ACCEPTED
05-14-01238-CR
FIFTH COURT OF APPEALS
DALLAS, TEXAS
4/3/2015 5:28:36 PM
LISA MATZ
CLERK
Oral Argument Not Requested.
FILED IN
NO. 05-14-01238-CR 5th COURT OF APPEALS
DALLAS, TEXAS
IN THE COURT OF APPEALS 4/3/2015 5:28:36 PM
LISA MATZ
FOR THE FIFTH DISTRICT OF TEXAS Clerk
AT DALLAS
________________________
ROBERTO ARNOLDO MARTINEZ RECEIVED IN
5th COURT OF APPEALS
a/k/a ROBERTO BARRIENTOS, DALLAS, TEXAS
Appellant 4/3/2015 5:28:36 PM
LISA MATZ
vs. Clerk
THE STATE OF TEXAS,
Appellee
________________________
On appeal from the Criminal District Court No. 3 of
Dallas County, Texas
Cause No. F14-00302-J
________________________
STATE’S BRIEF
________________________
Counsel of Record:
SUSAN HAWK LARISSA T. ROEDER
Criminal District Attorney Assistant District Attorney
Dallas County, Texas State Bar No. 24010357
133 N. Riverfront Blvd., LB-19
Dallas, Texas 75207-4399
(214) 653-3627 (Phone)
(214) 653-3643 (Fax)
ATTORNEYS FOR THE STATE OF TEXAS
TABLE OF CONTENTS
STATEMENT OF THE CASE ........................................................................................... 1
STATEMENT OF FACTS .................................................................................................. 2
ARGUMENT..................................................................................................................... 13
Response to Issue One ..................................................................................................... 13
THE TRIAL COURT PROPERLY EXERCISED ITS DISCRETION IN
EXCLUDING SPECULATIVE TESTIMONY REGARDING INFORMATION
KNOWN BY “MOST” HOMELESS SEX- OFFENDER REGISTRANTS. ............... 13
Response to Issue Two ..................................................................................................... 22
THE STATE OPPOSES APPELLANT’S REQUEST TO MODIFY THE
JUDGMENT TO REFLECT APPELLANT WAS CONVICTED OF A
LESSER DEGREE OF OFFENSE. .............................................................................. 22
Response to Issue Three .................................................................................................. 26
THE JUDGMENT SHOULD BE MODIFIED TO CORRECTLY REFLECT
“RICHARD CARRIZALES” AS APPELLANT’S TRIAL COUNSEL. ..................... 26
PRAYER ........................................................................................................................... 27
CERTIFICATE OF SERVICE AND WORD-COUNT COMPLIANCE ......................... 28
INDEX OF AUTHORITIES
Cases
Abron v. State,
997 S.W.2d 281 (Tex. App.—Dallas 1998, pet. ref’d) ................................................. 26
Asberry v. State,
813 S.W.2d 526 (Tex. App.—Dallas 1991, pet. ref’d) ................................................. 26
Barrientos v. State,
No. 05-12-00648-CR,
2013 Tex. App. LEXIS 7712 (Tex. App.—Dallas June 24, 2013, no pet.) (mem. op.,
not designated for publication) .................................................................................. 1, 22
Barrientos v. State,
Nos. 05-06-00675-CR & 05-06-00676-CR,
2007 Tex. App. LEXIS 3945 (Tex. App.—Dallas May 23, 2007 pet. ref’d) (mem. op.,
not designated for publication) ........................................................................................ 1
Bigby v. State,
892 S.W.2d 864 (Tex. Crim. App. 1994) ...................................................................... 17
Bigley v. State,
865 S.W.2d 26 (Tex. Crim. App. 1993) ........................................................................ 26
Nolan v. State,
39 S.W.3d 697 (Tex. App.—Houston [1st Dist.] 2001, no pet.) ................................... 26
Osbourn v. State,
92 S.W.3d 531 (Tex. Crim. App. 2002) ........................................................................ 18
Ramos v. State,
245 S.W.3d 410 (Tex. Crim. App. 2008) ...................................................................... 17
Tillman v. State,
354 S.W.3d 425 (Tex. Crim. App. 2011) ...................................................................... 17
Turro v. State,
950 S.W.2d 390 (Tex. App.—Fort Worth 1997, pet. ref’d) .......................................... 17
ii
Statutes
Tex. Code Crim. Proc. Ann. art. 62.001(5)(A), (F) (West Supp. 2014) ........................... 24
Tex. Code Crim. Proc. Ann. art. 62.051 (West Supp. 2014)............................................. 20
Tex. Code Crim. Proc. Ann. art. 62.053 (West Supp. 2014)............................................. 19
Tex. Code Crim. Proc. Ann. art. 62.101(a) (West Supp. 2014) ........................................ 23
Tex. Code Crim. Proc. Ann. art. 62.101(a)(3) (West Supp. 2014) ......................... 3, 22, 23
Tex. Code Crim. Proc. Ann. art. 62.101(b) (West Supp. 2014 ......................................... 23
Tex. Code Crim. Proc. Ann. art. 62.101(c) (West Supp. 2014) ........................................ 23
Tex. Code Crim. Proc. Ann. art. 62.101(c)(2) (West Supp. 2014) ................................... 24
Tex. Code Crim. Proc. Ann. art. 62.102 (West Supp. 2014)................................... 1, 20, 22
Tex. Code Crim. Proc. Ann. art. 62.102(a) (West Supp. 2014) ........................................ 23
Tex. Code Crim. Proc. Ann. art. 62.102(b) (West Supp. 2014) ........................................ 23
Tex. Penal Code Ann. § 21.08 (West 2011) ...................................................................... 22
Tex. Penal Code Ann. § 21.08(a) (West 2011) ................................................................. 24
Tex. Penal Code Ann. § 21.11(a)(2)(A) (West 2011) ................................................... 1, 24
Rules
Tex. R. App. P. 43.2(b).......................................................................................... 13, 25, 26
Tex. R. App. P. 44.2(b)................................................................................................ 19, 21
Tex. R. Evid. 602 ............................................................................................................... 17
Tex. R. Evid. 701 ............................................................................................................... 17
iii
TO THE HONORABLE COURT OF APPEALS:
The State of Texas submits this brief in response to the brief of appellant,
Roberto Arnoldo Martinez, a/k/a Roberto Barrientos.
STATEMENT OF THE CASE
In 2006, a jury convicted appellant of two counts of indecency with a child
by exposure and assessed punishment at four years’ imprisonment in each case.
See Tex. Penal Code Ann. § 21.11(a)(2)(A) (West 2011); Barrientos v. State, Nos.
05-06-00675-CR & 05-06-00676-CR, 2007 Tex. App. LEXIS 3945 (Tex. App.—
Dallas May 23, 2007 pet. ref’d) (mem. op., not designated for publication). In
2012, a jury convicted appellant of failing to register as a sex offender and assessed
punishment at 18 months’ confinement in a state jail facility. See Tex. Code Crim.
Proc. Ann. art. 62.102 (West Supp. 2014); Barrientos v. State, No. 05-12-00648-
CR, 2013 Tex. App. LEXIS 7712 (Tex. App.—Dallas June 24, 2013, no pet.)
(mem. op., not designated for publication).
In 2014, a grand jury issued an indictment charging appellant with the
offense of failure to comply with registration requirements (“failure to register as a
sex offender”), enhanced by the prior felony conviction for indecency with a child.
(CR:7-8). See Tex. Code Crim. Proc. Ann. art. 62.102. At trial, the State
abandoned the indecency enhancement paragraph and relied instead on appellant’s
2012 conviction for failure to register as a sex offender as the enhancement
1
allegation. (CR:7-8; RR.3:19). The jury found appellant guilty, found the
enhancement allegation to be true, and assessed punishment at seven years’
imprisonment. (CR:42; RR.4:28-29). Appellant filed a motion for new trial,
which the trial court overruled. (CR:43). Appellant timely filed a notice of appeal.
(CR:33).
STATEMENT OF FACTS
On June 18, 2011, Officer James Snyder was responsible for overseeing
registered sex offenders for the city of Carrollton. (RR.3:30-31). Appellant was
arrested for indecent exposure, which brought appellant to Snyder’s attention as a
person that might be subject to sex-offender registration. (RR.3:31-32, 127).
Snyder checked appellant’s criminal history and learned that appellant had a 2006
conviction for indecency with a child by exposure, a reportable offense.
(RR.3:33). Snyder ordered court documents related to the offense and confirmed
appellant’s conviction. (RR.3:33). Snyder checked the Texas sex-offender
database and learned that appellant was not registered. (RR.3:34). Snyder was
unable to find any record that appellant had ever registered as a sex offender or that
appellant had ever been notified of his duty to register. (RR.3:34).
On August 17, 2011, Snyder contacted appellant while appellant was serving
time in the Carrollton jail on an unrelated seatbelt violation. (RR.3: 41). Snyder
2
informed appellant that he was required to register for life as a sex offender.1
(RR.3:38-39). Appellant became upset and belligerent. (RR.3:38, 42-43). He
insisted that he did not have to register and that no one had ever told him he had a
duty to register. (RR.3:41-42). Snyder nevertheless spent twenty to thirty minutes
with appellant going over and filling out the state-required sex offender registration
forms. (RR.3:34-40; RR.5 State’s Ex. 5).
Snyder photographed appellant and obtained appellant’s fingerprints on the
sex-offender registration/verification fingerprint card and appellant’s thumbprint
on both the pre-registration notification form and the sex-offender update form.
(RR.3:37, 39; RR.5: State’s Ex. 5). Appellant refused to sign the sex-offender
registration documents. (RR.3:38, 43). The notation “Refused” or “Offender
Refused to Sign” is noted on the registration forms in place of appellant’s
signature. (RR.3:38; RR.5: State’s Ex. 5).
Snyder testified that his conversation with appellant and the registration
forms were both in English. (RR.3:35). Appellant did not request or appear to
need a translator. (RR.3:35-36). It appeared to Snyder, “[v]ery much so,” that
appellant understood their conversation. (RR.3:35-36).
1
The offense for which appellant was convicted is subject to a 10-year registration
period, unless appellant is convicted of another reportable offense before or after the
conviction at issue. See Tex. Code Crim. Proc. Ann. art. 62.101(a)(3) (West Supp. 2014).
3
Snyder testified that he sent the original registration documents to the Texas
Department of Public Safety (DPS) and that he handed appellant’s copy of the
completed forms to the jail staff. (RR.3: 39). Snyder insisted that he witnessed the
jail staff place appellant’s copy of the forms in appellant’s locker. (RR.3:44-45).
Appellant was released from jail the day following his meeting with Snyder.
(RR.3:44).
On Tuesday May 28, 2013, at around 5:30 A.M., Richardson Patrol Officer
Austin Reynolds was patrolling his normal route when he noticed an unfamiliar car
in a church parking lot. (RR.3:50-51). Reynolds approached the car and contacted
appellant, who appeared to have been sleeping inside. (RR.3:52, 62-63). When
Reynolds asked appellant for identification, appellant handed Reynolds a Texas
identification card with the name Roberto Barrientos. (RR.3:52-53). Reynolds ran
a computer check on the name and received a sex-offender hit for Roberto
Martinez with the alias name of Roberto Barrientos. (RR.3:53). The sex-offender
hit was from the Carrollton Police Department. (RR.3:53). The hit listed the
offender’s address as “incarcerated.” (RR.3:53).
Officer Reynolds asked appellant if he had ever been arrested and if he was
required to register as a sex offender. (RR.3:66). Appellant told Reynolds he had
only been arrested for a traffic violation and he denied having to register as a sex
offender. (RR.3:66). Reynolds contacted the Carrollton Police Department and
4
requested a photograph of the person associated with the sex-offender hit.
(RR.3:53). The photograph received by Reynolds confirmed appellant as the
identified sex offender. (RR.3:54, 58; RR.5: State’s Exs. 10, 11).
Reynolds asked appellant where he was living. (RR.3:54). Appellant said
he had been living at 106 Dublin in Richardson, Texas, for approximately three
months, but had recently been “kicked out” because he could not pay his rent.
(RR.3:54). Appellant said he had a job scheduled for that day, he was waiting for
the bus to take him to the job, and “once he got money back, he was planning to
move back into 106 Dublin.” (RR.3:54-55).
Reynolds had insufficient grounds at the time to arrest appellant. (RR.3:54,
56). Reynolds instead filled out an information report documenting their meeting
so that a detective could conduct a follow-up investigation into whether appellant
was committing a criminal offense related to his registration. (RR.3:54, 56, 63, 66-
67).
Detective Jules Farmer conducted the follow-up investigation. (RR.3:69-
70). Farmer confirmed that appellant had a 2006 conviction for indecency with a
child and that appellant was required to register annually. (RR.3:70-71). Farmer
determined that appellant had not registered with any agency in Texas since 2011.
(RR.3:70-71). He determined that appellant had been released from jail in March
5
2013, and that as of June 3, 2013, appellant had not registered with Richardson or
any other police department. (RR.3:71-72).
Farmer testified that he located a theft complaint filed by appellant around
May 20, 2013, in which appellant listed 106 Dublin Drive as his place of residence.
(RR.3:51, 73). Farmer confirmed that on May 28, 2013, appellant told Reynolds
he had been living at 106 Dublin Drive before he was evicted. (RR.3:72-73).
Farmer contacted Cheryl Miller, the homeowner of 106 Dublin Drive, who
confirmed that appellant had been living at that address since March 2013.
(RR.3:73-74). Miller provided Farmer with a copy of appellant’s rent receipt dated
May 29, 2013, the day following appellant’s encounter with Reynolds. (RR.3:74,
132; State’s Ex. 12).
In response to a question by the prosecutor, Farmer confirmed that the sex-
offender registration statute includes provisions addressing registration for persons
who are evicted or homeless. (RR.3:72-73). He testified that sex offenders are
required to notify the local police department of the place they intend to call home,
regardless of whether or not that place has a formal address, i.e., “living
underneath the bridge at Collins and 75.” (RR.3:72). He noted that registered sex
offenders are required to notify the police department of any change in their status,
including changes in their residence status. (RR.3:73). Farmer confirmed that a
sex offender has a “7-day period” in which the offender is required to register his
6
location. (RR.3:74). Farmer testified that he obtained a warrant for appellant’s
arrest after he confirmed that appellant had been living at 106 Dublin for more than
two months without registering his address as required. (RR.3:75).
On cross-examination, Farmer agreed that a sex offender’s ability to register
a physical location as opposed to a street address is a relatively new thing.
(RR.3:76). Farmer noted that he learned about it from the 2011 legislative updates.
(RR.3:77). When asked if a normal registrant who was homeless would be aware
that he could register his location, Farmer replied, “I believe they’re provided
registration requirements upon their release from jail.” (RR.3:77). When asked,
“[W]ould most of those folks know that they could register under a bridge[,]” the
prosecutor objected, “Calls for speculation;” the trial court sustained the objection.
(RR.3:77-78).
Defense counsel next questioned Farmer about the complaint appellant filed
regarding the theft of his backpack. (RR.3:78-79). Farmer confirmed that
appellant identified a location other than the address he listed as his residence as
the location where the theft occurred; Farmer did not recall if the theft location was
a “mission.” (RR.3:79). Farmer disagreed with defense counsel’s claim that it
7
would be unusual for appellant to report a theft if appellant knew he was in
violation of the law. 2 (RR.3:79-80).
Vincent Castilleja is the manager of the DPS Sex-Offender Registration
Bureau. (RR.3:85). Castilleja confirmed that appellant last registered with DPS on
August 17, 2011. (RR.3:85, 88). Castilleja testified that a registered sex offender
has a continuing duty to report any status changes to the local law enforcement
agency within seven days. (RR.3:88). He explained that when an offender is
incarcerated, it is customary for the local law enforcement agency to report the
offender’s “status or address as incarcerated.” (RR.3:88). Castilleja confirmed
that once an “[offender] is released from incarceration, it is [the offender’s]
responsibility, within seven days, to update their address, their registration
information.” (RR.3:89). If the offender does not update his address, the sex-
offender database will continue to show the person as incarcerated. (RR.3:89).
Castilleja confirmed that appellant was not registered with any city or law
enforcement agency between March of 2013 and June of 2013. (RR.3:89, 94).
The State rested its case in chief and appellant testified in his own defense.
(RR.3:95, 106). Appellant identified himself as Roberto Barrientos Martinez.
2
After Farmer was excused, the court had the jury removed from the courtroom and
admonished appellant to stop speaking out and to stop yelling while witnesses were
testifying. (RR.3:82-83). Defense counsel noted that appellant’s outbursts were
disruptive and distracting. (RR.3:82-83).
8
(RR.3:106). Appellant confirmed that he was convicted of indecency with a child
by exposure in 2006, but stated that he was wrongfully convicted and that he did
not commit the offense. (RR.3:108). Appellant testified that he was not notified or
given any sex-offender registration paperwork when he was released from jail in
2008 after serving the sentence on his 2006 conviction. (RR.3:108-09).
Appellant testified that in August 2011, he was serving time on a traffic
ticket in the Carrollton city jail when Officer Snyder told him, “From now on, I
want you to register as a sex offender,” and “We all want you to register.”
(RR.3:110-11). Appellant said he was surprised and upset to hear that he was
required to register as a sex offender. (RR.3:110, 112). Appellant told Snyder no
one ever told him he had to register and his conviction was “wrongful.”
(RR.3:112). Appellant testified that Snyder did not meet with him for twenty
minutes and that Snyder did not have all of the registration documents admitted at
trial with Snyder when he met with appellant in jail. (RR.3:111-12).
Appellant claimed that his next contact with law enforcement was when
Snyder came to the church where he was working and arrested him for failure to
register as a sex offender. (RR.3:114). Appellant testified that Snyder never
notified him or gave him papers telling him he had to register as a sex offender.
(RR.3:114). Appellant insisted that when he was released from jail the day after
9
Snyder presented him with the paperwork, he did not receive any of the forms
stating he was required to register as a sex offender. (RR.3:114).
Appellant confirmed that he was convicted of failure to register as a sex
offender and claimed that he served nineteen months in jail on that conviction.
(RR.3:115). Appellant testified that when he was released from jail after serving
his sentence, no one told him or gave him any paperwork that informed him that he
had to register as a sex offender. (RR.3:115).
In March 2013, after being released from jail on his 2011 conviction for
failure to register as a sex offender, appellant moved into 106 Dublin in
Richardson, Texas. (RR.3:116). Appellant explained that when Officer Reynolds
found him in the church parking lot asleep in his car, he was having “difficulty
renting” because he did not make enough money, but stated he wasn’t homeless.
(RR.3:120).
Appellant ultimately confirmed that he had two convictions for indecency
with a child and one conviction for indecent exposure. (RR.3:126-27). Appellant
confirmed that when Officer Snyder brought him the sex-offender registration
forms in 2011, Snyder told him, “you’ve got to register or go to prison.”
(RR.3:129). When asked if he understood what Snyder told him, appellant said,
“Yes,” and “I never said that I didn’t understand him.” (RR.3:129).
10
Appellant confirmed that he was arrested and convicted by a jury of failing
to register as a sex offender after Snyder told him he had to register as a sex
offender. (RR.3:129-31). When asked, “Are you telling this jury you didn’t know
you had to register after you spent time in jail for not registering?” appellant
replied, “I haven’t been told . . . to be registered by the penal institution . . . .”
(RR.3:131). Appellant said he did not go to the Richardson Police Department to
inform them that he was living at 106 Dublin, even though he had just been
released from serving time on his conviction for failure to register as a sex
offender, because “I wasn’t told again.” (RR.3:132).
SUMMARY OF ARGUMENT
Appellant presents three issues for review. In his first issue, appellant
claims the trial court abused its discretion in sustaining the State’s objection to
Detective Farmer’s testimony on information known to “most” homeless sex-
offender registrants. The objected-to question improperly called for Farmer to
speculate about what information the majority of a diverse population might or
might not know. Since there is no evidence Farmer had personal knowledge of the
requested information, the trial court properly exercised its discretion in sustaining
the State’s objection to the question, “If they live under a bridge . . . would most of
those folks know that they could register under a bridge?” In the alternative, any
possible error from the trial court’s ruling limiting Farmer’s testimony is harmless.
11
In his second issue, appellant asks this Court to modify the judgment to
reflect that the offense for which he was convicted is a state jail felony offense.
The State opposes appellant’s request.
Appellant was convicted of indecent exposure under penal code section
21.08 in 2011. Appellant’s 2011 conviction is a second conviction for a sexual
exposure offense under Chapter 21; appellant’s first conviction was his conviction
for indecency with a child by exposure under penal code section 21.11(a)(2)(A) in
2006. A person subject to sex-offender registration as a result of an indecency
with a child by exposure offense is subject to lifetime registration if the person has
a second conviction for a reportable offense. A lifetime registration requirement
increases the degree of offense for a failure to register as a sex offender conviction.
The State recognizes that under a literal reading of the statute, appellant’s
conviction for indecent exposure is not a second conviction under that code
provision that would subject him to sex-offender registration. The State contends,
however, that a literal reading of the statute would lead to an absurd result. The
State would argue that appellant’s indecent exposure conviction is a second sexual
exposure conviction under Chapter 21, and thus, appellant’s 2011 conviction
should constitute a second reportable conviction subjecting appellant to lifetime
registration on his indecency with a child conviction, and thereby elevating the
degree of offense for appellant’s current conviction for failure to register as a sex
12
offender. For this reason, the State does not believe appellant is entitled to
modification of the judgment on this issue under Rule 43.2(b) of the Texas Rules
of Appellate Procedure. .
In his third issue, appellant asks that the judgment be modified to properly
identify his trial counsel. The State agrees that the judgment should be modified to
accurately identify “Richard Carrizales” as appellant’s trial counsel. The State
respectfully prays that the judgment be modified to correct the identified clerical
error and affirmed as modified.
ARGUMENT
Response to Issue One
THE TRIAL COURT PROPERLY EXERCISED ITS DISCRETION
IN EXCLUDING SPECULATIVE TESTIMONY REGARDING
INFORMATION KNOWN BY “MOST” HOMELESS SEX-
OFFENDER REGISTRANTS.
Appellant claims that the trial court abused its discretion in sustaining the
State’s objection to the question, “If they live under a bridge . . . would most of
those folks know that they could register under a bridge?” Becasue there is no
evidence Detective Farmer had personal knowledge of the requested information,
the trial court properly sustained the State’s objection. Moreover, even if Farmer
had sufficient knowledge to answer the question, any possible error in the court’s
limiting Farmer’s testimony was harmless.
13
Applicable Facts
Officer Reynolds discovered appellant sleeping inside a car in a church
parking lot on May 28, 2013. (RR.3:51-53). Reynolds learned that appellant had
been living at 106 Dublin, that he had recently been evicted because he couldn’t
pay his rent, and that he planned on moving back to 106 Dublin as soon as he had
the money. (RR.3:54-55). Reynolds also learned that appellant had been
previously registered as a sex offender and that appellant’s residential status had
not been updated since he was released from jail. (RR.3:53-54, 58). Reynolds
generated an information report and the matter was turned over to Detective
Farmer for further investigation. (RR.3:69-70).
During direct examination by the prosecutor, Farmer testified that appellant
had a 2006 reportable conviction for indecency with a child, appellant was required
to register as a sex offender, and appellant had not registered with any agency since
2011. (RR.3:70-71). Farmer testified that appellant was released from jail in
March 2013, and that as of June 3, 2013, appellant had not registered his address
with any police department. (RR.3:71-72). Farmer confirmed that on May 28,
2013, appellant told Reynolds he had been living at 106 Dublin Drive. (RR.3:72-
73).
14
The prosecutor next asked Farmer if the registration statute has provisions
that enable a person who is “kicked out or evicted or homeless” to register.
(RR.3:72). Farmer testified as follows:
If they can’t find a homeless shelter that will accept them, then my
understanding of the Code of Criminal Procedures [sic], they are to
provide us an address; “they” being a registered sex offender.
They are to provide the department with a physical location that they
intend to call their house or their residence, where law enforcement
can find them. They can tell us they’re living underneath the bridge at
Collins and 75; and so long as I can find them there, then that’s where
we can register them.
(RR.3:72). Farmer confirmed that a registered sex offender who suddenly
becomes homeless or gets evicted is required to notify law enforcement of the
change in his residence status. (RR.3:73).
On cross-examination, defense counsel engaged Farmer in the following
exchange:
[DEFENSE COUNSEL]: And this thing about - - the district
attorney asked you about where people could register living under a
bridge. You know, I live off of Riverfront and 35 or something under
the - - you know, down the road or whatever. Really, that’s kind of a
new thing. Would you agree with me?
[FARMER]: Yes, sir.
[DEFENSE COUNSEL]: In other words, that’s just kind of
filtering down as we speak over the last six months; would you agree
with me?
[FARMER]: No, sir. I believe that was a legislative update
maybe two legislative sessions ago.
15
[DEFENSE COUNSEL]: 2011. Yes, I saw that. But my
question to you is this thing about people registering and living under
a bridge and are homeless, that is a new thing that’s starting to come
out now. Would you agree with me? Not the law, but the awareness
of it?
[FARMER]: You mean an issue with the registrants?
[DEFENSE COUNSEL]: No. The awareness that that’s even a
possibility.
[FARMER]: I mean, I was aware of it when the legislative
update came down in 2011.
[DEFENSE COUNSEL]: Would a normal registrant, prisoner
who is required to register, know that?
[FARMER]: I believe they’re provided - -
[DEFENSE COUNSEL]: The homeless?
[FARMER]: I believe they’re provided registration
requirements upon their release from jail.
[DEFENSE COUNSEL]: No, no. My question from the
district attorney, would most of those folks know that they could
register under a bridge?
[PROSECUTOR]: Objection. Calls for speculation.
THE COURT: Objection sustained.
[DEFENSE COUNSEL]: She asked you about people that are
homeless. Was Mr. Martinez homeless or not homeless?
[FARMER]: He had established a residence at 106 Dublin
Drive.
(RR.3:76-78)(emphasis added).
16
Standard of Review
A trial court’s ruling on the admissibility of evidence is reviewed for an
abuse of discretion. Tillman v. State, 354 S.W.3d 425, 435 (Tex. Crim. App.
2011). A trial court does not abuse its discretion as long as its ruling is correct
under any theory of law applicable to the case and its decision is within the zone of
reasonable disagreement. See Ramos v. State, 245 S.W.3d 410, 418 (Tex. Crim.
App. 2008).
Applicable Law
Rule 602 of the Texas Rules of Evidence provides that a witness may not
testify to a matter unless there is sufficient evidence to show the witness has
personal knowledge of the matter. Tex. R. Evid. 602. Rule 701 provides that a lay
person may offer opinion testimony, limited to those opinions that are rationally
based on the witness’ perception and that are helpful to clarify understanding of the
witness’s testimony or the determination of a fact in issue. Tex. R. Evid. 701. The
requirement of Rule 701 that the witness’s testimony be based on the perception of
the witness presumes that the witness either observed or experienced the
underlying facts, thereby meeting the personal-knowledge requirement of Rule
602. Turro v. State, 950 S.W.2d 390, 403 (Tex. App.—Fort Worth 1997, pet.
ref’d) (citing Bigby v. State, 892 S.W.2d 864, 889 (Tex. Crim. App. 1994)). A
witness’s testimony admitted under Rule 701 “can include opinions, beliefs, or
17
inferences as long as they are drawn from his or her own experiences or
observations.” Osbourn v. State, 92 S.W.3d 531, 535 (Tex. Crim. App. 2002).
Application of Law to the Facts
Appellant contends that the trial court abused its discretion in limiting
Farmer’s testimony on information that homeless sex-offender registrants
possessed regarding their duty to report a physical location as their place of
residence. Appellant is incorrect.
The objected-to question required Farmer to speculate about information
possessed by a diverse population defined by only two variables –homeless and
sex offender. Even as the person in charge of the city’s sex offender registrants,
nothing in the record shows that Farmer had personal knowledge of whether
“most” of the homeless sex-offender population knew or did not know they could
report a physical location as their place of residence.
In attempting to bring the objected-to question into Detective Farmer’s
sphere of personal knowledge, appellant reinterprets the question as follows:
The question was not whether Farmer knew how appellant would
have known this information. Rather, the question solicited
information as to how any person required to register as a sex
offender would have notice about registering a geographical or
physical address if the person were homeless.
(Appellant’s Br. 13) (emphasis added). Farmer already answered this question
when he stated, “I believe they’re provided registration requirements upon their
18
release from jail.” (RR.3:77). Farmer’s answer is supported by the document
“Pre-Release Notification Form Texas Sex Offender Registration Program,” which
was admitted into evidence as part of State’s Exhibit 5. This particular form,
which is signed by Snyder and bears appellant’s thumbprint, reflects that the form
is provided to offenders upon “Release or Discharge from a Penal Institution or
Release to Community Supervision, Parole, Mandatory Supervision or the Law
Enforcement Registering Authority” in accordance with Tex. Code Crim. Proc.
Ann. art. 62.053 (West Supp. 2014). This form includes a specific provision
notifying offenders of their duty to report their “Lack of Address” to law
enforcement authorities. The provision states:
If I lack a physical address assigned by a governmental entity, I must
provide to the local law enforcement authority a detailed description
of the geographical location where I reside or intend to reside for
more than 7 days. I must report in person to the local law
enforcement authority not less than once in each 30 day period to
confirm my location until a physical address can be provided.
(RR.5: State’s Ex. 5). The record reflects that Farmer answered the questions on
which he had personal knowledge, and that the trial court properly sustained the
State’s objection to the question upon which his answer would have been merely
speculation.
Moreover, even if this Court should find the trial court abused its discretion
in limiting Farmer’s testimony, any possible error is harmless. See Tex. R. App. P.
44.2(b). The sole issue in this case is whether appellant intentionally, knowingly,
19
or recklessly failed to comply with the Chapter 62 sex-offender registration and
verification requirements. To convict appellant the jury had to find appellant,
intentionally, knowingly, or recklessly:
1. failed to appear in person and provide the Richardson Police
Department with proof of appellant’s identity and new residence,
not later than the seventh day after appellant changed address; or
2. failed to register or verify registration with the Richardson Police
Department within seven days of appellant’s release from the state
jail facility; or
3. failed to report in person to the Richardson Police Department that
appellant had been evicted or was no longer residing at 106 Dublin
Drive.
(CR:9-10, 20-29). Tex. Code Crim. Proc. Ann. arts. 62.051, 62.102 (West Supp.
2014).
The evidence established that on August 17, 2011, Officer Snyder notified
appellant of his duty to register as a sex offender. Snyder filled out and went over
the sex-offender registration forms with appellant while appellant was serving time
on a ticket in the Carrollton jail. Appellant was released from jail the following
day and did not report to his local law enforcement agency as required. Appellant
was subsequently convicted of failure to register as a sex offender and sentenced to
eighteen months in a state jail facility.
Appellant was released from the state jail facility in March 2013. Appellant
moved into and lived at #106 Dublin Drive for approximately three months.
20
Around May 20, 2013, appellant filed a theft complaint in which he listed 106
Dublin Drive as his place of residence. On May 28, 2013, appellant was found
sleeping in his truck after having been evicted from 106 Dublin for non-payment of
rent. On May 29, 2013 appellant again paid rent for his room at 106 Dublin Drive.
Appellant did not report, verify, or register any address with the Richardson
Police Department at any time from the day he was released from the state jail
facility in March 2013, through June 3, 2013. Appellant did not report his address
within seven days of moving into 106 Dublin Drive, he did not report his address
within seven days of being released from the state jail facility, and he did not
appear in person at the Richardson Police Department to report that he had been
evicted from 106 Dublin Drive. The evidence overwhelmingly establishes
appellant’s failure to comply with the sex-offender registration reporting
requirements. As such, any possible error in the exclusion of this requested
information is harmless. See Tex. R. App. P. 44.2(b).
For all of the above reasons, this Court should overrule appellant’s first issue
on appeal.
21
Response to Issue Two
THE STATE OPPOSES APPELLANT’S REQUEST TO MODIFY
THE JUDGMENT TO REFLECT APPELLANT WAS CONVICTED
OF A LESSER DEGREE OF OFFENSE.
Appellant asks this Court to modify the judgment to reflect that he was
convicted of a state jail offense. The State opposes appellant’s request.
Applicable Facts
Appellant was convicted of two offenses of indecency with a child by
exposure in 2006. Tex. Penal Code Ann. § 21.11(a)(2)(A) (West
Supp. 2014). Appellant’s convictions originally carried a 10-year
registration requirement. Tex. Code Crim. Proc. Ann. art.
62.101(a)(3).
On June 9, 2011, appellant committed a new offense of indecent
exposure. See Tex. Penal Code Ann. § 21.08 (West 2011).
On August 31, 2011, appellant committed the offense of failure to
register as a sex offender. See Tex. Code Crim. Proc. Ann. art.
62.102.
On August 31, 2011, appellant was convicted of failing to register as a
sex offender. In this Court’s opinion affirming appellant’s conviction,
this Court recognized appellant’s ten-year registration requirement.
Barrientos, 2013 Tex. App. LEXIS 7712, at *10.
On June 12, 2012, appellant was convicted of the 2011 indecent
exposure offense.
During appellant’s trial for the instant failure to register offense, the State
introduced certified copies of the judgments in appellant’s indecency with a child
convictions and appellant’s indecent exposure conviction. Appellant testified
during guilt and confirmed his convictions in all three cases.
22
Applicable Law
Article 62.102 delineates three different degrees of offenses under Chapter
62. See Tex. Code Crim. Proc. Ann. art. 62.102(a). Article 62.102 provides that
an offense under Chapter 62 is a state jail felony if the person’s duty to register
expires under Article 62.101(b) or (c); a third degree felony if the person is subject
to lifetime registration with annual verification requirement; and a second degree
felony if the person is subject to lifetime registration with a 90-day verification
requirement. See Tex. Code Crim. Proc. Ann. arts. 62.101(a)-(c); 62.102(b) (West
Supp. 2014).
Article 62.101(a) provides in relevant part that a person’s duty to register as
a sex offender ends when the person dies if the person has a reportable conviction
or adjudication for an offense under penal code section 21.11(a)(2), “if before or
after the person is convicted or adjudicated for the offense . . . the person receives
or has received another reportable conviction . . . for an offense or conduct that
requires registration under this chapter.” Tex. Code Crim. Proc. Ann. art.
62.101(a)(3) (West Supp. 2014). Article 62.101(c) provides:
(c) Except as provided by Subchapter I, the duty to register for a
person with a reportable conviction or adjudication for an offense
other than an offense described by Subsection (a) ends:
...
(2) if the person’s duty to register is based on a conviction . . ., on
the 10th anniversary of the date on which the court dismisses the
criminal proceedings against the person and discharges the person,
23
the person is released from a penal institution, or the person
discharges community supervision, whichever date is later.
Tex. Code Crim. Proc. Ann. art. 62.101(c)(2). A reportable conviction under
Article 62.001 includes: “(A) a violation of Section . . . 21.11 (indecency with a
child),” and “(F) the second violation of Section 21.08 (Indecent exposure), Penal
Code, but not if the second violation results in a deferred adjudication.”
Tex. Code Crim. Proc. Ann. art. 62.001(5)(A), (F) (West Supp. 2014).
Penal code section 21.11 provides:
(a) A person commits an offense if, with a child younger than 17 years
of age, . . . the person:
(2) with intent to arouse or gratify the sexual desire of any person:
(A) exposes the person’s anus or any part of the person’s
genitals, knowing the child is present[.]
Tex. Penal Code Ann. § 21.11(a)(2)(A). Penal code section 21.08 similarly
provides:
(a) A person commits an offense if he exposes his anus or any part of
his genitals with intent to arouse or gratify the sexual desire of any
person, and he is reckless about whether another is present who will
be offended or alarmed by his act.
Tex. Penal Code Ann. § 21.08(a) (West 2011).
Application of Law to Facts
Whether appellant is subject to lifetime registration and thus convicted of a
higher degree of offense depends on whether appellant’s 2011 indecent exposure
24
conviction is considered a second conviction for indecent exposure and thus, a
reportable offense. In the context of registration requirements, it seems absurd that
a person convicted of indecency with a child by exposure, who is subsequently
convicted of indecent exposure can avail himself of the ten-year registration
provision even though he committed a second sexual exposure offense. A person’s
second conviction for the misdemeanor offense of indecent exposure is a
reportable conviction. Where a person is convicted first of the felony offense of
indecency with a child by exposure and later convicted of indecent exposure, the
indecent exposure offense should logically be a reportable conviction. The State
acknowledges that a conviction for indecency with a child by exposure is, on its
own, a reportable conviction. The conviction, however, is subject to only a ten-
year reporting period unless the person has another reportable conviction.
Appellant should not be able to avail himself of the shorter reporting period simply
because his first sexual exposure offense was a felony.
Appellant notes in his brief that this Court previously recognized that
appellant was subject to the 10-year registration period. At the time of appellant
was convicted of the failure to register as a sex offender, he had not yet been
convicted in the indecent exposure case. The State disagrees with appellant’s
claim that the third-degree felony offense designation is a clerical error subject to
correction under Tex. R. App. P. 43.2(b). A modification of the judgment on this
25
issue would require judicial reasoning, and thus, is not appropriate for clerical
correction. The State respectfully requests this Court deny appellant’s request to
modify the court’s judgment to reflect appellant’s conviction on lower degree of
offense and overrule appellant’s second issue on appeal.
Response to Issue Three
THE JUDGMENT SHOULD BE MODIFIED TO CORRECTLY
REFLECT “RICHARD CARRIZALES” AS APPELLANT’S TRIAL
COUNSEL.
The State agrees that the judgment should be modified to accurately identify
appellant’s trial counsel as Richard Carrizales.
Applicable Law
Where the record contains the necessary information to do so, the court on
appeal has the authority to modify incorrect judgments. Tex. R. App. P. 43.2 (b);
Bigley v. State, 865 S.W.2d 26, 27 (Tex. Crim. App. 1993); Abron v. State, 997
S.W.2d 281, 282 (Tex. App.—Dallas 1998, pet. ref’d). “An appellate court has the
power to correct and reform a trial court judgment ‘to make the record speak the
truth when it has the necessary data and information to do so, or make any
appropriate order as the law and nature of the case may require.’” Nolan v. State,
39 S.W.3d 697, 698 (Tex. App.—Houston [1st Dist.] 2001, no pet.) (quoting
Asberry v. State, 813 S.W.2d 526, 529 (Tex. App.—Dallas 1991, pet. ref’d)).
26
The judgment identifies the “Attorney for Defendant” as Kenneth
Weatherspoon. The record reflects that appellant was represented at trial by
“Richard Carrizales.” (CR:6, 7, 16; RR.1:2; RR.3:2, 7). Because this Court has
the information to do so, the State respectfully joins in appellant’s request that the
judgment be modified to correctly reflect Richard Carrizales as appellant’s trial
counsel.
PRAYER
The State prays this Honorable Court will affirm the judgment of the trial
court as modified.
Respectfully submitted,
SUSAN HAWK LARISSA T. ROEDER
Criminal District Attorney Assistant District Attorney
State Bar No. 00791886 State Bar No. 24010357
Dallas County, Texas 133 N. Riverfront Blvd., LB-19
Dallas, Texas 75207-4399
(214) 653-3627 (phone)
(214) 653-3643 (fax)
larissa.roeder@dallascounty.org
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CERTIFICATE OF SERVICE AND WORD-COUNT COMPLIANCE
A copy of this brief has been served on Assistant Public Defender Julie
Woods, attorney for appellant, via electronic service at
Julie.Woods@dallascounty.org on April 3, 2015. I further certify that this
document contains 6,451 words, inclusive of all contents.
Larissa T. Roeder
28