2016 WI 67
SUPREME COURT OF WISCONSIN
CASE NO.: 2013AP1724
COMPLETE TITLE: State of Wisconsin ex rel. Aman Singh,
Petitioner-Appellant-Petitioner,
v.
Paul Kemper, Warden, Racine Correctional
Institution,
Respondent-Respondent-Cross
Petitioner.
REVIEW OF A DECISION OF THE COURT OF APPEALS
(Reported at 353 Wis. 2d 520, 846 N.W.2d 820)
(Ct. App. 2014 – Published)
PDC No: 2014 WI App 43
OPINION FILED: July 13, 2016
SUBMITTED ON BRIEFS:
ORAL ARGUMENT: March 14, 2016
SOURCE OF APPEAL:
COURT: Circuit
COUNTY: Racine
JUDGE: Gerald P. Ptacek
JUSTICES:
CONCURRED: PROSSER, J. concurs (Opinion filed).
CONCURRED/DISSENTED: ZIEGLER, J. and GABLEMAN, J. concur and dissent
(Opinion filed).
DISSENTED: ROGGENSACK, C. J. dissents (Opinion filed).
BRADLEY, R. G., J. and ROGGENSACK, C.
J.(joining part C.) dissent (Opinion filed).
NOT PARTICIPATING:
ATTORNEYS:
For the petitioner-appellant-petitioner, there were briefs
by Thomas L. Shriner, Jr., Brett H. Ludwig, Philip C. Babler,
and Foley & Lardner LLP, Milwaukee and oral argument by Philip
C. Babler.
For the respondent-respondent-cross-petitioner, the cause
was argued by Sara Lynn Shaeffer, assistant district attorney
with whom on the briefs was Brad D. Schimel, attorney general.
2016 WI 67
NOTICE
This opinion is subject to further
editing and modification. The final
version will appear in the bound
volume of the official reports.
No. 2013AP1724
(L.C. No. 2013CV1540)
STATE OF WISCONSIN : IN SUPREME COURT
State of Wisconsin ex rel. Aman Singh,
Petitioner-Appellant-Petitioner,
v. FILED
Paul Kemper, Warden, Racine Correctional JUL 13, 2016
Institution,
Diane M. Fremgen
Respondent-Respondent-Cross Clerk of Supreme Court
Petitioner.
REVIEW of a decision of the Court of Appeals. Affirmed in
part, reversed in part.
¶1 ANN WALSH BRADLEY, J. We are presented with both a
petition and a cross-petition for review involving the
constitutionality of legislation that repealed and modified a
law, 2009 Wis. Act 28, that allowed inmates the opportunity to
No. 2013AP1724
earn "positive adjustment time," by which inmates could obtain
early release from prison.1
¶2 The constitutionality of two provisions of 2011 Wis.
Act 38 relating to 2009 Wis. Act 28, which adopted positive
adjustment time, are at issue in this case: (1) the retroactive
1
The mandate is to affirm in part and reverse in part the
opinion of the court of appeals. Five justices are in accord
with this mandate (Abrahamson, J., Ann Walsh Bradley, J.,
Prosser, J., Ziegler, J., and Gableman, J.). Accord on the
individual issues, however, is mixed.
A majority of the court concludes that Wis. Stat. § 973.198
violates the constitutional prohibition against ex post facto
laws because it makes the punishment for an offense more
burdensome after it was committed. Five justices reverse the
court of appeals determination on this issue (Abrahamson, J.,
Ann Walsh Bradley, J., Prosser, J., Ziegler, J., and Gableman,
J.).
Likewise a majority of the court concludes that the
retroactive repeal of positive adjustment time violates the ex
post facto clause vis-à-vis the July 2011 offense. Five
justices would affirm the court of appeals determination of that
issue (Abrahamson, J., Ann Walsh Bradley, J., Prosser, J.,
Ziegler, J., and Gableman, J.).
However, no majority has been garnered as to whether the
retroactive repeal violates the ex post facto clause vis-à-vis
the 2008 offense. Three justices conclude that it does
(Abrahamson, J., Ann Walsh Bradley, J., and Prosser, J.); two
justices conclude that it does not (Roggensack, C.J. and Rebecca
G. Bradley, J.); and two justices do not address the issue
(Ziegler, J., and Gableman, J.).
Finally, there are two justices who would vote to remand
this case to the circuit court for a determination of whether
Singh is entitled to relief (Abrahamson, J., Ann Walsh Bradley,
J.). However, a majority of the court would not remand
(Roggensack, C.J., Prosser, J., Ziegler, J., Gableman, J. and
Rebecca G. Bradley, J.).
2
No. 2013AP1724
repeal of positive adjustment time, and (2) the preservation of
positive adjustment time earned while 2009 Wis. Act 28 was in
effect and alterations to the process for obtaining early
release based on positive adjustment time, which we refer to as
Wis. Stat. § 973.198.
¶3 The petitioner, Aman Singh, seeks review of a
published court of appeals decision that reversed in part and
affirmed in part the circuit court's order dismissing his
petition for writ of habeas corpus.2 Singh contends that Wis.
Stat. § 973.198 delays inmates' release from prison by up to 90
days, thereby violating the ex post facto clauses of the
Wisconsin and United States Constitutions.3
¶4 He argues that under Wis. Stat. § 973.198, inmates who
are eligible for positive adjustment time are released up to 90
days later than under 2009 Wis. Act 28. Asserting that this
change results in a longer period of incarceration, Singh claims
2
State ex rel. Singh v. Kemper, 2014 WI App 43, 353
Wis. 2d 520, 846 N.W.2d 820 (affirming in part and reversing in
part an order quashing writ of habeas corpus and dismissing
petition entered by the circuit court for Racine County, Gerald
P. Ptacek, J., presiding).
3
The prohibition on ex post facto laws in the Wisconsin
Constitution is found in Article 1, Section 12, which provides:
"No . . . ex post facto law . . . shall ever be passed . . . ."
The prohibition on ex post facto laws in the United States
Constitution is found in Article I, Sections 9 and 10. Section
9 provides: "No bill of Attainder or ex post facto Law shall be
passed." Section 10 provides: "No state shall . . . pass
any . . . ex post facto Law. . . . "
3
No. 2013AP1724
that § 973.198 violates the ex post facto clauses. We agree
with Singh that Wis. Stat. § 973.198 violates the constitutional
prohibition against ex post facto laws because it results in a
longer period of incarceration, thus making the punishment for
an offense more burdensome after it was committed.4
¶5 Cross-petitioner, Paul Kemper, in his capacity as
warden of the Racine Correctional Institute, seeks review of
that part of the court of appeals' decision that reversed the
circuit court's order dismissing Singh's petition for writ of
habeas corpus. He asserts that because Singh committed one of
his crimes before the enactment of positive adjustment time in
2009 Wis. Act 28, the court of appeals erroneously concluded
that the retroactive application of 2011 Wis. Act 38, which
eliminated the opportunity for inmates to continue earning
positive adjustment time, was an ex post facto violation of the
Wisconsin and United States Constitutions.
¶6 This case presents the unusual circumstance of a
defendant who was convicted and sentenced under 2009 Wis. Act
28, which made positive adjustment time available when it was
not originally available at the time of the offense. Kemper
argues that the court of appeals erred because it focused on
changes in the law when the defendant was convicted and
sentenced, rather than changes in the law at the time the
defendant committed the offenses.
4
All subsequent references to the Wisconsin Statutes are to
the 2013-14 version unless otherwise indicated.
4
No. 2013AP1724
¶7 We disagree with Kemper because in this case, due to
the retroactive application of positive adjustment time, Singh
was convicted and sentenced while 2009 Wis. Act 28 was in
effect. Both Wisconsin and United States Supreme Court
precedent supports assessing the ex post facto effect of a law
in reference to the time the defendant committed the offense,
was convicted, or was sentenced.
¶8 Like the court of appeals, we conclude that because
the early release provisions of 2009 Wis. Act 28 were
retroactively in effect when Singh was convicted and sentenced
for the first offense, as well as at the time he committed the
second offense, that the retroactive repeal of positive
adjustment time in 2011 Wis. Act 38 violates the ex post facto
clauses of the Wisconsin and United States Constitutions.
However, unlike the court of appeals, we conclude that Wis.
Stat. § 973.198 also violates the constitutional prohibition
against ex post facto laws because it makes the punishment for
an offense more burdensome after it was committed.
¶9 Accordingly, we affirm the court of appeals'
determination that the retroactive repeal of positive adjustment
time is an ex post facto violation, but reverse its
determination that Wis. Stat. § 973.198 does not violate the
constitutional prohibition against ex post facto laws.
Additionally, I would remand the cause to the circuit court for
a determination of whether under the current circumstances it is
now appropriate to grant the writ and what additional relief, if
any, is warranted.
5
No. 2013AP1724
I
¶10 The relevant facts of this case as presented by the
parties are not in dispute. They involve two legislative
changes made by 2011 Wis. Act 38. One retroactively repealed
positive adjustment time. The other created Wis. Stat.
§ 973.198, a new statute that preserved the opportunity of early
release for certain individuals and altered the procedure
obtaining early release based on positive adjustment time.
¶11 During the time period when Singh was first charged in
2008 until he began serving his prison sentence in early 2012,
the Legislature enacted and then repealed 2009 Wis. Act 28,
which provided inmates with the opportunity to earn early
release from prison.
¶12 Enacted in 2009, Wis. Stat. § 302.113(2)(b) (2009-10),
provided inmates convicted of Class F to I felonies the
opportunity to earn one day of positive adjustment time for
every two days of confinement.5 Positive adjustment time was
5
Some inmates not eligible for positive adjustment time
under Wis. Stat. § 302.113(2)(b) (2009-10) were instead eligible
pursuant to Wis. Stat. § 304.06(1)(bg)1. (2009-10). Under the
latter statute, inmates earned one day of positive adjustment
time for every three days served. Wisconsin Stat.
§ 304.06(1)(bg)1. (2009-10) provided:
A person sentenced under s. 973.01 for a Class F to
Class I felony or a misdemeanor that is not a violent
offense, as defined in s. 301.048(2)(bm)1., and who is
ineligible for positive adjustment time under
s. 302.113(2)(b) pursuant to s. 973.01(3d)(b) or for a
Class F to Class I felony that is a violent offense,
as defined in s. 301.048(2)(bm)1., may earn one day of
positive adjustment time for every 3 days served that
(continued)
6
No. 2013AP1724
earned for every two days that the inmate did not violate any
regulation of the prison or refuse or neglect to perform
required or assigned duties.
¶13 Wisconsin Stat. § 302.113(2)(b) (2009-10) provided in
relevant part:
An inmate sentenced under s. 973.01 for a misdemeanor
or for a Class F to Class I felony that is not a
violent offense, as defined in s. 301.048(2)(bm)1.,
may earn one day of positive adjustment time for every
2 days served that he or she does not violate any
regulation of the prison or does not refuse or neglect
to perform required or assigned duties.
¶14 In 2011 the Legislature passed 2011 Wis. Act 38 as
part of a budget bill, which repealed the early release
provisions in 2009 Wis. Act 28. Consequently, after August 3,
2011, prisoners were generally precluded from earning positive
adjustment time.
¶15 The 2011 Act also created Wis. Stat. § 973.198, which
preserved the opportunity for certain individuals to earn early
release based on positive adjustment time earned between
October 1, 2009 and August 3, 2011, but altered the procedures
he or she does not violate any regulation of the
prison or does not refuse or neglect to perform
required or assigned duties. The person may petition
the earned release review commission for release to
extended supervision when he or she has served the
term of confinement in prison portion of his or her
bifurcated sentence, as modified by the sentencing
court under s. 302.045(3m)(b)1. or 302.05(3)(c)2.a.,
less positive adjustment time he or she has earned.
7
No. 2013AP1724
for procuring early release. Section 973.198 provides in
relevant part:
(1) When an inmate who is serving a sentence imposed
under s. 973.01 and who has earned positive
adjustment time under s. 302.113, 2009 stats., or
under s. 304.06, 2009 stats., has served the
confinement portion of his or her sentence less
positive adjustment time earned between
October 1, 2009, and August 3, 2011, he or she
may petition the sentencing court to adjust the
sentence under this section, based on the number
of days of positive adjustment time the inmate
claims that he or she has earned.
(3) Within 60 days of receipt of a petition filed
under sub. (1), the sentencing court shall either
deny the petition or hold a hearing and issue an
order relating to the inmate's sentence
adjustment and release to extended supervision.
(5) If the court determines that the inmate has
earned positive adjustment time, the court may
reduce the term of confinement in prison by the
amount of time remaining in the term of
confinement in prison portion of the sentence,
less up to 30 days, and shall lengthen the term
of extended supervision so that the total length
of the bifurcated sentence originally imposed
does not change.
¶16 Under the Wis. Stat. § 973.198, inmates are not
permitted to file a petition requesting early release until the
day that they are actually eligible for release. Filing a
petition under § 973.198 starts a process for early release that
can take up to 90 days, even though the inmate is eligible for
release on the day he files the petition.
¶17 In contrast, under the repealed 2009 Act, 90 days
before an inmate was eligible for release the DOC was required
to notify the sentencing court that it intended to modify the
8
No. 2013AP1724
inmate's sentence and release the inmate to extended
supervision. Wisconsin Stat. § 302.113(2)(c)1. (2009-10)
provided:
When an inmate is within 90 days of release to
extended supervision under par. (b), the department
shall notify the sentencing court that it intends to
modify the inmate's sentence and release the inmate to
extended supervision under par. (b), and the court may
hold a review hearing. If the court does not schedule
a review hearing within 30 days after notification
under this subsection, the department may proceed
under par. (b).
¶18 Under the 2009 Wis. Act 28, the sentencing court had
the discretion to hold a hearing within 30 days after it
received notice from the DOC. Wis. Stat. § 302.113(2)(c)1. If
the sentencing court opted to conduct a review, it was required
to hold the hearing and issue an order relating to the inmate's
early release within 60 days of receiving the DOC's notice.
Section 302.113(c)2.a. In contrast to the current law, an
inmate could then be released on the first day he was eligible.
¶19 Singh's case arose in the midst of rapid legislative
changes to the laws governing inmates' ability to earn early
release from prison based on positive adjustment time. In 2008,
Singh was charged with obtaining a controlled substance by fraud
in violation of Wis. Stat. § 961.43(1)(a).6 He was convicted and
6
Wisconsin Stat. § 961.43(1)(a) provides: "It is unlawful
for any person: To acquire or obtain possession of a controlled
substance by misrepresentation, fraud, forgery, deception or
subterfuge." Any person who violates this section is guilty of
a class H felony. Wis. Stat. § 961.43(2).
9
No. 2013AP1724
sentenced in 2010 to three years of probation, with a three-year
bifurcated sentence imposed and stayed. Singh's sentence
included six months of jail time as a condition of probation.7
¶20 In July of 2011, Singh committed another violation of
Wis. Stat. § 961.43(1)(a). After the second offense, Singh's
probation for his first offense was revoked. He received a
five-year bifurcated sentence for the second offence, to be
served consecutively to his first sentence.
¶21 In 2012, Singh filed a petition for positive
adjustment time pursuant to Wis. Stat. § 973.198. The
Department of Corrections (DOC) denied Singh's request for early
release because he did not serve any time in prison between
October 1, 2009 and August 3, 2011.
¶22 After the DOC denied Singh's petition for positive
adjustment time, he filed a petition for writ of habeas corpus
with the circuit court. The circuit court entered an order
7
At oral argument this court was advised that on July 14,
2015, Singh's judgment of conviction for the 2008 Waukesha
County offense was amended from prison time to one year served
in the county jail. Such an amendment may give rise to an issue
of whether Singh would be entitled to positive adjustment time
for time served in the county jail. It also raises the question
of whether Singh's claim is moot if he was eligible for positive
adjustment time only for the time served in prison, rather than
the county jail. See ¶24 n.8, infra. Because we first learned
of this at oral argument and those issues were neither briefed
nor argued before this court, I do not now address them. I
would remand to the circuit court for a determination of this
issue.
10
No. 2013AP1724
quashing the writ and dismissing Singh's petition with
prejudice.
¶23 On appeal, Singh argued that the retroactive repeal of
positive adjustment time and the enactment of Wis. Stat.
§ 973.198 were ex post facto laws. The court of appeals
concluded that the retroactive repeal of positive adjustment
time was unconstitutional, but that § 973.198 was not an ex post
facto law.
¶24 Singh filed a petition for review on the issue of
whether Wis. Stat. § 973.198 was an ex post facto law.8 Kemper
8
Singh also petitioned for review on an issue that we did
not accept involving the open records law.
After this court accepted the petition and cross-petition
for review, Singh informed the court that he had been released
to extended supervision and was no longer incarcerated. This
court ordered the parties to file briefs on the issue of
mootness due to Singh's release from custody.
Singh argues that the issue of whether Wis. Stat. § 973.198
is an ex post facto law is not moot because he remains on
extended supervision and subject to incarceration until 2018.
He further asserts that even if his case is moot, this court
should address this issue.
The State argues that both the issue Singh raises in his
petition and the issue the State raises in its cross-petition
are moot. Nevertheless, the State argues that this court should
consider the issue raised in its cross-petition because other
inmates who were eligible for positive adjustment time are
likely to raise the issue of whether the retroactive repeal of
early release is an ex post facto violation.
(continued)
11
No. 2013AP1724
cross-petitioned on the issue of whether 2011 Wis. Act 38's
retroactive repeal of 2009 Wis. Act. 28's positive adjustment
time was an ex post facto law.
II
¶25 A circuit court's order denying a petition for writ of
habeas corpus presents a mixed question of fact and law. State
v. Pozo, 2002 WI App 279, ¶6, 258 Wis. 2d 796, 654 N.W.2d 12.
We will not reverse the circuit court's findings of fact unless
they are clearly erroneous. Id. Whether a writ of habeas
corpus is available to the party seeking relief is a question of
law that we review independently of the determinations rendered
by the circuit court and the court of appeals. Id.
¶26 Similarly, whether a statute violates the ex post
facto clauses of the Wisconsin and United States Constitutions
is a question of law that this Court reviews independently of
the determinations of the circuit court and the court of
appeals. State v. Elward, 2015 WI App 51, ¶5, 363 Wis. 2d 628,
866 N.W.2d 756. There is a strong presumption that legislative
enactments are constitutional. Bostco LLC v. Milwaukee Metro.
Sewerage Dist., 2013 WI 78, ¶76, 350 Wis. 2d 554, 835
N.W.2d 160. Singh has the burden of establishing beyond a
Even if they are moot, we address both the issue raised in
Singh's petition and the issue raised in the State's cross-
petition. Both issues are of public importance, are likely to
affect other inmates, and involve the constitutionality of a
statute. State ex rel. La Crosse Tribune v. Cir. Ct. for
La Crosse Cty., 115 Wis. 2d 220, 229, 340 N.W.2d 460 (1983).
12
No. 2013AP1724
reasonable doubt that the challenged legislation is
unconstitutional. Chappy v. LIRC, 136 Wis. 2d 172, 184-85, 401
N.W.2d 568 (1987).
III
¶27 We address first the issue raised by Kemper's cross-
petition because it is foundational to our discussion of the
issue Singh raised in his petition for review. Before we can
decide Singh's claim that Wis. Stat. § 973.198 delays early
release by up to 90 days, we must first decide whether he was
eligible for early release under 2009 Wis. Act. 28.
¶28 In Collins v. Youngblood, 497 U.S. 37, 42 (1990), the
United State Supreme Court explained that any statute that makes
the punishment for a crime more burdensome after it is committed
is prohibited as an ex post facto law. This court explicitly
adopted the standard set forth in Collins, concluding that:
[A]n ex post facto law, prohibited by the Wisconsin
Constitution, is any law: 'which punishes as a crime
an act previously committed, which was innocent when
done; which makes more burdensome the punishment for a
crime, after its commission, or which deprives one
charged with crime of any defense available according
to law at the time the act was committed . . . .'
State v. Thiel, 188 Wis. 2d 695, 703, 524 N.W.2d 641 (1994)
(quoting Collins, 497 U.S. at 42).
¶29 Kemper asserts that the court of appeals erred when it
determined that a law violates the ex post facto clauses if it
imposes a greater punishment than the law in effect at the time
an inmate was convicted and sentenced for an offense. See State
ex rel. Singh v. Kemper, 2014 WI App 43, ¶10, 353 Wis. 2d 520,
13
No. 2013AP1724
846 N.W.2d 820. He argues that the repeal of 2009 Wis. Act 28
cannot be an ex post facto violation as applied to Singh's 2008
offense because it did not increase the punishment beyond what
it was at the time of the 2008 offense.
¶30 Relying on State v. Kurzawa, 180 Wis. 2d 502, 511, 509
N.W.2d 712 (1994), Kemper advances that one of the fundamental
aspects of ex post facto analysis is its focus on changes in the
law relative to the time of the defendant's allegedly illegal
behavior. He concludes that Singh was not eligible for early
release because Singh committed the 2008 offense prior to the
enactment of 2009 Wis. Act. 28.
¶31 We are not persuaded by Kemper's argument that the
court of appeals erred in determining that an ex post facto law
increases the punishment imposed at the time of conviction and
sentencing, as well as at the time it was committed. Rather, we
agree with the court of appeals that an ex post facto law
increased the punishment imposed after an offense has been
committed. In determining whether such a change in punishment
occurred here, we must examine how the progression of Singh's
criminal cases fit within the timeline of rapid changes in the
law governing early release from prison.
¶32 Although 2009 Wis. Act 28 was not in effect when Singh
committed his first offense in 2008, it was enacted to apply
retroactively. 2009 Wis. Act 28, §§ 2722, 9311. Pursuant to
2009 Wis. Act 28, inmates sentenced on or after December 31,
1999 could begin earning positive adjustment time staring on
October 1, 2009. At the time Singh was sentenced in 2010 for
14
No. 2013AP1724
the offense he committed in 2008, 2009 Wis. Act. 28 was in
effect.
¶33 Subsequently, the Legislature passed 2011 Wis. Act 38,
which repealed and modified the early release provisions in 2009
Wis. Act 28. Under 2011 Wis. Act 38, prisoners were precluded
from earning positive adjustment time after August 3, 2011.
When Singh committed his second offense on July 25, 2011, 2009
Wis. Act 28 was still in place. By the time he was convicted
and sentenced later that year, as well as when he began to serve
his sentence in prison in 2012, the 2009 Act had been repealed.
¶34 Singh's case is complicated by the fact that he did
not serve time in prison prior to the 2011 repeal of 2009 Wis.
Act. 28. After his first offense in 2008, Singh was convicted
and sentenced to three years of probation, with six months of
jail time as a condition of probation. It was not until Singh's
second offense in 2011 that his probation for the first offence
was revoked. Later, he received a five-year bifurcated sentence
for the second offense to be served consecutively with his first
sentence. Singh's first day in prison was January 4, 2012.
¶35 The court of appeals determined that "[w]hen Singh
committed or was convicted and sentenced on his offenses, the
2009 act and its multiple early release opportunities were the
law." Singh, 353 Wis. 2d 520, ¶19 (emphasis added). It
concluded that eliminating Singh's eligibility for early release
ensured that he would serve his full sentence in prison,
resulting in a significant risk that he would serve more
15
No. 2013AP1724
confinement time than under 2009 Wis. Act 28. Id. "The ex post
facto clauses prohibit this." Id.
¶36 We recognize that ordinarily an inmate will be
convicted and sentenced under the law that was in effect at the
time the offense was committed. In this case, however, Kemper's
focus on the timeframe for when an ex post facto violation may
occur is too narrow because 2009 Wis. Act 28 applied
retroactively to inmates sentenced on or after December 31,
1999. At the time Singh committed the 2008 offense the
sentencing structure for a Class H felony did not offer the
opportunity to earn positive adjustment time. However, the
retroactive application of positive adjustment time means that
2009 Wis. Act 28 applied at the time Singh was convicted and
sentenced.
¶37 Even if for the sake of argument we accept Kemper's
focus on changes in the law at the time the defendant committed
the offense, he is incorrect that Singh was not eligible for
early release. Although Singh committed his first offense in
2008, prior to the enactment of 2009 Wis. Act 28, he committed
his second offense on July 25, 2011. At the time that Singh
committed his second offense, the early release provisions of
2009 Wis. Act 28 were in place. After his second offense,
Singh's probation for his first offense was revoked and he
served his sentences for both offenses consecutively. Thus,
Singh was entitled to earn positive adjustment time for the time
he served in prison as a result of the offense he committed on
July 25, 2011.
16
No. 2013AP1724
¶38 Kemper does not dispute that the retroactive repeal of
early release would violate the ex post facto clauses if Singh
had been eligible for positive adjustment time. Instead, he
asserts that Singh was never eligible for early release based
upon positive adjustment time because Singh committed his crime
before the enactment of 2009 Wis. Act 28. However, both
Wisconsin and United States Supreme Court precedent prohibiting
ex post facto laws support including the time an inmate is
convicted and sentenced.
¶39 The animating principle underlying the ex post facto
clauses is the concept of fair warning. Kurzawa, 180 Wis. 2d at
513 (quoting Marks v. United States, 430 U.S. 188, 191-92
(1977)). As the United States Supreme Court explained,
"[t]hrough [the ex post facto] prohibition, the Framers sought
to assure that legislative Acts give fair warning of their
effect and permit individuals to rely on their meaning until
explicitly changed." Weaver v. Graham, 450 U.S. 24, 28-29
(1981).
¶40 Kemper seems to believe that the repeal of a
mitigating law that was in place when Singh was sentenced will
simply put Singh in the position that he would have been in at
the time he committed the crime. However, we cannot ignore the
fact that Singh relied on 2009 Wis. Act 28 as the law at the
time of his plea and sentencing.
¶41 In Weaver, the United States Supreme Court considered
whether the retroactive application of a revised "gain-time"
provision was an ex post facto law. 450 U.S. at 31. The Weaver
17
No. 2013AP1724
court explained that "a prisoner’s eligibility for reduced
imprisonment is a significant factor entering into both the
defendant’s decision to plea bargain and the judge’s calculation
of the sentence to be imposed." Id. at 32. Accordingly, Weaver
concluded that for prisoners who committed crimes before the
statute was enacted, it substantially altered the consequences
attached to a crime already completed and therefore "change[d]
the quantum of punishment." Id. at 33.
¶42 Likewise, in Lynce v. Mathis, 519 U.S. 433, 446-47
(1997), the Supreme Court concluded that it was an ex post facto
violation to cancel good-time credits that had been awarded
pursuant to statutes enacted after the date the defendant
committed his offense. In Lynce, a retroactive statute took
away good-time credits that existed at the time of conviction
and sentencing, but did not exist at the time the defendant
committed the offense. Id. at 447. The Lynce court remanded
the case for a determination of the number of good-time credits
that the defendant accumulated under the statutes that existed
at the time of his conviction and sentencing, concluding that
they could not be cancelled by the retroactive law. Id. at 449.
¶43 Lynce acknowledged that "[t]he bulk of our ex post
facto jurisprudence" involves claims that a law inflicted a
greater punishment than at the time the offense was committed."
Id. at 441. However, it explained that an ex post facto law
must simply be retrospective in that it "must apply to events
occurring before its enactment." Id.
18
No. 2013AP1724
¶44 Applying the ex post facto protection to conviction
and sentencing is consistent with the principle that "the
Constitution places limits on the sovereign's ability to use its
lawmaking power to modify bargains it has made with its
subjects." Id. at 440. This basic principle protects a
"defendant engaged in negotiations that may lead to an
acknowledgment of guilt and a suitable punishment." Id.
¶45 Similarly, in State ex rel. Eder v. Matthews, 115
Wis. 2d 129, 340 N.W.2d 66 (Ct. App. 1983), the Wisconsin court
of appeals addressed the issue of whether application of a "good
time" calculation violated the ex post facto clauses. The
Matthews court explained that the application of the "good time"
formula would increase the period of the defendant's
confinement. Id. at 133. Matthews concluded that "[a] law
which increases or alters the punishment of an offender to his
detriment, after he has been convicted and sentenced,
constitutes an ex post facto law . . . ." Id. (emphasis added).
¶46 If this court adopted the position advanced by Kemper
that a law can retroactively increase the length of time an
inmate is incarcerated after sentencing, we would have to
overrule Matthews. We decline to do so because it is consistent
with United States Supreme Court precedent.
¶47 The early release provisions of 2009 Wis. Act 28 were
in effect when Singh was convicted and sentenced for the first
offence, as well as at the time he committed the second offence.
Just as in Weaver and Matthews, the repeal of early release
would impermissibly retroactively increase Singh's punishment
19
No. 2013AP1724
after he was convicted and sentenced. Under both Wisconsin and
Supreme Court precedent, the repeal of early release after the
commission of an offense violates the ex post facto clauses.
¶48 Accordingly, we agree with the court of appeals that
retroactive repeal of positive adjustment time in 2011 Wis. Act
38 violates the ex post facto clauses of the Wisconsin and
United States Constitutions.
IV
¶49 We address next the issue raised in Singh's petition
for review. He contends that the newly created Wis. Stat.
§ 973.198 violates the ex post facto clauses because it extends
the amount of time an inmate is incarcerated by up to 90 days
after he is eligible for early release.9
¶50 Under 2009 Wis. Act 28, the DOC was required to notify
the sentencing court 90 days before an inmate was eligible for
release that it intended to modify the inmate's sentence and
release the inmate to extended supervision. Wis. Stat.
§ 302.113(2)(c)1. (2009-10). The sentencing court had the
discretion to hold a hearing within 30 days after it received
notice from the DOC. Id.
9
At the court of appeals, Singh challenged the role of the
sentencing court under Wis. Stat. § 973.198. Singh raised this
issue in his petition for review. We need not address that
issue because we conclude that Wis. Stat. § 973.198 is an ex
post facto law due to the fact that it adds up to a 90 day delay
in release compared to the prior law.
20
No. 2013AP1724
¶51 If the sentencing court opted to conduct a review
hearing, it was required to hold the hearing and issue an order
relating to the inmate's early release within 60 days of
receiving the DOC's notice. Wis. Stat. § 302.113(c)(2)a. (2009-
10). When the court did not schedule a review hearing within 30
days after notification from the DOC, the inmate would be
released on the first day he was eligible. § 302.113(2)(b) &
(c)1. (2009-10).
¶52 Although 2011 Wis. Act 38 eliminated positive
adjustment time after August 3, 2011, by enacting Wis. Stat.
§ 973.198, it allowed those inmates who earned positive
adjustment time while 2009 Wis. Act 28 was in effect to petition
for early release. Rather than retain the procedures set forth
in Wis. Stat. § 302.113 (2009-10), the Legislature enacted
§ 973.198, which now governs the process for early release for
inmates who earned positive adjustment time under 2009 Wis. Act
28.
¶53 Pursuant to Wis. Stat. § 973.198(1), an inmate who
earned positive adjustment time under Wis. Stat. § 302.113
(2009-10) may petition for early release after he has served the
confinement portion of his sentence minus any positive
adjustment time earned. Within 60 days of receiving the
inmate's petition, the sentencing court "shall either deny the
petition or hold a hearing and issue an order relating to the
inmate's sentence adjustment and release to extended
supervision." § 973.198(3). If the court determines that an
inmate has earned positive adjustment time, it "may reduce the
21
No. 2013AP1724
term of confinement in prison by the amount of time remaining in
the term of confinement in prison portion of sentence, less up
to 30 days. . . ." § 973.198(1).
¶54 Singh argues that Wis. Stat. § 973.198 violates the ex
post facto clauses because it delays the release of inmates who
have earned positive adjustment time. Under 2009 Wis. Act 28,
the process for obtaining early release began 90 days before
inmates were eligible to be released. Then, the procedures for
processing an inmate's release were completed within 90 days and
the inmate was released on his eligibility date.
¶55 In contrast, under Wis. Stat. § 973.198, an inmate
cannot file a petition for early release based on positive
adjustment time until the date on which he is first eligible for
release. The filing of the petition begins a process for
determining eligibility for release that can take up to 90 days.
For inmates who have earned positive adjustment time, § 973.198
adds up to 90 days of incarceration to a sentence in comparison
to early release under Wis. Stat. § 302.113 (2009-10).
¶56 Kemper counters that the change in the law introduced
by Wis. Stat. § 973.198 was merely procedural. Although a
procedural change may have a substantive impact that violates
the ex post facto clauses, Kemper asserts that the speculative
and attenuated possibility of an increase in an inmate’s actual
term of confinement is not an ex post facto law. See, e.g.,
Cal. Dep't of Corr. v. Morales, 514 U.S. 499, 509 (1995).
Relying on Dobbert v. Florida, 432 U.S. 282, 293-94 (1977), he
argues that § 973.198 may have altered the methods employed in
22
No. 2013AP1724
determining the punishment imposed, but did not change the
quantum of punishment attached to the crime.
¶57 According to Kemper, Wis. Stat. § 973.198 does not
violate the ex post facto clauses because the sentencing court
retained discretion to grant or deny an inmate’s request for
positive adjustment time under both laws. Thus he asserts that
any claim of increased confinement § 973.198 would be too
speculative and attenuated to constitute an ex post facto
violation. We disagree with Kemper because the unavoidable
delay in an inmate's release under Wis. Stat. § 973.198 is
neither speculative nor attenuated.
¶58 Kemper's reliance on Dobbert is misplaced. In
Dobbert, the defendant argues that a change in the role of the
judge and jury in the imposition of the death sentence
constituted an ex post facto violation. 432 U.S. at 292. The
Dobbert court determined that the law at issue in that case was
clearly procedural because "there was no change in the quantum
of punishment attached to the crime." Id. at 293-94. Unlike in
Dobbert, Wis. Stat. § 973.198 may increase an inmate's
incarceration by up to 90 days.
¶59 In Morales, the United States Supreme Court addressed
the issue of when a claim of increased confinement is too
speculative and attenuated to constitute an ex post facto
violation. 514 U.S. 499. Morales involved a change to the
frequency of parole suitability hearings that is distinguishable
from the facts of this case as well as Weaver, 450 U.S. 24,
23
No. 2013AP1724
Lindsey v. Washington, 301 U.S. 397 (1937), and Miller v.
Florida, 482 U.S. 423 (1987). See Morales, 514 U.S. at 507-08.
¶60 The amendment at issue in Morales made only one change
to the law. 541 U.S. at 507. It introduced the possibility
that after the initial parole hearing, the board would not have
to hold another hearing for two years if it found no reasonable
probability that the inmate would be deemed suitable for parole
during that period. Id. Rather than changing the sentencing
range for an offense, the amendment altered the method to be
followed in fixing a parole release date under identical
substantive standards. Id. at 507-08.
¶61 Morales explained that many legislative adjustments to
parole and sentencing procedures might produce "some remote risk
of impact on a prisoner's expected term of confinement." Id. at
508. As examples, Morales identified certain "innocuous
adjustments" such as changes to the membership of the board of
prison terms or restrictions on hours that inmates may use the
prison library. Id.
¶62 The changes to early release under Wis. Stat.
§ 973.198 are not innocuous adjustments. An inmate who would
have been released on his eligibility date under the now
repealed Wis. Stat. § 302.113 (2009-10), cannot file a petition
for release until he reaches that same date. Then, the
procedure for obtaining release will take up to 90 days after
the petition is filed. Thus, § 973.198 increases the length of
incarceration for every inmate who is eligible for early release
based on positive adjustment. This arbitrary increase in
24
No. 2013AP1724
punishment violates the ex post facto clauses of the Wisconsin
and United States constitutions.
¶63 We agree with Singh that this court's decision in
State ex rel. Mueller v. Powers, 64 Wis. 2d 643, 221 N.W.2d 692
(1974), is analogous. In Mueller, inmates in the state prison
system sought a declaration that a change in the law that
extended their initial eligibility date for parole from two
years to five years into their imprisonment violated the ex post
facto clauses of the Wisconsin and United States Constitutions.
Id. at 645.
¶64 This court determined that the statute at issue in
Mueller was unconstitutional because the new law increased "the
time that must be served by petitioners before they are eligible
for parole consideration from two to five years in a very real
and practical sense imposes an additional penalty and violates
the constitutional inhibition against ex post facto
legislation." Id. at 647. Likewise, Wis. Stat. § 973.198
imposes additional punishment because it increases the time
served by inmates before they are eligible for early release.
¶65 This opinion should not be read to revive the
alternative definition of an ex post facto violation stated in
Mueller as any law "which alters the situation of the accused to
his disadvantage." Id. at 646 (citation omitted). In Thiel,
188 Wis. 2d at 703, this court withdrew this language from
Mueller, explaining that an ex post facto violation must
increase the punishment for an offense, not simply alter the
situation of a defendant to his disadvantage.
25
No. 2013AP1724
¶66 Although important to note, this discrete narrowing of
Mueller does not affect the issues in this case. Mueller's
conclusion that changing parole eligibility from two years to
five years is an ex post facto violation is also based on the
proper legal standard that it "imposes an additional penalty."
64 Wis. 2d at 647. Likewise, Singh argues that the up to 90 day
delay in release under Wis. Stat. § 973.198 imposes an
additional penalty that was not imposed under the prior law.
¶67 A similar conclusion reached by the United States
Supreme Court further supports this court's determination. In
Weaver, 450 U.S. at 26, the court determined that a change in
Florida's "gain time for good conduct" statute extended the time
that inmates were required to spend in prison. Similar to the
statutory change at issue in this case, the Florida law
"reduce[d] the number of monthly gain-time credits available to
an inmate who abides by prison rules and adequately performs his
assigned tasks." Id. at 33. The Weaver court explained that
"this reduction in gain-time accumulation lengthens the period
that someone in petitioner's position must spend in prison."
Id.
¶68 Under both Wisconsin and United States Supreme Court
precedent, a retroactive change in the law that increases the
length of an inmate's sentence violates the ex post facto
clauses. We agree with Singh that under Wis. Stat. § 973.198,
inmates who are eligible for positive adjustment time are
released up to 90 days later than under 2009 Wis. Act 28. Thus,
we conclude that § 973.198 violates the constitutional
26
No. 2013AP1724
prohibition against ex post facto laws and that the circuit
court erred when it dismissed the writ of habeas corpus.
V
¶69 I would remand to the circuit court to address whether
under the current circumstances it is now appropriate to grant
the writ and what additional relief, if any, is warranted.
Although Singh has been released from prison, he remains on
extended supervision which is considered "custody" for the
purposes of a writ of habeas corpus.
¶70 United States Supreme Court precedent leaves "no
doubt" that in addition to physical imprisonment, there are
other restraints on liberty that are considered "custody for
habeas corpus purposes——including post-release supervision:
History, usage, and precedent can leave no doubt that,
besides physical imprisonment, there are other
restraints on a man's liberty, restraints not shared
by the public generally, which have been thought
sufficient in the English-speaking world to support
the issuance of habeas corpus.
Jones v. Cunningham, 371 U.S. 236, 240 (1963); see also Earley
v. Murray, 451 F.3d 71, 75 (2d Cir. 2006) ("[p]ost-release
supervision, admitting the possibility of revocation and
additional jail time, is considered to be 'custody'" for the
purposes of habeas corpus.).
¶71 Following the clear directive in Jones, the Wisconsin
court of appeals explained that it is "settled" that habeas
corpus does not require actual physical imprisonment. State ex
rel. Wohlfahrt v. Bodette, 95 Wis. 2d 130, 133-34, 289
27
No. 2013AP1724
N.W.2d 366 (1980). Rather, the focus is on whether one is
subject to restraints not shared by the public generally:
Reviewing federal law, we find that federal habeas
corpus is available to one "in custody." It is
settled that the use of habeas corpus has not been
limited to situations where the applicant is in actual
physical custody, but is available to one subject to
restraints not shared by the public generally. It has
been held that the language "in custody" is synonymous
with "restraint of liberty."
Id.
¶72 At oral argument, Singh's counsel suggested that
changing the conditions of extended supervision or reducing the
term of extended supervision may be appropriate remedies in this
case. As the United States Supreme Court explained in Carafas
v. Lavallee, 391 U.S. 234, 239 (1968), "the [federal habeas
corpus] statute does not limit the relief that may be granted to
discharge of the applicant from physical custody. Its mandate
is broad with respect to the relief that may be granted. It
provides that '[t]he court shall . . . dispose of the matter as
law and justice require.'"
¶73 Although the law may be well settled on this issue,
the facts of this case certainly are not. The facts of this
case have been a moving target, in part due to the disposition
of at least one of the number of post-conviction motions that
Singh has filed. At oral argument, this court learned for the
first time that Singh's sentence for the 2008 offense was
modified to one year in jail, but we do not know the grounds for
this modification. Apparently, Singh also received credit for
28
No. 2013AP1724
time served and had the extended supervision portion of the
sentence vacated. See Justice Ziegler's concurrence/dissent,
¶149.
¶74 As one of the dissents acknowledges, there are
questions of fact in this case relevant to the issue of whether
Singh is entitled to positive adjustment time that cannot be
answered by reference to the evidentiary record before this
court. See generally Chief Justice Roggensack's dissent, ¶218-
21. For instance, the dissent states that there was an
opportunity for Singh to earn positive adjustment time on the
July 2011 offense which had the potential to be an ex post facto
violation, but "from the record before us, it is not possible to
make that factual determination . . . ." Id. ¶218. See also
id. ¶219 ("The potential for an ex post facto violation on the
second crime due to repeal of PAT is not possible to determine
due to the following circumstances presented by this
case . . . "); id., ¶200 ("His first day of confinement for the
July 25, 2011 crime is uncertain due to the modification of the
Waukesha County Judgment"); id., ¶221 ("It may be that Singh can
prove, as a factual matter, that he was confined on the second
sentence longer than should have occurred and that some type of
relief may be accorded . . . )"; Justice Ziegler's
concurrence/dissent, ¶148 n.10 ("It is unclear from the record
exactly what date this petition was filed . . .").
29
No. 2013AP1724
¶75 Because this court is not a fact-finding court, the
circuit court is better suited to make a determination regarding
whether Singh is entitled to relief.10 See, e.g., Mitchell Bank
v. Schanke, 2004 WI 13, ¶84, 268 Wis. 2d 571, 676 N.W.2d 849
(remanding to the circuit court for specific findings because
"this court is not a fact-finding body. The circuit court is
better suited to make these precise determinations.").
Accordingly, I would remand to the circuit for a determination
of whether under the current circumstances it is now appropriate
to grant the writ and what additional relief, if any, is
warranted.
VI
¶76 In sum, we conclude that because the early release
provisions of 2009 Wis. Act 28 were in effect when Singh was
convicted and sentenced for the first offense, as well as at the
time he committed the second offense, retroactive repeal of
positive adjustment time in 2011 Wis. Act 38 violates the ex
post facto clauses of the Wisconsin and United States
Constitutions. We also conclude that Wis. Stat. § 973.198
violates the constitutional prohibition against ex post facto
10
Justice Ziegler's concurrence/dissent reaches out for
facts that are not in the record and were not briefed or argued
by either party. For example, the concurrence/dissent conducted
a DOC Offender Locator internet search to try to determine
Singh's maximum discharge date. Justice Ziegler's
concurrence/dissent, ¶149 & n.12. It seems to want to gather
facts not of record and based upon these uncertain facts to deny
Singh any relief.
30
No. 2013AP1724
laws because it makes the punishment for an offense more
burdensome after it was committed.
¶77 Accordingly, we affirm the court of appeals'
determination that the retroactive repeal of positive adjustment
time is an ex post facto violation, but reverse its
determination that Wis. Stat. § 973.198 does not violate the
constitutional prohibition against ex post facto laws.
Additionally, I would remand the cause to the circuit court for
a determination of whether under the current circumstances it is
now appropriate to grant the writ and what additional relief, if
any, is warranted.
By the Court.—The decision of the court of appeals is
affirmed in part and reversed in part.
31
No. 2013AP1724.dtp
¶78 DAVID T. PROSSER, J. (concurring). This complicated
case presents numerous issues for the court. Some are factual;
some are legal. Sorting out these issues is indispensable to
understanding this case. Recognizing the multitude of fact
situations that will be affected by our decision is critical in
explaining the law.
I
¶79 The petitioner, Aman D. Singh (Singh), has been
convicted of multiple offenses. Three of his convictions are
pertinent to this case.
¶80 On December 8, 2008, Singh was charged in Waukesha
County with five counts of violating Wis. Stat. § 961.43(a), a
Class H felony. His offenses were committed in 2008. On March
29, 2010, he pled guilty to Count 1 of the Complaint. He was
sentenced on April 29, 2010.
¶81 On August 26, 2011, Singh was charged with two
additional counts of violating Wis. Stat. § 961.43(a), still
Class H felonies, in Milwaukee County. He also was charged with
a misdemeanor. The felonies were committed on July 25, 2011,
and August 10, 2011. Singh pled guilty to all three charges on
November 9, 2011, and he was sentenced on December 29, 2011.
II
¶82 In June 2009 the legislature passed and the governor
approved the executive budget for the 2009-11 biennium.
Included in the budget were extensive changes to Wis. Stat.
§ 302.113, which is entitled "Release to extended supervision
1
No. 2013AP1724.dtp
for felony offenders not serving life sentences." The changes
to § 302.113 did not take effect until October 1, 2009.
¶83 Prior to this effective date, the statute required
most inmates sentenced to prison to serve the full confinement
portion of their sentence. Wis. Stat. § 302.113(2) (2007-08).
There were several exceptions to this general rule.
¶84 The 2009 legislation made numerous changes in the
sentencing law, including changes that permitted certain persons1
sentenced to prison to earn "positive adjustment time" (PAT)
that shortened the period of confinement before these persons
were released to extended supervision. See 2009 Wis. Act 28,
§§ 2720-2733.2 Pertinent to this case, Wis. Stat. § 302.113(2)
was amended to add paragraph (b), which read, in part,
(b) An inmate sentenced under s. 973.01 for a
misdemeanor or for a Class F to Class I felony that is
not a violent offense, as defined in
s. 301.048(2)(bm)1., may earn one day of positive
adjustment time for every 2 days served that he or she
does not violate any regulation of the prison or does
not refuse or neglect to perform required or assigned
duties. An inmate convicted of a misdemeanor or a
Class F to Class I felony that is not a violent
offense, as defined in s. 301.048(2)(bm)1., shall be
1
Wisconsin Stat. § 973.01(3d)(b) (2009-10) made PAT
unavailable to persons determined by the DOC to "pose[] high
risk of reoffending."
2
For additional context regarding recent amendments to
Wisconsin's sentencing laws, see Cecelia Klingele, The Early
Demise of Early Release, 114 W. Va. L. Rev. 415, 436-39 (2012);
Jesse J. Norris, The Earned Release Revolution: Early
Assessments and State-Level Strategies, 95 Marq. L. Rev. 1551,
1566 (2012); Michael O'Hear, Good Conduct Time for Prisoners:
Why (and How) Wisconsin Should Provide Credits Toward Early
Release, 98 Marq. L. Rev. 487, 504-07 (2014).
2
No. 2013AP1724.dtp
released to extended supervision when he or she has
served the term of confinement in prison portion of
his or her bifurcated sentence, as modified by the
sentencing court under s. 301.045(3m)(b)1. or
302.05(3)(c)2.a., if applicable, less positive
adjustment time he or she has earned.
¶85 Section 9311(4) of 2009 Wis. Act 28 provided that
Section 302.113(2) of the statutes first applies "to a person
sentenced on December 31, 1999." In other words, Wis. Stat.
§ 302.113(2)(b) applied retroactively to persons sentenced on or
after December 31, 1999.
¶86 The budget bill contained a sentence stating that
§ 302.113(2)(b) did not apply prospectively to a "person
sentenced on or after the effective date of the subdivision."
However, the governor vetoed that sentence.
¶87 The 2009 legislation also created Wis. Stat.
§ 302.113(2)(c), which prescribed the procedures for releasing
an inmate to extended supervision after he or she accrued PAT:
302.113(2)(c)1. When an inmate is within 90 days
of release to extended supervision under par. (b), the
department shall notify the sentencing court that it
intends to modify the inmate's sentence and release
the inmate to extended supervision under par. (b), and
the court may hold a review hearing. If the court
does not schedule a review hearing within 30 days
after notification under this subsection, the
department may proceed under par. (b).
¶88 In 2011 the legislature passed 2011 Wis. Act 38, which
substantially revised the law with respect to early release to
extended supervision. Section 38 of the new legislation
repealed the PAT provisions in Wis. Stat. § 302.113(2)(b) that
were created during the previous legislative session.
3
No. 2013AP1724.dtp
¶89 Section 39 of the Act also repealed the release
procedures specified in Wis. Stat. § 302.113(2)(c) (2009-10).
In their place, Section 96 of the Act created Wis. Stat.
§ 973.198:
973.198 Sentence adjustment; positive adjustment
time. (1) When an inmate who is serving a sentence
imposed under s. 973.01 and who has earned positive
adjustment time under s. 302.11, 2009 stats., or under
s. 304.06, 2009 stats., has served the confinement
portion of his or her sentence less positive
adjustment time earned between October 1, 2009, and
the effective date of this subsection . . . [LRB
inserts date], he or she may petition the sentencing
court to adjust the sentence under this section, based
on the number of days of positive adjustment time the
inmate claims that he or she has earned.
(3) Within 60 days of receipt of a petition
filed under sub. (1), the sentencing court shall
either deny the petition or hold a hearing and issue
an order relating to the inmate's sentence adjustment
and release to extended supervision.
(5) If the court determines that the inmate has
earned positive adjustment time, the court may reduce
the term of confinement in prison by the amount of
time remaining in the term of confinement in prison
portion of the sentence, less up to 30 days, and shall
lengthen the term of extended supervision so that the
total length of the bifurcated sentence originally
imposed does not change.
(6) An inmate who submits a petition under this
section may not apply for adjustment of the same
sentence under s. 973.195 for a period of one year
from the date of the petition.
(Alterations in original.)
¶90 New Section 973.198 preserved for an inmate the PAT
that had been earned between October 1, 2009 and August 3, 2011,
but it prevented the inmate from taking full advantage of what
had been earned by delaying the date for the inmate's petition
4
No. 2013AP1724.dtp
until the date the inmate was eligible for release, which took
into account the period of confinement reduced by the PAT earned
under the repealed 2009 law.
III
¶91 Evaluation of the changes to the law at issue in this
case is grounded in three dates: December 31, 1999; October 1,
2009; and August 3, 2011. To help the reader understand the big
picture, the following discussion will refer to four periods of
time based on these dates.
¶92 First, the "PAT window" refers to the time period
beginning October 1, 2009, and ending on August 3, 2011. 2009
Wis. Act 28 made PAT available under Wis. Stat. § 302.113(2)(b)
for inmates sentenced for eligible crimes during this time
period.
¶93 Second, the "retroactivity window" refers to the time
period beginning on December 31, 1999, and ending on September
30, 2009——the day before October 1, 2009. Section 9311(4) of
2009 Wis. Act 28 made PAT available to inmates sentenced for
eligible crimes during the retroactivity window.
¶94 Third, the period of time before December 31, 1999.
¶95 Fourth, the period of time after August 3, 2011, the
date 2011 Wis. Act 38 repealed the PAT provisions in Wis. Stat.
§ 302.113(2)(b).
¶96 Every relevant "event" described below occurs in one
of these four time periods. The court must consider the dates
of the following events: (1) the date a person committed an
eligible offense; (2) the date the person was sentenced for the
5
No. 2013AP1724.dtp
eligible offense; (3) the date the person's confinement began as
part of the person's bifurcated sentence; and (4) the date the
person's confinement ended as part of that sentence.
¶97 Examining the four time periods in conjunction with
the four events reveals 35 categories of persons who might be
analyzed for possible ex post facto impact following the 2011
change in the law.3 The chart in the Appendix lists the 35
categories of persons.
3
Calculating the total number of combinations of dates and
events is a question of mathematics. The product rule is a
fundamental mathematical principle: "[S]uppose that A is a set
of a objects and B is a set of b objects. Then the number of
ways to pick one object from A and then one object from B is
a x b." Fred S. Roberts & Barry Tesman, Applied Combinatorics
17 (2d ed. 2009) (emphasis omitted). For example, a guest
attending a wedding might have two choices of appetizer (soup or
salad) and three choices of main course (beef, chicken, or
vegetarian). To determine the total number of combinations of
appetizers and main courses available to each guest, multiply
the number of appetizers (2) times the number of main courses
(3) for a total of 6 possible combinations of appetizers and
main courses.
Applying the product rule to the dates and events under
review in this case returns 256 different combinations of
relevant events and time periods. A person convicted of an
eligible offense may have committed the offense during any of
the four time periods, been sentenced for the offense during any
of the four time periods, begun serving the confinement portion
of a sentence during any of the four time periods, and ended the
confinement portion of the sentence during any of the four time
periods. This means that a person could have committed an
eligible crime before December 31, 1999, during the
retroactivity window, during the PAT window, or after August 3,
2011. Because we consider four time periods for each relevant
event, we multiply 4 x 4 x 4 x 4 to return 256 combinations of
events and time periods.
Fortunately, the laws of physics render impossible most of
the 256 combinations of time periods and events. As one
example, it is impossible for a person who committed an eligible
(continued)
6
No. 2013AP1724.dtp
¶98 Thirteen categories on the chart are clearly
irrelevant to any ex post facto analysis.
● Categories 1-10 are irrelevant because the legislature
never made PAT available to persons sentenced before
December 31, 1999, for committing an eligible offense.
The 2011 changes in the law had no effect upon persons
in these categories.
● Categories 11 and 21 are irrelevant because persons in
these categories ended the confinement portion of
their sentences before October 1, 2009. These persons
ended their confinements before the legislature
created PAT and thus never qualified for it.
● Category 35 is irrelevant because the legislature
never made PAT available to persons who committed an
"eligible" offense after August 3, 2011.
¶99 Seven additional categories may be removed from
consideration because they involve persons who ended the
confinement portion of their sentences before August 3, 2011.
Whether sentenced during the retroactivity window, as were
persons in categories 12, 14, 22, and 24, or during the PAT
window, as were persons in categories 17, 27, and 31, these
persons were eligible to accrue PAT during the portions of their
confinement that overlapped with the PAT window. Any PAT earned
offense after August 3, 2011, to end the confinement portion of
the sentence for that offense before December 31, 1999.
Removing temporally impossible combinations leaves 35 remaining
categories of persons.
7
No. 2013AP1724.dtp
should have been applied to their sentences of confinement to
accelerate their release to extended supervision. The 2011 law
change had no effect on these persons absent additional facts
not stated. Removing these additional 7 categories reduces the
number of relevant categories to 15.
¶100 The persons in the remaining 15 categories4 did not end
the confinement portion of their prison sentences until after
the legislature changed the law in 2011 to end PAT. These
persons are entitled to all the PAT, if any, that they earned
during the PAT window. That time was preserved by the 2011
legislation.
¶101 What is at issue here is whether persons in these 15
categories are entitled to earn PAT after August 3, 2011.
¶102 The 2011 statute does not seem to permit any person to
earn PAT after August 3, 2011. However, some inmates committed
eligible offenses, were sentenced on their offenses, and
commenced their confinement within the PAT window.
Theoretically, these inmates have the strongest case under the
Ex Post Facto Clauses to challenge the termination of their
ability to earn PAT after August 3, 2011. It must be
remembered, however, that the 2009 legislation treated inmates
who were sentenced for eligible offenses during the
retroactivity window exactly the same as inmates who committed
offenses and were sentenced during the PAT window.
4
To be clear, the remaining 15 categories are 13, 15, 16,
18, 19, 20, 23, 25, 26, 28, 29, 30, 32, 33, and 34.
8
No. 2013AP1724.dtp
¶103 Consequently, the court must analyze whether
categories of persons who either committed eligible offenses or
were sentenced for such offenses during the retroactivity window
are qualified to make the same ex post facto claims as
categories of persons who committed eligible offenses and were
sentenced during the PAT window. Once this issue is resolved,
the question must be answered whether any categories of persons
are entitled, under ex post facto principles, to earn PAT after
August 3, 2011.
IV
¶104 By enacting 2009 Wis. Act 28, the legislature not only
prospectively changed the law of sentencing beginning on October
1, 2009, but also changed all sentences imposed during the
retroactivity window for eligible inmates who committed eligible
crimes. This change to the law had an immediate mitigating
effect on confined persons sentenced during the retroactivity
window. Although at sentencing these persons anticipated that
their confinement would last for the entire term specified by
the sentencing court, 2009 Wis. Act 28 gave them the opportunity
to earn PAT and thereby reduce the length of their confinement.
¶105 Notably, the mitigation of these persons' sentences
turned upon the date of sentencing, rather than the date on
which they committed the underlying eligible offense. See 2009
Wis. Act 28, § 9311(4) ("[T]he creation of section[]
302.113(2)(b) . . . of the statutes first appl[ies] to a person
sentenced on December 31, 1999."). The legislature extended the
mitigating effects of PAT to all qualified persons sentenced on
9
No. 2013AP1724.dtp
or after December 31, 1999——regardless of whether they committed
an eligible offense before or after that date. Furthermore, a
person who committed an eligible offense during the
retroactivity window might nevertheless have gained access to
PAT if he or she received a sentence during the PAT window.
¶106 After October 1, 2009, a person sentenced for an
eligible offense during the retroactivity window had an
expectation of PAT access identical to that of a person
sentenced during the PAT window. Because 2011 Wis. Act 38
eliminated the opportunity to continue earning PAT for persons
sentenced during the retroactivity window and persons sentenced
during the PAT window, both groups experienced the same increase
in the term of confinement. Accordingly, we can analyze both
groups together when determining whether the repeal of PAT after
August 3, 2011, violated the constitutional prohibitions on ex
post facto laws.
V
¶107 Under the United States Constitution, "No State
shall . . . pass any Bill of Attainder, ex post facto Law, or
Law impairing the Obligation of Contracts . . . " U.S. Const.
art. I, § 10, cl. 1. Wisconsin's Constitution provides: "No
bill of attainder, ex post facto law, nor any law impairing the
obligations of contracts, shall ever be passed . . . ." Wis.
Const. art. I, § 12. "We have long looked to the pronouncements
of the United States Supreme Court in construing the Ex Post
Facto Clause of the Federal Constitution as a guide to
construing the Ex Post Facto Clause of the Wisconsin
10
No. 2013AP1724.dtp
Constitution." State v. Thiel, 188 Wis. 2d 695, 699, 524
N.W.2d 641 (1994) (footnote omitted).
¶108 The Supreme Court of the United States conducted an
extensive review of its own Ex Post Facto Clause jurisprudence
in Collins v. Youngblood, 497 U.S. 37 (1990). In an opinion by
Chief Justice Rehnquist, the Court began with language from
Calder v. Bull, 3 U.S. (3 Dall.) 386 (1798), in which Justice
Samuel Chase "expounded those legislative Acts which in his view
implicated the core concern of the Ex Post Facto Clause."
Collins, 497 U.S. at 41-42.
¶109 Justice Chase described four types of laws that he
understood to contravene the constitutional prohibition:
I will state what laws I consider ex post facto laws,
within the words and the intent of the prohibition.
1st. Every law that makes an action done before the
passing of the law, and which was innocent when done,
criminal; and punishes such action. 2d. Every law
that aggravates a crime, or makes it greater than it
was, when committed. 3d. Every law that changes the
punishment, and inflicts a greater punishment, than
the law annexed to the crime, when committed. 4th.
Every law that alters the legal rules of evidence, and
receives less, or different, testimony, than the law
required at the time of the commission of the offence,
in order to convict the offender.
Calder, 3 U.S. (3 Dall.) at 390 (opinion of Chase, J.) (emphasis
omitted).
¶110 Characterizing the language from Justice Chase's
Calder opinion as a comprehensive explanation of ex post facto
laws, the Supreme Court in Collins emphasized a twentieth
century formulation of the definition from Beazell v. Ohio, 269
U.S. 167 (1925):
11
No. 2013AP1724.dtp
It is settled, by decisions of this Court so well
known that their citation may be dispensed with, that
any statute which punishes as a crime an act
previously committed, which was innocent when done;
which makes more burdensome the punishment for a
crime, after its commission, or which deprives one
charged with crime of any defense available according
to law at the time when the act was committed, is
prohibited as ex post facto.
Collins, 497 U.S. at 42 (quoting Beazell, 269 U.S. at 169-70).
¶111 After the Supreme Court decided Collins, this court
reviewed Wisconsin's ex post facto jurisprudence in State v.
Thiel, 188 Wis. 2d 695, 524 N.W.2d 641 (1994). In that case,
this court acknowledged that "Collins underscored that the
proper definition of an ex post facto law is the definition
originally stated in Calder and later summarized in Beazell."
Thiel, 188 Wis. 2d at 702.
¶112 Two of my colleagues have written at length regarding
Singh's first eligible offense, which he committed during the
retroactivity window and for which he was sentenced during the
PAT window. They argue that, when determining whether a
subsequent act of the legislature is unconstitutional, ex post
facto analysis should look solely to the law as it was at the
time of the commission of the offense. Chief Justice
Roggensack's dissent, ¶217 ("Because the August 3, 2011 repeal
of PAT caused the law to be as it was in 2008 when Singh
committed the first of his crimes, the 2011 legislation did not
impose punishment that was greater than it was at the time Singh
committed the first of his crimes."); Justice Rebecca G.
Bradley's dissent, ¶234 ("The 2011 law does not increase Singh's
sentence attached to the 2008 crime because it makes no change
12
No. 2013AP1724.dtp
to the punishment that existed at the time Singh committed the
2008 crime.").5
¶113 I am not persuaded that ex post facto analysis is
always limited to mere comparison of the law as it existed at
two discrete times. To say that the 2011 legislation repealing
PAT is not an unconstitutional ex post facto law because the
punishment in 2011 is the same as the punishment in 2008 fails
5
The exclusive use of the date on which a person committed
an eligible offense carries with it a concerning implication:
the legislature could have entirely eliminated PAT earned by
certain inmates during the PAT window. As Justice Rebecca
Bradley sets forth the argument,
At the time Singh committed the 2008 crime, the PAT
opportunity did not exist; therefore, 2011 Wis. Act
38's repeal of it does not implicate any ex post facto
concerns regarding the 2008 crime. The 2011 law does
not increase Singh's sentence attached to the 2008
crime because it makes no change to the punishment
that existed at the time Singh committed the 2008
crime.
Justice Rebecca G. Bradley's dissent, ¶234 (footnote omitted).
Consider a person who committed and was sentenced for an
eligible offense before October 1, 2009, served the confinement
portion of a prison sentence during the entire PAT window, and
continued that confinement after August 3, 2011. If ex post
facto analysis is limited to a strict focus on the date of
commission of the offense, then the legislature could have
eliminated all PAT earned by that person during the PAT window
without implicating ex post facto concerns because eliminating
the earned PAT would "make[] no change to the punishment that
existed" when the crime was committed before October 1, 2009.
Under such an analysis, the 2011 repeal of PAT would seem to
survive constitutional scrutiny for ex post fact purposes even
without the reasonable preservation of earned PAT set forth in
Wis. Stat. § 973.198 (2013-14).
13
No. 2013AP1724.dtp
to acknowledge the objective evolution of the law in the interim
period.
¶114 In Wisconsin, "No law repealed by a subsequent act of
the legislature is revived or affected by the repeal of such
repealing act." Wis. Stat. § 990.03(1) (2013-14); see also
Goodno v. City of Oshkosh, 31 Wis. 127, 130 (1872) ("The
original section, as an independent and distinct statutory
enactment, ceased to have any existence the very moment the
amendatory act was passed and went into effect . . . . The
original section, as a separate statute, was as effectually
repealed and obliterated from the statute book, as if the repeal
had been made by direct and express words . . . .").
¶115 The 2011 legislation repealing PAT did not "reinstate"
the statutory scheme for punishment as it existed before October
1, 2009. Rather, in 2011 the legislature amended the punishment
scheme for the second time in as many legislative sessions. An
appropriate analysis requires review of the ex post facto
consequences of the change in the law in 2009, followed by
review of the further changes to the law in 2011. Comparing the
punishment for eligible crimes in 2011 to the punishment for the
same crimes in 2008 is not sufficient where 2009 Wis. Act 28
retroactively altered the law as it existed in 2008.
¶116 Clearly, the retroactive creation of PAT in 2009 was
not unconstitutional. "Although the Latin phrase 'ex post
facto' literally encompasses any law passed 'after the fact,' it
has long been recognized . . . that the constitutional
prohibition on ex post facto laws applies only to penal statutes
14
No. 2013AP1724.dtp
which disadvantage the offender affected by them." Collins, 497
U.S. at 41; see also Dobbert v. Florida, 432 U.S. 282, 294
(1977) ("It is axiomatic that for a law to be ex post facto it
must be more onerous than the prior law."). Consequently, 2009
Wis. Act 28 did not violate the prohibitions on ex post facto
laws by retroactively reducing the confinement period of some
sentences imposed during the retroactivity window.
¶117 Resolving whether the 2011 legislation repealing PAT
constituted an unconstitutional ex post facto law, however,
requires a more careful review. Before proceeding to an
analysis of whether eliminating the opportunity to earn PAT
after it had been granted actually makes the punishment for
eligible offenses more burdensome, it is necessary to determine
who may claim an ex post facto violation in this case.
¶118 As stated already, see supra Part IV, the repeal of
PAT had an identical effect on persons sentenced during the
retroactivity window and persons sentenced during the PAT window
by depriving both groups of the opportunity to earn PAT after
August 3, 2011. In effect, the legislature created a statutory
entitlement to PAT mitigating confinement for any person
sentenced for an eligible offense during the retroactivity
window or the PAT window. See Garner v. Jones, 529 U.S. 244,
258 (2000) (Scalia, J., concurring) ("A statutory parole system
that reduces a prisoner's sentence by fixed amounts of time for
good behavior during incarceration can realistically be viewed
as an entitlement——a reduction of the prescribed penalty——rather
than a discretionary grant of leniency.").
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No. 2013AP1724.dtp
¶119 Because the legislature in 2009 created that
entitlement to a sentence with confinement mitigated by PAT for
persons sentenced during either the retroactivity window or the
PAT window, the 2011 legislation withdrew a continued
opportunity to earn PAT from both groups. A change in the law
that "makes more onerous the punishment for crimes committed
before its enactment . . . runs afoul of the prohibition against
ex post facto laws." Weaver v. Graham, 450 U.S. 24, 35-36
(1981). Eliminating access to PAT after August 3, 2011, for
persons sentenced during the retroactivity window and the PAT
window risked making the punishment more burdensome: where they
previously had an opportunity to mitigate their term of
confinement, the 2011 legislation guaranteed that many of those
inmates would be required to serve a longer period of
confinement than they would have had the law not been changed.
¶120 Though people sentenced during the retroactivity
window and PAT window did not necessarily contemplate PAT at the
time they committed eligible crimes, the legislature in 2009 saw
fit to mitigate——retroactively or prospectively——all of their
sentences when it created PAT. To say that ex post facto
analysis is inappropriate because the law changed only after
people were sentenced is to deny the plain fact that the 2011
legislative action risked making more severe the term of
16
No. 2013AP1724.dtp
confinement for persons already in prison.6 Accordingly, it is
appropriate to consider persons sentenced during the
retroactivity window and the PAT window alongside persons who
committed eligible offenses during the PAT window when deciding
whether the repeal of PAT was an unconstitutional ex post facto
law.
¶121 Under the Beazell formulation of the definition of ex
post facto laws——embraced by the Supreme Court in Collins and
adopted by this court in Thiel——the repeal of PAT in 2011
allegedly "makes more burdensome the punishment for a crime,
after its commission." Thiel, 188 Wis. 2d at 700 (quoting
Collins, 497 U.S. at 42). In cases where a change in the law is
alleged to make the punishment for a crime more burdensome after
commission of the offense, "[t]he touchstone of [a court's]
inquiry is whether a given change in law presents a '"sufficient
risk of increasing the measure of punishment attached to the
covered crimes."'" Peugh v. United States, 133 S. Ct. 2072,
6
Chief Justice Roggensack argues that the lead opinion
"employs a new definition of ex post facto law when it changes
the act from which ex post facto effect is measured to include a
temporary change in a law that was repealed subsequent to
conviction and sentencing." Chief Justice Roggensack's dissent,
¶214. She contends that "[n]o United States Supreme Court
opinion supports the lead opinion's definition of ex post facto
law, nor does any opinion from this court." Id., ¶215. But it
bears noting that changes in the law after sentencing also occur
after commission of the crime. The Ex Post Facto Clauses
prohibit legislative action that "makes more burdensome the
punishment for a crime, after its commission." State v. Thiel,
188 Wis. 2d 695, 700, 524 N.W.2d 641 (1994) (quoting Collins v.
Youngblood, 497 U.S. 37, 42 (1990)). It undermines the
prohibition's purpose if the legislature may increase the term
of confinement for prisoners after their confinement has begun.
17
No. 2013AP1724.dtp
2082 (2013) (quoting Garner, 529 U.S. at 250, which had quoted
Cal. Dep't of Corr. v. Morales, 514 U.S. 499, 509 (1995)).
"[M]ere speculation or conjecture that a change in law will
retrospectively increase the punishment for a crime will not
suffice to establish a violation of the Ex Post Facto Clause,"
but neither must "a law increase the maximum sentence for which
a defendant is eligible in order to violate the Ex Post Facto
Clause." Id. at 2081-82.
¶122 Here, the repeal of PAT ensured that many persons
convicted of eligible offenses would actually serve a longer
term of confinement than the mitigated term available by law
when they committed the offense or were sentenced for it.
Admittedly, a person confined to prison for an eligible offense
may engage in behavior that precludes accrual of much, or any,
PAT. But that possibility in some cases does not change the
fact that the 2011 legislation eliminated PAT's mitigating
effect for all eligible persons with eligible sentences who
served all or part of their prison sentence after August 3,
2011.
¶123 The Supreme Court has identified as unconstitutionally
ex post facto various laws that "had the purpose and effect of
enhancing the range of available prison terms." Morales, 514
U.S. at 507 (first citing Lindsey v. Washington, 301 U.S. 397
(1937); then citing Weaver, 450 U.S. 24; and then citing Miller
v. Florida, 482 U.S. at 433-34). The cases discussed in Morales
involved unconstitutional laws that amended state sentencing
guidelines that were "intended to, and did, increase the
18
No. 2013AP1724.dtp
'quantum of punishment'" for crimes in the category at issue,
Miller, 482 U.S. at 433-34; reduced "gain-time accumulation" so
as to "lengthen[] the period that someone . . . must spend in
prison," Weaver, 450 U.S. at 33 (overturning Florida statute
reducing the number of gain-time days an inmate could earn each
month); and "ma[de] mandatory what was before only the maximum
sentence," Lindsey, 301 U.S. at 400. See also Peugh, 133 S. Ct.
at 2084 ("A retrospective increase in the Guidelines range
applicable to a defendant creates a sufficient risk of a higher
sentence to constitute an ex post facto violation."); Lynce v.
Mathis, 519 U.S. 433, 443 (1997) (explaining that in "post-
Weaver cases, [the Court has] . . . considered whether the
legislature's action lengthened the sentence without examining
the purposes behind the original sentencing scheme," and noting
that in Miller, the Court's conclusion that the sentencing
guidelines made the punishment more burdensome "rested entirely
on an objective appraisal of the impact of the change on the
length of the offender's presumptive sentence").
¶124 Cases involving an objective increase in sentence
length stand in contrast to those in which the Court concluded
that laws permitting discretionary decisions did not have an
unconstitutional ex post facto effect. See Garner, 529 U.S. at
256 (declining to conclude that "change in Georgia law
lengthened [an inmate's] time of actual imprisonment" where
state parole board exercised its discretion to increase time
period between parole hearings); Morales, 514 U.S. at 505-07
(concluding that law permitting parole board to schedule
19
No. 2013AP1724.dtp
subsequent parole hearings two years in the future rather than
annually after initial hearing did not unconstitutionally change
"the substantive formula for securing any reductions to
[the] . . . sentencing range").
¶125 The repeal of PAT by 2011 Wis. Act 38 hews much closer
to the cases involving lengthening of prison terms than to those
involving discretionary parole decisions. Even though PAT is
contingent on inmate conduct during the term of confinement——
meaning that an eligible inmate does not receive PAT as a matter
of right without appropriate conduct——the 2011 legislation had
the effect of preventing accrual of PAT for perfect behavior
after August 3, 2011.
¶126 As a result, eligible persons who were sentenced for
eligible offenses during the retroactivity window, eligible
persons who were sentenced for eligible offenses during the PAT
window, and eligible persons who committed eligible offenses
during the PAT window had their imposed or expected sentences
transformed. Where they could once expect a term of confinement
as mitigated by PAT earned during the entirety of confinement,
they could now expect a term of confinement as mitigated by PAT
(if any) earned only during the PAT window. For an eligible
person who began confinement close in time to August 3, 2011,
such a change in the law could mean years added to the length of
time he or she could expect to spend in prison, assuming
behavior conforming to the standards necessary to earn PAT.
¶127 In 2011 the legislature repealed PAT prospectively not
just for persons who committed offenses after August 3, 2011,
20
No. 2013AP1724.dtp
but also for persons already eligible to earn PAT based on the
dates they committed or were sentenced for eligible offenses.
For persons sentenced during the retroactivity window, persons
sentenced during the PAT window, and persons who committed
offenses during the PAT window, a prohibition on earning PAT
after August 3, 2011, creates an obvious and "sufficient" risk
that they will serve longer sentences than they would have had
PAT not been repealed. Therefore, I would hold that 2009 Wis.
Act 38 was an unconstitutional ex post facto law to the extent
that it denied those persons the opportunity to earn PAT during
confinement after August 3, 2011.7
VI
¶128 I agree with the lead opinion's conclusion that the
amended release procedure in Wis. Stat. § 973.198 created by
2011 Wis. Act 38 is an unconstitutional ex post facto law
because it may lengthen the term of confinement for inmates who
have earned PAT by as many as 90 days. Lead op., ¶68. I write
separately to emphasize that the amendment to the release
procedure for earned PAT clearly results in an ex post facto
violation.
¶129 It is important to observe that the amended release
procedure necessarily requires more time in confinement for a
person who has earned PAT than did the previous procedure. The
procedure created in 2009 required the Department of Corrections
to notify the sentencing court "within 90 days of release to
7
By the reasoning stated in this opinion, I thus reach the
same conclusion as the lead opinion. Lead op., ¶47-48.
21
No. 2013AP1724.dtp
extended supervision" of an intent to modify a sentence and
release a person early because of earned PAT. Wis. Stat.
§ 302.113(2)(c)1. (2009-10). Thus, a person could complete the
review process before the date of eligibility for release and
conceivably begin extended supervision on that date.
¶130 The revised procedure created by 2011 Wis. Act 38
makes it impossible for an inmate who has earned PAT to begin
extended supervision on the date that PAT makes that person
eligible for release from confinement. Under the new procedure,
"[w]hen an inmate . . . who has earned positive adjustment
time . . . has served the confinement portion of his or her
sentence less positive adjustment time . . . , he or she may
petition the sentencing court to adjust the sentence." Wis.
Stat. § 973.198(1) (2013-14). The sentencing court must hold a
hearing on the petition within 60 days of receiving it, and the
sentencing court then "may reduce the term of confinement in
prison by the amount of time remaining in the term of
confinement in prison portion of the sentence, less up to 30
days." Wis. Stat. § 973.198(3)-(5).
¶131 In effect, the result of this change is to reduce by
as many as 90 days the amount of PAT that an inmate has earned.
An inmate under the new system may not petition for release
until the date that the old system would have permitted release.
As revised, the release procedure essentially eliminates at
least 1 and as many as 90 days of earned PAT.
¶132 Characterizing this change to the release process as
"procedural" rather than "substantive" does not save it for
22
No. 2013AP1724.dtp
constitutional purposes. Although the Supreme Court stated in
Dobbert v. Florida, 432 U.S. 282 (1977), that "[e]ven though it
may work to the disadvantage of a defendant, a procedural change
is not ex post facto," the Court went on to explain that the law
at issue in the case was "procedural" because "[t]he new statute
simply altered the methods employed in determining whether the
death penalty was to be imposed; there was no change in the
quantum of punishment attached to the crime." Dobbert, 432 U.S.
at 293-94. The legislature has the prerogative to alter the
procedure for exercising earned PAT, but we must evaluate
whether any changes have a substantive impact on the length of
punishment.
¶133 It has already been established that an ex post facto
violation occurs when a law retroactively extends the amount of
time that a person must spend in prison. "By
definition, . . . reduction in gain-time accumulation lengthens
the period that someone . . . must spend in prison." Weaver,
450 U.S. at 33. Because the new release procedure eliminates
anywhere from 1 to 90 days of earned PAT, the procedure
undoubtedly lengthens the term of confinement and therefore also
has an unconstitutional effect.
VII
¶134 To conclude, I return to Singh and review the
consequences for him of the law discussed thus far.
¶135 At the outset, I conclude that Singh is not eligible
to earn PAT on the offense committed on August 10, 2011.
Because that offense was committed after the repeal of PAT on
23
No. 2013AP1724.dtp
August 3, 2011, Singh has no basis to claim (and does not
assert) that he is eligible for PAT on this offense.
¶136 Next, I conclude that Singh is eligible for PAT on the
offense committed on July 25, 2011. Because he committed that
offense during the PAT window, denying him PAT would
unconstitutionally lengthen the term of his confinement. He is
eligible to earn PAT during any time confined in prison under
sentence for that offense——including any time confined after
August 3, 2011.
¶137 Finally, I conclude that Singh is eligible for PAT on
the 2008 Waukesha County offense. Because he was sentenced
during the PAT window, denying him PAT would unconstitutionally
lengthen the term of his confinement. He is eligible to earn
PAT during any time confined in prison under that sentence——
including any time confined after August 3, 2011.
¶138 To be clear, Singh has not asked this court to
precisely determine how much PAT, if any, he earned while
confined under these sentences. As Singh explains in his brief
in response to Warden Kemper's cross-petition, "It would be
trivial for this Court to assess the specific positive-
adjustment-time calculations to which Mr. Singh was entitled.
That is particularly so given Mr. Singh's circumstances——his
other sentence, and his current status of having been released
from prison." Indeed, given the complex factual circumstances
relating to these sentences and Singh's time in and out of
confinement during the time periods at issue, there is a
24
No. 2013AP1724.dtp
distinct possibility that any PAT he earned would not have
resulted in his earlier release.
¶139 For the foregoing reasons, I respectfully concur. I
agree with many of the conclusions and much of the reasoning in
the lead opinion. I would affirm the decision of the court of
appeals regarding Singh's eligibility for PAT and reverse the
decision of the court of appeals regarding the procedure for
securing release pursuant to earned PAT.
25
No. 2013AP1724.dtp
APPENDIX
Cat. # Committed Sentenced Confinement Begun Confinement Ended
1 Before 12/31/99 Before 12/31/99 Before 12/31/99 Before 12/31/99
2 Before 12/31/99 Before 12/31/99 Before 12/31/99 On/After 12/31/99 &
Before 10/1/09
3 Before 12/31/99 Before 12/31/99 Before 12/31/99 After 10/1/09 &
Before 8/3/11
4 Before 12/31/99 Before 12/31/99 Before 12/31/99 After 8/3/11
5 Before 12/31/99 Before 12/31/99 On/After 12/31/99 & On/After 12/31/99 &
Before 10/1/09 Before 10/1/09
6 Before 12/31/99 Before 12/31/99 On/After 12/31/99 & After 10/1/09 &
Before 10/1/09 Before 8/3/11
7 Before 12/31/99 Before 12/31/99 On/After 12/31/99 & After 8/3/11
Before 10/1/09
8 Before 12/31/99 Before 12/31/99 After 10/1/09 & After 10/1/09 &
Before 8/3/11 Before 8/3/11
9 Before 12/31/99 Before 12/31/99 After 10/1/09 & After 8/3/11
Before 8/3/11
10 Before 12/31/99 Before 12/31/99 After 8/3/11 After 8/3/11
11 Before 12/31/99 On/After 12/31/99 & On/After 12/31/99 & On/After 12/31/99 &
Before 10/1/09 Before 10/1/09 Before 10/1/09
12 Before 12/31/99 On/After 12/31/99 & On/After 12/31/99 & After 10/1/09 &
Before 10/1/09 Before 10/1/09 Before 8/3/11
13 Before 12/31/99 On/After 12/31/99 & On/After 12/31/99 & After 8/3/11
Before 10/1/09 Before 10/1/09
14 Before 12/31/99 On/After 12/31/99 & After 10/1/09 & After 10/1/09 &
Before 10/1/09 Before 8/3/11 Before 8/3/11
15 Before 12/31/99 On/After 12/31/99 & After 10/1/09 & After 8/3/11
Before 10/1/09 Before 8/3/11
16 Before 12/31/99 On/After 12/31/99 & After 8/3/11 After 8/3/11
Before 10/1/09
17 Before 12/31/99 After 10/1/09 & After 10/1/09 & After 10/1/09 &
Before 8/3/11 Before 8/3/11 Before 8/3/11
18 Before 12/31/99 After 10/1/09 & After 10/1/09 & After 8/3/11
Before 8/3/11 Before 8/3/11
19 Before 12/31/99 After 10/1/09 & After 8/3/11 After 8/3/11
Before 8/3/11
20 Before 12/31/99 After 8/3/11 After 8/3/11 After 8/3/11
21 On/After 12/31/99 & On/After 12/31/99 & On/After 12/31/99 & On/After 12/31/99 &
Before 10/1/09 Before 10/1/09 Before 10/1/09 Before 10/1/09
22 On/After 12/31/99 & On/After 12/31/99 & On/After 12/31/99 & After 10/1/09 &
Before 10/1/09 Before 10/1/09 Before 10/1/09 Before 8/3/11
23 On/After 12/31/99 & On/After 12/31/99 & On/After 12/31/99 & After 8/3/11
Before 10/1/09 Before 10/1/09 Before 10/1/09
24 On/After 12/31/99 & On/After 12/31/99 & After 10/1/09 & After 10/1/09 &
Before 10/1/09 Before 10/1/09 Before 8/3/11 Before 8/3/11
25 On/After 12/31/99 & On/After 12/31/99 & After 10/1/09 & After 8/3/11
Before 10/1/09 Before 10/1/09 Before 8/3/11
26 On/After 12/31/99 & On/After 12/31/99 & After 8/3/11 After 8/3/11
Before 10/1/09 Before 10/1/09
27 On/After 12/31/99 & After 10/1/09 & After 10/1/09 & After 10/1/09 &
Before 10/1/09 Before 8/3/11 Before 8/3/11 Before 8/3/11
28 On/After 12/31/99 & After 10/1/09 & After 10/1/09 & After 8/3/11
Before 10/1/09 Before 8/3/11 Before 8/3/11
29 On/After 12/31/99 & After 10/1/09 & After 8/3/11 After 8/3/11
Before 10/1/09 Before 8/3/11
30 On/After 12/31/99 & After 8/3/11 After 8/3/11 After 8/3/11
Before 10/1/09
31 After 10/1/09 & After 10/1/09 & After 10/1/09 & After 10/1/09 &
Before 8/3/11 Before 8/3/11 Before 8/3/11 Before 8/3/11
32 After 10/1/09 & After 10/1/09 & After 10/1/09 & After 8/3/11
Before 8/3/11 Before 8/3/11 Before 8/3/11
33 After 10/1/09 & After 10/1/09 & After 8/3/11 After 8/3/11
Before 8/3/11 Before 8/3/11
34 After 10/1/09 & After 8/3/11 After 8/3/11 After 8/3/11
Before 8/3/11
35 After 8/3/11 After 8/3/11 After 8/3/11 After 8/3/11
26
No. 2013AP1724.dtp
27
No. 2013AP1724.akz
¶140 ANNETTE KINGSLAND ZIEGLER, J. (concurring in part,
dissenting in part). I agree only with the lead opinion's
conclusion to affirm in part and reverse in part the court of
appeals. The opinion of Justice Ann Walsh Bradley is joined
only by Justice Shirley S. Abrahamson. Justice David T. Prosser
concurs, but does not join Justice Ann Walsh Bradley's opinion.1
While Justice Prosser engages in a thorough, reasonable, and
persuasive analysis concerning Singh's ex post facto challenge,
the facts of this case are so unique that regardless of the ex
post facto analysis, the conclusion is the same. As will be
discussed in this writing, the peculiar facts of this case leave
Singh with no habeas relief.
¶141 As the old adage warns, "bad facts make bad law."
This case is a prime example of bad facts, and I am concerned
that by undertaking an unnecessary review of the scope of the ex
post facto clause we risk creating bad law. Fortunately, we do
not need to do so here. I write to explain that under either
interpretation of the proper scope of the ex post facto clause
proffered by the other members of the court, the result in this
unusual case remains the same. Put simply, Singh is due no
relief on his writ of habeas corpus. Judicial restraint
requires that we resolve cases on the narrowest possible
grounds. See, e.g., DOJ v. DWD, 2015 WI 114, ¶29, 365
Wis. 2d 694, 875 N.W.2d 545 ("[W]e are generally obliged to
decide our cases on the 'narrowest possible grounds'" (quoting
1
Chief Justice Roggensack and Justice Rebecca G. Bradley
have authored separate but dissenting opinions.
1
No. 2013AP1724.akz
State v. Subdiaz-Osorio, 2014 WI 87, ¶143, 357 Wis. 2d 41, 849
N.W.2d 748 (Ziegler, J., concurring).)). Accordingly, a
decision on the precise scope of the ex post facto clause is
unnecessary because Singh is entitled to no habeas corpus
relief. Consequently, remand is also inappropriate in this
case.
I. BACKGROUND
¶142 Singh committed an array of offenses between 2008 and
2011, a period of time during which a series of legislative
changes to the sentencing statutes was enacted. For example, as
of June 30, 2009, the legislature put into effect several early
release opportunities for offenders who received sentences for
certain eligible offenses after December 1, 1999. See 2009
Wis. Act 28.2 The program at issue here provided that inmates
2
Creating Wis. Stat. 302.113 (2009-10), which provided in
relevant part:
(1) An inmate is subject to this section if he or
she is serving a bifurcated sentence imposed under s.
973.01. An inmate convicted of a misdemeanor or of a
Class F to Class I felony that is not a violent
offense, . . . and who is eligible for positive
adjustment time under sub. (2)(b) . . . may be
released to extended supervision under sub. (2)(b) or
(9h). . . .
(2) . . .
(b) An inmate sentenced under s. 973.01 for a
misdemeanor or a Class F to Class I felony that is not
a violent offense, as defined in s. 301.048(2)(bm)1.,
may earn one day of positive adjustment time for every
2 days served that he or she does not violate any
regulation of the prison or does not refuse or neglect
to perform required or assigned duties. An inmate
convicted of a misdemeanor or a Class F to Class I
(continued)
2
No. 2013AP1724.akz
serving prison sentences for misdemeanors or nonviolent Class F
to Class I felonies could earn one day of "Positive Adjustment
Time" (PAT) for every two days served "that he or she does not
violate any regulation of the prison or does not refuse or
neglect to perform required or assigned duties." Wis. Stat.
§ 302.113(2)(b) (2009-10).3 PAT did not decrease the total
length of the sentence, but rather allowed inmates to convert
one-third of their confinement time into extended supervision
time.4 Wis. Stat. § 302.113(3)(e) ("If an inmate is released to
extended supervision under sub. (2)(b) after he or she has
served less than his or her entire confinement in prison portion
of the sentence imposed under s. 973.01, the term of extended
supervision is increased so that the total length of the
bifurcated sentence does not change."); § 302.113(2)(a) ("[A]n
inmate subject to this section is entitled to release to
extended supervision after he or she has served the term of
confinement in prison portion of the sentence [as modified by
felony that is not a violent offense, . . . shall be
released to extended supervision when he or she has
served the term of confinement in prison portion of
his or her bifurcated sentence, . . . less positive
adjustment time he or she has earned.
3
All subsequent references to the Wisconsin Statutes will
be to the 2009-10 version of the Wisconsin Statutes unless
otherwise indicated.
4
For instance, if an inmate received a bifurcated sentence
consisting of three years confinement and three years extended
supervision, PAT would allow the sentence to be modified to two
years confinement and four years extended supervision. The
inmate would be released to extended supervision after serving
two years confinement in prison.
3
No. 2013AP1724.akz
the appropriate reviewing entity under the PAT statutes]"
(emphasis added).).
¶143 An inmate's eligibility for PAT was not discretionary
on the part of the Department of Corrections ("DOC"), but
instead was dependent on the classification of the inmate's
offense. See Wis. Stat. § 302.113(2)(b) ("An inmate sentenced
under s. 973.01 for a misdemeanor or for a Class F to Class I
felony that is not a violent offense, . . . may earn one day of
positive adjustment time for every 2 days served that he or she
does not violate any regulation of the prison or does not refuse
or neglect to perform required or assigned duties.") The
statutes required the DOC to keep a record of the conduct of
each inmate subject to § 302.113. See § 302.113(3)(a).
Qualifying inmates were entitled to early release to extended
supervision when they had served the confinement portion of
their sentences less PAT earned. See § 302.113(2)(b) ("An
inmate convicted of a misdemeanor or a Class F to Class I felony
that is not a violent offense, . . . shall be released to
extended supervision when he or she has served the term of
confinement in prison portion of his or her bifurcated
sentence, . . . less positive adjustment time he or she has
earned."). When an inmate was within 90 days of release to
extended supervision based upon PAT earned, the DOC notified the
sentencing court that it intended to modify the inmate's
sentence. § 302.113(2)(c)1. The sentencing court could, but
was not required to, hold a review hearing. Id. ("[T]he [DOC]
shall notify the sentencing court . . . and the court may hold a
4
No. 2013AP1724.akz
review hearing.") If the sentencing court did not schedule a
hearing, the DOC proceeded with release. Id. ("If the court
does not schedule a review hearing within 30 days after
notification under this subsection, the [DOC] may proceed under
par. (b).")
¶144 In 2008, prior to the enactment of the PAT statutes,
Singh forged prescriptions for narcotics and was charged in
Waukesha County with violating Wis. Stat. § 961.43(a), Obtain
Controlled Substance by Fraud, a class H felony. Singh was
convicted and sentenced for the 2008 Waukesha County offense in
2010, while PAT was in effect. He received three years
probation with six months of conditional jail time and an
imposed-and-stayed bifurcated prison sentence consisting of 18
months confinement and 18 months extended supervision, to be
served upon revocation. Because he was sentenced for a
qualifying offense after December 1, 1999, at the time of
sentencing PAT at least arguably applied to the bifurcated
prison portion of this sentence.5
¶145 While on probation for the 2008 Waukesha offense,
Singh committed two offenses in Milwaukee County. The first was
committed on July 25, 2011, while PAT was in effect. The PAT
statutes were repealed August 3, 2011. Singh committed his
5
Singh did not earn any PAT on this sentence at this time,
however, because he was placed on probation and his bifurcated
prison sentence was imposed and stayed. Thus, until his
probation was revoked, Singh was not "serving a bifurcated
sentence imposed under s. 973.01" as required by Wis. Stat.
§ 302.113. See Wis. Stat. § 302.113(1).
5
No. 2013AP1724.akz
second Milwaukee County offense on August 10, 2011, seven days
after PAT's repeal. Singh pled guilty to one count of Obtain
Controlled Substance by Fraud6 for the July 25 offense, and to
one count of Obtain Controlled Substance by Fraud for the
August 10 offense.
¶146 On December 13, 2011, Singh's probation for the
Waukesha offense was revoked and his stayed sentence of
imprisonment (consisting of 18 months confinement plus 18 months
extended supervision) was imposed. He was returned to jail to
await sentencing on the Milwaukee County offenses.
¶147 On December 29, 2011, Singh was sentenced for the
Milwaukee County offenses. For the July 2011 Milwaukee offense,
he was sentenced to 24 months initial confinement and 36 months
extended supervision, to be served consecutively to the Waukesha
sentence.7 For the August 2011 Milwaukee offense, he was
sentenced to 24 months initial confinement and 36 months
extended supervision, to run concurrently to all other
sentences. In other words, the August 2011 Milwaukee sentence
was concurrent to both the Waukesha sentence (18 months
6
Singh also pled guilty to one count of Obtain Prescription
Drug with Fraud in this case. This is an unclassified
misdemeanor. See Wis. Stat. § 450.11(7)(a) (2011-12). For this
count, he was sentenced to six months in a house of correction,
to run concurrently with all sentences. Because this sentence
is irrelevant to the issue at hand, I will not discuss it
further.
7
When consecutive sentences are imposed, they are computed
as one continuous sentence. Wis. Stat. § 302.113(4). A person
serves all terms of confinement before serving any terms of
extended supervision. Id.
6
No. 2013AP1724.akz
confinement and 18 months extended supervision) as well as the
July 2011 Milwaukee sentence (24 months confinement and 36
months extended supervision). Singh's first day in prison was
January 4, 2012.8
¶148 Singh filed a petition for positive adjustment time on
the Waukesha case with the Racine Correctional Institution.9
When the DOC refused to process his request, Singh filed a
petition for a writ of habeas corpus in the Racine County
circuit court on June 28, 2013, alleging he was also due PAT on
the July 2011 Milwaukee sentence.10 The DOC filed a motion to
quash the writ, which the circuit court granted. The court of
appeals reversed in part and affirmed in part, finding that the
ex post facto clause required the DOC to allow Singh to earn PAT
credit toward his sentences for both his Waukesha and July 2011
Milwaukee offenses. This appeal followed.
8
He received 159 days of credit for the conditional jail
time served on the Waukesha sentence, as well as 234 days of
confinement time credit for days he spent in jail awaiting
hearings and awaiting transfer to the prison. This amounted to
a total of 13 months confinement credit toward the Waukesha and
July 2011 Milwaukee sentences, which he in fact received.
9
Singh has filed numerous motions with various entities
related to his convictions. I will only discuss those necessary
to the disposition of this case.
10
After his arrival in prison, Singh filed a petition for
positive adjustment time on the Waukesha sentence. It is
unclear from the record exactly what date this petition was
filed. On May 2, 2012, the DOC sent a letter to the circuit
court explaining that it refused to verify Singh's eligibility
for PAT. Singh's June 2013 petition for a writ of habeas corpus
was based upon the DOC's refusal to process his PAT eligibility
petition upon his arrival in prison.
7
No. 2013AP1724.akz
¶149 While the appeal was pending before this court, Singh
was released to extended supervision.11 On July 14, 2015, the
Waukesha County circuit court modified Singh's sentence to one
year in jail with credit for time served and vacated the
extended supervision portion of the sentence.12
¶150 Consequently, we find the case before us in the
following posture: Singh's sentence in the Waukesha case is now
one year in jail and has been served. The initial Waukesha
bifurcated sentence of imprisonment——18 months confinement and
18 months extended supervision——no longer exists. As for the
two Milwaukee concurrent sentences, Singh has served 29 months
of confinement and is currently on extended supervision for both
the July 2011 and August 2011 Milwaukee offenses. According to
the information the DOC is representing to the world at large,
Singh's maximum discharge date is now November 28, 2016.13
¶151 Nonetheless, I proceed to discuss this case in terms
of the sentences that existed when Singh filed his writ of
11
Because Singh's jail credit amounted to 13.1 months and
he received no PAT on either sentence, his release-to-extended-
supervision date for the consecutive 18-month Waukesha and 24-
month July 2011 Milwaukee confinement terms was June 2, 2014 (18
months minus 13 months, plus 24 months, for a total of 29 months
from January 4, 2012: June 4, 2014).
12
The amendment to the Waukesha sentence was not revealed
to this court until oral argument. The details of the amended
sentence in Waukesha County Case No. 2008CF1368 are available on
CCAP (the Consolidated Court Automation Program case management
system). Available at https://wcca/wicourts.gov/index.xsl.
13
This date was obtained using the DOC's Offender Locator
search, available at http://offender.doc.state.wi.us/
lop/home.do
8
No. 2013AP1724.akz
habeas corpus and at a time when the Waukesha sentence had not
been modified so as to moot its consideration of PAT credit. I
then will discuss the fact that habeas relief is unavailable to
Singh considering the facts as they now exist.
II. DISCUSSION
A. The Ex Post Facto Clauses
¶152 As a general proposition, the ex post facto clause
requires fundamental fairness and that individuals have fair
notice of the consequences of their crimes. Both the United
States Constitution and the Wisconsin Constitution have ex post
facto clauses.14 We follow United States Supreme Court precedent
that interprets the federal constitution's prohibition of ex
post facto laws when interpreting the Wisconsin Constitution's
ex post facto clause. State v. Thiel, 188 Wis. 2d 695, 699, 524
N.W.2d 641 (1994).
¶153 The Supreme Court of the United States has stated that
the purpose of the ex post facto clause is to ensure "that
legislative Acts give fair warning of their effect and permit
individuals to rely on their meaning until explicitly changed."
Weaver v. Graham, 450 U.S. 24, 28-29 (1981). It is also meant
to protect fundamental fairness by making the government "abide
by the rules of law it establishes," Carmell v. Texas, 529 U.S.
513, 532 (2000), and to "restrict governmental power by
restraining arbitrary and potentially vindictive legislation."
Weaver, 450 U.S. at 29.
14
See U.S. Const. art. I, §§ 9 and 10; Wis. Const. art. I,
§ 12.
9
No. 2013AP1724.akz
¶154 Though the Supreme Court has "declined to articulate a
single 'formula' for identifying those legislative changes that
have a sufficient effect on substantive crimes or punishments to
fall within the constitutional prohibition," California Dep't of
Corr. v. Morales, 514 U.S. 499, 509 (1995), the formulation
"faithful to our best knowledge of the original understanding of
the Ex Post Facto Clause" is that stated in Beazell v. Ohio, 269
U.S. 167, 169-70 (1925):
It is settled, by decisions of this Court so well
known that their citation may be dispensed with, that
any statute which punishes as a crime an act
previously committed, which was innocent when done;
which makes more burdensome the punishment for a
crime, after its commission, or which deprives one
charged with crime of any defense available according
to law at the time when the act was committed, is
prohibited as ex post facto.
Collins v. Youngblood, 497 U.S. 37, 42-43 (1990). Following the
lead of the Supreme Court of the United States, this court in
Thiel adopted verbatim the Beazell formulation of ex post facto
laws. Thiel, 188 Wis. 2d at 703.
¶155 Consequently, the ex post facto clause prohibits only
those laws that fall into one of the Beazell categories. The
fact that the legislature changes a sentencing statute does not
automatically entitle a defendant to relief pursuant to the ex
post facto clause. Rather, the ex post facto clause provides
that "[l]egislatures may not retroactively alter the definition
of crimes or increase the punishment for criminal acts."
Collins, 497 U.S. at 43.
¶156 It is the question of whether the repeal of PAT
"increased the punishment" for Singh's 2008 Waukesha crime that
10
No. 2013AP1724.akz
has divided this court. Some members of this court conclude
that the ex post facto clause prohibits the legislature from
making the punishment for an offense more burdensome than it was
at the time of commission, conviction, or sentencing for an
offense. They conclude that because Singh was sentenced in 2010
to bifurcated sentences that included the opportunity to earn
PAT, repeal of PAT retroactively increases the punishment Singh
received for that offense and is thus an ex post facto law.
Other members of this court contend that the ex post facto
clause requires only that the punishment for an offense not be
made more burdensome than it was on the day the offense was
committed. They conclude that because PAT was not the law in
2008 when Singh committed his Waukesha crime, the retroactive
repeal of PAT does not increase Singh's punishment for that
offense.
¶157 I write to explain that under either articulation of
the proper scope of the ex post facto clause, in this case,
Singh spent five more months in confinement than he should have
due to PAT's retroactive repeal. Thus, as will be demonstrated
below, regardless of whether the ex post facto inquiry compares
a new law to the law in effect (1) at the time of commission,
conviction, or sentencing, or (2) to the law in effect on only
the date of the commission of the offense, retroactive repeal of
11
No. 2013AP1724.akz
PAT increased Singh's punishment for an offense already
committed in doing so and violated the ex post facto clause.15
1. PAT for both the 2008 Waukesha and July 2011
Milwaukee Sentences
¶158 If the ex post facto clause requires Singh to earn PAT
on both the original Waukesha bifurcated prison sentence and the
July 2011 Milwaukee prison sentence, Singh should have been
released to extended supervision on January 4, 2014.16 He was
released from confinement five months later. I will explain why
this is so.
¶159 Singh's original sentence for the Waukesha offense
consisted of 18 months confinement and 18 months extended
supervision. A full grant of PAT on that sentence (one-third of
18 months, so 6 months) would change that sentence to 12 months
(18 – 6 = 12) confinement and 24 months extended supervision
(18 + 6 = 24). The 6 months of PAT credit against confinement
prolongs the extended supervision by that same amount so not to
15
While I recognize that the Waukesha sentence would no
longer qualify for PAT because it is a jail sentence, I analyze
these sentences in terms of how they existed at the time he
filed his request for PAT.
16
I recognize that the DOC uses certain procedures for
calculating release dates and that consequently, an inmate's
actual release date does not always correspond exactly to the
date upon which the average person would consider that a "month"
has passed on the calendar. See, e.g., Wis. Stat. § 302.113(8)
("Releases to extended supervision from prison shall be on the
Tuesday or Wednesday preceding the date on which he or she
completes the term of imprisonment."). Though small
discrepancies in the exact day Singh would have been released in
the scenarios given here may exist, they do not impact my
analysis.
12
No. 2013AP1724.akz
change the overall length of the sentence. See Wis. Stat.
§ 302.113(3)(e).
¶160 The consecutive July 2011 Milwaukee sentence consisted
of 24 months confinement and 36 months extended supervision. A
full grant of PAT on that sentence (one-third of 24 months, so 8
months) would change that sentence to 16 months confinement
(24 – 8 = 16) and 44 months extended supervision (36 + 8 = 44).
¶161 Singh was otherwise also due approximately 13 months
(393 days) of jail credit to the confinement portion of his
sentence for time otherwise spent in custody for the Waukesha
and July 2011 Milwaukee offenses. This would further affect the
sentences so to then require essentially 15 total months of
confinement because the Waukesha sentence of 12 months is less
than the 13 months credit due, and the remaining July sentence
of 16 months would receive the remaining one month of credit in
order to give him full credit for the time spent in custody.17
As was demonstrated above, he would still have 44 months
extended supervision, but that part of the sentence would begin
only after all confinement was served.
¶162 So, assuming he was due PAT for the Waukesha and July
2011 Milwaukee sentences, Singh should have served 15 months
confinement (the Waukesha sentence usurped by the credit due
plus 15 months (16 – 1 = 15) for the July 2011 Milwaukee
17
When two consecutive sentences are imposed, jail credit
for custody that is connected to both sentences reduces the term
of confinement of the "first" sentence to be served. See State
v. Boettcher, 144 Wis. 2d 86, 100, 423 N.W.2d 533 (1988).
13
No. 2013AP1724.akz
sentence). Singh's first day in prison on this sentence was
January 4, 2012. If Singh was entitled to a full grant of PAT
on both sentences, the confinement term of this sentence should
have ended March 4, 2013——15 months from January 4, 2012.
¶163 However, Singh would not have been released March 4,
2013, because Singh was also serving the concurrent August 2011
Milwaukee sentence of 24 months confinement and 36 months
extended supervision at this time (concurrent to both the above
Waukesha sentence and July 2011 Milwaukee sentence). It is
undisputed that for the August 2011 Milwaukee offense, Singh was
due neither PAT nor jail credit under the statute. The August
2011 Milwaukee sentence also began on January 4, 2012, because
it was concurrent to all other sentences (including the Waukesha
sentence which came first and began on January 4, 2012). The
confinement term on this August 2011 Milwaukee sentence would
have thus ended January 4, 2014——24 months from January 4, 2012.
As a result, while this concurrent sentence would be the reason
for keeping Singh in confinement until January 4, 2014, it could
not be the reason for keeping Singh in confinement another five
months, as he was, until June 2, 2014.
¶164 Consequently, if the ex post facto clause looks to the
law at the time of commission, conviction, or sentencing (as
some of my colleagues would conclude), and Singh was due PAT on
both the Waukesha sentence and the July 2011 Milwaukee sentence,
he should have been released to extended supervision on
January 4, 2014, not June 2, 2014. Because the DOC refused to
process Singh's PAT request and no court hearing was held, he
14
No. 2013AP1724.akz
thus served a full 29 months of confinement
(18 – 13 + 24 = 29). He was released June 2, 2014——29 months
from the day his sentences began on January 4, 2012.
¶165 The only way to conclude that Singh should have spent
29 months in confinement would be to surmise that he was due no
PAT credit on either sentence. Only one of my colleagues would
so decide that is the case. Indeed, it is difficult to conclude
that he would not be due PAT on at least the July 2011 Milwaukee
sentence given the fact that PAT was the law in place on the
date of commission of that offense.18
¶166 However, as I have otherwise discussed in this
section, if the ex post facto inquiry compares a new law to the
law in effect at the time of commission, conviction, or
sentencing for an offense, PAT's repeal unconstitutionally
increased the punishment for Singh's Waukesha and July 2011
Milwaukee offenses and caused him to serve an extra five months
confinement. He was released June 2, 2014, and PAT combined
with the concurrent August 2011 Milwaukee sentence would have
allowed him to be released five months earlier on January 4,
2014, even with consideration of the concurrent August 2011
Milwaukee case.
18
The law in effect on July 25, 2011, when Singh committed
the offense, required Singh to serve 16 months confinement in
prison on the sentence he received for that offense. The law in
effect after PAT's repeal on August 3, 2011, required Singh to
serve 24 months confinement in prison on the sentence he
received for the same offense. This is an increase in
punishment for the July 25, 2011 Milwaukee offense that took
effect after July 25, 2011. Under any reading of Beazell and
Thiel, the ex post facto clause prohibits this.
15
No. 2013AP1724.akz
2. PAT For Only the July 2011 Milwaukee Sentence
¶167 It seems that all but one of my colleagues could agree
that Singh is at least due PAT for the July 2011 Milwaukee
sentence which ran consecutive to the earlier Waukesha sentence.
Even under this narrower interpretation of the ex post facto
clause——comparing a new law only to the law that existed on the
date of commission of the offense——PAT's repeal still caused
Singh to spend an additional five months in prison. Even
according to the narrowest view of the ex post facto inquiry
being put forth by members of this court, Singh should have
earned PAT on the July 2011 Milwaukee sentence. I will now
demonstrate how even under this narrower interpretation, PAT's
repeal unconstitutionally required Singh to serve five extra
months confinement in prison.
¶168 Singh's original sentence for the Waukesha offense
consisted of 18 months confinement and 18 months extended
supervision. If no PAT was due on this sentence, it remains as-
is.
¶169 The July 2011 Milwaukee sentence consisted of 24
months confinement and 36 months extended supervision and was
consecutive to the Waukesha case. A full grant of PAT on that
sentence alone (one-third of 24 months, so 8 months) would
change that sentence to 16 months confinement (24 – 8 = 16) and
44 months (36 + 8 = 44) extended supervision.
¶170 As has been discussed, Singh was also otherwise due
approximately 13 months jail credit on the confinement portion
of his sentence. After all confinement is served, he would then
16
No. 2013AP1724.akz
begin his 44 months of extended supervision (the concurrent
August 2011 sentence of 36 months extended supervision would
conclude within this 44 months).
¶171 So, if Singh was due PAT for only the July 2011
Milwaukee sentence, Singh should have served 21 months
confinement (18 months for the Waukesha sentence, minus 13
months for sentence credit due, plus 16 months for the July 2011
Milwaukee sentence) (18 – 13 + 16 = 21). Singh's first day in
prison on the consecutive sentences was January 4, 2012. If
Singh was entitled to PAT on only the July 2011 Milwaukee
sentence, the confinement term of his consecutive sentences
should have ended October 4, 2013——21 months from January 4,
2012. Below, I will explain why it did not.
¶172 Recall, Singh was also serving the concurrent August
2011 Milwaukee sentence of 24 months confinement and 36 months
extended supervision at this time. Singh was due no PAT or jail
credit for the August 2011 Milwaukee offense. The August 2011
Milwaukee sentence also began on January 4, 2012. The
confinement term on this August 2011 Milwaukee sentence (24
months concurrent, for which all agree no PAT is due) would have
nonetheless kept Singh incarcerated until January 4,
2014——24 months from January 4, 2012.
¶173 Consequently, even if the ex post facto clause looks
only to the law on the date of commission of the offense and
Singh was due PAT only on the July 2011 Milwaukee sentence,
Singh still should have been released to extended supervision on
January 4, 2014. On that date, he would have completely served
17
No. 2013AP1724.akz
his terms of confinement on all three sentences. Because the
DOC refused to process Singh's PAT request, he served a full 29
months confinement (18 months for the Waukesha sentence, minus
13 months for sentence credit, plus 24 months for the July 2011
Milwaukee sentence, equals 29 months confinement).
¶174 He was released June 2, 2014——29 months from the day
his sentences began on January 4, 2012. Only one of my
colleagues asserts that he could never be due PAT for any of the
sentences, and thus release on June 2, 2014 (29 months
confinement) according to her, is the appropriate term of
confinement. The other six members of this court could
conclude, however, that Singh is at least due PAT for the
July 2011 Milwaukee sentence. Thus, under the facts of this
case, all but one justice should agree that Singh should have
been required to be released January 4, 2014, as there is no
sentence that would have required him to be confined longer.
¶175 Even though it seems apparent that Singh should have
been released five months earlier, regardless of whether the ex
post facto clause analysis is as stated in section II.A.1., or
it is as stated in section II.A.2, the bottom line is that under
either analysis, PAT's repeal unconstitutionally increased
Singh's punishment by five months confinement in prison. Under
the particular facts of this case, Singh however finds himself
in the unique position of being entitled to no relief under his
petition for habeas corpus. As I will explain below, even if
habeas relief may have been appropriate in the past, the writ is
not now available to Singh.
18
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B. Habeas Corpus
¶176 Habeas corpus is a civil proceeding with origins in
the common law, and its availability is guaranteed by the
Wisconsin and United States constitutions.19 State ex rel. Haas
v. McReynolds, 2002 WI 43, ¶11, 252 Wis. 2d 133, 643 N.W.2d 771.
It is an equitable remedy that is available to a prisoner "when
there is a pressing need for relief or where the process or
judgment by which a petitioner is held is void." Id. (citation
omitted). "The writ of habeas corpus is a procedural device for
subjecting executive, judicial, or private restraints on liberty
to judicial scrutiny. Where it is available, it assures among
other things that a prisoner may require his jailer to justify
the detention under the law." Peyton v. Rowe, 391 U.S. 54, 58
(1968). The purpose of the writ "is to protect and vindicate
the petitioner's right of personal liberty by releasing the
petitioner from illegal restraint." State ex rel. Hager v.
Marten, 226 Wis. 2d 687, 692, 594 N.W.2d 791 (1999).
¶177 "Because it is an extraordinary writ, habeas corpus
relief is available only where the petitioner demonstrates: (1)
a restraint of his or her liberty, (2) which restraint was
imposed contrary to constitutional protections or by a body
lacking jurisdiction and (3) no other adequate remedy available
at law." State v. Pozo, 2002 WI App 279, ¶8, 258 Wis. 2d 796,
654 N.W.2d 12 (citation omitted). Importantly, "a writ will not
be issued where the 'petitioner has an otherwise adequate remedy
19
U.S. Const. art. I, § 9, cl. 2; Wis. Const. art. I, § 8,
cl. 2.
19
No. 2013AP1724.akz
that he or she may exercise to obtain the same relief.'" Id.
(citation omitted).
¶178 With these principles in mind and regardless of
whether the principle of fair notice allows either the ex post
facto inquiry to (1) compare a new law to the law at the time of
commission, conviction, or sentencing for an offense, or (2)
compare a new law to the law in effect only at the time of
commission of the offense, I conclude that Singh is not entitled
to any relief in his petition for habeas corpus.
¶179 In Singh's petition for a writ of habeas corpus, he
stated that he was serving a consecutive sentence composed of 18
months initial confinement and 18 months extended supervision
for the Waukesha case, and 24 months initial confinement and 36
months extended supervision for the July 2011 Milwaukee case.20
He contended that denying PAT to inmates who had committed
offenses prior to PAT's August 3, 2011 repeal was an ex post
facto violation pursuant to the decisions of the Supreme Court
of the United States in Weaver v. Graham, 450 U.S. 24 (1981),
and Miller v. Florida, 482 U.S. 423 (1987). Consequently, he
alleged, he was eligible to earn PAT and had earned sufficient
PAT on these two sentences so to entitle him to release, thus
his continuing detention was illegal. See State ex rel.
Goodchild v. Burke, 27 Wis. 2d 244, 251, 133 N.W.2d 753 (1965)
(holding that Goodchild's claims of constitutional error that
would invalidate his murder conviction could be reviewed by
20
Singh's petition made no mention of the August 2011
Milwaukee concurrent sentence.
20
No. 2013AP1724.akz
habeas corpus even though he could not be discharged from
custody due to a concurrent burglary sentence). As will be
demonstrated next, even though there was a violation of the ex
post facto clause, Singh is not entitled to relief by way of his
habeas petition.
¶180 First, Singh's Waukesha sentence has since been
reduced to one year in jail. Contrary to the suggestion of the
lead opinion in footnote 7, the plain language of the statutes
is very clear that PAT is earned only on a prison
sentence——it cannot be earned on a jail sentence. See Wis.
Stat. § 302.113(1) (2009-10) ("An inmate is subject to this
section if he or she is serving a bifurcated sentence imposed
under s. 973.01."). Wisconsin Stat. § 973.01 is the sentencing
statute for prison sentences.21 While it once was, Singh's
Waukesha sentence is no longer a prison sentence. He is
entitled to no habeas relief on this sentence because he could
not be entitled to PAT for a jail sentence.22 He cannot be due
habeas relief for being denied something for which he does not
qualify. See State ex rel. Wohlfahrt v. Bodette, 95
21
"[W]henever a court sentences a person to imprisonment in
the Wisconsin state prisons for a felony committed on or after
December 31, 1999, or a misdemeanor committed on or after
February 1, 2003, the court shall impose a bifurcated sentence
under this section." Wis. Stat. § 973.01(1).
22
The record is not clear as to why the Waukesha sentence
was amended, but it is clear that Singh is in a better position
now because he no longer has any extended supervision in that
case, he could not be returned to prison on that sentence, and
he received a result better than could have been given had he
received the requested relief in his habeas petition.
21
No. 2013AP1724.akz
Wis. 2d 130, 132, 289 N.W.2d 366 (Ct. App. 1980) ("[T]he extent
of an equitable remedy is limited only by the effect of the
constitutional violation" (citation omitted).)
¶181 Second, even if Singh were granted all of the relief
requested in his petition for habeas corpus, he would have a
longer, not shorter, term of extended supervision to serve.23
Nonetheless, the record reflects that his extended supervision
terms have now been reduced by six months, as a publicly-
available website reflects that Singh's maximum release date is
now November 28, 2016.24 Once again, he finds himself in a
better, and not worse, position with an earlier release date
than had he received PAT and his confinement time was converted
to extended supervision.
¶182 Third, his current status as an offender on extended
supervision is indeed a legally-imposed status such that he
could not be entitled to habeas relief. It is the sentence
imposed by the sentencing judge that authorizes——legally——the
custody of the defendant.25 See Earley v. Murray, 451 F.3d 71,
74 (2d Cir. 2006). Consequently, the current restraint on
Singh's liberty is not "imposed contrary to constitutional
23
Recall from sections II.A.1. and II.A.2., had he received
all of the relief requested in his habeas petition, he would
have at least 44 months extended supervision to serve.
24
Presumably, his release date has been backdated to
reflect the change in the Waukesha sentence.
25
Assuming, of course, that the sentencing court considers
the appropriate factors and imposes a sentence within the
statutorily authorized range. See, e.g., State v. Gallion, 2004
WI 42, ¶43, 270 Wis. 2d 535, 678 N.W.2d 197.
22
No. 2013AP1724.akz
protections" as would be required for Singh to be entitled to a
writ of habeas corpus. In other words, he is currently on
extended supervision and should be.
¶183 Fourth, if somehow further relief is due Singh,
because he would have other remedies at law, he is not due any
relief by a writ of habeas corpus.26 Habeas relief is not due to
one who has other adequate remedies at law. To the extent that
further relief is warranted, Singh indeed has other adequate
remedies at his disposal. For example, Singh can petition the
DOC for application of any extra time he may have spent in
confinement toward any confinement he will serve if his extended
supervision is revoked; he can seek sentence credit under Wis.
Stat. § 973.155; or he can bring a civil suit for monetary
damages, if due. Because this is so, Singh's relief does not
come by way of a writ of habeas corpus. See Haas, 252
Wis. 2d 133, ¶14 ("We have long and consistently held that the
extraordinary writ of habeas corpus is not available to a
petitioner when the petitioner has other adequate remedies
available" (citations omitted).).
¶184 For the above stated reasons, I agree only with the
lead opinion's conclusion to affirm in part and reverse in part
the court of appeals. The opinion of Justice Ann Walsh Bradley
is joined only by Justice Shirley S. Abrahamson. Justice
David T. Prosser concurs, but does not join Justice Ann Walsh
26
I am not opining as to whether Singh may have other civil
remedies to pursue.
23
No. 2013AP1724.akz
Bradley's opinion.27 While Justice Prosser engages in a
thorough, reasonable, and persuasive analysis concerning Singh's
ex post facto challenge, the facts of this case are so unique
that regardless of the ex post facto analysis, the conclusion is
the same. As discussed in this writing, the peculiar facts of
this case leave Singh with no habeas relief.
¶185 As the old adage warns, "bad facts make bad law."
This case is a prime example of bad facts, and I am concerned
that by undertaking an unnecessary review of the scope of the ex
post facto clause we risk creating bad law. Fortunately, we do
not need to do so here. As explained, under either
interpretation of the proper scope of the ex post facto clause
proffered by the members of the court, the result in this
unusual case remains the same. Put simply, Singh is due no
relief on his writ of habeas corpus. Judicial restraint
requires that we resolve cases on the narrowest possible
grounds. See, e.g., DOJ v. DWD, 365 Wis. 2d 694, ¶29 ("[W]e are
generally obliged to decide our cases on the 'narrowest possible
grounds'" (quoting Subdiaz-Osorio, 357 Wis. 2d 41, ¶143
(Ziegler, J., concurring).)). Accordingly, a decision on the
precise scope of the ex post facto clause is unnecessary because
Singh is entitled to no habeas corpus relief. Consequently
remand is inappropriate in this case.
¶186 For the foregoing reasons, I respectfully concur in
part and dissent in part.
27
Chief Justice Roggensack and Justice Rebecca G. Bradley
have authored separate but dissenting opinions.
24
No. 2013AP1724.akz
¶187 I am authorized to state that Justice MICHAEL J.
GABLEMAN joins this opinion.
25
No. 2013AP1724.pdr
¶188 PATIENCE DRAKE ROGGENSACK, C.J. (dissenting). The
United States Supreme Court and this court have concluded that
the ex post facto clauses of both Constitutions forbid enactment
of laws that impose punishment for an act that was not
punishable at the time the act was committed or that impose
punishment that is greater than it was at the time the act was
committed. Peugh v. United States, __ U.S. __, 133 S. Ct. 2072,
2078 (2013); Weaver v. Graham, 450 U.S. 24, 28 (1981); State v.
Kurzawa, 180 Wis. 2d 502, 511, 509 N.W.2d 712 (1994). The lead
opinion attempts to expand the definition by which we evaluate
whether a statute violates the ex post facto clauses of the
federal and state constitutions because it concludes that when a
law changes after conviction or sentencing, an ex post facto
violation occurs.1
¶189 Therefore, although I conclude that one of Aman
Singh's three crimes under review herein has potential for an ex
post facto violation under the correct ex post facto analysis, I
do not join the lead opinion because I conclude the lead
opinion's definition of ex post facto law is incorrect.
Furthermore, I agree with the court of appeals' conclusion that
the procedural change in the duties of circuit courts did not
contravene ex post facto prohibitions.2 The lead opinion's
1
Lead op., ¶¶36, 44, 47.
2
Because Justice Rebecca G. Bradley ably discusses and
decides this issue, I join her opinion in that regard rather
than writing about this issue myself. See Justice Rebecca G.
Bradley's dissent, ¶¶248-49.
1
No. 2013AP1724.pdr
expansion of the definition of an ex post facto law misstates
United States Supreme Court precedent and the precedent of this
court. Accordingly, I would reverse the court of appeals'
decision in part; affirm it in part; and I respectfully dissent
from the lead opinion herein.
I. BACKGROUND
¶190 The lead opinion and the concurrence/dissent of
Justice Annette Ziegler ably set out the factual foundation that
bears on Singh's claim. Therefore, I repeat only those facts
necessary to enable the reader to understand the discussion that
follows.
¶191 The issues in this appeal arise from Singh's
confinement in prison as a result of prescription forgeries for
narcotics in Waukesha and Milwaukee counties and from a
statutory enactment, effective October 1, 2009 and repealed
August 3, 2011, that provided an opportunity for a confined
inmate to earn positive adjustment time (PAT) that was applied
to reduce the inmate's period of confinement. The legislative
repeal of PAT permitted credit for PAT earned between October 1,
2009 and August 3, 2011. Wis. Stat. § 973.198.
A. Dates of Criminal Conduct
¶192 Singh committed the crimes that we review herein on
three different dates. He committed the first offense
October 16, 2008 in Waukesha County, before the October 1, 2009
effective date of the PAT statutes, Wis. Stat. § 302.113 (2009-
10) and Wis. Stat. § 304.06 (2009-10).
2
No. 2013AP1724.pdr
¶193 Singh committed his second offense July 25, 2011 in
Milwaukee County, while PAT was possible. He committed his
third offense on August 10, 2011 in Milwaukee County, after PAT
was repealed on August 3, 2011.
B. Singh's Convictions
¶194 On March 29, 2010, Singh pled guilty in Waukesha
County Circuit Court to the crime committed October 16, 2008.
Four other alleged violations of Wis. Stat. § 961.43(1)(a) were
dismissed but read-in.
¶195 On November 9, 2011, at a joint plea hearing, Singh
pled guilty to the Milwaukee County July 25, 2011 offense, and
to the Milwaukee County August 10, 2011 offense. A joint
sentencing hearing was scheduled for December 29, 2011.
C. Singh's Sentences
¶196 On April 29, 2010, the Waukesha County Circuit Court
sentenced Singh to a bifurcated prison sentence of 18 months'
confinement and 18 months' extended supervision for the 2008
crime. The court stayed imprisonment and imposed three years'
probation conditioned on six months' jail time with Huber
privileges.
¶197 On December 13, 2011, the Waukesha County Circuit
Court revoked Singh's probation due to Milwaukee County offenses
and vacated the stay of the initial sentence of 18 months'
confinement and 18 months' extended supervision. Any
opportunity for PAT based on confinement in prison for the
Waukesha County crime could occur only if Singh's confinement
3
No. 2013AP1724.pdr
occurred before August 3, 2011 when PAT was repealed.3 Wis.
Stat. § 973.198. However, Singh's first day of confinement for
any crime was January 4, 2012.
¶198 On August 6, 2010, the Waukesha County Circuit Court
entered an order, which related that, before Singh's confinement
began, the court had granted Singh 159 days of sentence credit
for conditional jail time. On December 13, 2011, pursuant to
the order of the Division of Hearing and Appeals, Singh received
an additional 234 days of sentence credit for custody subsequent
to revocation and prior to Singh's receipt at prison.
Therefore, as of Singh's first day of confinement, he received
393 days of sentence credit, approximately 13 months, that was
applied against his sentence for the Waukesha County crime.
¶199 On July 14, 2015, the Waukesha County Circuit Court
entered an amended judgment that documented the credit given and
also converted the Waukesha County sentence to one year in jail,
with credit for time served. The court also vacated the 18
months of extended supervision initially imposed.
3
When an inmate who is serving a sentence imposed
under s. 973.01 and who has earned positive adjustment
time under s. 302.113, 2009 stats., or under s.
304.06, 2009 stats., has served the confinement
portion of his or her sentence less positive
adjustment time earned between October 1, 2009, and
August 3, 2011, he or she may petition the sentencing
court to adjust the sentence under this section, based
on the number of days of positive adjustment time the
inmate claims that he or she has earned.
Wis. Stat. § 973.198(1) (2011-12) (emphasis added).
4
No. 2013AP1724.pdr
¶200 On December 29, 2011, Singh was sentenced for both
Milwaukee County offenses. For the July 25, 2011 offense, he
was sentenced to 24 months' initial confinement and 36 months'
extended supervision, to be served consecutively to the Waukesha
County sentence, but concurrently with the other Milwaukee
County sentence. His first day of confinement for the July 25,
2011 crime is uncertain due to the modification of the Waukesha
County judgment.4
¶201 For the August 10, 2011 offense, Singh was sentenced
to 24 months' initial confinement and 36 months' extended
supervision, to run concurrently with all other sentences.5 On
the sentence for the August 10, 2011 Milwaukee County crime,
Singh had no opportunity to earn PAT because the PAT statutes
were repealed August 3, 2011.
4
The amended judgment removed confinement and extended from
Singh's sentence for the Waukesha County crime, converting his
sentence to jail time. This may have resulted in the
confinement for both Milwaukee County crimes to actually have
been served concurrent with each other from the first day.
5
The sentencing provisions for the two Milwaukee County
crimes also could have resulted in the confinement for the
August 10, 2011 crime beginning before the confinement for the
July 25, 2011 crime. This was possible because the sentence for
the July 25 crime was consecutive to the sentence for the
Waukesha County crime, while the sentence for the August 10
crime was concurrent with the sentence for the Waukesha County
crime. The first day of confinement for any crime was
January 4, 2012.
5
No. 2013AP1724.pdr
II. DISCUSSION
A. Standard of Review
¶202 Singh brings an as-applied constitutional challenge to
Wis. Stat. § 973.198, claiming that it is an unconstitutional ex
post facto law when applied to him. In such a challenge, we
assume that the statute is constitutional, just as we do when a
facial challenge to a statute is made on constitutional grounds.
Tammy W-G. v. Jacob T., 2011 WI 30, ¶47, 333 Wis. 2d 273, 797
N.W.2d 854. However, we do not presume that the State has
applied the statute in a constitutional manner. Id., ¶48.
Rather, our test of the statute's application is driven by the
analysis for the right that the proponent asserts has been
burdened by the statute. Id., ¶¶49-51.
¶203 Here, Singh asserts in his petition for writ of habeas
corpus that application of Wis. Stat. § 973.198 to the crimes he
committed and for which he was convicted and sentenced would
burden his personal liberty in contravention of the ex post
facto provisions of the federal and state constitutions.
¶204 Whether a petition for writ of habeas corpus has been
properly denied presents a mixed question of fact and law.
State v. Pozo, 2002 WI App 279, ¶6, 258 Wis. 2d 796, 654 N.W.2d
12. We will not overturn findings of historic fact unless they
are clearly erroneous. Id. However, under the facts presented,
we independently review as a question of law whether habeas
should have been granted. State ex rel. Woods v. Morgan, 224
Wis. 2d 534, 537, 591 N.W.2d 922 (Ct. App. 1999). Here, the
historic facts are not in dispute. Therefore, we decide whether
6
No. 2013AP1724.pdr
a writ of habeas corpus should have issued as a matter of law.
Id.
B. Ex Post Facto Prohibitions
1. General principles
¶205 Both the United States Constitution and the Wisconsin
Constitution have clauses that prohibit ex post facto laws.6 Ex
post facto is a Latin phrase that means "after the fact."
Black's Law Dictionary 661 (9th ed. 2009). The question this
case presents is: which fact is the determining "fact" when
evaluating a contention that a particular law violates ex post
facto clauses. Stated otherwise: whether the correct ex post
facto analysis turns on the fact of crime commission, the fact
of conviction for the crime, the fact of sentencing for the
crime, or some combination thereof is the question presented in
this review.
¶206 The United States Supreme Court interprets the federal
constitution's ex post facto clause as prohibiting laws that
change the punishment for a crime after commission because crime
commission is the act for which notice of punishment is
required. Collins v. Youngblood, 497 U.S. 37, 42 (1990). We
follow United States Supreme Court precedent that interprets the
federal constitution's prohibition of ex post facto laws when
interpreting the Wisconsin Constitution's ex post facto clause.
State v. Thiel, 188 Wis. 2d 695, 699, 524 N.W.2d 641 (1994).
6
See U.S. Const. Art. I, §§ 9 and 10; Wis. Const. art. I,
§ 12.
7
No. 2013AP1724.pdr
¶207 Thiel is an important case because in it we reviewed
United States Supreme Court decisions that had broadened the
definition of ex post facto laws in ways that the Supreme Court
later concluded were erroneous. Id. at 699-703. In following
Supreme Court precedent, initially, we had adopted that more
expansive definition of ex post facto laws. Id. at 701.
However, we later concluded our expansion was erroneous because
we had done so in reliance on subsequently overruled Supreme
Court decisions. Id. at 703.
¶208 To explain further, we noted in Thiel that the United
States Supreme Court in Collins withdrew language from Kring v.
Missouri, 107 U.S. 221 (1883), which included within the
definition of ex post facto "laws that altered a defendant's
situation to his or her disadvantage." Thiel, 188 Wis. 2d at
700.
¶209 We had earlier adopted this broad definition of ex
post facto laws to include laws that altered a defendant's
situation to his or her disadvantage in State ex rel. Mueller v.
Powers, 64 Wis. 2d 643, 646, 221 N.W.2d 692 (1974). In Mueller,
we relied on Medley, Petitioner, 134 U.S. 160, 171 (1890).
Mueller, 64 Wis. 2d at 645-46. Medley had followed the
expansive definition in Kring that, in Collins, the Supreme
Court concluded was erroneous.7 See Medley, 134 U.S. at 171.
7
The lead opinion relies on State ex rel. Mueller v.
Powers, 64 Wis. 2d 643, 221 N.W.2d 692 (1974), as did the court
of appeals. Lead op., ¶¶63-66. That reliance is in direct
contravention of State v. Thiel, 188 Wis. 2d 695, 703, 524
N.W.2d 641 (1994) and of Collins v. Youngblood, 497 U.S. 37, 42
(1990), which we followed in Thiel. Similarly, the lead opinion
(continued)
8
No. 2013AP1724.pdr
¶210 Before us, Thiel had relied on the Mueller recitation
that expanded the definition of ex post facto laws to include
laws that "alter the situation of an accused to his or her
disadvantage." Thiel, 188 Wis. 2d at 702. Because we follow
United States Supreme Court precedent when interpreting both the
United States Constitution's and the Wisconsin Constitution's ex
post facto clauses, we concluded that Mueller set forth an
incorrect definition and we withdrew that overly broad
definition from our interpretations of ex post facto clauses.
Id. at 703.
¶211 Collins was clear in overruling prior United States
Supreme Court decisions that had held that any change in the law
that alters the situation of a party to his disadvantage
violated the ex post facto prohibition and explicitly reaffirmed
the definition set out in Calder v. Bull, 3 U.S. 386, 390-92
(1798):
1st. Every law that makes an action done before the
passing of the law, and which was innocent when done,
criminal; and punishes such action. 2d. Every law
that aggravates a crime, or makes it greater than it
was, when committed. 3d. Every law that changes the
punishment, and inflicts a greater punishment, than
the law annexed to the crime, when committed. 4th.
Every law that alters the legal rules of evidence, and
relies on State ex rel. Eder v. Matthews, 115 Wis. 2d 129, 133,
340 N.W.2d 66 (Ct. App. 1983), for the proposition that "[a] law
which increases or alters the punishment of an offender to his
detriment, after he has been convicted and sentenced,
constitutes an ex post facto law . . . ." (emphasis omitted)
(internal quotation marks omitted). Lead op., ¶45. However,
Matthews solely relies on Mueller; therefore, Matthews also is
in contravention of our subsequent holding in Thiel. See
Matthews, 115 Wis. 2d at 133.
9
No. 2013AP1724.pdr
receives less, or different, testimony, than the law
required at the time of the commission of the offence,
in order to convict the offender.
Collins, 497 U.S. at 42 (emphases removed).
¶212 Subsequent to Collins and in order to avoid future
errors about the definition of ex post facto laws under the
Wisconsin Constitution, we held:
[A]n ex post facto law, prohibited by the Wisconsin
Constitution, is any law: "which punishes as a crime
an act previously committed, which was innocent when
done; which makes more burdensome the punishment for a
crime, after its commission, or which deprives one
charged with crime of any defense available according
to law at the time when the act was committed."
Thiel, 188 Wis. 2d at 703 (quoting Collins, 497 U.S. at 42).
¶213 United States Supreme Court decisions issued after
Collins, consistently employ crime commission as the act for
which notice of punishment is required under the ex post facto
clause. Peugh, 133 S. Ct. at 2078; see also Weaver, 450 U.S. at
28-29 (citing 12 cases).8 As the Supreme Court explained in
Peugh:
The Framers considered ex post facto laws to be
"contrary to the first principles of the social
compact and to every principle of sound legislation."
The Federalist No. 44, p. 282 (C. Rossiter ed. 1961)
(J. Madison). The Clause ensures that individuals
have fair warning of applicable laws and guards
against vindictive legislative action.
8
The lead opinion cites Weaver v. Graham, 450 U.S. 24
(1981), as though it supports the broad definition of ex post
facto laws that the lead opinion creates. Lead op., ¶¶39, 41,
47, 67. However, Weaver does not do so. Weaver employs the
date the crime was committed as the act from which it measures
whether a law is ex post facto. Weaver, 450 U.S. at 28.
10
No. 2013AP1724.pdr
Peugh, 133 S. Ct. at 2084-85. Stated otherwise, crime
commission is the act for which notice of consequences is
required. "[T]he principle on which the Clause is based——the
notion that persons have a right to fair warning of that conduct
which will give rise to criminal penalties——is fundamental to
our concept of constitutional liberty." Marks v. United States,
430 U.S. 188, 191 (1977); Kurzawa, 180 Wis. 2d at 511.
¶214 The lead opinion employs a new definition of ex post
facto law when it changes the act from which ex post facto
effect is measured to include a temporary change in a law that
was repealed subsequent to conviction and sentencing.9 The lead
opinion states, "the early release provisions of 2009 Wis. Act
28 were retroactively in effect when Singh was convicted and
sentenced for the first offense, [the Waukesha County crime] as
well as at the time he committed the second offense."10
¶215 The definition created by the lead opinion affects
defendants who could not earn PAT when they committed the
criminal act, but due to a statutory enactment, could earn it at
the time of sentencing even though the opportunity was repealed
before the start of confinement.11 No United States Supreme
Court opinion supports the lead opinion's definition of ex post
facto law, nor does any opinion from this court.
9
Lead op., ¶¶36, 44, 47.
10
Id., ¶8.
11
Id., ¶33.
11
No. 2013AP1724.pdr
¶216 In regard to Singh's first crime, which was committed
in Waukesha County October 16, 2008, there was no opportunity
for PAT in 2008. In 2009, PAT was enacted. Singh was convicted
and sentenced for the 2008 crime in 2010. The 2009 legislation
permitted him to benefit until PAT was repealed August 3, 2011,
if he were confined between October 1, 2009 and August 3, 2011.
¶217 Because the August 3, 2011 repeal of PAT caused the
law to be as it was in 2008 when Singh committed the first of
his crimes, the 2011 legislation did not impose punishment that
was greater than it was at the time Singh committed the first of
his crimes. In addition, Singh was not confined for any of his
crimes until January 4, 2012, after PAT was repealed.
Therefore, no ex post facto violation occurred with the repeal
of PAT for the 2008 Waukesha County crime, nor was he denied PAT
he earned before the repeal.
¶218 In regard to Singh's second crime, which was committed
in Milwaukee County on July 25, 2011, there was the opportunity
for PAT and accordingly, the potential for an ex post facto
violation if the PAT he earned had an effect on the duration of
his confinement. However, from the record before us, it is not
possible to make that factual determination, and even if it
were, habeas will not provide relief under the facts of this
case.
¶219 The potential for an ex post facto violation on the
second crime due to repeal of PAT is not possible to determine
due to the following circumstances presented by this case: (1)
Singh's third crime was committed on August 10, 2011, after PAT
12
No. 2013AP1724.pdr
was repealed, and therefore, had no potential for PAT; (2)
initially, Singh received the same Wis. Stat. § 973.01 sentence
for the third crime as he received for his second crime, 24
months' confinement and 36 months' extended supervision and the
sentences were to be served concurrently; (3) however, the
sentence for Singh's second crime also was consecutive to the
sentence for Singh's first crime; (4) the sentence for Singh's
first crime, for which he initially was sentenced pursuant to
§ 973.01, was converted to a one-year jail sentence, with
extended supervision vacated, for which he received 13 months'
credit and from which he was released on "time served."
¶220 If the modification of the Waukesha County sentence
caused it to be only a one-year jail sentence for which he was
given 13 months' credit, then the sentences for his second and
third crimes both began January 4, 2012. Because the third
crime had no opportunity to earn PAT, it would not matter
whether Singh earned PAT on the sentence for his second crime
because he would not have been released from confinement any
earlier due to the concurrent sentence for his third crime.
¶221 In addition, Singh is no longer confined. He was
released to extended supervision on June 2, 2014; therefore, the
remedy of habeas——release from custody——provides nothing to
Singh at this point. It may be that Singh can prove, as a
factual matter, that he was confined on the second sentence
longer than should have occurred and that some type of relief
13
No. 2013AP1724.pdr
may be accorded, but it is not due under a writ of habeas
corpus.12
¶222 In summary, by relying on the acts of conviction and
sentencing, the lead opinion creates an ex post facto violation
for Singh that is contrary to the constitutional precedent of
the United States Supreme Court and of this court.13
III. CONCLUSION
¶223 We continue to follow United States Supreme Court
precedent in regard to defining ex post facto laws. Because the
lead opinion does not do so and instead attempts to create an
expanded definition of ex post facto law, I do not join the lead
opinion in any respect. Furthermore, I agree with the court of
appeals' conclusion that the procedural change in the duties of
circuit courts did not contravene ex post facto prohibitions.
Accordingly, I would reverse the court of appeals' decision in
part; affirm it in part; and I respectfully dissent from the
lead opinion herein.14
12
See Justice Ziegler's concurrence/dissent, ¶¶167-75.
13
Lead op., ¶¶36, 44, 47.
14
As the lead opinion acknowledges, remand is not
appropriate as a majority of justices so conclude. Id., ¶1 n.1.
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No. 2013AP1724-CR.rgb
¶224 REBECCA G. BRADLEY, J. (dissenting). I dissent from
the lead opinion because Singh has not proven any ex post facto
violation in this case. As the lead opinion explains, Singh
contends that 2011 Act 38, which repealed Wis. Stat.
§ 302.113(2)(b)(2009-10) and § 304.06(1)(bg)1.(2009-10) and
created Wis. Stat. § 973.198 (2011-12), was an ex post facto
law.1 Singh argues the repealed statutes eliminated the
opportunity that previously existed to earn early release
through positive adjustment time (PAT), which Singh argues
increased his punishment. He also contends the process
established in § 973.198 delays up to 90 days the release of
inmates who earned PAT under the 2009 law and the standards for
early release changed under the 2011 law.
¶225 In challenging the 2011 law, Singh must overcome the
presumption that legislative enactments are constitutional. See
State v. Cole, 2003 WI 112, ¶11, 264 Wis. 2d 520, 665 N.W.2d
328. This court will indulge "every presumption to sustain the
law if at all possible," and will resolve any doubts in favor of
upholding the constitutionality of the challenged statute. Id.
(citation omitted). Singh bears the heavy burden of proving
that the statute is unconstitutional beyond a reasonable doubt.
Id.
1
All subsequent references to Wis. Stat. § 302.113 and
§ 304.06 will be to the 2009-10 version of the Wisconsin
Statutes, and all subsequent references to Wis. Stat. § 973.198
will be to the 2011-12 version of the Wisconsin Statutes.
1
No. 2013AP1724-CR.rgb
¶226 Because Singh has failed to meet this heavy burden, I
would reverse the court of appeals' conclusion that the repeal
of the PAT statutes constituted a violation of the ex post facto
clause and I would affirm the court of appeals' holding that
Wis. Stat. § 973.198 is a procedural change, which does not
implicate ex post facto concerns.
I. BACKGROUND
¶227 This case presents an unusual factual scenario because
Singh committed his first crime before the PAT statutes were
enacted, committed his second crime when the PAT statutes were
in effect, and committed his third crime after the PAT statutes
had been repealed. He was convicted and sentenced on the first
crime when the PAT statutes were in effect, but this sentence
was stayed and not revoked until after the PAT statutes were
repealed. Singh's second and third crimes were joined for the
purposes of accepting his plea and sentencing. The plea and
sentence on the joined second and third crimes occurred after
the PAT statutes were repealed.
¶228 Thus, it is critical to decide what date is used in
analyzing whether Singh established an ex post facto violation:
is it the date Singh committed the crime, the date he was found
guilty of the crime, the date he was sentenced, or some
combination of the three? The timeline of Singh's crimes,
convictions, and sentences against the backdrop of truth-in-
sentencing law and the enactment and repeal of the PAT statutes
is as follows:
2
No. 2013AP1724-CR.rgb
October 16, 2008: Singh commits the first crime, a class
H felony in Waukesha.
2008: A class H felony had a maximum total sentence of
six years, with a maximum initial confinement of three
years, plus up to a $10,000 fine. Truth-in-sentencing
law is in effect.
October 1, 2009: 2009 Wis. Act 28 becomes effective.
Act 43 created Wis. Stat. § 302.113(2)(b) and Wis. Stat.
§ 304.06(1)(bg)1, giving inmates the opportunity to earn
PAT days which, if approved by the circuit court, allowed
release to extended supervision earlier than originally
imposed. This did not ever change the overall length of
the sentence; instead, any approved PAT days would be
added on to the extended supervision portion of a
sentence.
2009: A class H felony had a maximum total sentence of
six years, with a maximum initial confinement of three
years, plus up to a $10,000 fine, which is the same
penalty as in 2008.
March 29, 2010: Singh pleads guilty to the Waukesha
crime.
April 29, 2010: Waukesha County Circuit Court sentences
Singh to three years, consisting of 18 months initial
confinement, followed by 18 months extended supervision.
The sentence is stayed and Singh is given probation with
six months of conditional jail time.
3
No. 2013AP1724-CR.rgb
2010: A class H felony had a maximum total sentence of
six years, with a maximum initial confinement of three
years, plus up to a $10,000 fine, which is the same
penalty as in 2008 and 2009.
July 25, 2011: Singh commits the second crime, a class H
felony in Milwaukee County.
August 3, 2011: 2011 Wis. Act 38 goes into effect. The
Act repeals inmates' opportunity to earn PAT days, except
that current inmates are allowed to keep the PAT days
earned between October 1, 2009 (the effective date of
this part of 2009 Wis. Act 43) and August 3, 2011. 2011
Wis. Act 38 also created Wis. Stat. § 973.198, which
provides:
(1) When an inmate who is serving a sentence
imposed under s. 973.01 and who has earned
positive adjustment time under s. 302.113, 2009
stats., or under s. 304.06, 2009 stats., has
served the confinement portion of his or her
sentence less positive adjustment time earned
between October 1, 2009, and August 3, 2011, he
or she may petition the sentencing court to
adjust the sentence under this section, based on
the number of days of positive adjustment time
the inmate claims that he or she has earned.
(3) Within 60 days of receipt of a petition
filed under sub. (1), the sentencing court shall
either deny the petition or hold a hearing and
issue an order relating to the inmate's sentence
adjustment and release to extended supervision.
(5) If the court determines that the inmate
has earned positive adjustment time, the court
may reduce the term of confinement in prison by
the amount of time remaining in the term of
confinement in prison portion of the sentence,
less up to 30 days, and shall lengthen the term
4
No. 2013AP1724-CR.rgb
of extended supervision so that the total length
of the bifurcated sentence originally imposed
does not change.
(6) An inmate who submits a petition under
this section may not apply for adjustment of the
same sentence under s. 973.195 for a period of
one year from the date of the petition.
August 10, 2011: Singh commits another class H felony in
Milwaukee County, the third crime.
November 9, 2011: Singh is convicted in Milwaukee County
Circuit Court on both the July 25 and August 10 crimes.
December 13, 2011: Singh's probation on his Waukesha
conviction is revoked.
December 29, 2011: Milwaukee County Circuit Court
sentences Singh to five years each on the two Milwaukee
crimes, consisting of two years' initial confinement,
followed by three years' extended supervision. The
sentence on the July 25, 2011 crime was consecutive to
his 2008 Waukesha sentence, but concurrent with the
August 10, 2011 sentence. The August 10, 2011 sentence
was imposed concurrent to any other sentence.
2011: A class H felony had a maximum total sentence of
six years, with a maximum initial confinement of three
years, plus up to a $10,000 fine, which is the same
penalty as in 2008, 2009, and 2010.
January 4, 2012: Singh starts his prison sentence.
June 28, 2013: Singh files his habeas petition in
circuit court after the Department of Corrections
5
No. 2013AP1724-CR.rgb
rejected Singh's request for PAT early release under Wis.
Stat. § 302.113(2)(b).
II. ANALYSIS
A
¶229 Given this timeline, it is essential to determine what
date to use in the ex post facto analysis. The lead opinion
followed the court of appeals' direction and lumped together
Singh's dates of commission, conviction, and sentencing: "Like
the court of appeals, we conclude that because the early release
provisions of 2009 Wis. Act 28 were retroactively in effect when
Singh was convicted and sentenced for the first offense, as well
as at the time he committed the second offense that the
retroactive repeal of positive adjustment time in 2011 Wis. Act
28 violates the ex post facto clauses of the Wisconsin and
United States Constitutions." Lead op., ¶8. The law does not
support this conclusion.
¶230 In analyzing whether a law is unconstitutionally ex
post facto, the date a crime was committed is the correct date
to use. Weaver v. Graham, 450 U.S. 24, 28 (1981)("The ex post
facto prohibition forbids the Congress and the States to enact
any law which imposes a punishment for an act which was not
punishable at the time it was committed." (emphasis added; one
set of quotation marks and quoted source omitted)). The United
States Supreme Court consistently uses the date of commission in
conducting an ex post facto analysis. See Garner v. Jones, 529
U.S. 244 (2000); Peugh v. United States, 133 S. Ct. 2072 (2013).
This court agreed in State v. Kurzawa, 180 Wis. 2d 502, 509
6
No. 2013AP1724-CR.rgb
N.W.2d 712 (1994), that "ex post facto analysis is concerned
with changes in the law relative to the time the defendant
engaged in his allegedly illegal behavior." Id. at 513.
¶231 Courts use the date of commission because the purpose
of the ex post facto clause is to provide fair warning as to
what conduct will give rise to criminal penalties and what those
penalties will be. See Kurzawa, 180 Wis. 2d at 511 (citing
Marks v. United States, 430 U.S. 188, 191-92 (1977)). Our
Founders included a prohibition against ex post facto laws in
the Constitution to ensure against "manifestly unjust and
oppressive" laws that punish a person after the fact for conduct
that was not punishable before the law existed. See Calder v.
Bull, 3 U.S. (3 Dall.) 386, 390 (1798)(opinion of Chase, J.).
Calder explained:
The prohibition against their making any ex post facto
laws was introduced for greater caution, and very
probably arose from the knowledge, that the Parliament
of Great Britain claimed and exercised a power to pass
such laws, under the denomination of bills of
attainder, or bills of pains and penalties; the first
inflicting capital, and the other less, punishment.
These acts were legislative judgments; and an exercise
of judicial power. Sometimes they respected the
crime, by declaring acts to be treason, which were not
treason, when committed, at other times, they violated
the rules of evidence (to supply a deficiency of legal
proof) by admitting one witness, when the existing law
required two; by receiving evidence without oath; or
the oath of the wife against the husband; or other
testimony, which the courts of justice would not
admit; at other times they inflicted punishments,
where the party was not, by law, liable to any
punishment; and in other cases, they inflicted greater
punishment, than the law annexed to the
offence. . . . With very few exceptions, the
advocates of such laws were stimulated by ambition, or
7
No. 2013AP1724-CR.rgb
personal resentment, and vindictive malice. To
prevent such, and similar, acts of violence and
injustice, I believe, the Federal and State
Legislatures, were prohibited from passing any bill of
attainder; or any ex post facto law.
Id. at 389 (footnotes omitted).
¶232 The ex post facto clause prohibits:
1st. Every law that makes an action, done before the
passing of the law, and which was innocent when done,
criminal; and punishes such action. 2nd. Every law
that aggravates a crime, or makes it greater than it
was, when committed. 3rd. Every law that changes the
punishment, and inflicts a greater punishment, than
the law annexed to the crime, when committed. 4th.
Every law that alters the legal rules of evidence, and
receives less, or different, testimony, than the law
required at the time of the commission of the offence,
in order to convict the offender.
Id. at 390 (emphasis added). The ex post facto clause's
historical meaning is based on fundamental fairness. See id. at
389-90. Singh's case is concerned with the third prohibition:
did the 2011 law change his punishment by "inflict[ing] a
greater punishment, than the law annexed to the crime, when
committed."
¶233 What is clear from the ex post facto case law and the
reason for the clause's inclusion in our Constitution is that a
proper ex post facto analysis focuses on the laws in effect at
the time Singh committed the crimes. As seen from the timeline,
the PAT laws were not in effect when Singh committed his
Waukesha crime in 2008 or when he committed his August 10, 2011
Milwaukee crime. Singh cannot (and does not) argue that his
August 10, 2011 crime falls within his ex post facto challenge
because this crime occurred after 2011 Wis. Act 38 went into
8
No. 2013AP1724-CR.rgb
effect. The August 10, 2011 crime is referenced because it is
tied to the July 25, 2011 crime via the joint sentencing
hearing.
¶234 Because a proper ex post facto analysis focuses on the
laws in effect at the time Singh committed his crimes, Singh
cannot establish any ex post facto violation relating to his
2008 Waukesha crime. At the time Singh committed the 2008
crime, the PAT opportunity did not exist; therefore, 2011 Wis.
Act 38's repeal of it does not implicate any ex post facto
concerns regarding the 2008 crime.2 The 2011 law does not
increase Singh's sentence attached to the 2008 crime because it
makes no change to the punishment that existed at the time Singh
committed the 2008 crime.3
B
¶235 The only crime in this case that was committed when
the PAT statutes were in effect was Singh's July 25, 2011
Milwaukee crime. Thus, the dispositive issue is whether Singh
2
Although the 2009 law allowed inmates sentenced after
December 31, 1999 to earn PAT days (and Singh was sentenced on
the 2008 crime after December 31, 1999), Singh was never an
inmate during the effective dates of the 2009 law. By the time
Singh became an inmate, the 2011 law was in effect. In
comparing the 2011 law to the laws in effect when Singh
committed his 2008 crime, no ex post facto concerns arise.
3
As noted in the lead opinion at footnote 7, Singh's 2008
Waukesha sentence was amended to one-year jail time. Because
PAT only applied to inmates in prison, this sentencing amendment
further supports my conclusion that PAT does not apply to
Singh's 2008 Waukesha crime. See Singh v. Kemper, 2014 WI App
43, ¶¶26-29, 353 Wis. 2d 520, 846 N.W.2d 820 (PAT only applied
to time in prison, not time spent in jail).
9
No. 2013AP1724-CR.rgb
proved beyond a reasonable doubt that the enactment of 2011 Wis.
Act 38 violated the ex post facto clause by taking away Singh's
opportunity to earn PAT days on the sentence imposed for the
July 25, 2011 crime. Singh has failed to prove the repeal of
the PAT statutes resulted in an ex post facto violation.
¶236 At the time Singh committed the July 25th Milwaukee
crime, Wis. Stat. § 302.113(2)(b) allowed inmates to earn PAT
days while in prison. 2011 Wis. Act 38 repealed the PAT
statutes, but allowed inmates to keep any PAT days earned from
the date the PAT statutes were enacted until the date the PAT
statutes were repealed. See Wis. Stat. § 973.198(1). Singh
contends 2011 Wis. Act 38 is an unconstitutional ex post facto
law because it eliminated his opportunity to earn PAT days,
thereby increasing the time he was in prison. The lead opinion
holds the 2011 law is an ex post facto law because it makes "the
punishment for an offense more burdensome after it was
committed." Lead op., ¶4.
¶237 In order for Singh to succeed on his claim, he must
prove beyond a reasonable doubt that the 2011 law changed his
punishment, and inflicted a greater punishment than the law
annexed to the crime when committed. See Calder, 3 U.S. at 390.
Although the United States Supreme Court strayed from this
historical meaning of the ex post facto clause over the years,
by expanding it to include any change in punishment that
disadvantaged a defendant, see Kring v. Missouri, 107 U.S. 221
(1883), Lindsey v. Washington, 301 U.S. 397, 401 (1937), Weaver,
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No. 2013AP1724-CR.rgb
450 U.S. at 32, and Miller v. Florida, 482 U.S. 423, 433-34
(1987), the Court later rejected the "disadvantaged" test.
¶238 In Collins v. Youngblood, 497 U.S. 37, 50, (1990), the
Supreme Court overruled Kring v. Missouri:
The holding in Kring can only be justified if the Ex
Post Facto Clause is thought to include not merely the
Calder categories, but any change which "alters the
situation of a party to his disadvantage." We think
such a reading of the Clause departs from the meaning
of the Clause as it was understood at the time of the
adoption of the Constitution, and is not supported by
later cases. We accordingly overrule Kring.
Collins, 497 U.S. at 50. Further, in California Department of
Corrections v. Morales, 514 U.S. 499 (1995), the Court said the
"disadvantage the defendant" language used in Lindsey, Weaver,
and Miller "was unnecessary to the results in those cases and is
inconsistent with the [ex post facto] framework developed in
Collins v. Youngblood, 497 U.S. 37, 41 (1990)." Morales, 415
U.S. at 506 n.3. The Court explained:
After Collins, the focus of the ex post facto inquiry
is not on whether a legislative change produces some
ambiguous sort of "disadvantage," nor, as the dissent
seems to suggest, on whether an amendment affects a
prisoner's "opportunity to take advantage of
provisions for early release," . . . but on whether
any such change alters the definition of criminal
conduct or increases the penalty by which a crime is
punishable.
Morales, 415 U.S. at 506 n.3 (emphasis added).
¶239 In that case, Morales was convicted for a murder
committed in 1971 and a second murder in 1980. At the time he
committed the murders, California law required annual
suitability hearings after the initial parole hearing. Id. at
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No. 2013AP1724-CR.rgb
503. In 1981, the California legislature authorized the Board
of Prison Terms (Board) to defer subsequent suitability hearings
for up to three years in certain circumstances. Id. In 1989,
Morales was denied parole after his initial parole hearing. Id.
at 502-03. The Board scheduled his next parole hearing for
three years later pursuant to the 1981 law. Id. at 504.
Morales claimed he was entitled to an annual parole hearing
because that was the law when he committed his crimes, and, as a
result, the 1981 law violated the ex post facto clause. Id.
The Court refused to interpret the ex post facto clause in a
manner to require the judiciary to micromanage an "endless array
of legislative adjustments to parole and sentencing procedures,"
that "might create some speculative, attenuated risk of
affecting a prisoner's actual term of confinement by making it
more difficult for him to make a persuasive case for early
release." Id. at 508-09. Instead, the Court examined whether
the new legislation produced "a sufficient risk of increasing
the measure of punishment attached to the covered crimes." Id.
at 509. The Court went on to conclude the legislation at issue
in Morales did not violate the ex post facto clause. Id. at
510-14.
¶240 In Peugh, 133 S. Ct. 2072, the Supreme Court again
analyzed the ex post facto clause. It held that a defendant who
committed crimes in 1999 and 2000, but was not sentenced until
2010, should be sentenced using the sentencing guidelines that
were in effect at the time he committed the crimes, rather than
at the time he was sentenced. Id. at 2078-79, 2081. In Peugh,
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No. 2013AP1724-CR.rgb
the Court emphasized that the "basic principles of fairness that
animate the Ex Post Facto Clause" are ensuring that individuals
have fair warning of applicable laws and are not saddled with
vindictive legislative action. Id. at 2084-85. The Court
described the ex post facto inquiry as "whether a given change
in law presents a sufficient risk of increasing the measure of
punishment attached to the covered crimes" and emphasized that
"mere speculation or conjecture that a change in law will
retrospectively increase the punishment for a crime will not
suffice to establish a violation of the Ex Post Facto Clause."
Id. at 2081-82 (two sets of quotation marks and quoted sources
omitted). Because the retrospective increase in the sentencing
guidelines changed Peugh's sentencing range from 30-37 months to
70-87 months, id. at 2078-79, the Court held the new guidelines
constituted an ex post facto violation. Id. at 2084.
¶241 The Supreme Court's latest pronouncement on ex post
facto law focuses on whether the retrospective law causes an
increase in the measure of punishment that was attached to the
crime when it was committed. There is no doubt that 2011 Wis.
Act 38 eliminated the opportunity for inmates then serving
sentences to earn PAT days after August 3, 2011. The 2011 law,
however, like the change in parole policy in Morales, did not
change the sentence Singh received for his July 25, 2011 crime.
Rather, it eliminated the opportunity to earn PAT days, which
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No. 2013AP1724-CR.rgb
possibly could have led to converting some confinement days to
extended supervision time.4
¶242 Under the original meaning of the ex post facto
clause, courts should "draw a distinction between the penalty
that a person can anticipate for the commission of a particular
crime, and opportunities for mercy or clemency that may go to
the reduction of the penalty." Garner, 529 U.S. at 258 (Scalia,
J., concurring).
¶243 The PAT statutes at issue here were very different
from the mandatory parole cases where courts held the new law
produced ex post facto violations. For example, in Weaver, the
ex post facto law involved reducing mandatory gain time credits.
4
In Lynce v. Mathis, 519 U.S. 433 (1997), the Supreme Court
declared unconstitutional a Florida law that cancelled already
earned provisional early release credits. Lynce had been
released from prison because he completed his sentence based on
time served plus provisional early release credits. Id. at 435-
36. Lynce was rearrested and reincarcerated as a result of the
new law cancelling the provisional early release credits. Id.
at 436. The Court held the Florida statute violated the ex post
facto clause because Lynce had already earned and used the early
release credits——the law did not merely remove "an opportunity
for early release." Id. at 447. The new law put Lynce, who had
been released because he completed his sentence, back in prison.
Id. As Justice Clarence Thomas, joined by Justice Antonin
Scalia explained in a concurring opinion: "The present case
[Lynce] involves not merely an effect on the availability of
future release credits, but the retroactive elimination of
credits already earned and used." Id. at 451. The facts in
Singh's case are quite different than Lynce. The 2011 law did
not take away PAT days Singh had already earned and used, and
the 2011 law did not lengthen the overall sentence imposed. The
2011 law Singh challenges removed an opportunity to possibly
convert confinement days to supervision days. It affected the
availability of future PAT days, but did not eliminate credits
already earned or used.
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No. 2013AP1724-CR.rgb
The gain-time credits were automatic under both the old and new
legislation. Id., 450 U.S. at 36. Under the old law, an inmate
was automatically entitled to receive 5, 10 or 15 days off the
sentence according to the good conduct formula whereas the new
law substantially reduced the gain-time formula to 3, 6 or 9
days off the sentence. Id. at 26, 36. In Mueller, the new law
changed parole eligibility from two years to five years. Id.,
64 Wis. 2d at 645. Under the old law, inmates were "as a matter
of right" considered for parole after serving two years in
prison. Id. at 647. The new law changed that "right" to five
years. Id. at 645. These facts distinguish between an
automatic right, which was known to be a part of the sentence,
and the situation presented here where an inmate had an
opportunity to possibly earn PAT early release, which does not
change the overall length of the sentence imposed.5 Neither
Weaver nor Mueller involved the opportunity to possibly have PAT
days shorten confinement days but lengthen supervision time. It
5
Mueller v. Powers applies the ex post facto doctrine both
relative to the date of commission of the crime and laws that
change after conviction and sentencing. 64 Wis. 2d 643, 646,
221 N.W.2d 692 (1974). This does not change my conclusion that
the critical time is what law is in effect on the date of
commission of the crime. New legislation will often come after
conviction and sentencing as these events naturally occur after
the commission of the crime. See also State ex rel. Eder v.
Matthews, 115 Wis. 2d 129, 132-133, 340 N.W.2d 66 (Ct. App.
1983)(citing Mueller for the "convicted and sentenced" language
in a case where the issue was "when a mandatory release parole
violator is returned to prison to serve forfeited good time
credit, can the Department order that the forfeited time be
treated as a 'new sentence' for the purpose of calculating good
time.")(footnote omitted).
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No. 2013AP1724-CR.rgb
is also significant that both Weaver and Mueller relied on the
"disadvantage to a defendant" language to conclude that the laws
in those cases violated the ex post facto clause. As noted,
that language has been withdrawn, and is not the proper test to
use in this ex post facto analysis. See Collins, 497 U.S. at
50; State v. Thiel, 188 Wis. 2d 695, 702-03, 524 N.W.2d 641
(1994)(withdrawing Mueller's language that ex post facto test
reviews whether new law "disadvantages" a defendant).
¶244 It is also worth noting that the punishment for
Singh's crime——a class H felony——has not changed. It was six
years with up to a maximum of three years' confinement plus up
to a $10,000 fine in 2008, 2009, 2010 and 2011. 2011 Wis. Act
38 did not change the punishment annexed to the crime Singh
committed at the time he committed it. See State ex rel. Britt
v. Gamble, 2002 WI App 238, ¶24, 257 Wis. 2d 689, 653 N.W.2d 143
(holding that subsequently repealing the law in existence at the
time the crime was committed that gave defendant the opportunity
to ask for early release was not ex post facto because the
sentence imposed was not extended). The 2011 law did not change
the punishment "attached" to the crime Singh committed on July
25, 2011. It removed Singh's hope or opportunity to earn
conversion of confinement days into extended supervision days,
but it did not increase the sentence attached to the crime he
committed.
¶245 It is further significant that the 2011 legislation
does not offend a faithful application of the ex post facto
clause's historical meaning. The 2011 law did not inflict a
16
No. 2013AP1724-CR.rgb
greater punishment than what already existed for Singh's crime
when he committed it. The 2009 PAT statutes gave inmates an
opportunity to earn PAT days with the possibility of converting
confinement days into extended supervision days. The 2009 PAT
statutes were not mandatory and release under the statutes was
not guaranteed. The 2009 PAT statutes did not change the
overall length of the sentence imposed and there is nothing to
suggest the legislature repealed the PAT statutes to be
oppressive or vindictive. To the contrary, Wis. Stat.
§ 973.198(1) included language to ensure inmates could keep the
PAT time already earned, which demonstrates fairness and mercy.
¶246 Furthermore, Singh cannot benefit from PAT even though
it existed at the time he committed his July 25, 2011 crime
because he was not an inmate when the opportunity to earn PAT
days existed. Singh's claim that the 2011 legislation increased
the measure of his punishment is speculative. Even if Singh had
been an inmate and able to earn PAT days, there is no evidence
that his request for early PAT release would have been granted.
Thus, his claim is pure speculation, which cannot support an ex
post facto violation.
¶247 Accordingly, I conclude Singh failed to establish any
ex post facto violation. I would reverse that part of the court
of appeals' opinion holding that the 2011 legislation violated
the ex post facto clause.
C
¶248 Singh also argues Wis. Stat. § 973.198 violates the ex
post facto clause because it delays the time, up to 90 days, to
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No. 2013AP1724-CR.rgb
release inmates who have successfully petitioned for early
release and because it changes the standard associated with
making PAT-based early release decisions. Section 973.198 does
change the procedure with respect to PAT petitions. Under the
2009 law, inmates petitioned the "earned release review
commission" and the commission notified the sentencing court,
which then decided whether to grant or deny the inmate's
request. Under the 2011 law, the commission's participation in
the process is eliminated and the inmate petitions the
sentencing court directly. In addition, Singh argues the 2011
law altered the timing of the PAT petitions: in 2009, the
process started before the eligibility date and in 2011, the
process starts on the eligibility date.
¶249 The court of appeals held that the changes in Wis.
Stat. § 973.198 are procedural and therefore do not implicate ex
post facto. I agree with the court of appeals on this issue for
the reasons it explained in its opinion:
A procedural change in the law is one that
"simply alter[s] the methods employed in determining"
whether the punishment is to be imposed rather than
"chang[ing] . . . the quantum of punishment attached
to the crime." And while a procedural change, in some
cases, may have a substantive impact that violates the
ex post facto clauses, "speculative and attenuated
possibilit[ies]" of increasing a prisoner's actual
term of confinement do not violate the clauses.
Because a significant risk of prolonged confinement is
not inherent in the framework of the Wis. Stat.
§ 974.198 procedural change, such risk must be
demonstrated on the record or an ex post facto
violation will not be found. Singh has not met his
burden of proving this change in the method for
securing early release based upon PAT violates the ex
post facto clauses.
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Singh v. Kemper, 2014 WI App 43, ¶22, 353 Wis. 2d 520, 846
N.W.2d 820 (citations omitted). Although the parties disagree
as to whether the language of the statutes under the 2009 law
and the 2011 law differ with respect to when the request to
start the potential early release process starts, this
disagreement need not be resolved. The change in the law
removing the commission as the intermediary and altering the
timing of petitions are both procedural changes, which do not
implicate ex post facto concerns. See Dobbert v. Florida, 432
U.S. 282, 293-94 (1977)("Even though it may work to the
disadvantage of a defendant, a procedural change is not ex post
facto."). I would affirm that part of the court of appeals
opinion holding § 973.198 did not violate the ex post facto
clause because the new statute addresses procedure rather than
"the quantum of punishment attached to the crime." See id. at
294.
¶250 For these reasons, I respectfully dissent.
¶251 I am authorized to state that Chief Justice PATIENCE
DRAKE ROGGENSACK joins part C of this opinion.
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