IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Commonwealth of Pennsylvania :
: No. 2490 C.D. 2015
v. : Submitted: April 29, 2016
:
Phillip Vandenbroek, :
:
Appellant :
OPINION NOT REPORTED
MEMORANDUM OPINION
PER CURIAM FILED: June 6, 2016
Phillip Vandenbroek appeals pro se the order of the Allegheny County
Court of Common Pleas (trial court) dismissing his summary appeal and entering
judgment pursuant to Pa. R.Crim. P. 462(D)1 due to his violation of Ingram
Borough Ordinance 2010-2, International Property Maintenance Code Section
302.3, for failing to maintain his sidewalk in a proper state of repair and free from
hazardous conditions. We affirm.
On September 19, 2014, Vandenbroek was cited for the ordinance
violation. A trial on the citation was scheduled before Magisterial District Judge
Dennis Joyce on May 27, 2015. The District Judge adjudged Vandenbroek guilty
1
Pa. R.Crim. P. 462(D) states that “[i]f the defendant fails to appear, the trial judge may
dismiss the appeal and enter judgment in the [trial court] on the judgment of the issuing
authority.”
and imposed judgment in the amount of $300.00 plus costs after Vandenbroek
failed to appear for trial.2
On June 25, 2015, Vandenbroek filed a summary appeal of his
conviction in the trial court3 and a trial de novo was scheduled before the trial court
on November 24, 2015. As outlined above, the trial court dismissed his summary
appeal and entered judgment based on the judgment of the issuing authority
pursuant to Pa. R.Crim. P. 462(D) because Vandenbroek failed to appear without
excuse. Vandenbroek then filed the instant appeal to this Court.4
In this appeal, Vandenbroek argues that: he is a sovereign who is not
subject to the Borough Ordinance, but only the common law, and no crime has
been committed under the common law; the trial court erred by dismissing his
summary appeal because this is a case in equity, not a criminal matter, and his
personal appearance was not required; all of the necessary facts were submitted to
2
See Pa. R.Crim. P. 455(A) (“If the defendant fails to appear for trial in a summary case,
the trial shall be conducted in the defendant’s absence, unless the issuing authority determines
that there is a likelihood that the sentence will be imprisonment or that there is other good cause
not to conduct the trial in the defendant’s absence.”).
3
See Pa. R.Crim. P. 460(A) (“When an appeal is authorized by law in a summary
proceeding . . . an appeal shall be perfected by filing a notice of appeal within 30 days after the
entry of . . . the conviction . . . .”); Pa. R.Crim. P. 460(E) (“This rule shall provide the exclusive
means of appealing from a summary . . . conviction.”); Pa. R.Crim. P. 462(A) (“When a
defendant appeals after . . . a conviction by an issuing authority in any summary proceeding,
upon the filing of the transcript and other papers by the issuing authority, the case shall be heard
de novo by the judge of the [trial court] sitting without a jury.”).
4
This Court’s review of an appeal from a summary conviction is limited to determining
whether the trial court committed an error of law or whether the trial court’s findings are
supported by competent evidence. Commonwealth v. Slomnicki, 773 A.2d 216, 218 n.2 (Pa.
Cmwlth. 2001).
2
the trial court as “stipulated evidence”5 by certified mail demonstrating that there is
an “adjudicated agreement” between the parties; and the Borough is in breach of
contract and he is awaiting a hearing and affirmative relief therefor.
Contrary to Vandenbroek’s assertion, the instant matter is not an
equity action but, rather, a summary appeal from the judgment of the issuing
authority on his violation of the Borough Ordinance because the initiating
document that he filed in the trial court in this matter is styled as a “Notice of
Appeal from Summary Conviction.” See Pa. R.Crim. P. 460(E) (“This rule shall
provide the exclusive means of appealing from a summary . . . conviction.”).6 In
order “[t]o perfect an appeal under Pa. R.Crim. P. [460], a defendant must not only
file timely notice of appeal but also appear for a trial de novo. Commonwealth v.
Lowe, 698 A.2d 607 (Pa. Super.), appeal denied, [704 A.2d 1381 (Pa. 1997)].”
Slomnicki, 773 A.2d at 218. As a result, Vandenbroek has waived all of his
allegations of error by failing to appear before the trial court, properly perfect his
appeal, and properly offer evidence in support of his claims. Pa. R.A.P. 302(a)
(“Issues not raised in the lower court are waived and cannot be raised for the first
5
See Pa. R.C.P. No. 1038.1 (“A case may be submitted on stipulated facts for decision by
a judge without a jury.”). In this regard, Vandenbroek relies upon a number of documents that
were filed in the trial court, but were not introduced into evidence at the trial de novo because he
failed to appear and perfect his appeal. As a result, as outlined below, these documents are not
competent evidence upon which the trial court or this Court may rely.
6
See also Pa. R.C.P. No. 1007 (“An action may be commenced by filing with the
prothonotary (1) a praecipe for a writ of summons, or (2) a complaint.”); Chichester School
District v. Chichester Education Association, 750 A.2d 400, 403 (Pa. Cmwlth.), appeal denied,
795 A.2d 980 (Pa. 2000) (holding that a school district’s petition to set aside collective
bargaining agreements with an education association and an administrators’ association was not
the procedurally proper way in which to initiate an equity action; rather, the district should have
filed a praecipe for a writ of summons or a complaint).
3
time on appeal.”); Green v. Green, 69 A.3d 282, 287 n.6 (Pa. Super. 2013) (“While
any document, including a ‘trial aid’ or pretrial statement, filed in the [trial court]
becomes part of the record, this mere fact of filing does not and cannot
automatically transform such a document into competent evidence upon which the
trial court may base its ruling unless and until that document is properly introduced
and admitted.”); Denver Nursing Home v. Department of Public Welfare, 552 A.2d
1160, 1163 (Pa. Cmwlth. 1989) (“This Court recognizes that it is a fundamental
evidentiary requirement that a document must be formally introduced and admitted
into the record before the document may be considered and form the basis of an
adjudication.”).7
Accordingly, the trial court’s order is affirmed.
7
See also Commonwealth v. Akinsanmi, 55 A.3d 539, 540 (Pa. Super. 2012) (“When a
defendant does not appear for the summary appeal and does not provide an excuse, dismissal of
the appeal is proper.”) (citation omitted).
4
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Commonwealth of Pennsylvania :
: No. 2490 C.D. 2015
v. :
:
Phillip Vandenbroek, :
:
Appellant :
PER CURIAM
ORDER
AND NOW, this 6th day of June, 2016, the order of the Allegheny
County Court of Common Pleas dated November 24, 2015, at No. SA 1342 of
2015 is AFFIRMED.