NOTICE: All slip opinions and orders are subject to formal
revision and are superseded by the advance sheets and bound
volumes of the Official Reports. If you find a typographical
error or other formal error, please notify the Reporter of
Decisions, Supreme Judicial Court, John Adams Courthouse, 1
Pemberton Square, Suite 2500, Boston, MA, 02108-1750; (617) 557-
1030; SJCReporter@sjc.state.ma.us
SJC-11173
COMMONWEALTH vs. ADILSON F. NEVES.
Plymouth. October 9, 2015. - May 25, 2016.
Present: Gants, C.J., Spina, Botsford, Lenk, & Hines, JJ.
Homicide. Felony-Murder Rule. Constitutional Law, Admissions
and confessions, Waiver of constitutional rights,
Voluntariness of statement. Evidence, Admissions and
confessions, Voluntariness of statement, Testimony before
grand jury. Grand Jury. Practice, Criminal, Capital case,
Admissions and confessions, Waiver, Voluntariness of
statement, Grand jury proceedings, Transcript of testimony
before grand jury, Sequestration of witnesses, Striking of
testimony, Request for jury instructions.
Indictment found and returned in the Superior Court
Department on May 15, 2008.
A pretrial motion to suppress evidence was heard by
Christine M. Roach, J., and the case was tried before Jeffrey A.
Locke, J.
Jeffrey L. Baler for the defendant.
Gail M. McKenna, Assistant District Attorney (Audrey
Anderson, Assistant District Attorney, with her) for the
Commonwealth.
2
LENK, J. The defendant was convicted by a Superior Court
jury of murder in the first degree on a theory of felony-murder
in the 2008 shooting death of Edward Conley, a Brockton taxicab
driver. Before us is the defendant's appeal from his
conviction. The defendant asserts error in four respects:
(1) the failure to suppress statements later admitted in
evidence that were made involuntarily to police, in violation of
his Miranda rights, see Miranda v. Arizona, 384 U.S. 436, 444-
445 (1966) (Miranda); (2) the introduction over objection of a
witness's grand jury testimony after the witness claimed a loss
of memory; (3) the failure to strike, upon request, another
witness's testimony after learning that he had violated a
sequestration order; and (4) the failure to give a requested
instruction on involuntary manslaughter. The defendant also
seeks relief under G. L. c. 278, § 33E. While we conclude that
some of the defendant's statements to police were not made
voluntarily and should not have been admitted, any error was
harmless beyond a reasonable doubt. We also conclude that the
judge's rulings with respect to the contested witness testimony
and the instruction on involuntary manslaughter were not in
error. Having reviewed the entire record, we affirm the
conviction and discern no reason to exercise our authority to
grant extraordinary relief.
3
1. Factual background. We recite the facts the jury could
have found, reserving certain details for later discussion. In
early February, 2008, the defendant discussed plans to rob a
drug dealer with Jeffrey Milton, Antonio Fernandes, and Brandon
Walters. On February 15, 2008, however, the drug dealer whom
the defendant had in mind was not available. The defendant
proposed to the group that they instead rob a taxicab driver.
The defendant showed them that he had a gun.
Shortly after midnight, the defendant drove Milton in the
defendant's automobile, a green Honda, to a pay telephone.
Using a female-sounding voice, Milton telephoned for a taxicab
to come to a specific address on Galen Street in Brockton. The
defendant previously had identified that address as being
"perfect" for robbing a taxicab driver: it was at the end of a
dead end street, and the nearby street lighting was dim.
The defendant and Milton then picked up Fernandes and
Walters, and drove to the end of another street that was close
to Galen Street. While Milton and Walters waited with the
defendant's Honda, the defendant and Fernandes went to meet the
taxicab, which was not visible from where the Honda was parked.
When the taxicab arrived, the defendant telephoned Walters to
tell him to start the Honda's engine. The defendant got into
the back seat of the taxicab, behind the driver, Conley.
Fernandes also got into the back seat, but on the passenger's
4
side. The defendant then took out the gun and pointed it at
Conley, and Fernandes told Conley to give them his money.
Conley panicked and grabbed for the gun. Although the
progression of the subsequent events is disputed, it is clear
that, at some point, the gun discharged, and Conley was shot in
the back of the head behind the right ear at close range. It is
also clear that the taxicab accelerated away from the end of
Galen Street and crashed into a fence near a house farther up
the street.
The defendant and Fernandes jumped out of the vehicle while
it was still in motion and ran back to the Honda. Fernandes
reached the Honda first, followed closely thereafter by the
defendant, who was injured and missing a shoe. The defendant
said that he had lost his cellular telephone. He then handed
something wrapped in a sweatshirt to Walters, and Walters put it
in the trunk. They drove away.
In the early morning hours of February 16, 2008, the
defendant woke up Nicole Resendes, his then girl friend. He
told her that his cellular telephone and shoes had been stolen
from him in a robbery. He later asked his associate Joao Cruz
5
explicitly to be his "alibi" for the time of the shooting,
relating to him a story similar to the one he had told Resendes.1
Soon after the shooting, police found Conley slumped over
the steering wheel and unresponsive. Conley was taken to a
local hospital, where he was pronounced dead between 1 and
2 A.M. Police did not find any identifiable fingerprints at the
scene, but did find a shoe on the street approximately fifty
yards from the crash that had Conley's blood on it.2 After a tip
from a suspect in an unrelated crime, the investigation
eventually turned to the defendant. Police questioned the
defendant at the Brockton police station on March 14, 2008, and
again after his arrest on March 24, 2008. During the second
interview, the defendant stated that he shot Conley. Each
interview was audio-video recorded.
2. Procedural background. On May 15, 2008, a grand jury
returned an indictment charging the defendant with murder in the
first degree, G. L. c. 265, § 1. Before trial, the defendant
1
Joao Cruz was granted immunity in exchange for his
testimony, and the jury were so instructed.
2
The deoxyribonucleic acid (DNA) profile of Edward Conley
matched a DNA sample obtained from swabs of human blood spatter
found on the left lace area and left heel area of the shoe. The
probability of a randomly selected unrelated individual having
the DNA profile matching that obtained from each of these areas
was one in 4.895 quadrillion of the Caucasian population, one in
5.255 quintillion of the African-American population, and one in
8.41 quadrillion of the Hispanic population.
6
moved to suppress the statements he made during both police
interviews. After an evidentiary hearing on October 21, 2010, a
Superior Court judge denied the motion. At trial, the jury were
shown slightly redacted versions of the interviews.
The defendant did not testify. His theory of defense was
that his recorded statements had not been made voluntarily, that
the Commonwealth's witnesses at trial were not credible, and
that Conley's death occurred accidentally after the armed
robbery had ended.
After the close of all the evidence, the jury were
instructed on murder in the first degree on theories of
premeditation, extreme atrocity or cruelty, and felony-murder by
armed robbery or attempted armed robbery.3 On April 15, 2011,
the defendant was convicted of murder in the first degree on a
theory of felony-murder.4 The defendant, who was seventeen years
old at the time of the shooting, was sentenced to the then-
mandatory term of life in prison without the possibility of
3
The defendant was not separately indicted for armed
robbery.
4
Antonio Fernandes, who was sixteen at the time of the
shooting, was tried separately. He pleaded guilty to
manslaughter and was sentenced to a term of incarceration of
from ten to twelve years in State prison. The record does not
make clear how Jeffery Milton's case was resolved, but he
testified pursuant to a plea agreement. On cross-examination,
he stated that he expected to receive a sentence of from eight
to ten years in exchange for his testimony. Brandon Walters was
not charged.
7
parole.5 This appeal followed.
3. Discussion. The defendant claims reversible error in
four respects. First, he argues that it was error to deny his
motion to suppress statements he made to police, because the
waiver of his Miranda rights was not valid and because his
statements were not made voluntarily. Second, he argues that it
was error to permit the introduction of grand jury testimony
from a witness (Resendes) who claimed memory loss during her
trial testimony. Third, he argues that it was an abuse of
discretion not to strike a witness's testimony after the witness
(Milton) violated a sequestration order. Fourth, he argues that
it was error for the judge not to give an instruction on
involuntary manslaughter. Each of the claimed errors was
preserved. Finally, the defendant asks that we grant a new
trial or reduce the verdict to a lesser degree of guilt pursuant
to our power under G. L. c. 278, § 33E.
For the reasons that follow, we affirm the defendant's
conviction and decline his request that we grant him
extraordinary relief pursuant to G. L. c. 278, § 33E.
a. Motion to suppress. The defendant argues that it was
error to deny his motion to suppress statements made to Brockton
5
See Diatchenko v. District Attorney for the Suffolk Dist.,
466 Mass. 655, 658-659, 674 (2013), S.C., 471 Mass. 12 (2015)
(requiring meaningful possibility of parole for juveniles
convicted of murder in first degree).
8
police officers during two interviews on March 14, 2008, and
March 24, 2008. During the first interview, the defendant
admitted that the shoe found on Galen Street was his, but denied
any involvement in the events leading up to Conley's death.
During the second interview, however, the defendant admitted,
among other things, to holding the gun when Conley was shot.
Statements of a defendant subject to custodial
interrogation must be suppressed if the Commonwealth cannot
prove beyond a reasonable doubt both that the defendant validly
waived his Miranda rights, see Miranda, 384 U.S. at 444-445, and
that he made the statements voluntarily.6 See Commonwealth v.
Pucillo, 427 Mass. 108, 110 (1998). The defendant contends that
he did neither. He also contends that he explicitly invoked his
or her right to silence in the middle of the second interview,
and that the police failed scrupulously to honor that request.
In reviewing a ruling on a motion to suppress, we "accept
the judge's subsidiary findings of fact absent clear error, but
conduct an independent review of the judge's ultimate findings
and conclusions of law." Commonwealth v. Washington, 449 Mass.
476, 480 (2007), citing Commonwealth v. Scott, 440 Mass. 642,
6
Although the defendant was not under arrest at the time of
the first interview, we assume arguendo that the circumstances
of the interview established a custodial situation requiring
that the defendant be informed of his Miranda rights. See
Commonwealth v. Groome, 435 Mass. 201, 211-212 (2001).
9
646 (2004). "The determination of the weight and credibility of
the testimony is the function and responsibility of the judge
who saw and heard the witnesses, and not of this court."
Commonwealth v. Moon, 380 Mass. 751, 756 (1980). Where a
decision is based on recorded rather than live testimony,
however, "we will 'take an independent view' of recorded
confessions and make judgments with respect to their contents
without deference to the fact finder, who 'is in no better
position to evaluate the[ir] content and significance.'"
Commonwealth v. Novo, 442 Mass. 262, 266 (2004), quoting
Commonwealth v. Bean, 435 Mass. 708, 714 n.15 (2002).
The motion judge concluded that the defendant validly
waived his Miranda rights, and that his statements during both
interviews were voluntary. Her conclusions were based on her
analysis of the recorded interviews and her assessment of live
testimony from two clinicians (one testifying for the
Commonwealth and one for the defendant) concerning the effect of
childhood lead poisoning on the defendant's ability to
understand his rights.7 The judge gave little weight to the
testimony of either expert.
7
The motion judge also heard testimony from one of the
police officers who interviewed the defendant; she did not
address that testimony explicitly in her analysis.
10
For reasons we explain, we agree with the determination of
the motion judge that the defendant validly waived his Miranda
rights at both interviews. We further agree that the defendant
made voluntary statements at the first interview, and initially
made voluntary statements at the second interview. Thereafter,
however, the police failed to honor scrupulously the defendant's
repeated requests to end questioning. The statements he made
subsequent to those requests therefore should have been
suppressed. Nonetheless, given the other properly admitted
evidence, their admission was harmless beyond a reasonable
doubt.
i. Miranda waivers. "A valid Miranda waiver is one that
is made knowingly, intelligently, and in all respects,
voluntarily." Commonwealth v. Selby, 420 Mass. 656, 660 (1995),
S.C., 426 Mass. 168 (1997). In determining the validity of a
waiver, relevant considerations include the totality of the
circumstances, such as "promises or other inducements, conduct
of the defendant, the defendant's age, education, intelligence
and emotional stability, experience with and in the criminal
justice system, physical and mental condition, the initiator of
the discussion of a deal or leniency (whether the defendant or
the police), and the details of the interrogation, including the
recitation of Miranda warnings." Id., quoting Commonwealth v.
Mandile, 397 Mass. 410, 413 (1986).
11
The defendant argues that he did not validly waive his
Miranda rights at either interview because he was seventeen
years old at the time of the interviews, and because his
exposure to lead paint as a child limited his ability to
understand his rights before waiving them. In light of the
totality of the circumstances, however, we conclude that the
Miranda waivers were valid.
Deferring to the motion judge's assessment, we afford
little weight to expert testimony concerning the defendant's
ability to comprehend and validly waive his Miranda rights.
According to the defendant's expert, a forensic psychologist,
the defendant's "performance in tests of attention and
concentration were atrociously poor." Yet the motion judge
specifically described as "dubious" the psychologist's
contention that the defendant's intelligence quotient had
dropped from ninety-six in 2006 to seventy-five in 2009
(following his arrest in this case), putting him in the fifth
percentile for his age group.8 On the other hand, the
Commonwealth's expert, a physician specializing in childhood
lead poisoning, asserted that he had never encountered a patient
with the defendant's level of intelligence and creativity who
could not understand "simple instructions" like Miranda rights.
8
In 2006, the expert had measured the defendant's
intelligence quotient as part of an unrelated civil case.
12
We discern no error in the motion judge's assessment of this
conflicting testimony.
It is evident from the video recordings that, at the
beginning of each interview, the police read the defendant the
Miranda rights and showed him a paper copy of those rights.9
Both times, the defendant stated that he understood his rights,
and signed a waiver form. The recorded interviews do not
indicate that the police induced the defendant to waive his
rights in any way. He appeared confident and composed during
each interview, and specifically confirmed at the beginning of
the first interview that he was not under the influence of drugs
or alcohol. Although the defendant was only seventeen at the
time of the interviews, he had prior experience with the Miranda
warnings. The totality of the circumstances indicates that the
defendant validly waived his Miranda rights at each interview.
ii. Voluntariness of statements. Whether a defendant has
validly waived his rights is a separate question from whether
his or her subsequent statements were voluntary, but one that
similarly "require[s] us to examine the totality of the
circumstances surrounding the making of the statements to ensure
that the defendant's will was not overborne." Commonwealth v.
9
Police also read the defendant his Miranda rights while he
was being transported to the Brockton police station for the
second interview.
13
Hoose, 467 Mass. 395, 403 (2014). Statements made after a valid
waiver are considered voluntary if they are the product of a
"rational intellect" and a "free will" (citation omitted).
Commonwealth v. Davis, 403 Mass. 575, 581 (1988), S.C., 410
Mass. 680 (1991).
The defendant argues that his free will at both interviews
was overborne by the aggressive tactics the police employed
during the first interview, tactics so coercive that they also
rendered involuntary his statements at the second interview. We
do not agree. While "we expressly disapprove of the tactics of
making deliberate and intentionally false statements to suspects
in an effort to obtain a statement," Commonwealth v.
DiGiambattista, 442 Mass. 423, 432 (2004), quoting Commonwealth
v. Jackson, 377 Mass. 319, 328 n.8 (1979), the use of such
aggressive interrogation techniques is just one factor to be
considered in analyzing the totality of the circumstances. See
Commonwealth v. Baye, 462 Mass. 246, 256 (2012) (Baye), citing
Commonwealth v. Tremblay, 460 Mass. 199, 210-211 (2011).
During the first interview, police questioning intensified
as it became clear that the defendant was unwilling to admit to
having been involved in the shooting. Police told him that they
were in possession of his cellular telephone and cellular site
14
location information, although they were not;10 that they had
"terrific" surveillance video footage of his Honda near the
location of the shooting, although they did not; and that his
fingerprint had been found on the taxicab, although that was not
the case. In addition, police encouraged the defendant to "come
clean" in order to protect his girl friend and to prevent his
eleven year old brother from thinking that he was a "monster."
These tactics did not, however, overbear the defendant's
will. In Baye, supra at 257-258, we concluded that a
defendant's statements should have been suppressed where
considerably more aggressive police interrogation over the
course of ten hours induced the defendant to admit that he had
committed the crime being investigated. The defendant here, on
the other hand, was unshaken by the officers' questioning over
the course of the first interview, which lasted approximately
two and one-half hours. Despite the officers'
misrepresentations, the defendant had strong reason to suspect
that the police knew less about the shooting than they claimed,11
10
Police never found the defendant's cellular telephone.
11
For example, the officers claimed that they had found the
defendant's fingerprint on the exterior of the taxicab, but the
defendant was wearing gloves at the time of the shooting. They
also claimed to know that Nicole Resendes, the defendant's girl
friend at the time, had telephoned for the taxicab. Yet the
defendant knew that Milton, not Resendes, called the taxicab
company, because he had been with him when the call was made.
15
and repeatedly told them that he did not believe them.
Throughout that interview, he adhered to a more detailed version
of the alibi that he previously had related to Resendes and
Cruz. He explained that on the night in question his shoes and
cellular telephone, among other items, were stolen from him at
gunpoint at a location on the opposite side of Brockton from
where Conley was found. These factors, along with the factors
examined in more detail in our discussion of the defendant's
valid Miranda waivers, supra, lead us to conclude that the
defendant's statements at the first interview were voluntary.
The defendant's statements at the second interview also
initially were voluntary. From the start of the interview, when
the defendant knew he was in custody and had been charged with
murder, he was forthcoming about his involvement in the events
leading up to Conley's death.12 Although police informed the
defendant that he had "one shot" to talk, they did not employ
the other aggressive tactics that they had used during the first
interview. Furthermore, the police tactics used during the
12
Immediately after waiving his Miranda rights, the
defendant stated that he "didn't even pull the trigger down."
He explained that he and Fernandes had been planning to rob a
drug dealer and had called a taxicab to go to the drug dealer's
house, but that, en route, Fernandes unexpectedly pulled out a
gun. At that point, the defendant said, he jumped out of the
vehicle and ran away; he maintained that he was not in the
vehicle at the time of the shooting. He later recanted this
version of events, and stated instead that he had been holding
the gun when Conley was shot.
16
first interview were not so coercive as to have rendered
involuntary the statements that the defendant made ten days
later. Moreover, the defendant attempted a number of times to
invoke his right to remain silent partway through the interview.
iii. Subsequent invocation of right to silence. Even if a
defendant initially waives the right to remain silent, he or she
may invoke that right at any point during questioning.
Commonwealth v. Clarke, 461 Mass. 336, 343 (2012) (Clarke),
citing Commonwealth v. Bradshaw, 385 Mass. 244, 265 (1982). A
subsequent invocation "must be clear and unambiguous[], such
that 'a reasonable police officer in the circumstances would
understand the statement to be an invocation of the Miranda
right.'" See Commonwealth v. Smith, 473 Mass. 798, 808 (2016)
(Smith), quoting Commonwealth v. Howard, 469 Mass. 721, 731
(2014). A postwaiver invocation must be "scrupulously
honor[ed]" by the police. See Smith, supra at , quoting
Miranda, supra at 479. Although police may seek to clarify a
defendant's ambiguous expression of an intent to stop
questioning, they may not "ignore[] the long-standing principle
that 'postrequest responses to further interrogation may not be
used to cast retrospective doubt on the clarity of the initial
request itself'" (citations omitted). Commonwealth v. Santos,
463 Mass. 273, 287 (2012) (Santos).
17
Beginning approximately one hour into the second interview,
the defendant requested multiple times that the police stop
questioning him. He stated, "I don't even feel like talking,
man. I just, I just want to see my mom, dog." Rather than
seeking to clarify what the defendant meant by that statement,
one of the officers instead encouraged him to keep talking by
asking, "Did you tell your mom what happened?" After additional
questioning that included several more requests by the defendant
to see his mother, the following exchange took place:
Defendant: "I'm done, I'm done talking now."
Interviewer: "Listen. I'm asking you a couple easy
questions here."
Defendant: "No, no, I'm straight. I'm straight."
Interviewer: "You don't want to talk to me anymore?"
Defendant: "I mean, I want to s -- , if I could, if I
could just see my mom. I just want to see my mom."
After officers continued to question him, the defendant said,
"no, no, no, no, I want to talk to my mom, dude," and "I'm not
gonna answer no questions until I talk to my mom." Questioning
continued after these statements.
The motion judge acknowledged that the defendant claimed at
several points that he was finished talking, but downplayed the
importance of those claims because the defendant continued to
speak with the police even after making them. That analysis is
incorrect. Standing alone, the defendant's statement that he
18
"don't even feel like talking" might not have been sufficiently
clear to invoke his right to silence.13 Given that he was under
arrest at the time, police did not have to allow him to see his
mother.14 In light of this initial request, however, the
defendant's subsequent invocations of his right to silence were
unambiguous and unequivocal. See Commonwealth v. Santana, 465
Mass. 270, 282 (2013) (defendant's postwaiver statement that he
"couldn't say any more" invoked right to silence); Santos, supra
at 285 (defendant's postwaiver statement, "I'm not going on with
this conversation," invoked right to silence).
Police should have stopped questioning the defendant at
least as soon as he stated that he was "done talking now." In
failing to do so, they did not "scrupulously honor[]" his
invocation of his right to silence. See Clarke, supra at 351-
353, and cases cited.
13
See Commonwealth v. Clarke, 461 Mass. 336, 351-352
(2012), quoting Davis v. United States, 512 U.S. 452, 461 (1994)
("When law enforcement officials reasonably do not know whether
a suspect wants to invoke the right to remain silent, there can
be no dispute that it is a 'good police practice' for them to
stop questioning on any other subject and ask the suspect to
make his choice clear").
14
But see Commonwealth v. Smith, 471 Mass. 161, 162 (2015)
(requiring "on a prospective basis" that seventeen year olds
subject to custodial interrogation have opportunity to consult
meaningfully with interested adult before waiving their Miranda
rights).
19
iv. Harmlessness beyond a reasonable doubt. Although the
statements the defendant made after invoking his right to
silence during the second interview should have been suppressed,
their admission in evidence was harmless beyond a reasonable
doubt. See Chapman v. California, 386 U.S. 18, 24 (1967). To
determine whether erroneously admitted evidence was harmless, we
consider factors such as "the importance of the evidence in the
prosecution's case; the relationship between the evidence and
the premise of the defense; who introduced the issue at trial;
the frequency of the reference; whether the erroneously admitted
evidence was merely cumulative of properly admitted evidence;
the availability or effect of curative instructions; and the
weight or quantum of evidence of guilt." Commonwealth v. Tyree,
455 Mass. 676, 701 (2010) (Tyree), quoting Commonwealth v.
Dagraca, 447 Mass. 546, 553 (2006).
The defendant continued to speak with police for
approximately one and one-half hours after they failed
scrupulously to honor his invocation of his right to silence.
After that invocation, the defendant admitted for the first time
that he and his friends had planned specifically to rob a
taxicab driver on the night of the shooting. He also identified
Milton as the person who had called the taxicab company,
disguising his voice to sound like that of a female.
Furthermore, the defendant told one of the officers that he had
20
telephoned the officer after the first interview in order to
confess, but that the officer had not picked up his telephone.
The defendant was allowed to call his mother from one of the
officer's cellular telephones during a break in questioning.
During that call, which was captured by the audio-video
recording device, the defendant told his mother that he
accidentally had shot Conley.
However, before invoking his right to silence at the second
interview, the defendant already had admitted to police that he
had shot the taxicab driver, albeit by accident, after Fernandes
instructed the driver to hand over his money. Other evidence
overwhelmingly corroborated essentially that version of events:
Milton testified that the defendant had proposed robbing a
taxicab driver and showed him a gun several hours before the
shooting; he further testified that, after the shooting, the
defendant ran back to the Honda wearing only one shoe.15 The
defendant's other shoe was found at the crime scene and tested
positive for Conley's blood. Witnesses also observed an
individual running away from the crashed taxicab with a limp; in
light of the abandoned shoe, this person reasonably could be
inferred to be the defendant. In addition, Cruz testified that
the defendant specifically had asked him to be his "alibi" for
15
As noted, see note 4, supra, Milton testified pursuant to
a plea agreement.
21
the time of the shooting, and provided him with the same story
about having been robbed himself that he told police during his
first interview. Because of the weight of this other evidence,
the admission in evidence of the defendant's postinvocation
statements was harmless beyond a reasonable doubt. See Tyree,
supra at 701.
b. Admission of grand jury testimony. The defendant
argues that it was error to admit portions of the grand jury
testimony of Resendes, the defendant's girl friend at the time
of the shooting. Before the grand jury, Resendes described her
interactions with the defendant on the night of the shooting.
She also recounted statements that the defendant purportedly had
made to her while he was being held at the police station after
his arrest. The defendant told her that "[i]t was an accident"
and that "he probably is going to be doing a lot of time." When
called to testify at trial, however, Resendes repeatedly stated
that she no longer had any memory of these matters. The judge
determined that Resendes was feigning memory loss, and allowed
her grand jury testimony to be admitted substantively.
"It is an understandable concern . . . that grand jury
testimony admitted at trial for substantive use be subject to a
certain level of corroboration before a conviction can be based
on it." Commonwealth v. Sineiro, 432 Mass. 735, 744 (2000)
(Sineiro). Nonetheless, when a witness feigns memory loss, that
22
witness's statement before the grand jury may be admitted
substantively if three general requirements are met: "(1) there
must exist an opportunity for effective cross-examination of the
witness at trial; (2) the witness's statement must clearly be
that of the witness, rather than the interrogator, and be free
from coercion; and (3) some corroborative evidence must be
presented." Id. at 741, citing Commonwealth v. Daye, 393 Mass.
55, 73-75 (1984).
All three of those requirements were met in this case.
The trial judge found that the defendant was able to cross-
examine Resendes, and that Resendes's statements to the grand
jury were hers rather than being merely affirmations of specific
leading questions by the prosecutor. In addition, the judge was
presented with corroborative evidence of Resendes's grand jury
testimony. At a voir dire hearing, a victim witness advocate
testified that Resendes had remembered the night of the shooting
"clearly" when the advocate interviewed her one week before
trial. Although the advocate was not asked specifically to
recall Resendes's statements about what the defendant told her
at the police station, the advocate described at length other
details of what Resendes had said during that conversation.
Based on this information, the trial judge correctly found that
Resendes's feigned memory loss was "affecting all aspects of her
testimony." The substantive admission of her grand jury
23
testimony, including her description of the defendant's
statements at the police station, accordingly was proper. See
Sineiro, supra at 744-745.
c. Violation of sequestration order. The defendant
maintains that it was abuse of discretion to deny his motion to
strike Milton's testimony after Milton violated the
sequestration order.16 Although Milton was in custody at the
time of trial, his mother attended the proceedings the day
before he was scheduled to testify. She then advised him over
the telephone on how to testify based on what she had observed
in court the previous day. Because Milton's trial testimony
contradicted earlier statements he had made to police,17 his
mother suggested that if defense counsel accused him of lying,
he should explain that he initially had lied to police because
he was "scared." Milton followed his mother's advice when
cross-examined by defense counsel. The remainder of Milton's
testimony, however, was consistent with a prior written
statement he had provided to police, and with a recorded
interview.
16
The Commonwealth argued at trial that the sequestration
order had not been violated. On appeal, however, it does not
dispute that a violation occurred.
17
When first questioned by police, Milton said that he had
been with his family at the time of Conley's death.
24
"[T]he remedy for violation of a sequestration order rests
within the sound discretion of the judge." Commonwealth v.
Bianco, 388 Mass. 358, 370 (1983). To establish that a judge
abused his or her discretion in denying a motion to strike, a
defendant must show that there was "'a clear error of judgment
in weighing' the factors relevant to the decision, . . . such
that the decision falls outside the range of reasonable
alternatives" (citations omitted). L.L. v. Commonwealth, 470
Mass. 169, 185 n.27 (2014).
In this case, the remedy the judge employed did not fall
outside the range of reasonable alternatives. Defense counsel
was able to cross-examine Milton regarding his mother's advice,
and counsel was provided with recordings of the conversations in
which that advice was given in order to determine exactly how
Milton's mother had coached him, so that counsel would be in a
position to propose an adequate remedy.18 The judge ultimately
instructed the jury after the close of evidence that they could
consider the fact that Milton's mother had told him to say he
lied to the police when evaluating his testimony. Despite his
earlier motion to strike Milton's entire testimony, defense
counsel himself stated that he was "satisfied" with the
instructional remedy. There was no abuse of discretion.
18
The conversations were recorded by house of correction
officials.
25
d. Instruction on involuntary manslaughter. The defendant
asserts error in the judge's denial of his request for an
instruction on involuntary manslaughter. Essentially, he argues
that an instruction on involuntary manslaughter was warranted
because the jury reasonably could have found that the shooting
was accidental and outside the scope of the alleged armed
robbery.
The defendant has raised this issue only in the context of
the theory of felony-murder, notwithstanding that the jury also
were instructed on the theories of deliberate premeditation and
extreme atrocity or cruelty. Accordingly, we first consider
whether an involuntary manslaughter instruction was warranted as
a lesser included offense of murder under the theory of felony-
murder. Pursuant to our duty under G. L. c. 278, § 33E, we also
consider whether a manslaughter instruction was warranted under
the alternate theories of deliberate premeditation and extreme
atrocity or cruelty.
"An instruction on [involuntary] manslaughter is required
where any view of the evidence will permit a finding of
manslaughter and not murder." Commonwealth v. Jessup, 471 Mass.
121, 135 (2015) (Jessup), quoting Commonwealth v. Sires, 413
Mass. 292, 301 (1992). "In deciding whether a manslaughter
instruction is supported by the evidence, all reasonable
inferences must be resolved in favor of the defendant." Jessup,
26
supra, quoting Commonwealth v. Vanderpool, 367 Mass. 743, 746
(1975).
Resolving all inferences in favor of the defendant here, we
conclude that an instruction on involuntary manslaughter was not
warranted as a lesser included offense of murder in the first
degree on a theory of felony-murder, but that such an
instruction was warranted under the theories of deliberate
premeditation and extreme atrocity or cruelty. Nonetheless, the
absence of the instruction did not create a substantial
likelihood of a miscarriage of justice.
For the jury to find a defendant guilty of murder in the
first degree on a theory of felony-murder with armed robbery as
the predicate felony, the killing must have occurred during the
commission or attempted commission of an armed robbery.19 See
Commonwealth v. Evans, 390 Mass. 144, 151-152 (1983) (Evans).
Nonetheless, "[w]here the felony-murder rule applies, generally
the defendant is not entitled to an instruction on
manslaughter." Jessup, supra at 135, quoting Evans, supra at
151. The defendant argues that the jury could have found that
he did not commit the homicide while the felony was still
ongoing. Pointing to the presence of blood on the taxicab's
airbags, as well as testimony from witnesses who reported
19
The jury were instructed accordingly.
27
hearing only one "bang" rather than a separate crash and
gunshot, the defendant argues that the jury could have inferred
that the impact of the vehicle during the collision caused the
gun to go off after the robbery was over.
That argument, requiring speculation rather than reasonable
inferences, does not withstand scrutiny. For the jury to infer
that any blood found on the airbags was the result of a
postcollision shooting, they would have had to ignore evidence
that Conley continued to bleed after the shooting. They also
would have had to ignore evidence that the airbags already had
deployed when emergency personnel attempted to remove the
bleeding Conley from his vehicle. Any inference from the fact
that witnesses heard only a single noise to the effect that the
taxicab's collision therefore caused the gun to fire would have
been similarly far-fetched. To the contrary, extensive
evidence, including the defendant's own recorded statement,
indicated that the defendant jumped out of the vehicle before
the collision, still in possession of the gun.20 Because the
20
Before the defendant invoked his right to silence during
the second interview, the following exchange took place.
Interviewer A: "The, the car is moving right now. You
said [Conley] hit the gas. He's pulling on the gun. The
gun went off, so the car is moving now right?"
Defendant: "Yeah."
28
inferences the defendant suggests the jury could have made would
not have been reasonable, the judge correctly rejected his
argument regarding the scope of the felony. See Jessup, supra
at 135.
In Jessup, however, the jury were instructed only on murder
in the first degree on a theory of felony-murder. Id. at 135-
136. Because the jury were instructed on all three theories of
murder in this case, the judge also should have considered
whether involuntary manslaughter was a lesser included offense
with respect to murder in the first degree on the theories of
deliberate premeditation and extreme atrocity or cruelty. We
conclude that an involuntary manslaughter instruction was
warranted on these theories.
"In a nonfelony-murder case, the fact that the shooting was
accidental negates the malice element required for murder."
Commonwealth v. Griffith, 404 Mass. 256, 260 (1989). The judge
recognized the possibility of accident in this case: the jury
Interviewer B: "Yeah, you guys are moving down the street
at a pretty good clip, too, eventually."
Interviewer A: "What happens next?"
Defendant: "I hopped out."
Other corroborating evidence included eyewitness testimony that
an individual was running with a limp at a substantial distance
from the taxicab immediately after it crashed. In addition, the
defendant's shoe was found with Conley's blood on it at a
substantial distance from where the vehicle finally crashed.
29
were instructed that an accident resulting in death would negate
malice under the theories of deliberate premeditation and
extreme atrocity or cruelty. The jury were not, however,
similarly provided with a manslaughter instruction based on
these theories. Such an instruction should have been given,
because the jury reasonably could have concluded that the
shooting was accidental, based on the defendant's statements to
police that the gun discharged accidentally when the taxicab
driver accelerated and grabbed at the defendant's hand. See
Jessup, supra at 135.
Yet even if the jury also had been instructed on
involuntary manslaughter as a lesser included offense, the
evidence supporting a conviction on the theory of felony-murder
was overwhelming, and the jury ultimately convicted the
defendant on this theory. "A defendant who kills a victim in
the commission or attempted commission of a robbery, while the
defendant is armed with a gun, is guilty of murder by
application of the felony-murder rule. . . . The fact that,
according to the defendant, the gun was discharged accidently is
of no consequence." Evans, supra at 151-152. As noted, supra,
the defendant admitted to police that he shot Conley by accident
after his codefendant told Conley to hand over his money. See
Commonwealth v. DiGiambattista, 442 Mass. 423, 447 (2004)
(noting "exceptionally potent quality of a defendant's statement
30
or confession" as evidence). Milton's testimony similarly
established that the defendant had proposed robbing a taxicab
driver and was in possession of a gun several hours before the
shooting. In light of this evidence, the absence of an
involuntary manslaughter instruction did not create a
substantial likelihood of a miscarriage of justice.
e. Relief pursuant to G. L. c. 278, § 33E. We have
examined the record carefully pursuant to our duty under G.L.
c. 278, § 33E, and discern no basis on which to grant the
defendant relief.
Judgment affirmed.