Filed 5/12/16 P. v. Lopez CA4/1
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D068570
Plaintiff and Respondent,
v. (Super. Ct. No. SCD255319)
CHANY LOPEZ,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Joseph P.
Brannigan, Judge. Affirmed.
Steven J. Carroll, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Julie L. Garland, Assistant Attorney General,
Eric A. Swenson, Lynne G. McGinnis and Kristen Hernandez, Deputy Attorneys
General, for Plaintiff and Respondent.
A jury convicted defendant and appellant Chany Lopez of four felony counts of
unlawfully making a knowingly false and fraudulent statement in violation of Insurance
Code section 1871.4, subdivision (a)(1) in connection with his filing of a workers'
compensation claim. The court sentenced defendant to three years' formal probation,
including 180 days in custody in a work furlough program.
On appeal, defendant contends the court erred in instructing the jury, in denying
his motion for acquittal under Penal Code section 1118.1, and in refusing to reduce his
felony convictions to misdemeanors. He further contends the evidence is insufficient to
support his convictions. As we explain, we disagree with each of his contentions and
affirm the judgment of conviction.
FACTUAL OVERVIEW
In 2009, defendant was an employee of the San Diego Unified School District
(district). In late November 2009, while driving a district truck, defendant was
sideswiped. Although defendant complained to coworkers that he was injured in the
accident, he then declined any medical treatment and the matter was handled internally
by the district.
A. Count 1
In June 2011, defendant submitted a workers' compensation claim for pain in his
neck and lower back arising from the November 2009 accident. Third party
administrator York Risk Services (York) opened a file and sent defendant to Dr. Spencer
Olsen, a physician in occupational medicine. Dr. Olsen treated defendant on June 10,
2
2011.1 In connection with that consultation, defendant filled out a "health history
questionnaire," which Dr. Olsen noted sought information about "past medical history,
current conditions [and] past treatment."
Dr. Olsen testified that he also went over defendant's medical history with
defendant and completed a separate medical history at the same time; that he asked
defendant if he had suffered any "previous occupational injuries or illnesses" and that
defendant replied, "no," corresponding to the box then checked by Dr. Olsen; that he also
asked if defendant had "any preexisting conditions that complicate or prolong
[defendant's] diagnosis or treatment" and that defendant again replied, "no," again
corresponding to the box checked by Dr. Olsen; and that Dr. Olsen also wrote a "zero
with a slash through it" to confirm defendant had "basically no[]" past medical history.
Dr. Olsen opined that defendant's back and neck pain were caused by arthritis and
not by the November 2009 car accident. Dr. Olsen reached this conclusion based on X-
rays of defendant that, in Dr. Olsen's opinion, showed arthritis "diffusely spread
throughout [defendant's] spine."
B. Count 2
After defendant's consultation with Dr. Olsen, York hired Enduro International PI
Incorporated (Enduro) to investigate whether defendant's injury was work related. In
connection with that investigation, typically an "AOE/COE" interview is done. Private
1 The record shows Dr. Olsen repeatedly testified on direct examination that he
treated defendant on November 29, 2009, which was the day of the accident. Dr. Olsen
subsequently clarified that he actually treated defendant on June 10, 2011, which is
consistent with other portions of the record including the felony complaint.
3
Investigator Kenneth Grimes, who at all times relevant worked for Enduro, testified
"AOE" means "arising out of employment" and "COE" means "in the course of
employment."
Grimes testified that he conducted an AOE/COE interview with defendant on July
7, 2011; that the interview took place at a district office; that typically these interviews
were recorded but that defendant requested his interview not be recorded; and that during
the interview, defendant's supervisor was present. Before the interview began, Grimes
told defendant it was important to tell the truth.
After defendant gave his statement, Grimes mailed defendant a copy of the report.
Grimes instructed defendant to review the report to make sure it was accurate; to initial
each page of the report; and to sign the last page. Grimes, however, never received
anything back, or heard, from defendant.
Grimes testified that during the AOE/COE interview, he separately asked
defendant if he had ever sustained a prior neck or back injury and that defendant
responded "no" to both questions. Grimes also asked defendant if he had ever made any
prior liability claims. Defendant again responded "no." Grimes next asked defendant if
he had filed a prior workers' compensation claim, and again defendant said "no." Grimes
testified defendant then denied knowing anything about the workers' compensation
system and denied he had been through the process of filing a claim before the November
2009 accident.
4
C. Count 42
On November 29, 2011, defendant consulted with an orthopedist, Dr. John Lane,
concerning neck and back pain. In response to Dr. Lane's question whether he had any
previous work injuries including to his lower back, defendant replied "no." Defendant
also denied having any previous non-work-related injuries. After his examination, Dr.
Lane's diagnostic impressions of defendant were a cervical strain in the neck region and a
mild to moderate multi-level stenosis of the lumbar spine.
Dr. Lane saw defendant on March 20, 2012, when Dr. Lane prepared a permanent
and stationary report dated that same day. Dr. Lane testified that when a person sustains
a work injury, under California's workers' compensation system such a report is necessary
to provide for permanent work restrictions, if any, and for "impairment for which people
get compensated for the injury"; "to outline the need for future medical care"; and to
address "apportionment." Dr. Lane gave defendant a 0 percent "whole person
impairment" for his cervical spine and 11 percent for his lumbar spine. Dr. Lane noted a
"whole person impairment" refers to a percentage rating of a person's disability that is
used in California's workers' compensation system to determine benefits.
Dr. Lane next completed an apportionment of defendant's workers' compensation
injury with respect to the lumbar spine injury. Dr. Lane noted that defendant did have
some "degenerative changes" in the lumbar spine and that, "in the absence of any prior
2 Following the presentation of evidence by the People, the court dismissed count 3,
which involved a consultation with another doctor on or about October 6, 2011. (See
Pen. Code, § 1118.1.)
5
injury, it was [his] opinion that 10 percent of his impairment would be due to some of the
underlying degenerative changes with 90 percent being due to work aggravation."
(Italics added.)
During a background search of defendant that included subpoenaed records, York
found defendant had in fact submitted the following workers' compensation claims when
employed by the City of San Diego (City): 1) May/June 1991 for left shoulder, left arm
and upper back; 2) March 1993 for low back and both legs; and 3) January 1996 for low
back. Defendant's prior medical history was important because it affected the
apportionment calculation of benefits. That is, if a person had no prior injury, then there
would be no apportionment and that person would receive the entire sum based on his or
her permanent disability.
York asked Dr. Lane to review this additional information and provide, if
necessary, a supplemental report including on the issue of apportionment. Dr. Lane
testified that he spent more than 22 hours reviewing the additional records provided by
York.
Dr. Lane in his December 15, 2013 supplemental report revised his opinions on
defendant's whole person impairment and apportionment based on his review of the
additional information provided by York. Dr. Lane determined in his supplemental
report that defendant had a 13 percent whole person impairment and that 61.5 percent of
his award was due to his prior injury and 38.5 percent was due to his subsequent injury.
Defendant's benefits were reduced accordingly.
6
D. Count 5
In late April 2012, defendant called Daveena Harris, a York employee and senior
claim's examiner, regarding the status of his 2011 workers' compensation claim. Harris
testified that at the outset, defendant told Harris she did not have permission to record the
call. During the call, defendant complained he was not being treated fairly by York.
Harris testified she specifically asked defendant during that phone call if he had
ever sustained a work-related injury and if he had ever submitted a workers'
compensation claim from any employer. According to Harris, defendant responded "no"
to both questions.
DISCUSSION
I
Instructional Error
Defendant contends the court erred when it failed sua sponte to instruct the jury
correctly in defining the elements of workers' compensation fraud in connection with his
convictions in counts 1, 2, 4 and 5. Specifically, he contends that Insurance Code section
1871.4, subdivision (a)(1) requires the People to show that defendant, as opposed to the
insurer, knew his alleged misstatements were material. We disagree.
Insurance Code section 1871.4, subdivision (a)(1) provides in relevant part that it
is unlawful to "[m]ake or cause to be made a knowingly false or fraudulent material
statement or material representation for the purpose of obtaining or denying any
compensation, as defined in Section 3207 of the Labor Code."
The record shows the court instructed the jury as follows:
7
"The defendant is charged in Counts 1, 2, 4 and 5 with making a [f]alse or
[f]raudulent [s]tatement in violation of Insurance Code section 1871.4(a)(1). [¶] Every
person who makes or cause[s] to be made any knowing false or fraudulent material
statement or material representation for the purpose of obtaining or denying any workers'
compensation benefits is guilty of a violation of section 1871.4(a)(1) of the Insurance
Code. [¶] To prove that the defendant is guilty of this crime, the People must prove that:
[¶] 1. The defendant made or caused to be made a written or oral statement or
representation; [¶] 2. The defendant knew the statement or representation was false or
fraudulent; [¶] 3. The false or fraudulent statement or representation was material; [¶]
AND [¶] 4. The false or fraudulent statement or representation was made with the
specific intent to obtain any compensation or benefit under the Workers' Compensation
Act. [¶] Compensation under the Workers' Compensation Act includes every Workers'
Compensation benefit or payment conferred upon an injured employee, including
vocational rehabilitation. [¶] A statement or representation is material if it concerns a
subject reasonably relevant to the insure[r]'s investigation, and if a reasonable insurer
would attach importance to the fact represented. A statement is material even if it does
not influence the ultimate decision to award benefits. The statement is material if it
probably could have influenced the decision to award benefits. [¶] The People do not
need to prove that the defendant knew that the information in his statement was
material." (Italics added.)
Here, we conclude the court properly instructed the jury on the elements of this
offense. An instruction on materiality under Insurance Code section 1871.4, subdivision
8
(a)(1) is adequate if it informs the jury that the false or fraudulent statement was
"reasonably relevant" to the insurer's investigation. (People v. Gillard (1997) 57
Cal.App.4th 136, 152 (Gillard).) That is, because it is the insurer who is paying the
benefit, if any, it follows that the determination of materiality depends on whether a
reasonable insurer, as opposed to a defendant insured, would attach importance to the fact
represented. (See ibid.)
The record shows the jury was properly instructed that it had to find beyond a
reasonable doubt that defendant knowingly made a false or fraudulent statement under
Insurance Code section 1871.4, subdivision (a)(1), for purposes of obtaining workers'
compensation benefits arising from the November 2009 accident. (Compare People v.
Simon (1995) 9 Cal.4th 493, 522 [imposing a knowledge and scienter requirement in
connection with Corporations Code section 25401, which, unlike Insurance Code section
1871.4 at issue here, did not expressly require knowledge of the false or misleading
nature of a statement or omission to disclose as an element of the unlawful act it
defined].)
Moreover, as we have just found, the jury was properly instructed that the false or
fraudulent statement must be material—viewed from the perspective of an insurer—and
that, when defendant made the statement, he had the specific intent to obtain workers'
compensation benefits. (See People v. Dieguez (2001) 89 Cal.App.4th 266, 279
[rejecting contention court had a sua sponte duty to instruct on the element of specific
intent to defraud for purposes of obtaining workers' compensation benefits because the
" 'intent to defraud the insurer is necessarily implied when the misrepresentation is
9
material and the insured willfully makes it with knowledge of its falsity' "].) As such, we
reject defendant's instructional error contention.3
II
Sufficiency of the Evidence
Defendant next contends the court erred in denying his motion for judgment of
acquittal under Penal Code section 1118.1 in connection with counts 1 and 2 because Dr.
Olsen ultimately determined defendant's pain was due not to the November 2009 car
accident, but instead to degenerative arthritis. Because count 2 related to private
investigator Grimes's AOE/COE interview arising out of count 1, defendant contends
both counts should have been dismissed because "any omission of information of prior
claims was irrelevant and not material." We disagree.
It is beyond dispute that the materiality of a statement for purposes of Insurance
Code section 1871.4, subdivision (a)(1) "is not defined and determined by the effect it
has on the outcome of the investigation" (see Cummings v. Fire Ins. Exch. (1988) 202
Cal.App.3d 1407, 1416 (Cummings), italics added), but rather by "its prospective
reasonable relevance to the insurer's inquiry" (see id. at p. 1417, italics added). Thus, "a
statement is not material only if it relates to a matter which ultimately proves to be
significant in the ultimate disposition of the claim. Rather, if the misrepresentation
concerns a subject reasonably relevant to the insure[r]'s investigation, and if a
3 In light of our decision, we deem it unnecessary to address (1) whether defendant
received ineffective assistance of counsel when defense counsel failed to object to this
instruction; or (2) the People's related contention that the failure to object forfeited this
issue on appeal.
10
reasonable insurer would attach importance to the fact misrepresented, then it is
material." (Ibid., citing Fine v. Bellefonte Underwriters Ins. Co. (2d Cir. 1984) 725 F.2d
179, 182-184.)
Here, viewing the record as a whole in the light most favorable to the judgment, as
we must (see People v. Houston (2012) 54 Cal.4th 1186, 1215), we conclude there is
sufficient evidence to support the finding that defendant's false statements to Dr. Olsen—
that he had no "previous occupational injuries or illnesses" or "preexisting conditions that
complicate or prolong [his] diagnosis or treatment"—were "reasonably relevant" to
York's investigation of defendant's workers' compensation claim. (See Cummings, supra,
202 Cal.App.3d at p. 1417.) Indeed, the record shows defendant, while employed by
City, filed three claims in the 1990's, each of which in some measure involved his back.
We further conclude there is sufficient evidence in the record to support the
finding that a reasonable insurer such as York would attach significance to the false
statements made by defendant regarding both past claims he submitted and his past
medical history. (See Cummings, supra, 202 Cal.App.3d at p. 1417.)
We reach the same conclusion with respect to defendant's separate statements to
Grimes, who was investigating whether defendant's injuries arising from the November
2009 accident were work related. As summarized ante, Grimes testified that he
specifically told defendant it was important to tell the truth; that he specifically asked
defendant if he had ever sustained a prior neck or back injury; and that defendant
responded "no" to both questions. In addition, defendant also told Grimes he had not
filed any prior workers' compensation claims.
11
In light of the evidence in the record that defendant had in fact filed three prior
claims and that such claims also involved in some measure a back injury, we conclude
there is sufficient evidence in the record to support the finding that defendant's false
statements to Grimes concerned a subject "reasonably related" to York's investigation of
defendant's 2011 claim and that a reasonable insurer such as York would attach
importance to such false statements. (See Cummings, supra, 202 Cal.App.3d at p. 1417.)
III
Separate Convictions on Counts 4 and 5
Defendant next contends count 5, which related to his April 2012 statements to
Harris that he had never filed a workers' compensation claim or sustained a work-related
injury before the November 2009 accident, should have been dismissed pursuant to Penal
Code section 1118.1. Defendant contends his statements to Harris were related to Dr.
Lane's November 29, 2011 examination, which was the subject of count 4. Because
counts 4 and 5 involved the same investigation, defendant contends count 5 was
redundant of count 4. We disagree.
We note in making this argument, defendant is unable to cite any authority to
support his contention that count 5 should have been dismissed because it allegedly was
related to the same investigation involving count 4. In any event, the plain language of
Insurance Code section 1871.4, subdivision (a)(1) does not support defendant's
contention, as it makes unlawful "a knowingly false or fraudulent material statement or
material representation for the purpose of obtaining" workers' compensation benefits.
(Italics added.) Thus, the plain language of the statute defines the offense not in terms of
12
an investigation, but rather in terms of a "statement" or "representation." (See People v.
Dunbar (2012) 209 Cal.App.4th 114, 117 [noting " '[w]hen interpreting statutes, we
begin with the plain, commonsense meaning of the language used by the Legislature' "
and further noting " '[i]f the language is unambiguous, the plain meaning controls' "].)
Here, the record shows defendant made two separate statements on two different
occasions to two different individuals concerning his 2011 workers' compensation claim.
Indeed, as noted, defendant denied having any prior work-related injuries, including to
his back, when he consulted with Dr. Lane in late November 2011, when in fact the
opposite was true.
The record further shows defendant in late April 2012 unilaterally contacted
Harris regarding the status of his workers' compensation claim. During the course of that
conversation, he again denied ever suffering any work-related injury or making any
workers' compensation claims based on any such injury or injuries in response to specific
questions posed by Harris. Under Insurance Code section 1871.4, subdivision (a)(1), we
thus conclude the false statements defendant separately made to Dr. Lane and Harris each
constituted a separate offense.
IV
Multiple Convictions Arising from Defendant's 2011 Workers' Compensation Claim
Defendant contends he should only be found guilty of one felony count for making
false or fraudulent statements in connection with his 2011 workers' compensation claim
because, even assuming his omissions were material, there allegedly was only one
victim—the district—and there was only one claim for workers' compensation benefits.
13
In support of this contention, defendant relies on People v. Bailey (1961) 55 Cal.2d 514
(Bailey), as recently explained by People v. Whitmer (2014) 59 Cal.4th 733 (Whitmer).
In Whitmer, the defendant was convicted of 20 counts of grand theft for 20
separate fraudulent sales while working as the manager of a motorcycle dealership. The
issue in Whitmer was whether the defendant was properly convicted of a separate theft
for each vehicle fraudulently sold, or whether he could be convicted of only one count of
grand theft because all of the sales were part of a single scheme. Although our high court
reexamined Bailey, which merely involved the aggregation of separate petty thefts to
constitute a single grand theft, and determined that the defendant manager could be
properly convicted of multiple counts of grand theft even if committed pursuant to a
single overarching scheme, it refused to apply that new rule retroactively. (Whitmer,
supra, 59 Cal.4th at p. 735.) Thus, "for this reason only," the Whitmer court reversed the
judgment of conviction for the 20 counts of grand theft. (Ibid.)
We conclude Whitmer (and Bailey) do not apply to the instant case. First, both of
these cases involved theft and/or grand theft, not workers' compensation fraud. Second,
Whitmer noted that Bailey "concerned a single fraudulent act followed by a series of
payments [to a defendant by the welfare office]." (Whitmer, supra, 59 Cal.4th at p. 740.)
Here, in contrast, defendant on four separate occasions made knowingly false statements
to four separate individuals in connection with his 2011 workers' compensation claim.
As we have found, under the plain language of Insurance Code section 1871.4,
subdivision (a)(1), each false statement constituted a separate offense.
14
Third, even though distinguishable, Whitmer itself recognized that a "serial thief
should not receive a ' "felony discount" ' if the thefts are separate and distinct even if they
are similar." (Whitmer, supra, 59 Cal.4th at pp. 740-741.) As such, the Whitmer court
concluded a "defendant may be convicted of multiple counts of grand theft based on
separate and distinct acts of theft, even if committed pursuant to a single overarching
scheme." (Id. at p. 741.) Here, counts 1, 2, 4 and 5 involved "separate and distinct"
statements made by defendant to four different individuals at four different times
pursuant to his "single overarching scheme" to obtain workers' compensation benefits
arising from the November 2009 accident. (See Whitmer, at p. 741.) Thus, for this
separate reason, we reject defendant's contention he should stand convicted of only one
felony offense in this case.
V
Reduction of Felony Convictions to Misdemeanors
Lastly, defendant contends the court abused its discretion when it refused under
Penal Code section 17, subdivision (b)4 to reduce his felony convictions to
misdemeanors.
4 As relevant here, subdivision (b) of Penal Code section 17 provides: "When a
crime is punishable, in the discretion of the court, either by imprisonment in the state
prison or imprisonment in a county jail under the provisions of subdivision (h) of Section
1170, or by fine or imprisonment in the county jail, it is a misdemeanor for all purposes
under the following circumstances: [¶] (1) After a judgment imposing a punishment other
than imprisonment in the state prison or imprisonment in a county jail under the
provisions of subdivision (h) of Section 1170. [¶ ]. . . [¶] (3) When the court grants
probation to a defendant without imposition of sentence and at the time of granting
15
"It is the Legislature's function ' "to define crimes and prescribe punishments . . . ."
[Citation.]' [Citation.] The Legislature has classified most crimes as either a felony or a
misdemeanor, by explicitly labeling the crime as such, or by the punishment prescribed.
'A felony is a crime that is punishable with death, [or] by imprisonment in the state
prison . . . . Every other crime or public offense is a misdemeanor except those offenses
that are classified as infractions.' ([Pen. Code,] § 17, subd. (a).) There is, however, a
special class of crimes involving conduct that varies widely in its level of seriousness.
Such crimes, commonly referred to as 'wobbler[s]' [citation], are chargeable or, in the
discretion of the court, punishable as either a felony or a misdemeanor; that is, they are
punishable either by a term in state prison or by imprisonment in county jail and/or by a
fine. ([Pen. Code,] § 17, subd. (b) . . . .)" (People v. Park (2013) 56 Cal.4th 782, 789,
fn. omitted.)
Assuming arguendo that Insurance Code section 1871.4, subdivision (a)(1) is a
wobbler offense that is subject to reduction to a misdemeanor under subdivision (b) of
Penal Code section 17, the question becomes whether the court properly exercised its
broad discretion when it refused to reduce defendant's felony convictions in counts 1, 2, 4
and 5 to misdemeanors.
" 'The burden is on the party attacking the sentence to clearly show that the
sentencing decision was irrational or arbitrary. [Citation.] In the absence of such a
probation, or on application of the defendant or probation officer thereafter, the court
declares the offense to be a misdemeanor."
16
showing, the trial court is presumed to have acted to achieve legitimate sentencing
objectives, and its discretionary determination to impose a particular sentence will not be
set aside on review.' [Citation.] Concomitantly, '[a] decision will not be reversed merely
because reasonable people might disagree. "An appellate tribunal is neither authorized
nor warranted in substituting its judgment for the judgment of the trial judge."
[Citations.]' [Citation.]
"We find scant judicial authority explicating any criteria that inform the exercise
of [Penal Code] section 17(b) discretion. [Citation.] However, since all discretionary
authority is contextual, those factors that direct similar sentencing decisions are relevant,
including 'the nature and circumstances of the offense, the defendant's appreciation of and
attitude toward the offense, or his [or her] traits of character as evidenced by his [or her]
behavior and demeanor at the trial.' [Citations.] When appropriate, judges should also
consider the general objectives of sentencing such as those set forth in California Rules of
Court, rule 410.[5]" (People v. Superior Court (Alvarez) (1997) 14 Cal.4th 968, 977-978
(Alvarez).)
5 California Rules of Court, rule 4.410 provides: "(a) General objectives of
sentencing include: [¶] (1) Protecting society; [¶] (2) Punishing the defendant; [¶] (3)
Encouraging the defendant to lead a law-abiding life in the future and deterring him or
her from future offenses; [¶] (4) Deterring others from criminal conduct by demonstrating
its consequences; [¶] (5) Preventing the defendant from committing new crimes by
isolating him or her for the period of incarceration; [¶] (6) Securing restitution for the
victims of crime; and [¶] (7) Achieving uniformity in sentencing. [¶] (b) Because in some
instances these objectives may suggest inconsistent dispositions, the sentencing judge
must consider which objectives are of primary importance in the particular case. The
sentencing judge should be guided by statutory statements of policy, the criteria in these
rules, and the facts and circumstances of the case."
17
Here, the record shows that at sentencing the defense asked the court to reduce
defendant's four felony convictions to misdemeanors because defendant was the "sole
breadwinner" of his family; he had been an honest and hard-working district employee
for more than 15 years; he had no criminal history for almost 30 years up until the latest
convictions; and if his convictions were not reduced to misdemeanors, it would be
difficult, if not impossible, for him to remain employed by district.
The prosecutor, on the other hand, contended defendant's convictions should
remain as felonies. The prosecutor noted that the district spent about $26,000
investigating and uncovering defendant's fraudulent conduct; that although defendant
received only about $3,000 in benefits, if the fraud had not been discovered defendant
likely would have received much more money; that while many people may believe
insurance fraud is "insignificant," the fact is it is a significant crime because an employee
is "picking the pockets of [his or her] employer"; and that, most concerning, defendant
still did not believe he had done anything wrong, as shown by the probation report.
The probation report noted that defendant on May 26, 2014 showed up for an
interview without an appointment and that, during the interview, he repeatedly claimed to
have been " 'wrongfully convicted.' " According to the probation report, defendant
"maintained he is the victim in this case and he does not consider the insurance company
or [the district] to be victims. The defendant stated, 'the insurance uses their doctors and
I wasn't allowed to see my own doctor.' He maintained he disclosed having suffered
prior injuries to the doctors that treated him. Then he added, 'most of the time the
assistants are the ones that saw me.' . . . [¶] The defendant maintained he does not feel it
18
is right that he is being treated like a criminal. . . . The defendant said, 'I'm the victim
here.' He maintained he was the victim of discrimination while working at the [district]
and feels 'this conviction is ridiculous.' "
On this record, we conclude defendant cannot meet his burden to show the court's
refusal to reduce his four felony convictions to misdemeanors was " 'irrational or
arbitrary.' " (See Alvarez, supra, 14 Cal.4th at p. 977.) Indeed, the record shows the
court recognized it had the discretion to reduce his felony convictions to misdemeanors
and analyzed some of the key factors in making this determination including the " 'nature
and circumstances of the offense' " and " 'the defendant's appreciation of and attitude
toward the offense.' " (See id. at p. 978.)
The record shows the court found what defendant did in this case was "quite
serious," inasmuch as he was convicted of four felonies and a "decent amount of money"
was involved.
More significantly, the record shows the court—which had presided over
defendant's trial—found it very concerning that defendant did not take responsibility for
what he had done. The court specifically noted that defendant's convictions were not
"ridiculous," as defendant contended, and that there was more than sufficient evidence to
support the jury's findings in this case. In addressing defendant, the court stated that
when a person gets "convicted of four felonies, you are, in fact, a criminal. You are, in
fact, a felon, and I don't know how else you can be treated, other than be required to go
and speak with the probation officer; and so, I don't really understand what Mr. Lopez's
point is there [in stating he is the victim]."
19
The court also noted that defendant had a criminal history, which included six
misdemeanor convictions. Although the court recognized those convictions were "rather
old," it noted they tended to undermine defendant's position he was a "law abiding
individual." We thus conclude the court properly exercised its discretion when it refused
to reduce defendant's felony convictions to misdemeanors.
DISPOSITION
The judgment of conviction is affirmed.
BENKE, Acting P. J.
WE CONCUR:
AARON, J.
IRION, J.
20