IN THE
TENTH COURT OF APPEALS
No. 10-16-00206-CR
IN RE WILLIAM M. WINDSOR
Original Proceeding
CONCURRING OPINION
While I concur with the Court’s disposition of this original proceeding, I write
separately to discuss Relator William M. Windsor’s issues for the benefit of the parties.
Asserting six issues, Windsor seeks mandamus relief against the Respondent trial-
court judge, the Honorable Cindy Ermatinger, Presiding Judge of the 443rd District Court
in Ellis County. Windsor also requests a stay of the underlying action, which is a bond-
forfeiture proceeding that arose when Judge Ermatinger forfeited Windsor’s $100,000
personal-recognizance bond in a December 30, 2014 judgment nisi.1 See Ex parte Windsor,
1
Bond-forfeiture appeals are criminal matters but are governed by the procedural rules that govern civil
appeals. See Safety Nat’l Cas. Corp. v. State, 305 S.W.3d 586, 588 (Tex. Crim. App. 2010); Int’l Fidelity Ins. Co.
v. State, No. 10-03-00178-CR, 2003 WL 22976423, at *1 (Tex. App.—Waco Dec. 17, 2003, no pet.) (mem. op.,
not designated for publication).
No. 10-14-00401-CR, 2016 WL 192303, at *6 (Tex. App.—Waco Jan. 14, 2016, pet. ref’d)
(mem. op., not designated for publication).
To be entitled to mandamus relief, the relator must show that: (1) he has
no adequate remedy at law, and (2) what he seeks to compel is a ministerial
act. With respect to the second requirement, the relator must show a clear
right to the relief sought. A clear right to relief is shown when the facts and
circumstances dictate but one rational decision “under unequivocal, well-
settled (i.e., from extant statutory, constitutional, or case law sources), and
clearly controlling legal principles.”
In re State ex rel. Tharp, 393 S.W.3d 751, 754 (Tex. Crim. App. 2012) (orig. proceeding)
(citations omitted).
Windsor’s fourth issue asserts that Judge Ermatinger has taken action in the
underlying case while Windsor’s motion for her recusal is pending. This is also one of
Windsor’s grounds for a stay of the case. Windsor’s amended petition alleges that he
sent for filing a “Motion for Recusal” of Judge Ermatinger on June 3, 2016 and that this
motion is pending before the “Presiding Judge.”2 Windsor next alleges that Judge
Ermatinger took action in the case while his recusal motion was pending when, in a June
22, 2016 letter included in Windsor’s appendix,3 Judge Ermatinger set all pending
motions for hearings on June 28, 2016 and July 14, 2016 and set the case for jury trial on
2
Because of subsequent developments, it appears that the “Presiding Judge” reference is a reference to the
Honorable Mary Murphy, Presiding Judge of the First Administrative Judicial Region. Windsor further
asserts that on June 22, he filed motions to recuse Judge Murphy and Judge Keith Dean, the judge appointed
to consider Windsor’s motion to recuse Judge Ermatinger. Included in Windsor’s Appendix is a June 10,
2016 letter from the trial-court court coordinator that indicates that Judge Dean was appointed to hear
Windsor’s motion to recuse Judge Ermatinger. The Court has also been provided with the trial-court court
coordinator’s July 25, 2016 letter to Windsor and accompanying file-marked July 25, 2016 order of the
Honorable William C. Bosworth, Jr. that denies Windsor’s motion to recuse Judge Murphy.
3
Windsor’s appendix, which I would treat as his record, is not certified or sworn, as required by Rules
52.3(k) and 52.7(a)(1). See TEX. R. APP. P. 52.3(k), 52.7(a)(1).
In re. Windsor Page 2
August 22, 2016. See TEX. R. CIV. P. 18a(f)(2)(A) (“If a motion is filed before evidence has
been offered at trial, the respondent judge must take no further action in the case until
the motion has been decided, except for good cause stated in writing or on the record.”).
In addition to his burden of showing a clear right to the relief sought, Windsor
bears the burden of providing a sufficient record to establish his right to mandamus relief.
See In re Mullins, 10-09-00143-CV, 2009 WL 2959716, at *1, n.1 (Tex. App.—Waco Sept. 16,
2009, orig. proceeding) (mem. op.); In re Blakeney, 254 S.W.3d 659, 661 (Tex. App.—
Texarkana 2008, orig. proceeding). Windsor’s record does not include a copy of his
motion to recuse Judge Ermatinger, which is a document material to his claim for relief.
See TEX. R. APP. P. 52.7(a)(1) (“Relator must file with the petition: (1) a certified or sworn
copy of every document that is material to the relator’s claim for relief and that was filed
in any underlying proceeding”); see also id. R. 52.3(k)(1)(A) (“The appendix must contain:
(A) a certified or sworn copy of any order complained of, or any other document showing
the matter complained of”). And other than the slightly informative June 10 letter from
the court coordinator, Windsor has not provided a record that establishes what occurred
after he filed his motion to recuse Judge Ermatinger, including whether the motion was
set for hearing or was ruled on.
From Windsor’s appendix and the June 10 letter, all that I can ascertain or
reasonably infer is that Judge Murphy appointed Judge Dean to hear the motion to recuse
Judge Ermatinger, Windsor filed a “motion for reconsideration” that Judge Dean was
going to hear on June 22, and if Judge Dean granted Windsor’s motion for
In re. Windsor Page 3
reconsideration, he would immediately hear the motion to recuse Judge Ermatinger.4
I believe that Windsor has not met his burdens of showing a “clear right” to the
relief sought and providing a sufficient record to establish his right to mandamus relief.
He has not provided the subject motion to recuse Judge Ermatinger, the motion for
reconsideration, or any other evidence showing what occurred upon the filing of his
motion to recuse Judge Ermatinger. For these reasons, I would overrule issue four. I
would also deny his amended motion for temporary relief to the extent that it requests a
stay of the underlying case on the ground in issue four.
Issue six asserts that Windsor, who claims he is indigent, must be appointed
counsel in the underlying bond-forfeiture case. Windsor asserts that he filed his
“Emergency Motion to Name Public Defender” on June 9, 2016.
“A court with mandamus authority ‘will grant mandamus relief if relator can
demonstrate that the act sought to be compelled is purely ‘ministerial’ and that relator
has no other adequate legal remedy.’” In re Piper, 105 S.W.3d 107, 109 (Tex. App.—Waco
2003, orig. proceeding) (quoting State ex rel. Rosenthal v. Poe, 98 S.W.3d 194, 197-99 (Tex.
Crim. App. 2003) (orig. proceeding)). Consideration of a motion properly filed and before
the court is ministerial. State ex rel. Hill v. Ct. of Apps. for the 5th Dist., 34 S.W.3d 924, 927
(Tex. Crim. App. 2001) (orig. proceeding).
4
Windsor did not include his motion for reconsideration in his record, see TEX. R. APP. P. 52.7(a)(1),
52.3(k)(1)(A), nor does he mention it or the subject of it in his amended petition or his amended motion for
temporary relief. Given the timing of the June 10 letter and its content, I suspect that Judge Dean denied
Windsor’s motion to recuse Judge Ermatinger, Windsor filed a motion for reconsideration of that ruling,
and then Windsor moved to recuse Judge Dean and Judge Murphy. If Judge Dean did deny the motion to
recuse Judge Ermatinger, that would explain her June 22 letter that contains hearing settings and a trial
setting. Irrespective of my suspicion, Windsor has not met his burdens on this issue, as I next explain.
In re. Windsor Page 4
Mandamus may issue to compel a trial court to rule on a motion
which has been pending before the court for a reasonable period of time.
See In re Hearn, 137 S.W.3d 681, 685 (Tex. App.—San Antonio 2004, orig.
proceeding); In re Keeter, 134 S.W.3d 250, 252-53 (Tex. App.—Waco 2003,
orig. proceeding); In re Chavez, 62 S.W.3d 225, 228 (Tex. App.—Amarillo
2001, orig. proceeding); Barnes v. State, 832 S.W.2d 424, 426 (Tex. App.—
Houston [1st Dist.] 1992, orig. proceeding); see also In re Shredder Co., 225
S.W.3d 676, 679 (Tex. App.—El Paso 2006, orig. proceeding). To obtain
mandamus relief for such refusal, a relator must establish: (1) the motion
was properly filed and has been pending for a reasonable time; (2) the
relator requested a ruling on the motion; and (3) the trial court refused to
rule. See Hearn, 137 S.W.3d at 685; Keeter, 134 S.W.3d at 252; Chavez, 62
S.W.3d at 228; Barnes, 832 S.W.2d at 426; see also Shredder Co., 225 S.W.3d at
679. The mere filing of a motion with a trial court clerk does not equate to
a request that the trial court rule on the motion. See Hearn, 137 S.W.3d at
685; Chavez, 62 S.W.3d at 228; Barnes, 832 S.W.2d at 426; cf. Shredder Co., 225
S.W.3d at 680 (“Relator has made repeated requests for a ruling on its
motion.”).
In re Sarkissian, 243 S.W.3d 860, 861 (Tex. App.—Waco 2008, orig. proceeding).
I believe that Windsor has not met his burden on this issue either. First, Windsor
has not shown that the motion has been properly filed; the copy in his appendix is not
file-marked. Second, Windsor has not shown that he has brought the motion to the trial
judge’s attention; a trial judge’s ministerial duty of considering and ruling on a motion
properly filed and before the judge generally does not arise until the movant has brought
the motion to the trial judge’s attention, and mandamus will not lie unless the movant
makes such a showing and the trial judge then fails or refuses to rule within a reasonable
time. Chavez, 62 S.W.3d at 228. Also, the mere filing of a pleading or letter with the clerk
does not impute knowledge to the trial judge. See In re Comeaux, No. 10-10-00243-CV, 2010
WL 3703662, at *2 (Tex. App.—Waco Sept. 22, 2010, orig. proceeding) (mem. op.) (citing
In re Flores, No. 04-03-00449-CV, 2003 WL 21480964 (Tex. App.—San Antonio June 25,
In re. Windsor Page 5
2003, orig. proceeding) (mem. op.)).
Third, according to his allegations, Windsor moved to recuse Judge Ermatinger six
days before he filed his “Emergency Motion to Name Public Defender,” and she could
take no action in the case while the recusal motion was pending “except for good cause
stated in writing or on the record.” TEX. R. CIV. P. 18a(f)(2)(A). Furthermore, Windsor
filed this original proceeding on June 22, 2016, and his motion to recuse Judge Ermatinger
and his June 22 motions to recuse Judge Dean and Judge Murphy are likely some of the
reasons why Windsor’s “Emergency Motion to Name Public Defender” was not ruled on
posthaste.5
For these reasons, I would overrule Windsor’s sixth issue and also deny his
amended motion for temporary relief to the extent that it requests a stay of the underlying
case on the ground in issue six.
In his first issue, Windsor complains that Judge Ermatinger has not ruled on any
of his filed motions and, specifically, his motion to dismiss. 6 Because I believe that
Windsor has not met his burden, I would overrule issue one: Windsor has not shown
5
I express no opinion on whether counsel should be appointed for Windsor in the underlying bond-
forfeiture case. Windsor is correct—and I stated so above—that a bond-forfeiture proceeding is a criminal
matter. I note, however, that the “criminal matter” status of a bond-forfeiture proceeding does not establish
entitlement to appointed counsel under Texas law. “An indigent defendant is entitled to have an attorney
appointed to represent him in any adversary judicial proceeding that may result in punishment by
confinement … .” TEX. CODE CRIM. PROC. ANN. art. 1.051(c) (West Supp. 2016). And trial-court judges are
required to have procedures for appointing counsel only for indigent defendants “arrested for, charged
with, or taking an appeal from a conviction of a misdemeanor punishable by confinement or a felony.” Id.
art. 26.04(a) (West Supp. 2016). On the other hand, an “indigent defendant is entitled to have an attorney
appointed to represent him … in any other criminal proceeding if the court concludes that the interests of
justice require representation.” Id. art. 1.051(c).
6
It is notable that, in a June 22 letter, the trial court set all of Windsor’s motions for hearings on June 28 and
July 14 and that Windsor’s flurry of recusal motions and this original proceeding likely preempted the trial
court’s ability to rule on Windsor’s motions.
In re. Windsor Page 6
that his motions have been properly filed, that he has brought the motions to the trial
judge’s attention, and that the trial judge then failed or refused to rule within a reasonable
time.
In issue five, Windsor complains that Judge Ermatinger’s June 22 letter has
scheduled hearings in a manner that denies Windsor due process, discovery, and rights
under the rules of civil procedure. Windsor argues that he has many pending motions
that must be ruled on before the trial court rules on the parties’ competing motions for
summary judgment. Judge Ermatinger’s June 22 scheduling letter does exactly what
Windsor argues for. That letter set for hearing on June 28 all pending motions except for
the summary-judgment motions, which were set for hearing on July 14. I would overrule
issue five on that basis.
In issue three, Windsor complains about the use of the above-mentioned June 10
and June 22 letters by Judge Ermatinger and her court coordinator to notify the parties of
hearing dates and times. Windsor argues that these letters are orders and should be
issued as orders so that they are appealable. I think that Windsor is wrong. First, these
letters are notice letters, not orders disguised as letters. Second, an order in the form of a
letter can be appealable. See, e.g., In re Newby, 266 S.W.3d 557, 558 (Tex. App.—Amarillo
2008, orig. proceeding). For these reasons, I would overrule issue three.
Windsor’s second issue complains that Judge Ermatinger “has denied and
ignored” Windsor’s “requests” to participate in hearings by telephone.7 See TEX. R. JUD.
7
Windsor alleges that his presence at the hearings is being required so that he can be arrested in Ellis
County. See In re Windsor, No. 10-16-00202-CR, 2016 WL ----- (Tex. App.—Waco Aug. 31, 2016, orig.
In re. Windsor Page 7
ADMIN. 7(a)(6)(b) (“district … court judge shall: (6) to the extent consistent with
safeguarding the rights of litigants to the just processing of their causes, utilize methods
to expedite the disposition of cases on the docket of the court, including … (b) the use of
telephone or mail in lieu of personal appearance by attorneys for motion hearings,
pretrial conferences, scheduling and the setting of trial dates”).
Windsor is correct that the trial court’s June 22 letter states that the parties are
“REQUIRED to be present” in court for the scheduled hearings, but he has not met his
burden of showing that he has properly filed a request for telephone hearings, that he has
brought the request to the trial judge’s attention, and that the trial judge then failed or
refused to rule on his request within a reasonable time. I would overrule issue two on
this basis.
REX D. DAVIS
Justice
Concurring opinion delivered and filed August 31, 2016
Do not publish
proceeding) (mem. op., not designated for publication) (discussing that Windsor was indicted in Ellis
County for offense of bail jumping and that case was dismissed without prejudice).
In re. Windsor Page 8