is up to you to
decide its meaning and importance. However, evidence of such an attempt cannot prove
guilt by itself.”
Defense counsel objected to this instruction, arguing it was not supported by the
evidence. The prosecutor responded that the instruction was appropriate because
appellant “took the weapon with him and no longer had possession of it. A reasonable
inference could be that he hid or destroyed it.”
The court noted it spent time considering this instruction. The court said a flight
instruction under CALCRIM No. 372 was appropriate, and CALCRIM No. 371 was “part
and parcel of the flight in this case.” The court commented that appellant left the lodge,
there was testimony about what happened to his clothing and the weapon, and appellant
testified he did not know what happened to the weapon. The court felt CALCRIM No.
371 was appropriate because there was a basis to determine whether appellant suppressed
the weapon in conjunction with his flight.
B. Standard of review.
A trial court’s decision to give or not give a particular instruction is reviewed on
appeal without deference because it is predominantly a question of law. As such, an
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independent or de novo standard of review is used. (People v. Cole (2004) 33 Cal.4th
1158, 1217.)
C. Analysis.
Appellant contends there was no evidence that he hid anything. He believes the
instruction under CALCRIM No. 371 was “argumentative” and supported the
prosecution’s preferred inference that not knowing what happened to the sheetrock cutter
meant he hid or discarded it. He asserts that the trial court did not make any logical
connection between this instruction and the testimony. He argues this instruction allowed
the jury to make an “inferential leap” in the absence of evidence, which lessened the
prosecution’s burden of proving its case. Respondent makes contrary arguments and
maintains that no prejudice resulted even if the instruction with CALCRIM No. 371 was
unsupported by this record.
We need not resolve the dispute regarding whether or not the evidence supported
the instruction under CALCRIM No. 371. We agree with respondent that prejudice did
not occur even when we assume this theory was not supported by the record.
It is error to give a legally correct instruction that is irrelevant or inapplicable to
the case. (People v. Cross (2008) 45 Cal.4th 58, 67.) However, an irrelevant or
inapplicable instruction generally does not require reversal because it is considered only a
technical error. (Ibid.) Affirmance is generally the normal course. (People v. Guiton
(1993) 4 Cal.4th 1116, 1129.) However, reversal might be necessary “if the record
affirmatively demonstrates there was prejudice, that is, if it shows that the jury did in fact
rely on the unsupported ground.” (Ibid.) “In determining whether there was prejudice,
the entire record should be examined, including the facts and the instructions, the
arguments of counsel, any communications from the jury during deliberations, and the
entire verdict. [Citation.]” (Id. at p. 1130.)
Appellant contends any error must be analyzed for prejudice under the federal
standard because the state was relieved of its obligation to prove every element beyond a
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reasonable doubt. We disagree. The federal Constitution is not violated when an
unsupported theory is presented for a jury’s consideration. (People v. Guiton, supra, 4
Cal.4th at pp. 1129-1130.) To the contrary, such an error is one of state law, subject to
the traditional test under People v. Watson (1956) 46 Cal.2d 818, 836 (Watson). (People
v. Guiton, supra, at p. 1130.) “Under Watson, reversal is required if it is reasonably
probable the result would have been more favorable to the defendant had the error not
occurred. [Citation.]” (Ibid.) Further, reversal is warranted for instruction on an
unsupported theory only if that theory was the only basis for the guilty verdict. There is
no prejudice if the jury based its verdict on a valid ground, even if it also based the
verdict on the invalid ground. (Ibid.)
Here, the trial court instructed the jury with CALCRIM No. 200 as follows: “You
must decide what the facts are. It is up to all of you, and you alone, to decide what
happened based only on the evidence that has been presented to you in this trial.” With
this instruction, the court also stated: “Some of these instructions may not apply,
depending on your findings about the facts of the case. Do not assume just because I give
a particular instruction that I am suggesting anything about the facts. After you have
decided what the facts are, follow the instructions that do apply to the facts as you find
them.” Based on these instructions, the jury was aware it could find there were no facts
demonstrating that appellant attempted to hide evidence. In such a situation, CALCRIM
No. 371 would have been inapplicable. Moreover, CALCRIM No. 371 expressly
instructed the jury it was to decide the meaning and importance of appellant’s actions if
the jurors concluded that appellant made an attempt to hide evidence.
Based on its verdict, the jury rejected appellant’s self-defense claim, but there is
nothing to suggest that it did so because of the instruction with CALCRIM No. 371. To
the contrary, Keys was unarmed. After Keys fled, appellant chased him and continued to
slash him with the sheetrock cutter. Keys required approximately 235 staples to his back,
and approximately 100 stitches in his neck. Although he suffered approximately 12 slash
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wounds, none were to the front of his body. Immediately after this incident, appellant left
the area and spent the night in a different hotel room. The following day he drove to
Arizona.
A review of this entire record does not affirmatively demonstrate with a
reasonable probability that the jury found appellant guilty based on CALCRIM No. 371.
Accordingly, assuming the instruction was unsupported by the evidence, any error was
harmless.
II. CALCRIM Nos. 362, 371 and 372 Did Not Presume Appellant’s Guilt.
Appellant argues the three “consciousness of guilt” instructions under CALCRIM
Nos. 362, 371 and 372 improperly presumed he was guilty of assault and did not act in
self-defense.
A. Background.
In addition to CALCRIM No. 371, which is set forth above, the court provided the
following instructions to the jury:
1. CALCRIM No. 362:
“If the defendant made a false or misleading statement before this
trial relating to the charged crime knowing the statement was false or
intending to mislead, that conduct may show he was aware of his guilt of
the crime and you may consider it in determining his guilt. If you conclude
that the defendant made the statement, it is up to you to decide its meaning
and importance. However, evidence that the defendant made such a
statement cannot prove guilt by itself.”
2. CALCRIM No. 372:
“If the defendant fled or tried to flee immediately after the crime was
committed, that conduct may show that he was aware of his guilt. If you
conclude that the defendant fled or tried to flee, it is up to you to decide the
meaning and importance of that conduct. However, evidence that the
defendant fled or tried to flee cannot prove guilt by itself.”
B. Standard of review.
On appeal, disputed jury instructions are reviewed in light of the trial record as a
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whole. (People v. Paysinger (2009) 174 Cal.App.4th 26, 30.) The question is “whether
it is reasonably likely the jury understood the challenged instruction in a way that
undermined the presumption of innocence or tended to relieve the prosecution of the
burden to prove defendant’s guilt beyond a reasonable doubt. [Citation.]” (Ibid.)
C. Analysis.
Appellant argues the language in CALCRIM Nos. 362, 371 and 372 presumed the
existence of the crime and his guilt, which allowed an inference that favored the
prosecution. He insists that these instructions violate due process as they lower the
prosecution’s burden of proof of each element of the crime beyond a reasonable doubt.
He points to the CALJIC equivalents of these instructions (Nos. 2.03, 2.06, and 2.52),
which he asserts leaves open the question of whether a defendant is guilty. He contends
that his conviction must be reversed because he was prejudiced.
The parties dispute whether appellant has forfeited these arguments on appeal
from a failure to object below. We need not resolve that dispute. When we presume no
forfeiture occurred, appellant’s claim fails on the merits.
In People v. Hernández Ríos (2007) 151 Cal.App.4th 1154 (Ríos), this court
rejected a similar argument which appellant now raises. In Ríos, the defendant was found
guilty of voluntary manslaughter with personal use of a deadly weapon following a bar
fight in which a broken beer bottle was used to sever the victim’s jugular vein. On
appeal, the defendant challenged, in part, CALCRIM No. 372, contending it had
language which did not appear in the analogous CALJIC No. 2.52. It was argued that
CALCRIM No. 372 lowered the prosecution’s burden of proof and allowed the jury to
presume the defendant’s guilt because the defendant was “‘aware of his guilt’” based on
his flight after the crime. (Ríos, at pp. 1155-1156.) In rejecting that argument, this court
analyzed the word “aware” which appears in CALCRIM No. 372 but which is absent in
CALJIC No. 2.52. This court also reviewed two analogous Supreme Court opinions
which dealt with challenges to CALJIC No. 2.52. Ríos held that the language in
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CALCRIM No. 372 does not presume the existence of the defendant’s guilt or lower the
prosecution’s burden of proof. (Ríos, at p. 1159.)
Appellant contends this court’s decision in Ríos is factually distinguishable from
the present matter, asserting he presented substantial evidence of self-defense while the
defendant in Ríos did not. He urges this court to not extend Ríos “to cases in which there
is substantial evidence of self-defense.” He argues it was possible he fled while being
fully aware of his responsibility for hurting Keys while also believing he was not guilty
of a crime because he was justified in fighting back. He maintains “the evidence
supporting a defense matters when the instructions at issue make assumptions about the
defendant’s state of mind and when the defense is self-defense or justification.” He
acknowledges that each of these instructions tells the jury that any “‘consciousness of
guilt’” evidence was not sufficient by itself to prove guilt, but asserts that the three
instructions together allowed the jury to rely upon and use evidence not directly related to
guilt. We disagree.
The strength or weakness of the self-defense evidence in Ríos was irrelevant to
this court’s affirmance of CALCRIM No. 372. (Ríos, supra, 151 Cal.App.4th at
pp. 1157-1159.) Moreover, we presume jurors to be intelligent people who are capable
of understanding the instructions and applying them to the facts of the case. (People v.
Hajek and Vo (2014) 58 Cal.4th 1144, 1220, overruled on another ground in People v.
Rangel (2016) 62 Cal.4th 1192, 1216.)
CALCRIM Nos. 362, 371 and 372 required the jury to determine if appellant
(1) knowingly made a false or misleading statement; (2) tried to hide evidence; and/or
(3) fled (or tried to). If so, the jury was to determine the meaning and importance of that
conduct, but the jury was instructed those findings could not prove guilt by itself. It
appears highly unlikely reasonable jurors would have understood that these instructions,
either individually or taken together, dictated that the crime was committed or that they
should presume a consciousness of guilt. (See People v. Paysinger, supra, 174
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Cal.App.4th at p. 30 [rejecting similar argument regarding CALCRIM No. 372].) We do
not find that these instructions lowered the prosecution’s burden of proof, even where
evidence of self-defense, whether substantial or not, was presented.
Our conclusion is supported by other jury instructions. The jurors were told they
alone where the ones who would decide the facts, and some of the jury instructions may
not apply depending on their findings of fact. The jurors were told not to assume that the
court suggested anything about the facts based on the particular instructions given. They
were told that appellant was presumed innocent and the prosecution had to prove him
guilty beyond a reasonable doubt. The jury was instructed on self-defense and told that
appellant was not guilty if he used lawful self-defense.
A review of this record shows it is not reasonably likely the jury understood the
challenged instructions in a way that undermined the presumption of innocence or tended
to relieve the prosecution of the burden to prove appellant’s guilt beyond a reasonable
doubt. Accordingly, appellant’s conviction will not be reversed.
DISPOSITION
The judgment is affirmed.
_____________________
LEVY, Acting P.J.
WE CONCUR:
_____________________
DETJEN, J.
_____________________
FRANSON, J.
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