FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT December 12, 2016
_________________________________
Elisabeth A. Shumaker
Clerk of Court
CINDY BOEVERS, an individual; RETA
STRUBHAR, an individual,
Plaintiffs - Appellees,
v. No. 16-6039
(D.C. No. 5:14-CV-01048-F)
CHARLES COFFMAN, in his official and (W.D. Okla.)
individual capacity; AL GLEICHMANN,
in his official and individual capacity;
DONNIE ROBINSON, in his official and
individual capacity,
Defendants - Appellants,
and
THE CITY OF PIEDMONT,
OKLAHOMA, a municipal corporation,
Defendant.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before BRISCOE, EBEL, and PHILLIPS, Circuit Judges.
_________________________________
In this interlocutory appeal, Defendants-Appellants Charles Coffman, Al
Gleichmann, and Donnie Robinson, three city councilmembers for the City of
Piedmont, Oklahoma (“Councilors”), challenge the district court’s decision denying
*
This order and judgment is not binding precedent, except under the doctrines of law
of the case, res judicata, and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
them absolute legislative immunity from Plaintiffs-Appellees’ 42 U.S.C. § 1983
equal protection claim. Concluding this appeal is now moot, we DISMISS the appeal
and REMAND this case to the district court to dismiss with prejudice the claim as
against the Councilors and to consider whether the claim against the remaining
defendant, the City of Piedmont, is also moot.
I. BACKGROUND
Plaintiffs Cindy Boevers and Reta Strubhar are land developers (“Developers”)
who sought approval of the preliminary plat for their development from Piedmont’s
five-member City Council. Accepting Plaintiffs’ well-pled allegations as true, see
Kamplain v. Curry Cty. Bd. of Comm’rs, 159 F.3d 1248, 1250 (10th Cir. 1998)
(addressing motion to dismiss based on absolute legislative immunity), on two
occasions when Developers’ preliminary plat came before the Council for
consideration, the three Councilors walked out of the meeting, destroying the quorum
needed for the Council to act on Developers’ plat. Developers then sued the City and
the three Councilors under 42 U.S.C. § 1983, alleging Defendants were depriving
Developers of equal protection of the law. As relief, Developers seek an injunction
and a declaratory judgment. In this appeal, Councilors challenge the district court’s
decision to deny their Fed. R. Civ. P. 12(b)(6) motion for absolute legislative
immunity. Councilors have now moved to dismiss their appeal as moot, because
Councilor Coffman’s term on the City Council has ended and he did not seek re-
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election; Councilor Robinson resigned and has been replaced on the Council; and the
Council has now approved Developers’ preliminary plat.1
II. ANALYSIS
Article III of the United States Constitution limits federal courts to deciding
only actual cases and controversies. See Brown v. Buhman, 822 F.3d 1151, 1163
(10th Cir. 2016) (citing Hollingsworth v. Percy, —U.S.—, 133 S. Ct. 2652, 2661
(2013)), petition for cert. filed, (U.S. Sept. 15, 2016) (No. 16-333). The actual case
or controversy must continue throughout the litigation. See id. at 1165 (citing
Campbell-Ewald Co. v. Gomez, —U.S.—, 136 S. Ct. 663, 669 (2016), and Genesis
Healthcare Corp. v. Symczyk, —U.S.—, 133 S. Ct. 1523, 1528 (2013)). A case
becomes moot, depriving federal courts of jurisdiction, see id. (citing Decker v. Nw.
Def. Ctr., —U.S.—, 133 S. Ct. 1326, 1336 (2013)), if at any time during the litigation
the controversy is “no longer ‘live’ or the parties lack a legally cognizable interest in
the outcome,” id. (quoting Chafin v. Chafin, —U.S.—, 133 S. Ct. 1017, 1023
(2013)). “No matter how vehemently the parties continue to dispute the lawfulness
of the conduct that precipitated the lawsuit, the case is moot if the dispute is no
longer embedded in any actual controversy about the plaintiffs’ particular legal
rights.” Id. (quoting Already, LLC v. Nike, Inc., —U.S. —, 133 S. Ct. 721, 727
(2013)).
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The parties do not dispute these facts which Councilors claim have caused their
appeal to become moot.
3
The relevant question in determining whether a case has become moot “is
whether granting a present determination of the issues offered will have some effect
in the real world.” Id. at 1165-66 (internal quotation marks omitted). “Put another
way, a case becomes moot when a plaintiff no longer suffers actual injury that can be
redressed by a favorable judicial decision.” Id. at 1166 (internal quotation marks
omitted).
In light of the developments that have occurred in the case at issue here since
this appeal was filed, Developers are no longer suffering an actual injury redressible
by a judicial decision, and any ruling we might make will have no effect in the real
world. Developers seek only prospective relief: a declaration that Defendants
violated Developers’ right to equal protection of the laws, an order directing the City
to act on Developers’ preliminary plat, an order enjoining the three Councilors from
obstructing action on the plat, and a permanent injunction prohibiting Councilors
from “wrongfully blocking quorum and/or preventing action on Developers’ present
and future applications.” (Aplt. App. 226-27.) But the Council has now approved
Developers’ preliminary plat. Two of the three defendant Councilors are no longer
council members and have been replaced on the five-member Council. Currently all
five Council positions are filled and Councilman Gleichmann is the only one who is
alleged to have engaged in unconstitutional conduct to deprive the Council of a
quorum when considering Developers’ now-approved preliminary plat. Any decision
the Court might make now in resolving this appeal, therefore, would have no real-
world effect because even if Councilman Gleichmann again walked out of legislative
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proceedings pertaining to Developers’ plat approval request, it would not have the
effect of depriving the Council of a quorum.
Developers’ arguments to the contrary are unavailing. Developers point out
that, in order to complete their current development project, they will have to return
to the City Council to obtain approval of their final plat. In light of that, they assert
that former Councilors Coffman and Robinson could choose to run for City Council
again, be elected, and then “pick up where they left off.” (Aple. Response 2.) That
possibility, however, is too speculative to keep this case alive. So, too, are
Developers’ assertions that, should the Council ever meet with only a three-member
quorum, the remaining defendant on the Council, Councilor Gleichmann, could again
disrupt the Council’s consideration of any matter Developers might have before the
Council at that time; or that Gleichmann could persuade other current council
members to join him in obstructing the Council’s consideration of any of Developers’
future applications.
Developers next invoke an exception to mootness, contending that this court
should still address the issue presented in this appeal—whether Councilors are
entitled to legislative immunity for walking out of the Council meetings—because
Defendants caused the mootness by voluntarily ceasing their challenged conduct,
which they can again resume once this case has ended. It is true that “voluntary
cessation of challenged conduct does not ordinarily render a case moot because a
dismissal for mootness would permit a resumption of the challenged conduct as soon
as the case is dismissed.” Brown, 822 F.3d at 1166 (quoting Knox v. Serv.
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Employees Int’l Union, Local 1000, —U.S.—, 132 S. Ct. 2277, 2287 (2012)). This
rule was designed to prevent gamesmanship.” Id. “A defendant’s voluntary
cessation may moot a case, however, if the defendant carries ‘the formidable burden
of showing that it is absolutely clear the allegedly wrongful behavior could not
reasonably be expected to recur.’”2 Id. (quoting Already, 133 S. Ct. at 727). “In
practice, this heavy burden frequently has not prevented governmental officials from
discontinuing challenged practices and mooting a case.” Brown, 822 F.3d at 1167
(internal quotation marks, alteration omitted). For the reasons stated above,
Defendants have met that burden here of establishing that this appeal is moot.3
III. CONCLUSION
Because this appeal is moot, we must dismiss it. See Brown, 822 F.3d at 1165.
We remand the case to the district court to dismiss with prejudice Developers’ claims
against the three Councilors as moot. No one asks that we vacate the underlying
2
Brown noted that the Supreme Court’s use of the word “absolutely” “adds little to
this formulation,” and further noted that “the Supreme Court has never suggested a
defendant must make resumption of his conduct impossible” before a defendant’s
voluntary cessation of challenged conduct can moot a case. 822 F.3d at 1166 n.16.
3
Developers seemingly invoke a second mootness exception that applies when a case
involves a dispute that is capable of repetition but, because of its short duration,
evades review. See Brown, 822 F.3d at 1166 (discussing this exception). It is
Developers’ burden to show that this “narrow” exception applies. Ind v. Colo. Dep’t
of Corr., 801 F.3d 1209, 1215 (10th Cir. 2015) (internal quotation marks omitted).
Developers have failed to meet that burden. In support of this mootness exception,
they assert only the same speculative argument, that Defendants voluntarily ceased
their challenged conduct but can resume that conduct once this lawsuit is over. Nor
do Developers assert any argument as to why this issue is of such short duration as to
evade review. See Brown, 822 F.3d at 1166.
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district court decision from which Councilors appeal, and mootness was caused, at
least in part, by two of the three Appellants, Coffman and Robinson, choosing to quit
the Council, and in part by the third Appellant, Gleichmann, choosing not to persist
in walking out of the Council meeting when the Council approved the preliminary
plat. Thus, we decline sua sponte to vacate the district court’s decision at issue here.
See Schell v. OXY USA Inc., 814 F.3d 1107, 1117 & n.5 (10th Cir. 2016), cert.
denied, (U.S. Oct. 31, 2016), and 2016 WL 4001288 (U.S. Nov. 7, 2016). Nor do we
address the merits of the district court’s underlying decision challenged in this
appeal. Lastly, because this interlocutory appeal addressed only the district court’s
decision denying the individual defendant Councilors absolute immunity, and does
not dispose of Developers’ § 1983 claim against the City, we direct the district court,
on remand, to consider whether Developers’ claim against the City is also moot and
otherwise to take such action as may be appropriate.
Entered for the Court
David M. Ebel
Circuit Judge
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