Case: 15-13398 Date Filed: 05/03/2016 Page: 1 of 6
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 15-13398
________________________
D.C. 7:13-cv-00091-HL
JOSE HERNANDEZ,
PRISCILLA HERNANDEZ,
Plaintiffs-Appellants,
versus
CROWN EQUIPMENT CORPORATION,
Defendant-Appellee.
________________________
Appeal from the United States District Court
for the Middle District of Georgia
________________________
(May 3, 2016)
Before WILLIAM PRYOR, ANDERSON and PARKER,* Circuit Judges
__________
* Honorable Barrington D. Parker, Jr., United States Circuit Judge for the Second Circuit, sitting
by designation.
Case: 15-13398 Date Filed: 05/03/2016 Page: 2 of 6
PER CURIAM:
After oral argument and careful review of the briefs and record, we conclude
that the judgment of the district court should be affirmed. The jury’s verdict – that
the product of Defendant-Appellee Crown Equipment Corporation (the
“Company”) was not defective – is supported by overwhelming evidence.
Plaintiffs’ own expert, Thomas Berry, conceded that no manufacturer, no
government authority, and no standards organization had supported his proposed
design. The Occupational Safety and Health Administration’s (“OSHA”)
regulation supported the Company’s design, and the agency wrote a letter to Berry
expressly rejecting his proposed design. Similarly, the American National
Standards Institute/American Society of Mechanical Engineers (“ANSI/AMSE”)
has promulgated a standard consistent with the Company’s design and inconsistent
with Berry’s. The same is true with respect to the National Institute for
Occupational Safety and Health (“NIOSH”), and indeed the record contains
evidence that this organization also has expressly rejected Berry’s preferred design.
We turn now to briefly discuss each of the Appellants’ arguments on appeal.
First, Appellants challenge as inadmissible hearsay Defendant’s Exhibit 22 –
the preamble to the OSHA regulation – which the district court admitted into
evidence over their objection. Although Appellants concede that those portions of
the exhibit which merely quote or paraphrase the actual OSHA regulation were
2
Case: 15-13398 Date Filed: 05/03/2016 Page: 3 of 6
admissible, Appellants argue that other portions of the preamble were inadmissible
hearsay. We need not resolve the dispute between the parties as to whether or not
the preamble is part of the regulation, or the significance thereof. The crucial
information conveyed to the jury by this exhibit was the clearly admissible
substance of the regulation itself – i.e., that the OSHA standard provided for
operators to step backward off of the forklift in the event of a tip-over or an off-
the-dock accident. The jury also heard from live witnesses that OSHA had
expressly rejected the alternate design (enclosing the compartment with a door)
proposed by Berry. The jury also knew that OSHA had written a letter to Berry
rejecting his alternate design and explaining why the open compartment was
preferable from a safety standpoint. The jury also heard from an expert witness
that OSHA’s standard in effect endorsed ANSI/ASME Rule B56.1, which
expressly required an open compartment for this forklift to permit easy ingress and
egress so that, in the event of a tip-over or off-the-dock accident, the operator
could step off and away from the truck. In light of the fact that the crucial
information from Defendant’s Exhibit 22 was properly before the jury, and in light
of our careful review of the entirety of the evidence, we cannot conclude that the
portions of this exhibit to which Appellants point on appeal as inadmissible had
any adverse effect on the Appellants’ substantial rights.
3
Case: 15-13398 Date Filed: 05/03/2016 Page: 4 of 6
We turn next to Appellants’ argument that the district court erroneously
admitted the actual documents and videos reporting the various tests and studies
undertaken or commissioned by the company in developing (or continuing) its
design of the forklift with an open compartment. Appellants argue that the
documents are inadmissible hearsay. First, it is not entirely clear under Georgia
law that the documents are inadmissible. Although not admissible to prove the
truth of these test results, they may well have been admissible to show that the
Company made reasonable efforts to create a safe design. Second, the crucial
aspects of the test results were included in the testimony of expert witnesses who
testified at trial and relied upon the tests to support their expert opinions. Finally,
even if the admission of the tests and studies was error, because the crucial aspects
of the test results were properly before the jury from the testimony of the
witnesses, we do not believe that the mere additional presence of the documents
themselves had any substantial adverse effect. Similarly, our review of the record
persuades us that any aspects of the test not actually included in the testimony of
the witnesses had no substantial adverse effect. Accordingly, we reject Appellants’
challenges based on the several tests and studies relied upon by the Company’s
experts.
Next, Appellants argue that the district court improperly excluded two tests
performed and relied upon by Appellants’ expert, Berry. The district court
4
Case: 15-13398 Date Filed: 05/03/2016 Page: 5 of 6
excluded those tests pursuant to Daubert v. Merrell Dow Pharmaceuticals, Inc.,
509 U.S. 579, 597, 113 S. Ct. 2786, 2799 (1993), after a hearing at which several
experts, including Berry, testified. We cannot conclude that the district court
abused its discretion in concluding that the tests were insufficiently realistic to be
reliable. By contrast, the tests relied upon by the Company’s experts (which the
district court admitted) were published and peer reviewed, and their use of
anthropomorphic dummies was an accepted methodology for evaluating injury
potential.
Appellants also challenge the district court’s decision not to allow Berry to
answer a particular question which attempted to elicit Berry’s opinion as to
whether the Company’s product was defective. The Company objected to the
question, and the district court sustained the objection on the grounds of Federal
Rule of Evidence 704. We need not address the law of evidence with respect to the
ultimate issue. See Fed.R.Evid. 704; see also commentary thereto. Even assuming
error, there was no harmful effect on Appellants’ substantial rights because
numerous other questions and answers were admitted which clearly articulated
Berry’s opinion regarding the challenged question.
Finally, Appellants argue that the district court erred in declining their
request to instruct the jury that contributory negligence is not a defense to a
products liability claim. Under Georgia law, contributory negligence is not a
5
Case: 15-13398 Date Filed: 05/03/2016 Page: 6 of 6
defense to a products liability claim, though the plaintiff must still prove that the
defect caused his injury. Deere & Co. v. Brooks, 250 Ga. 517, 518, 299 S.E.2d
704, 706 (1983) (“[C]ontributory negligence consisting of a careless act by the
injured person with respect to the product is no defense, where the actual cause of
the injury arises from an unanticipated defect in the product itself, and not from the
careless act of the plaintiff.”). Although Appellants suggest that the evidence
before the jury that an operator could have avoided this kind of injury might have
been admissible as relevant to causation, Appellants argue that that same evidence
also tended to show contributory negligence and that thus the requested instruction
was appropriate. We need not address the viability of Appellants’ suggestions or
whether the requested instruction was appropriate. The district court’s instructions
clearly separated for the jury the issues of defect vel non on the one hand, and
causation, on the other. The instructions and verdict form clearly instructed the
jury to address the causation issue only if they found that the product was
defective. Because the jury found no defect, the jury never reached the causation
issue. Therefore, a failure to instruct with respect to the causation issue could not
have adversely affected Appellants’ substantial rights.
For the foregoing reasons, the judgment of the district court is
AFFIRMED.
6