FILED
SEPTEMBER 15, 2016
In the Office of the Clerk of Court
WA State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION THREE
STATE OF WASHINGTON, )
) No. 33210-1-111
Respondent, )
)
v. )
)
JUAN CARLOS ARANDA-SARABIA, ) UNPUBLISHED OPINION
)
Appellant. )
FEARING, C.J. - The trial court, after a jury verdict, convicted Juan Carlos
Aranda-Sarabia of attempted murder in the first degree, among other crimes. On appeal,
Aranda challenges both his conviction and a portion of his sentence. During trial, police
officer Ben Majetich testified to an eye witnesses' identification of Aranda as the shooter
without the eye witness testifying at trial. Aranda did not then object. After the jury
found Aranda guilty, the trial court found that he lacked the present or future ability to
pay legal financial obligations. The court, nevertheless, imposed mandatory financial
obligations of a deoxyribonucleic acid (DNA) testing fee, restitution, and a victim fee.
Aranda argues before us that his trial counsel was ineffective for failing to object to
No. 33210-1-III
State v. Aranda-Sarabia
Majetich's testimony and that the trial court violated substantive due process by imposing
the DNA fee. We reject Aranda's arguments and affirm his conviction and sentence.
FACTS
On February 12, 2013, Juan Carlos Aranda-Sarabia gathered his family and left
the family's Burbank residence for Pasco. At trial, Aranda testified that he left the
Burbank home to flee from men who threatened him and his family. After separating
from his family, Aranda approached 226 Oregon Street, in Pasco. Aranda testified that
he believed the structure at the address was a hotel and that his family was resting there.
The structure was an apartment complex, however. Aranda knocked on apartment doors
seeking to find the hotel office.
Juan Carlos Aranda-Sarabia eventually knocked on the outside door of apartment
one, in which Alfredo Mejia-Leyva lived with Angelica Vibanco and her children. Mejia
had just completed showering and answered the knock. Mejia opened the door, and
Aranda proclaimed he was looking for someone else and made a mistake by rapping on
the door. Mejia closed the door.
Juan Carlos Aranda-Sarabia knocked on the door a second time. Angelica
Vibanco opened the door this time. Aranda entered and pointed a shotgun at Alfredo
Mejia-Leyva's chest. Mejia instinctually pushed the shotgun from his chest, but the gun
fired and pumped buckshot into his stomach.
2
No. 33210-1-111
State v. Aranda-Sarabia
Angela Mazon-Flores, who lived in apartment three of the complex, and Curtis
Gresser, who lived in apartment five, heard a gunshot. Mazon then saw Juan Carlos
Aranda-Sarabia with a gun. Gresser saw Aranda with a gun wrapped in his sweater.
We do not know who summoned law enforcement, but Pasco police officers
arrived within minutes. Officers found Juan Carlos Aranda-Sarabia in bushes near
Alfredo Mejia-Leyva's apartment and placed him in handcuffs. When handcuffing
Aranda, police officers ordered him to kneel. When Officer Trever Sweeney approached
Aranda to escort him to a police cruiser, Sweeney observed that Aranda had knelt on a
shotgun inside his sweater. Sweeney confiscated the shotgun.
Pasco Police Captain Ben Majetich went to apartment one. Angelica Vibanco
opened the door a crack. Vibanco talked to someone on her cellphone. She shook and
cried. Vibanco opened the door for Majetich to enter and Majetich discovered Alfredo
Mejia-Leyva lying on the floor of his apartment in a puddle of his own blood.
Captain Ben Majetich escorted Angelica Vibanco outside to the patrol car, in
which Juan Carlos Aranda-Sarabia sat. Majetich wanted to ensure that officers had
arrested the assailant and that the culprit was not endangering others. Majetich directed
Vibanco to look at Aranda, and Captain Majetich asked Vibanco: "' Is this the right
guy?'" Report of Proceedings (RP) at 206. Vibanco replied: "'Yeah. Yeah. That's
him.'" RP at 207.
3
No. 33210-1-III
State v. Aranda-Sarabia
Emergency personnel rushed Alfredo Mejia-Leyva to the local hospital, where he
was air evacuated to Harborview Medical Center in Seattle. Dr. Fermin Godinez, the
emergency room doctor who first treated Mejia, characterized Mejia's wounds as
"potentially lethal." RP at 237. Mejia required one year to recover. Washington State
Patrol Crime Laboratory scientist, Beau Baggenstoss, tested the shotgun and found
Aranda's DNA on the shotgun.
Angelica Vibanco, at an unidentified time before trial, relocated to California.
PROCEDURE
On February 14, 2013, the State of Washington filed charges against Juan Carlos
Aranda-Sarabia for first degree assault. The State later amended the charges to include a
count of attempted first degree murder. The State sought a firearm enhancement with
each charge.
On September 5, 2014, the trial court signed a subpoena compelling Angelica
Gomez Vi ban co to appear and testify at trial for an October 2014 trial date. The 2014
trial date was postponed.
On February 17, 2015, the State, in a trial brief, wrote: "[ a]t the current time
[Angelica Vibanco] is not cooperative with the prosecution." Clerk's Papers (CP) at 124.
The brief also asserted that an officer should be allowed to testify to Vibanco's
identification of Juan Carlos Aranda-Sarabia under two exceptions to the hearsay
4
No. 33210-1-111
State v. Aranda-Sarabia
evidentiary prohibition: statements of identification and excited utterances. On February
18, 2015, the trial began.
During trial, Pasco Police Captain Ben Majetich testified about his conversation
with Angelica Vibanco, Alfredo Mejia-Leyva's temporary roommate, immediately after
the shooting. Majetich declared:
Angelica Vibanco. She-she-initially, I remember this
specifically, she initially had just like cracked open the door enough where
I could see her, and I think I got the impression that she just wanted to
verify I was the police, and she had a cell phone to her ear and was, you
know, shaking, crying and you know how you sob, you get the quiver in
your voice? It's because she was talking to somebody on the phone and
wasn't talking directly to me.
Then once I believe she identified me as a police officer she opened
the door wider. When she opened the door initially beside her crying and,
you know, talking on the phone, her two children just-I don't know what
they were saying but just crying and bawling and, you know, screaming.
They opened the door wider, and at that time I saw an adult male
right there on the inside of the door laying on the living room floor ....
Q. Okay, and did you ask this woman to take a look at this person
who was in custody out in the yard?
A. 1-1 first asked her-I said, "Who shot-you know, who shot
him?" She responded, "Some guy." ...
The defendant, by that time he had been walked out to a patrol car
here (indicating). So, it just, you know, is feet. Ten, twenty feet maybe. I
asked her if she would step out and look at him, "Is this the right guy?"
because my main concern, yeah, identity for the case. That's big obviously,
but I just wanted to make sure we had the guy that was responsible and we
do not have somebody else running around.
Q. All right, and while you're asking her to do this, is she still in the
same condition you describe her earlier?
5
No. 33210-1-III
State v. Aranda-Sarabia
A. Oh, yeah and very hesitant. As a matter of fact, I had to coach
her outside of the apartment, and we later learned why that was, but I had to
coach her out of the apartment. She just peeked out enough to peek around
the comer, and then she immediately ducked back and said, "Yeah. Yeah.
That's him." So, we were confident we had the right guy.
Q. Thank you.
A. At this point, her reaction or what she said obviously, fear, but
yeah, we had him.
Q. So, her demeanor when she saw him looked afraid to you?
A. Oh, sure. Yeah. Even with all-by this time, we had a lot of
cops and stuff, but she was still afraid.
RP at 204-07.
On cross-examination of Pasco Detective Scott Warren, defense counsel elicited
testimony that Angelica Vibanco "gave a couple different versions of what happened that
day." RP at 512. Warren did not identify the nature of the different versions.
The jury found Juan Carlos Aranda-Sarabia guilty of both assault in the first
degree and attempted murder in the first degree. The trial court ruled that the charges
merged and sentenced Aranda only for the attempted murder in the first degree charge
with a firearm enhancement.
At sentencing, the trial court struck all nonmandatory legal financial obligations
on the basis that Juan Carlos Aranda-Sarabia lacked the present or future ability to pay
the obligations. The court imposed restitution, a victim assessment fee, and the DNA
collection fee of $100. Aranda did not object, at sentencing, to the imposition of the
DNA collection fee.
6
No. 33210-1-III
State v. Aranda-Sarabia
I
LAW AND ANALYSIS
I Ben Majetich Testimony
II Juan Carlos Aranda-Sarabia complains on appeal that his trial counsel should have
and failed to object to Captain Ben Majetich's testimony that Angelica Vibanco identified
!
I Aranda as the shooter of Alfredo Mejia-Leyva. We need to identify the rules or
I
constitutional provisions on which Aranda relies when assigning this error. In his first
I three assignments of error, Aranda declares:
I
I 1. The trial court erred in admitting hearsay statements by the
I victim's roommate, Angelica Gomez Vibanco.
I 2. Mr. Aranda was denied effective assistance of counsel by his
counsel's failure to object to the admission of hearsay statements that
violated his constitutional right of confrontation.
3. Mr. Aranda was denied a fair trial.
Br. of Appellant at 1 (footnote omitted). In his first two issues pertaining to his
assignments of error, Aranda writes:
1. Did the admission of hearsay statements by the victim's
roommate, Angelica Gomez Vibanco, violate Mr. Aranda's confrontation
rights under the Sixth Amendment to the United States Constitution?
2. Was Mr. Aranda denied effective assistance of counsel by his
counsel's failure to object to the admission of hearsay statements that
violated his confrontation rights?
Br. of Appellant at 1. Finally, in the headline to his briers argument oflaw, Aranda
summarizes:
Mr. Aranda was denied a fair trial and effective assistance of counsel
when his counsel failed to object to the admission of damaging hearsay
7
No. 33210-1-III
State v. Aranda-Sarabia
statements of the victim's roommate, Angelica Gomez Vibanco, which
violated the confrontation clause under the Sixth Amendment to the United
States Constitution and Article I, section 22 of the Washington
Constitution.
Br. of Appellant at 7. After reviewing the assignments of error, issues pertaining to the
assignments of error, and the appellant's brief, we conclude that Juan Carlos Aranda-
Sarabia asserts the hearsay evidentiary rule, the confrontation clauses of the Sixth
Amendment to the United States Constitution and article I, section 22 of the state
constitution, and the constitutional right to the effective assistance of counsel under the
Sixth Amendment to the United States Constitution and article I, section 22 of the state
constitution.
Juan Carlos Aranda-Sarabia did not object at trial to the testimony of Ben
Majetich. Therefore, we must determine what, if any, argument Aranda may pursue on
appeal.
RAP 2.5(a) formalizes a fundamental principle of appellate review. The first
sentence of the rule reads:
(a) Errors Raised for First Time on Review. The appellate court
may refuse to review any claim of error which was not raised in the trial
court.
RAP 2.5. No procedural principle is more familiar than that a right of any sort may be
forfeited in criminal cases by the failure to make timely assertion of the right before a
tribunal havingjurisdiction to determine it. United States v. Olano, 507 U.S. 725, 731,
8
No. 33210-1-III
State v. Aranda-Sarabia
113 S. Ct. 1770, 123 L. Ed. 2d 508 (1993); Yakus v. United States, 321 U.S. 414,444, 64
S. Ct. 660, 88 L. Ed. 834 (1944).
RAP 2.5(a) affords the trial court an opportunity to rule correctly on a matter
before it can be presented on appeal. State v. Strine, 176 Wn.2d 742, 749, 293 P.3d 1177
(2013 ). There is great potential for abuse when a party does not raise an issue below
because a party so situated could simply lie back, not allowing the trial court to avoid the
potential prejudice, gamble on the verdict, and then seek a new trial on appeal. State v.
Weber, 159 Wn.2d 252, 271-72, 149 P.3d 646 (2006); State v. Emery, 174 Wn.2d 741,
762, 278 P.3d 653 (2012). The theory of preservation by timely objection also addresses
several other concerns. The rule serves the goal of judicial economy by enabling trial
courts to correct mistakes and thereby obviate the needless expense of appellate review
and further trials, facilitates appellate review by ensuring that a complete record of the
issues will be available, and prevents adversarial unfairness by ensuring that the
prevailing party is not deprived of victory by claimed errors that he had no opportunity to
address. State v. Strine, 176 Wn.2d at 749-50 (2013); State v. Scott, 110 Wn.2d 682, 685-
88, 757 P.2d 492 (1998).
Countervailing policies support allowing an argument to be raised for the first time
on appeal. For this reason, RAP 2.5(a) contains a number of exceptions. RAP 2.5(a)(3)
allows an appellant to raise for the first time "manifest error affecting a constitutional
9
No. 33210-1-III
State v. Aranda-Sarabia
right," an exception on which a convicted appellant commonly relies. Constitutional
errors are treated specially under RAP 2.5(a) because they often result in serious injustice
to the accused and may adversely affect public perceptions of the fairness and integrity of
judicial proceedings. State v. Scott, 110 Wn.2d at 686-87. Prohibiting all constitutional
errors from being raised for the first time on appeal would result in unjust imprisonment.
2A KARL B. TEGLAND, WASHINGTON PRACTICE: RULES PRACTICE RAP 2.5 author's cmt.
6, at 218 (8th ed. 2014 ). On the other hand, "permitting every possible constitutional
error to be raised for the first time on appeal undermines the trial process, generates
unnecessary appeals, creates undesirable retrials and is wasteful of the limited resources
of prosecutors, public defenders and courts." State v. Lynn, 67 Wn. App. 339, 344, 835
P.2d 251 (1992).
Juan Carlos Aranda-Sarabia's assignment of error based on ER 801 and 802, the
hearsay bar to testimony, is by definition based on a court rule, not a constitutional
provision. Therefore, we decline to address whether Ben Majetich's testimony violates
the hearsay rule. Pursuant to ER 103(a)(l):
error may not be predicated upon a ruling which admits or excludes
evidence unless ... a timely objection or motion to strike is made, stating
the specific ground of objection.
We move to Juan Carlos Aranda-Sarabia's constitutional challenges. Under the
Sixth Amendment's confrontation clause, "[i]n all criminal prosecutions, the accused
10
No. 33210-1-111
State v. Aranda-Sarabia
shall enjoy the right ... to be confronted with the witnesses against him." U.S. CONST.
amend. VI. Under the Washington Constitution, article 1, section 22, an accused holds
the right "to meet the witnesses against him face to face." Juan Carlos Aranda-Sarabia
claims that his confrontation clause assigned errors present manifest constitutional error
and are thus reviewable under RAP 2.5(a)(3).
Although some constitutional errors may be asserted for the first time on appeal,
both the United States Supreme Court and this ·court have held that confrontation clause
errors, because of the uniqueness of the clause, may never be asserted for the first time on
review. In Melendez-Diaz v. Massachusetts, 557 U.S. 305, 326-27, 129 S. Ct. 2527, 174
L. Ed. 2d 314 (2009), the United States Supreme Court declared that the defendant
always has the burden of raising his federal confrontation clause objection at trial. The
Court reasoned:
It is common to require a defendant to exercise his rights under the
Compulsory Process Clause in advance of trial, announcing his intent to
present certain witnesses. There is no conceivable reason why he cannot
similarly be compelled to exercise his Confrontation Clause rights before
trial.
Melendez-Diaz, 557 U.S. at 327 (internal citations omitted).
In State v. O'Cain, 169 Wn. App. 228, 279 P.3d 926 (2012), this court, citing
Melendez-Diaz, held that a defendant must raise a confrontation clause claim at or before
trial or lose the benefit of the right both under the United States and the state
11
I
I
I
i No. 33210-1-111
I
I
State v. Aranda-Sarabia
I
I constitutions. James O'Cain was convicted of one count of assault in the second degree,
I one count of assault in the fourth degree, and one count of felony harassment, based in
I part on out-of-court statements uttered by the victim, Sheila Robinson, to medical
I personnel who treated Robinson for her injuries. O'Cain contended on appeal that his
I convictions must be reversed because the admission of Robinson's statements violated
I
I his right to confrontation under both the state and federal constitutions. We held that,
I because O'Cain did not assert his confrontation clause objection at or before trial, he
could not obtain appellate relief on that claim, despite RAP 2.5(a)(3).
In a thoroughly reasoned and historically chronicled opinion, the O 'Cain court
noted that the defendant must assert the confrontation clause right at trial so that the
prosecution may decide what steps to take to introduce the desired evidence. The
obligation of the defendant to assert the right at trial is "part and parcel of the very right
itself." 169 Wn. App. at 238. We reasoned:
Requiring the defendant to assert the confrontation right at trial is
also consistent with other Sixth Amendment jurisprudence. Indeed, were
this not the defendant's burden, the trial judge would be placed in the
position of sua sponte interposing confrontation objections on the
defendant's behalf-or risk knowingly presiding over a trial headed for
apparent reversal on appeal. Such a state of affairs is obviously untenable.
O'Cain, 169 Wn. App. at 243.
The O 'Cain court noted that James O'Cain failed to cite any authority to expand
the protection afforded under the state constitution confrontation clause from that
12
II
I No. 33210-1-111
State v. Aranda-Sarabia
I afforded by the United States Constitution in terms of the requirement of asserting the
i right at trial. The reasons that attended to the requirement under federal law attached to
I the state constitution. A defendant should not be permitted to stay silent at trial, bet on a
verdict in his favor, and then raise his state confrontation claim on appeal. Gaming the
I
I
system in this manner is of no less concern when it is a state right that is asserted, as
I opposed to a federal right. The wording of the Washington provision supported our
conclusion. Article I, section 22 refers to the defendant's right "to meet the witnesses
I
against him face to face." Those words lend no credence to the notion that a defendant
may choose not to confront the witness at trial and then seek a new trial based on the
absence of confrontation.
We move to Juan Carlos Aranda-Sarabia's ineffective assistance of counsel
argument. This assignment of error asserts a constitutional error. One might argue that
Aranda should not be able to assert indirectly that his counsel committed error by failing
to assert the confrontation clause at trial by directly raising ineffective assistance of
counsel. This argument is bolstered by the recognition that the determination to assert
the confrontation clause at trial should be left to the discretion of the attorney. State v.
O'Cain, 169 Wn. App. at 244-45 (2012). We do not address this question, nor do we
address whether Aranda presents a manifest constitutional error. Since Aranda does not
establish prejudice, we reject his ineffective assistance of counsel assignment of error.
13
No. 33210-1-III
State v. Aranda-Sarabia
A claim of ineffective assistance of counsel requires a showing that ( 1) counsel's
performance was deficient, and (2) the deficient performance prejudiced the defendant.
Stricklandv. Washington, 466 U.S. 668,687, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984);
State v. Grier, 171 Wn.2d 17, 32-33, 246 P.3d 1260 (2011); State v. Hamilton, 179 Wn.
App. 870, 879, 320 P.3d 142 (2014). If one prong of the test fails, we need not address
the remaining prong. State v. Hendrickson, 129 Wn.2d 61, 78, 917 P.2d 563 (1996).
This is a mixed question of law and fact, reviewed de novo. Strickland v. Washington,
466 U:S. at 698.
For the deficiency prong, this court gives great deference to trial counsel's
performance and begins the analysis with a strong presumption that counsel was
effective. State v. West, 185 Wn. App. 625, 638, 344 P.3d 1233 (2015). Trial strategy
and tactics cannot form the basis of a finding of deficient performance. State v. Johnston,
143 Wn. App. 1, 16, 177 P .3d 1127 (2007). Deficient performance is performance that
fell below an objective standard of reasonableness based on consideration of all the
circumstances. State v. McFarland, 127 Wn.2d 322, 334-35, 899 P.2d 1251 (1995). The
appellant bears the burden to prove ineffective assistance of counsel. State v. McFarland,
127 Wn.2d at 335.
The decision of when or whether to object is a classic example of
trial tactics. Only in egregious circumstances, on testimony central to the
State's case, will the failure to object constitute incompetence of counsel
justifying reversal.
14
No. 33210-1-III
State v. Aranda-Sarabia
State v. Madison, 53 Wn. App. 754, 763, 770 P.2d 662 (1989).
Under Strickland, for the prejudice prong, the defendant must show that
there is a reasonable probability that, but for counsel's unprofessional errors, the
result of the proceeding would have been different. A reasonable probability is a
probability sufficient to undermine confidence in the outcome. Strickland v.
Washington, 466 U.S. at 694. But within the context of manifest constitutional
error, the standard in Washington is more stringent, omitting Strickland's
"reasonable probability" language. State v. Contreras, 92 Wn. App. 307, 312, 966
P .2d 915 ( 1998). Thus, a defendant "bears the burden of showing, based on the
record developed in the trial court, that the result of the proceeding would have
been different but for counsel's deficient representation." State v. McFarland, 127
Wn.2d at 337 (1995) (emphasis added).
The State presented overwhelming evidence of Juan Carlos Aranda-
Sarabia' s guilt, including the victim's identification of Aranda and his DNA on the
shotgun. Aranda conceded that he was present at the scene of the crime before,
during, and after the shooting. Multiple witnesses saw him with an object they
identified as a gun.
15
No. 33210-1-III
State v. Aranda-Sarabia
DNA Collection Fee
Juan Carlos Aranda-Sarabia contends the $100 DNA fee violates substantive due
process as applied to indigent defendants. The State responds that the fee does not
violate substantive due process and that the fee is mandatory. We decline to address the
merits of this assignment of error.
Juan Carlos Aranda-Sarabia did not contend, during sentencing, that the
imposition of the mandatory DNA collection fee without inquiry into his ability to pay
violates substantive due process principles. RCW 43.43.754 demands a biological
sample, for purposes of DNA identification analysis, from an adult convicted of a felony.
In tum, RCW 43.43.7541 imposes a $100 mandatory fee on the adult convicted of a
felony to defray the cost of the collection of the sample. The latter statute reads, in
relevant part:
Every sentence imposed for a crime specified in RCW 43.43.754
must include a fee of one hundred dollars. The fee is a court-ordered legal
financial obligation as defined in RCW 9.94A.030 and other applicable
law. For a sentence imposed under chapter 9.94A RCW, the fee is payable
by the offender after payment of all other legal financial obligations
included in the sentence has been completed. For all other sentences, the
fee is payable by the offender in the same manner as other assessments
imposed ....
This court recently addressed whether it should entertain a constitutional challenge
to the payment of the DNA collection fee when the defendant failed to raise the challenge
16
No. 33210-1-111
State v. Aranda-Sarabia
before the trial court. In State v. Stoddard, 192 Wn. App. 222, 366 P.3d 474 (2016), we
held that we would not review the challenge if the record does not show the financial
condition of the appellant. RAP 2.5(a)(3) allows an appellant to raise for the first time
"manifest error affecting a constitutional right." Nevertheless, in order for an issue to be
"manifest" under RAP 2.5, the facts necessary to adjudicate the claimed error must be in
the record on appeal. State v. McFarland, 127 Wn.2d at 333 (1995); State v. Riley, 121
Wn.2d 22, 31,846 P.2d 1365 (1993).
Juan Carlos Aranda-Sarabia's appeal echoes Gary Stoddard's challenge. Like
Stoddard, Aranda's contentions assume his poverty. The record, however, contains no
information that he cannot afford to pay the $100 collection fee. The trial court ruled
Aranda to be indigent for purposes of hiring appellate counsel. Nevertheless, the cost of
a criminal charge's defense exponentially exceeds $100. Therefore, one may be able to
afford payment of $100, but not afford defense counsel.
CONCLUSION
We affirm the conviction and sentence of Juan Carlos Aranda-Sarabia. We deny
the State costs on appeal.
A majority of the panel has determined this opinion will not be printed in the
17
No. 33210-1-111
State v. Aranda-Sarabia
Washington Appellate Reports, but it will be filed for public record pursuant to RCW
2.06.040.
e_Qy u
WE CONCUR:
Lawrence-Berrey, J. Pennell, J.
18