J-S86042-16
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
IN RE: S.L. : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
:
:
:
APPEAL OF: D.L., BIRTH FATHER : No. 1083 WDA 2016
Appeal from the Order July 1, 2016
In the Court of Common Pleas of Washington County
Orphans’ Court at No(s): 63-OC-2015-0717
BEFORE: GANTMAN, P.J., MOULTON, J., and STEVENS, P.J.E.*
MEMORANDUM BY GANTMAN, P.J.: FILED DECEMBER 13, 2016
Appellant, D.L. (“Father”), appeals from the order entered in the
Washington County Court of Common Pleas Orphans’ court, which granted
the petition of the Washington County Children and Youth Social Services
Agency (“CYS”) for involuntary termination of the parental rights Father and
K.G. (“Mother”) to their minor child, S.L. (“Child”). We affirm.
The Orphans’ court correctly sets forth most of the relevant facts and
procedural history of this case. Therefore, we have no reason to restate
them.1 We add Child is two years old and was born in October 2014. At the
time Child was born, Father’s and Mother’s other children, Child’s siblings,
had already been adjudicated dependent. On October 17, 2014, CYS filed
____________________________________________
1
We make one small correction to the court’s opinion at page 1. The court
held termination hearings on November 18, 2015, and March 21, 2016.
_____________________________
*Former Justice specially assigned to the Superior Court.
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an emergency shelter care motion, which the Court granted. Upon Child’s
discharge from the hospital after birth, CYS placed Child in foster care.
Procedurally, by memorandum and order dated July 1, 2016, the court
granted CYS’ petition for involuntary termination of Mother’s and Father’s
parental rights to Child. On July 22, 2016, Father filed a timely notice of
appeal and a concise statement of errors complained of on appeal, pursuant
to Pa.R.A.P. 1925(a)(2)(i). On August 16, 2016, the court filed a statement,
per Pa.R.A.P. 1925(a)(2)(ii), through which the court incorporated by
reference its July 1, 2016 memorandum and order. Mother did not file a
notice of appeal, and she is not a party to this appeal.
Father raises two issues for our review:
DID THE [ORPHANS’] COURT ERR IN TERMINATING
[FATHER’S] PARENTAL RIGHTS WHERE THE EVIDENCE
WAS INSUFFICIENT TO SUSTAIN SUCH A FINDING?
DID THE [ORPHANS’] COURT ERR IN CONCLUDING IT WAS
IN…CHILD’S BEST INTERESTS FOR [FATHER’S] PARENTAL
RIGHTS TO BE TERMINATED WHERE THERE WAS
INSUFFICIENT EVIDENCE FROM WHICH THE TRIAL COURT
COULD MAKE ANY CONCLUSIONS ABOUT THE BOND
BETWEEN FATHER AND [CHILD]?
(Father’s Brief at 7).
Appellate review in termination of parental rights cases implicates the
following principles:
In cases involving termination of parental rights: “our
standard of review is limited to determining whether the
order of the trial court is supported by competent
evidence, and whether the trial court gave adequate
consideration to the effect of such a decree on the welfare
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of the child.”
In re Z.P., 994 A.2d 1108, 1115 (Pa.Super. 2010) (quoting In re I.J., 972
A.2d 5, 8 (Pa.Super. 2009)).
Absent an abuse of discretion, an error of law, or
insufficient evidentiary support for the trial court’s
decision, the decree must stand. … We must
employ a broad, comprehensive review of the record
in order to determine whether the trial court’s
decision is supported by competent evidence.
In re B.L.W., 843 A.2d 380, 383 (Pa.Super. 2004) (en
banc), appeal denied, 581 Pa. 668, 863 A.2d 1141 (2004)
(internal citations omitted).
Furthermore, we note that the trial court, as the
finder of fact, is the sole determiner of the credibility
of witnesses and all conflicts in testimony are to be
resolved by [the] finder of fact. The burden of proof
is on the party seeking termination to establish by
clear and convincing evidence the existence of
grounds for doing so.
In re Adoption of A.C.H., 803 A.2d 224, 228 (Pa.Super.
2002) (internal citations and quotation marks omitted).
The standard of clear and convincing evidence means
testimony that is so clear, direct, weighty, and convincing
as to enable the trier of fact to come to a clear conviction,
without hesitation, of the truth of the precise facts in issue.
In re J.D.W.M., 810 A.2d 688, 690 (Pa.Super. 2002). We
may uphold a termination decision if any proper basis
exists for the result reached. In re C.S., 761 A.2d 1197,
1201 (Pa.Super. 2000) (en banc). If the court’s findings
are supported by competent evidence, we must affirm the
court’s decision, even if the record could support an
opposite result. In re R.L.T.M., 860 A.2d 190, 191[-92]
(Pa.Super. 2004).
In re Z.P., supra at 1115-16 (quoting In re Adoption of K.J., 936 A.2d
1128, 1131-32 (Pa.Super. 2007), appeal denied, 597 Pa. 718, 951 A.2d
1165 (2008)).
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CYS sought involuntary termination of Father’s parental rights on the
following grounds:
§ 2511. Grounds for involuntary termination
(a) General Rule.―The rights of a parent in regard to a
child may be terminated after a petition filed on any of the
following grounds:
(1) The parent by conduct continuing for a period of
at least six months immediately preceding the filing
of the petition either has evidenced a settled purpose
of relinquishing parental claim to a child or has
refused or failed to perform parental duties.
(2) The repeated and continued incapacity, abuse,
neglect or refusal of the parent has caused the child
to be without essential parental care, control or
subsistence necessary for his physical or mental
well-being and the conditions and causes of the
incapacity, abuse, neglect or refusal cannot or will
not be remedied by the parent.
* * *
(5) The child has been removed from the care of the
parent by the court or under a voluntary agreement
with an agency for a period of at least six months,
the conditions which led to the removal or placement
of the child continue to exist, the parent cannot or
will not remedy those conditions within a reasonable
period of time, the services or assistance reasonably
available to the parent are not likely to remedy the
conditions which led to the removal or placement of
the child within a reasonable period of time and
termination of the parental rights would best serve
the needs and welfare of the child.
* * *
(b) Other considerations.―The court in terminating
the rights of a parent shall give primary consideration to
the developmental, physical and emotional needs and
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welfare of the child. The rights of a parent shall not be
terminated solely on the basis of environmental factors
such as inadequate housing, furnishings, income, clothing
and medical care if found to be beyond the control of the
parent. With respect to any petition filed pursuant to
subsection (a)(1), (6) or (8), the court shall not consider
any efforts by the parent to remedy the conditions
described therein which are first initiated subsequent to
the giving of notice of the filing of the petition.
23 Pa.C.S.A. § 2511(a)(1), (a)(2), (a)(5), and (b). “Parental rights may be
involuntarily terminated where any one subsection of Section 2511(a) is
satisfied, along with consideration of the subsection 2511(b) provisions.” In
re Z.P., supra at 1117.
Initially, the focus is on the conduct of the parent. The
party seeking termination must prove by clear and
convincing evidence that the parent’s conduct satisfies the
statutory grounds for termination delineated in Section
2511(a). Only if the court determines that the parent’s
conduct warrants termination of his…parental rights does
the court engage in the second part of the analysis
pursuant to Section 2511(b): determination of the needs
and welfare of the child under the standard of best
interests of the child.
In re L.M., 923 A.2d 505, 511 (Pa.Super. 2007) (internal citations omitted).
Termination under Section 2511(a)(1) involves the following:
To satisfy the requirements of [S]ection 2511(a)(1), the
moving party must produce clear and convincing evidence
of conduct, sustained for at least the six months prior to
the filing of the termination petition, which reveals a
settled intent to relinquish parental claim to a child or a
refusal or failure to perform parental duties. In addition,
Section 2511 does not require that the parent
demonstrate both a settled purpose of relinquishing
parental claim to a child and refusal or failure to
perform parental duties. Accordingly, parental rights
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may be terminated pursuant to Section 2511(a)(1) if
the parent either demonstrates a settled purpose of
relinquishing parental claim to a child or fails to
perform parental duties.
Once the evidence establishes a failure to perform parental
duties or a settled purpose of relinquishing parental rights,
the court must engage in three lines of inquiry: (1) the
parent’s explanation for his…conduct; (2) the post-
abandonment contact between parent and child; and (3)
consideration of the effect of termination of parental rights
on the child pursuant to Section 2511(b).
In re Z.S.W., 946 A.2d 726, 730 (Pa.Super. 2008) (internal citations
omitted) (emphasis added). Regarding the six-month period prior to filing
the termination petition:
[T]he trial court must consider the whole history of a given
case and not mechanically apply the six-month statutory
provision. The court must examine the individual
circumstances of each case and consider all explanations
offered by the parent facing termination of his…parental
rights, to determine if the evidence, in light of the totality
of the circumstances, clearly warrants the involuntary
termination.
In re B.,N.M., 856 A.2d 847, 855 (Pa.Super. 2004), appeal denied, 582 Pa.
718, 872 A.2d 1200 (2005).
The grounds for termination of parental rights under Section
2511(a)(2), due to parental incapacity that cannot be remedied, are not
limited to affirmative misconduct; to the contrary, those grounds may
include acts of refusal as well as incapacity to perform parental duties. In
re A.L.D., 797 A.2d 326 (Pa.Super. 2002). “Parents are required to make
diligent efforts towards the reasonably prompt assumption of full parental
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responsibilities.” Id. at 340. The fundamental test in termination of
parental rights under Section 2511(a)(2) was long ago stated in the case of
In re Geiger, 459 Pa. 636, 331 A.2d 172 (1975), where the Pennsylvania
Supreme Court announced that under what is now Section 2511(a)(2), “the
petitioner for involuntary termination must prove (1) repeated and continued
incapacity, abuse, neglect or refusal; (2) that such incapacity, abuse,
neglect or refusal caused the child to be without essential parental care,
control or subsistence; and (3) that the causes of the incapacity, abuse,
neglect or refusal cannot or will not be remedied.” In Interest of Lilley,
719 A.2d 327, 330 (Pa.Super. 1998).
“Termination of parental rights under Section 2511(a)(5) requires
that: (1) the child has been removed from parental care for at least six
months; (2) the conditions which led to removal and placement of the child
continue to exist; and (3) termination of parental rights would best serve the
needs and welfare of the child.” In re Z.P., supra at 1118.
Under Section 2511(b), the court must consider whether termination
will meet the child’s needs and welfare. In re C.P., 901 A.2d 516, 520
(Pa.Super. 2006). “Intangibles such as love, comfort, security, and stability
are involved when inquiring about the needs and welfare of the child. The
court must also discern the nature and status of the parent-child bond,
paying close attention to the effect on the child of permanently severing the
bond.” Id. at 520. Significantly:
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In this context, the court must take into account whether a
bond exists between child and parent, and whether
termination would destroy an existing, necessary and
beneficial relationship. When conducting a bonding
analysis, the court is not required to use expert testimony.
Social workers and caseworkers can offer evaluations as
well. Additionally, Section 2511(b) does not require a
formal bonding evaluation.
In re Z.P., supra at 1121 (internal citations omitted).
“The statute permitting the termination of parental rights outlines
certain irreducible minimum requirements of care that parents must provide
for their children, and a parent who cannot or will not meet the requirements
within a reasonable time following intervention by the state, may properly be
considered unfit and have his…parental rights terminated.” In re B.L.L.,
787 A.2d 1007, 1013 (Pa.Super. 2001). This Court has said:
There is no simple or easy definition of parental
duties. Parental duty is best understood in relation
to the needs of a child. A child needs love,
protection, guidance, and support. These needs,
physical and emotional, cannot be met by a merely
passive interest in the development of the child.
Thus, this court has held that the parental obligation
is a positive duty which requires affirmative
performance.
This affirmative duty encompasses more than a
financial obligation; it requires continuing interest in
the child and a genuine effort to maintain
communication and association with the child.
Because a child needs more than a benefactor,
parental duty requires that a parent exert himself to
take and maintain a place of importance in the
child’s life.
Parental duty requires that the parent act affirmatively
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with good faith interest and effort, and not yield to every
problem, in order to maintain the parent-child relationship
to the best of his…ability, even in difficult circumstances.
A parent must utilize all available resources to preserve
the parental relationship, and must exercise reasonable
firmness in resisting obstacles placed in the path of
maintaining the parent-child relationship. Parental rights
are not preserved by waiting for a more suitable or
convenient time to perform one’s parental responsibilities
while others provide the child with his…physical and
emotional needs.
In re B.,N.M., supra at 855 (internal citations omitted). “[A] parent’s basic
constitutional right to the custody and rearing of his…child is converted,
upon the failure to fulfill his…parental duties, to the child’s right to have
proper parenting and fulfillment of [the child’s] potential in a permanent,
healthy, safe environment.” Id. at 856.
“While a parent’s emotional bond with his…child is a major aspect of
the subsection 2511(b) best-interest analysis, it is nonetheless only one of
many factors to be considered by the court when determining what is in the
best interest of the child.” In re N.A.M., 33 A.3d 95, 103 (Pa.Super. 2011).
“The mere existence of an emotional bond does not preclude the termination
of parental rights.” Id. Rather, the court “must examine the status of the
bond to determine whether its termination would destroy an existing,
necessary and beneficial relationship.” Id. (internal citations and quotation
marks omitted). “Above all else[,] adequate consideration must be given to
the needs and welfare of the child. A parent’s own feelings of love and
affection for a child, alone, do not prevent termination of parental rights.”
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In re Z.P., supra at 1121.
Importantly, “this Court has recognized a connection between the
involuntary termination of parental rights and the Adoption and Safe
Families Act (“ASFA”)…” In re R.M.G., 997 A.2d 339, 349 (Pa.Super.
2010), appeal denied, 608 Pa. 648, 12 A.3d 372 (2010). The stated policy
of the ASFA is:
[T]o remove children from foster placement limbo
where they know neither a committed parent nor can
[they] look toward some semblance of a normal
family life that is legally and emotionally equivalent
to a natural family…. States such as Pennsylvania,
which participate in the program, are required to
return the child to its home following foster
placement, but failing to accomplish this due to the
failure of the parent to benefit by such reasonable
efforts, to move toward termination of parental
rights and placement of the child through adoption.
Foster home drift, one of the major failures of the
child welfare system, was addressed by the federal
government by a commitment to permanency
planning, and mandated by the law of Pennsylvania
in its participation in the Adoption and Safe Families
Act of 1997. Succinctly, this means that when a
child is placed in foster care, after reasonable efforts
have been made to reestablish the biological
relationship, the needs and welfare of the child
require [the Agency] and foster care institutions to
work toward termination of parental rights, placing
the child with adoptive parents. It is contemplated
this process realistically should be completed
within 18 months.
Essentially, this legislation shifted away from an
inappropriate focus on protecting the rights of parents to
the priority of the safety, permanency and well-being of
the child. While this 18-month time frame may in some
circumstances seem short, it is based on the policy that a
child’s life simply cannot be put on hold in the hope that
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the parent will summon the ability to handle the
responsibilities of parenting.
Id. (internal citations and quotation marks omitted) (emphasis in original).
Instantly, after a thorough review of the record, the briefs of the
parties, the applicable law, and the well-reasoned opinion of the Honorable
Michael J. Lucas, we conclude Father’s issues merit no relief. The Orphans’
court opinion comprehensively discusses and properly disposes of Father’s
issues (See Orphans’ Court Opinion, filed July 1, 2016, at 16-23) (finding:
(1) from Child’s birth through age of eight months, Father failed to perform
regular parental duties; during supervised visits, CYS aide consistently had
to prompt Father to care for Child; Father refused to participate fully in
interactional evaluation with clinical psychologist; caseworker testified that
Father was not compliant with permanency plan; Father failed to avail
himself of available services to alleviate conditions which required Child’s
removal; Father failed to obtain safe, stable, and appropriate housing;
Father did not verify he was undergoing mental health treatment for his
conditions; no evidence established Father had completed appropriate sex
offender course of treatment; caseworker testified that Child would not be
safe in Father’s care; totality of circumstances warranted involuntary
termination of Father’s parental rights to Child under 23 Pa.C.S.A. §§
2511(a)(1), (a)(2), and (a)(5); (2) no credible evidence demonstrated
beneficial bond existed between Father and Child; testimony of case worker
demonstrated that, with exception of small number of instances, Father
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consistently attended supervised visits with Child; nevertheless, Father
attempted to feed Child foods inappropriate for Child’s age; Father’s
interactions with Child indicated he does not have appropriate expectations
for Child, given Child’s age and limitations; Father was often inattentive to
Child during visits, and chose instead to use his cell phone and engage in
unwelcome interactions with CYS staff; Father made threatening remarks
toward CYS staff; clinical psychologist performed interaction evaluation of
Child and his foster parents, who also have custody of Child’s siblings; Child
has beneficial attachment to his siblings; clinical psychologist opined that
Child is healthy and thriving in foster placement; foster mother provides
exceptional level of care to Child; termination of Father’s parental rights
would best serve needs and welfare of Child). The record supports the
court’s decision. Thus, we affirm on the basis of the Orphans’ court opinion.
Order affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 12/13/2016
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Circulated 11/21/2016 11:04 AM
IN THE COURT OF COMMON PLEAS OF
WASI-IlNGTON COUNTY, PENNSYLVANIA
ORPHANS COURT DIVISION
IN THE INTEREST OF:
NO. 63-15-0717
MEMORANDUM AND ORDER
Before the court is the petition of the Washington County Children and
Youth Social Services Agency (CYS). CYS seeks to involuntarily terminate the
parental rights of D .. L• ("Father") and K 11 G .. ("Mother") to
S• . L. (''S .L."), age 20 months.
PROCEDURAL HISTORY
On June 11, 2015 CYS filed a petition seeking termination. In its petition,
CYS alleged grounds for termination pursuant to 23 Pa.C.S.A. §2511 (a)(1)(2) and
(5). Both parents contested the termination. Hearings in this matter occurred on
November 18, 2015 and March 21, 2015.1
I
Due to the medical unavailability of CYS Counsel, an extended recess occurred as CYS had to
engage new counsel to complete the case. During that recess, Mother's Counsel also changed.
1
Six (6) days after S.L.'s birth, upon the recommendation of Master Jessica
Roberts, this court found that permitting S.L. to remain in the care of his parents
was contrary to his best interests and welfare. (See Exhibit 2) In the Shelter Care
Order, Master Roberts detailed: i) the dependent status of S.L. 's siblings; ii)
Mother's failure to complete ordered services; iii) both parents' mental health
treatment needs; iv) Father's status as a registered sexual offender under "Megan's
Law;" ; v) Mother's intellectual limitations; vi) the unsanitary condition of Mother
and Father's home; vii) Father's reporting that his wife, from North Carolina, had
tried to shoot him and his children; viii) Father's threats made to both CYS and to
medical providers for Mother; ix) and Mother's inability to understand "basic
baby instructions."
On November 13, 2014 Master John Richards conducted a merit hearing that
determined issues of dependency and then disposition. Master Richards found that
S.L. 's siblings were placed outside the home of Mother and Father and that
termination hearings were ongoing with regard to those children. Master Richards
found that Mother and Father's home was not safe; that medical providers
expressed concerns regarding Mother's understanding of how to care for an infant;
that Mother had "unresolved mental health issues;" Father was a registered sex
offender who had not completed sexual offender's treatment and had only recently
begun mental health treatment. On the basis of Master Richards' recommendation,
2
• ,L I,·\.
this Court found that S.L. is a dependent child pursuant to 42 Pa.C.S. § 6302 (1).
Master Richards also recommended and the court found that continuing in the
home of Mother and Father would be contrary to welfare, health or safety of S.L.
Both parents were directed to maintain safe and stable housing. Mother was
specifically ordered to undergo a mental health evaluation and an assessment of
her intellectual functioning. Father was directed to participate in mental health and
sexual offender's treatment. S.L. was placed, with his siblings, into undisclosed
CYS Foster Care.
Over the course of the next nine (9) months Master Richards conducted
three (3) permanency review hearings.2 Master Richards found that both Mother
and Father were minimally to moderately compliant with the permanency plan for
the S.L. Both parents attended in excess of seventy percent (70%) of scheduled
visits. Mother was more consistent in visitation with S.L. and during visits she
"attended" to S.L. more than Father. However, according to Master Richards the
evidence showed that Mother did not always know how to address S.L. 's needs.
According to Master Richards concerns persisted with the cleanliness of the
parents' home and Father's excessive cell phone use during visits. (See Exhibit 2
Permanency Review Order of 2/12/15 and 5/7/2015). The record of the
-
Permanency Review Hearings did not indicate that either Mother or Father had
2
Hearings occurred on February 12, 2015, May 7, 2015 and August 6, 2015.
3
,•
complied with orders directing them to undergo mental health treatment and Father
to complete sexual offenders counseling.
On April 15, 2015, Honorable Katherine B. Emery issued an opinion and
order involuntarily terminating the parental rights of Mother and Father to S.L. 's
siblings. In her opinion and order, President Judge Emery detailed Mother and
Father's history of parental incapacity. Such history included the deplorable
condition of the parents' housing dating back to October of 2012; Father's need for
mental health treatment as early as 2003; Father's controlling behavior of Mother
as reported by hospital personnel; and Father's status as a Tier I Megan's law
Offender. President Judge Emery found that neither Mother nor Father "worked-.
with the requisite speed" to achieve reunification. With regard to Father,
President Judge Emery found "particularly problematic" his personality disorder
which was not responsive to treatment and was "ingrained and lifelong." With
regard to Mother, President Judge Emery found that she showed no ability to
"independently care for herself' and no capability to "care for two small children."
Judge Emery found clear and convincing evidence supported such termination
pursuant to 23 Pa.C.S. §2511 (a)(l), (2), (5) and (8).3 (See Exhibits 3 and 4).
3
In an unreported Memorandum Decision a panel of the Superior Court, being Judges Bowes,
Donahue and Fitzgerald, affirmed President Judge Emery's decision on September 24, 2015.
(See Exhibits 5 and 6)
4
.~
Following that decision, the Agency requested a finding of Aggravated
Circumstances with regard to S.L. On May 7, 2015 Master Richards conducted a
permanency review hearing which included consideration of CYS' motion for
aggravating circumstances. Mother and Father were found to be minimally
compliant with the permanency plan. Master Richards found that Mother and
Father had attended twenty-one (21) of twenty-three (23) visits. However, Mother
continued to lack knowledge with regard to addressing S.L. 's needs. Master
Richards found that Father continued to "play on his cell phone" during visits and
lacked knowledge in attending to S.L. when S.L. was "fussy." Master Richards
found that both parents had achieved only minimal progress towards alleviating the
circumstances which necessitated placement. Intellectual testing of Mother
revealed that she has an IQ of 58 and that her judgment and insight is consistent
with that level of intellectual functioning. Though Father reported a new address
in Waynesburg, Pennsylvania, mail directed there had been returned to CYS with
the postal markings "no such number." Having been informed of President Judge
Emery's decision in the termination proceedings, Master Richards recommended
and this Court found that aggravating circumstances existed. CYS was relieved of
the obligation to make efforts to reunify S.L. with his parents.
On June 10, 2015, CYS filed a petition for involuntary termination of
parental rights for both Mother and Father. CYS alleged that: Mother and Father's
5
parental incapacity had persisted; they had failed to perform parental duties: due to
parental incapacity S .L. has been without essential parental care; and that Mother
and Father could not or would not "remedy" those conditions within a reasonable
time ..
On August ·6, 2015 a third permanency review hearing occurred. Despite
notice, neither Mother nor Father, attended the hearing. Master Richards found
that both parents continued to attend visits with S.L. However, Master Richards
also reported both parents required prompting from case aides during visits. On
three (3) separate occasions the parents "had to be told" that S.L. needed sunscreen
when the parents wished to take him outside. At another visit, Mother attempted to
clean S.L's baby teeth with an electric toothbrush which was too hard for him. The
parents attempted to feed S.L, an infant between the ages of seven (7) and ten (10)
months an assortment of "junk food" to include Twinkies®, french fries and little
huggie® drinks. At visits, Father continued to spend significant periods of time
on his cell phone and a laptop. Master Richards recommended continued
placement of S.L. and supervised visitation for both parents. (See Exhibit 2,
August 6, 2015 Order).
At the November 18, 2015 hearing, f~t.r objected to the admission of
the procedural record ofS.L.'s dependency proceedings. In a very broad
objection, "Fo.+-"ne.r asserted that his Due Process rights were violated in those
6
-,,
proceedings by the admission of evidence pursuant to Pa.R.J.C.P. 1608(c). t=tl\~e.r
argued that admission of the court's orders from permanency review hearings
included the admission of factual findings that are not admissible in either an
adjudicatory hearing or a termination of parental rights proceeding. Further,
throughout the hearings in this matter, both Mother and Father argued that grounds
for the termination of their parental rights had not been established by clear and
convincing evidence.
Before the court are three (3) issues for determination:
1) Whether the court may properly admit and give consideration to the court
orders issued in S.L. 's dependency proceedings?
2) Whether CYS proved by clear and convincing evidence grounds for the
termination of parental rights pursuant to 23 Pa.C.S.A. § (a)(l), (2) and/or
(5)?
3) If the Agency has met its burden of proof regarding involuntary termination
of parental rights, then whether termination serves the needs and welfare of
S.L., pursuant to Section 251 l(b)?
ADMISSIBILTY OF PERMANENCY REVIEW ORDERS
In a termination proceeding the Orphans' court must examine competent,
relevant evidentiary resources. In re Adoption ofB.G.S., 418 Pa.Super. 588, 614
7
A.2d 1161 (1992), appeal discontinued, 535 Pa. 628, 631 A.2d 1002 (1993).
Pennsylvania law allows the admission in such proceedings of a lay witness'
testimony on a party's parental capability, when that testimony is based on personal
observation. For instance, evidence of the parent's family history of mental illness
and involvement with the welfare system is also relevant and admissible regarding
issues of family stability or lack of a social support system to assist the parent with
the child. In re A.L.D., 2002 PA Super 104, 797 A.2d 326, 337-38 (Pa. Super.
2002) ( citations omitted) Further, evidence of a parent permitting a convicted drug
offender to have access to a child's home is relevant in a termination proceeding.
In re Adoption ofM.A.R., 405 Pa.Super. 131, 591 A.2d 1133 (1991).
Pa.R.E. 201 (b) provides that "a judicially noticed fact must be one not
subject to reasonable dispute in that it is either (1) generally known within the
territorial jurisdiction of the trial court or (2) capable of accurate and ready
determination by resort to sources whose accuracy cannot reasonably be
questioned. Pursuant to Pa.R.E. 201 (b) a court may take judicial notice of another
case to include rulings made by the court in another proceeding.
In this case, CYS requested that this court take judicial notice of the orders
issued by this court in the dependency proceeding involving the same parties. No
appeal of the orders were taken by any party to include Mother and Father. This
court issued those orders upon recommendation of the assigned hearing masters.
8
The existence of the contents of such orders were capable of ready and accurate
determination by review of the Clerk of Courts file and the CPCMS database.
A Court may not take judicial notice that the factual findings that led to the
prior rulings are true unless the party against whom judicial notice is taken was a
party to the prior litigation. In such cases, judicial or collateral estoppel may
apply. See Binder on Pennsylvania Evidence §2.0l(b). For instance, a trial court's
ruling to take judicial notice of the fact that it ruled against a party in a prior
custody dispute is not erroneous. V.B. v. J.E.B., 55 A.3d 1193, 1206-07 (Pa. Super.
2012). However, in contrast to merely taking judicial notice of its prior ruling, a
trial court commits reversible error by incorporating the entire file of an unrelated
custody litigation into a new dispute by reference and by relying upon its prior
findings of facts to reach its determination. See 220 Partnership v. Philadelphia
Blee. Co., 437 Pa.Super. 650, 650 A.2d 1094, 1097 (1994) ("Where material facts
are in dispute, judicial notice may not be used to deny a party an opportunity to
present contrary evidence").4
4
220 Partnership involved a trial court's dismissal of a complaint upon preliminary objections.
In that case the Superior Court directed that the defense of collateral estoppel should have been
raised in an answer on the merits. Cf. Pa.R.C.P. 1030 (res judicata). The Superior Court
cautioned "if there be any dispute as to the facts supporting such a defense, they can be raised
and adjudicated in an appropriate manner in the litigation. The trial court should not, at the
preliminary objection stage of this action, have accepted as true facts which were in direct
conflict with the well pleaded facts of the complaint. Where material facts are in dispute, judicial
notice may not be used to deny a party an opportunity to present contrary evidence." See: Wells
v. Pittsburgh Board of Public Education, supra 31 Pa.Commw. at 5, 374 A.2d at 1011.
9
.'•
In this case, this court admitted as Exhibit 2 the court orders issued in the
dependency proceeding involving S.L. Such proceedings are not unrelated to the
present action to pursue a termination of parental rights. The parties are the same.
The issues are related. Such evidence is relevant because it informs the trier of fact
as to the reasons that necessitated S.L. 's removal from care; to show what if any
parental incapacity has existed; what progress towards reunification was made and·
whether S.L. has been safe in foster placement.
Judicial notice may not be carried so far as to make it impossible for an
appellate court to determine upon what basis factual findings were made. This,
coupled with a denial of opportunity to introduce contrary evidence or engage in
cross-examination, would be a denial of due process. Aiko Express Lines v.
Pennsylvania Public Utility Commission, 152 Pa.Super. 27, 30 A.2d 440 (1943) as
cited in Wells v. Pittsburgh Bd. of Pub. Ed., 31 Pa.Cmwlth. 1, 5, 374 A.2d 1009,
1011 (1977).
However, the record of this termination proceeding and in particular the case
in chief offered by CYS did not merely present the record of the prior dependency
proceedings. Substantial competent testimony, from a clinical psychologist, a case
aide, the foster placement provider, the caseworker, Mother and Father was
220 P'ship v. Philadelphia Elec. Co., 437 Pa.Super. 650, 656-57, 650 A.2d 1094, 1097 (1994)
10
presented by CYS in this termination proceeding. Mother and Father, each, were
given the opportunity to present evidence that contradicted the specific factual
findings made in the dependency proceeding. In reaching a decision, this court
does not merely rely upon the record of the dependency proceeding. As discussed
below, consideration was given to all testimony and evidence presented in the
termination hearing.
When making a decision as to the current best interests of the children, a
trial judge can consider the history of the parties. Incorporating the prior testimony
between the parties from prior proceedings "is an intelligent and efficient way to
proceed." Jones v. Jones, 2005 PA Super 337, 884 A.2d 915, 916-17 (Pa. Super.
2005).
Furthermore, this court has not credited nor relied upon the reports of Stacy
Frye, a sexual offender counselor. Ms. Frye did not appear and testify at any
dependency proceeding. Though Master Richards discussed Ms. Frye's reported
opinions in making findings regarding compliance and progress, this court in
deciding this case gave Ms. Frye's opinion no weight. 5
5
Such a determination should not surpriseCv'S, the Guardian Ad Litem and counsel for both
parties. At the March 21, 2016 hearing, the court took considerable effort to identify the precise
scope of Father's objection to the Dependency Court Orders. Based upon statements of Father's
Counsel such objection was to any reliance this court would place on findings from the
Dependency orders that were based upon Stacy Frye's reports. At the conclusion of that hearing,
11
,
·.1- ·'
An evidentiary ruling which does not affect the decision will not provide a
basis for disturbing the fact-finder's judgment. Hart v. W.H. Stewart, Inc., 523 Pa.
13, 16, 564 A.2d 1250, 1252 (1989) as cited in In re M.T., 414 Pa.Super. 372, 392,
607 A.2d 271, 281 (1992).
For these reasons, the court orders issued in the underlying dependency
6
proceeding were admitted.
BURDEN OF PROOF
The burden of proof is on the party seeking termination to establish by clear
and convincing evidence the existence of grounds for doing so. In re Adoption of
A.C.H .• 803 A.2d 224, 228 (Pa.Super.2002) (internal citations and quotation marks
omitted). The standard of clear and convincing evidence means testimony that is so
clear, direct, weighty, and convincing as to enable the trier of fact to come to a
clear conviction, without hesitation, of the truth of the precise facts in issue. In re
Father's counsel indicated that he did not know if his client had been successfully discharged
from offender's treatment. Father's Counsel persisted in making this argument despite the
testimony of Mother, Ms. Everly, Father and Caseworker Smith. Father's Counsel appeared to
misapprehend that Father's testimony was presented as part of CYS' case in chief. Such
argument clearly is not supported by the record presented during the termination proceedings.
Further, such argument by Father's Counsel misstated the testimony that Father had given only
minutes earlier in the proceeding. Father specifically admitted he had not completed any sexual
offender treatment and added he only had three more years of registry.
6
Additionally, Father's Counsel could not point to any record of timely objections made to
factual findings of the Court during those proceedings. Father did not request reconsideration of
those orders and did not file an appeal regarding those orders.
12
J.D. WM, 810 A.2d 688, 690 (Pa.Super.2002) as cited in In re Z.P., 2010 PA
Super 56, 994 A.2d 1108, 1116 (Pa. Super. 2010).
Parental rights may be involuntarily terminated where any one subsection of
Section 251 l(a) is satisfied, along with consideration of the subsection 251 l(b)
provisions. In re Adoption of R.J.S., 901 A.2d 502, 508 n. 3 (Pa.Super.2006).
The statute permitting the termination of parental rights outlines certain
irreducible minimum requirements of care that parents must provide for their
children, and a parent who cannot or will not meet the requirements within a
reasonable time following intervention by the state may properly be considered
unfit and have his parental rights terminated." In re B.L.L., 787 A.2d 1007, 1013
(Pa.Super.2001) as cited in In re Z.P., 2010 PA Super 56, ~ 15, 994 A.2d 1108,
1118 (Pa. Super. Ct. 2010).
(A)(l) TERMINATION
A court may terminate parental rights under Section 2511 (a)( 1) where the
parent demonstrates a settled purpose to relinquish parental claim to a child or fails
to perform parental duties for at least the six months prior to the filing of the
termination petition. The court should consider the entire background of the case
and not simply: mechanically apply the six-month statutory provision. The court
must examine the individual circumstances of each case and consider all
13
explanations offered by the parent facing termination of his ... parental rights, to
determine if the evidence, in light of the totality of the circumstances, clearly
warrants the involuntary termination. In re Z.P., 994 A.2d 1108, 1117 (Pa. Super.
2010) (citations omitted).
(A)(2)
The grounds for termination of parental rights under Section 2511 (a)(2), due
to parental incapacity that cannot be remedied, are "not limited to affirmative
misconduct." In re A.L.D., 797 A.2d 326, 337 (Pa.Super.2002).
Unlike subsection (a)(l), subsection (a)(2) does not emphasize a parent's refusal or
failure to perform parental duties, but instead emphasizes the child's present and
future need for essential parental care, control or subsistence necessary for his
physical or mental well-being. Therefore, the language in subsection (a)(2) should
not be read to compel courts to ignore a child's need for a stable home and strong,
continuous parental ties, which the policy of restraint in state intervention is
intended to protect. This is particularly so where disruptionof the family has
already occurred and there is no reasonableprospectfor reuniting it.
In re E.A.P., 944 A.2d 79, 82 (Pa.Super.2008) (internal citations and quotation
marks omitted) (emphasis added). Thus, while "sincere efforts to perform parental
duties," can preserve parental rights under subsection (a)(l), those same efforts
14
may be insufficient to remedy parental incapacity under subsection (a)(2). In re
Adoption of M.J.H., 348 Pa.Super. 65, 501 A.2d 648 (1985). See also Matter of
Adoption of C.A.W .. 453 Pa.Super. 277, 683 A.2d 911, 916 (1996). "Parents are
required to make diligent efforts toward the reasonably * 1118 prompt assumption
of full parental responsibilities." In re A.L.D., supra at 340. A "parent's vow to
cooperate, after a long period of uncooperativeness regarding the necessity or
availability of services, may properly be rejected as untimely or disingenuous." Id.
1516 Moreover, a court may terminate parental rights under subsection (a)(2),
even where the parent has never had physical custody of the child. In re Adoption
of Michael J.C., 506 Pa. 517, 525, 486 A.2d 371, 375 (1984). As our Supreme
Court explained, if the statute required physical custody as a prerequisite,
termination of parental rights would only result after a child has suffered physical,
emotional or mental damage. We cannot agree. Neither the language of the Act,
nor our case law, supports appellee's position that Section 251 l(a)(2) requires a
showing that a putative parent have an opportunity to inflict substantial physical or
mental harm upon a child before the state can intervene. Rather, a more appropriate
reading of the statute is that when a parent has demonstrated a continued inability
to conduct his ... life in a fashion that would provide a safe enviromnent for a child,
whether that child is living with the parent or not, and the behavior of the parent is
15
·'
irremediable as supported by clear and competent evidence, the termination of
parental rights is justified. In re Z.P., 994 A.2d 1108, 1117-18 (Pa. Super. 2010)
(A)(S)
Termination of parental rights under Section 251 l(a)(5) requires that: (1) the
child has been removed from parental care for at least six months; (2) the
conditions which led to removal and placement of the child continue to exist; and
(3) termination of parental rights would best serve the needs and welfare of the
child. 23 Pa.C.S.A. § 2511 ( a)(5). In re Z.P ., , 994 A.2d 1108, 1118 (Pa. Super.
2010).
With regard to S.L., CYS has met its burden by clear and convincing
evidence with regard to subsections (a)(l), (a) (2) and (a) (5). From S.L's birth
through the age of 8 months, neither Mother nor Father performed regular parental
duties for S.L. Following his birth and discharge from the hospital, S.L. was
placed into foster care S.L. and at the time of the first hearing had remained in that
care of thirteen (13) months. (H.T. 11/18/15 p. 170) On multiple occasions, upon a
hearing Master's recommendation, the court determined that S.L. could not safely
be within Mother and Father's care. (H.T. (See Exhibit 2) In visits, Mother and
Father consistently had to be prompted in their care for S.L. Mother and Father
16
~ . \
refused to fully participate in an interactional evaluation with Dr. Neil Rosenblum,
a clinical psychologist. (H.T. 11/18/15,p. 35-36)
As Caseworker Dawn Smith testified, Mother and Father were not
compliant with the permanency plan for S.L. Services were made reasonably
available to the parents to assist them in alleviating the conditions that required
S.L. 's removal. However, the parents did not avail themselves of those services in
a timely manner. A reasonable period of time has passed for the parents to
otherwise alleviate the circumstances that caused S.L.'s removal.
Unfortunately, the parents have failed to otherwise remedy those conditions.
(H.T. 11/18/2015 p. 204-205, Exhibit 2) Neither parent timely obtained safe,
stable and appropriate housing. (H.T. 11/15/2015 p. 191-192) As ofNovember
18, 2015 Father had not provided CYS or the court with any information verifying
that he was undergoing mental health treatment. (H.T. 11/15/2015 p. 188).
Father's testimony confirmed that he has been diagnosed with "multiple different
things." At the March 21, 2016 hearing Father presented the testimony of a
counselor, Emma Everly, from whom he had sought treatment At the time of the
hearing, Ms. Everly was not a licensed clinical psychologist. Ms. Everly indicated
that she began treating Father in April of 2015 and that such treatment included
cognitive behavior therapy and eye movement desensitization processing. Ms.
Everly reported that Father's thoughts were stimulated by his post-traumatic stress
17
·,
disorder. Ms. Everly also indicated that Father suffers from bi-polar disorder.
fc,.the r confirmed he underwent no other treatment than the counseling provided by
Ms. Everly. No evidence credibly and persuasively established that Father, a
convicted sexual offender subject to Megan's Law, completed an appropriate
course oftreatment for sexual offenders. (H.T. 11/18/2015 p. 195) Ms. Everly and
Mother both confirmed that Father had not completed sexual offenders' treatment.
(H.T. 11/18/2015 p. 296). ·~+ne..r testified that he "only has three (3) more years
of registry."
Mother similarly did not alleviate the conditions which prompted S.L. 's
removal form her care. Mother testified that an FBI Agent placed her in Father's
custody. (H.T. 11/18/2015 p. 333) She conceded that she suffers panic attacks and
did not undergo a mental health evaluation as directed. (H.T. 11/18/2015 p. 190
and 323-324). In visitations, Mother did not exhibit a necessary understanding of
S.L. 'sage and developmental limitations. (H.T. 11/18/2015 p. 196) Mother has
no consistent source of income, lacks a birth certificate, is intellectually limited is
very reliant upon Father, a convicted sex offender, for guidance and support. (H.T.
11/1'8/2015 p. 195-200, 313 and 362) Mother admitted to feeling "trapped in her
current situation." (H.T. 11/18/2015 p. 314) During her testimony she misstated
S.L. 's birth date. (H.T. 11/18/2015 p. 294 and 339) Mother acknowledged having
given birth to three (3) other children, none of whom are in her care. (H.T.
18
11/18/2015 p. 294-295) Mother conceded that S.L. gained a benefit by being with
his siblings. (H. T. 11/18/2015 p. 315) In response to a question whether breaking
S.L. 's bond with Father would be detrimental, Mother responded that she believed
that if that occurred S.L. would need counseling. (H.T. 11/18/2015 p. 348)
Ms. Smith unequivocally and credibly testified that S.L. 's needs and welfare
would be best served by termination of his parents' parental rights. (H.T.
11/18/2015 p. 205) Caseworker Smith indicated that S.L. would not be safe in the
care of Mother and Father. (H.T. 11/18/2015 p. 205 lines 11 to p.206 line 4) Ms.
Smith testified that no beneficial relationship existed between the S.L. and his birth
parents. She added S.L. would suffer no detrimental effect if parents' rights were
terminated. (H.T. 11/18/205 p. 206-209)
The totality of the circumstances presented warrants the involuntary
termination of both Mother and Father's rights to S.L. pursuant to 23 Pa.C.S.A. §
2511 (a)(l),(2) and (5).
25ll(b)
The court must consider whether termination serves the needs and welfare of
the child, pursuant to Section 2511 (b). Relative to Section 2511 (b), the Superior
Court has provided the following guidance:
Intangibles such as love, comfort, security, and stability are involved when
inquiring about the needs and welfare of the child. The court must also
19
discern the nature and status of the parent-child bond, paying close attention
to the effect on the child of permanently severing the bond.
In re C.P .. 901 A.2d 516 (Pa.Super.2006). The court should also consider the
importance of continuity of relationships to the child, because severing close
parental ties is usually extremely painful. The court must consider whether a
natural parental bond exists between child and parent, and whether termination
would destroy an existing, necessary and beneficial relationship. Most importantly,
adequate consideration must be given to the individual needs and welfare of the
child. In re C.L.G., 956 A.2d 999, 1009-10 (Pa. Super. 2008) (citations omitted).
In this case, no credible and persuasive evidence was presented that
demonstrated the existence of a beneficial bond between S.L. and his parents. Due
to the parents' refusal to fully participate in Dr. Rosenblum's interactional
evaluation, no expert opinion was provided regarding the parents' relationship with
S.L. Testimony from Erin Dixon, CYS case aide, was provided regarding the
parents' supervised visits. The parents with the exception of only a small number
of instances, have consistently participated in supervised visits with S.L. two (2)
times per week for two (2) hours. (H.T. 11/18/2015 p. 88-89) According to Ms.
Dixon, the parents do attend visits with supplies to care for S.L. and brought a toy
and cakes for S.L.'s birthday. However, Ms. Dixon added that the parents
attempted to feed S.L. "Fun-Dip" ,French fries and peanuts which are not age
20
'°' ,_. ·...:
appropriate for S.L. (H.T. 11/18/2015 p. 94.:96) According to Ms. Dixon, the
parents do not have appropriate expectations for S.L. given his age and limitations.
(H.T. 11/18/2015 p. 98-99) For instance, at age six (6)months, Mother inquired
whether S.L. 's teeth were being brushed. At that time, S.L. had no teeth. (H.T.
11/18/2015 p. 105) Case Aide Erin Dixon reported that S.L. does smile when he
sees Mother and Father at the start of a visit and smiles when he returns to the Case
Aide at the end of a visit. (H. T. 11/28/2015 p. 106) Case Aide Dixon expressed
concern regarding unsupervised visits for both parents. Her concerns centered
chiefly around the parents providing S.L. inappropriate foods. For instance, on one
(1) visit the parents fed S.L. yogurt. S.L. then encountered a severe episode of
diarrhea. When the Case Aide Dixon advised the parents how poorly S.L.
tolerated the yogurt Father replied that he.would continue giving S.L. yogurt so
that the foster parents would have something "to clean up." (H.T. 11/18/2015 p.
144-145)
During visits, Father is less attentive to S.L., and often chooses.to use his
cell phone and interact with CYS staff. Father's discussions with CYS staff were
not described as being invited or welcomed by staff. Father attempted to discuss
his lawsuit against CYS and the research he has done regarding; S.L.'s undisclosed
foster placement. (H.T. 11/18/2015 p. 100-101) Father spends nearly "50%" of
time at visits attempting to engage CYS staff in discussions. Such discussions
21
; ~ ,,.
include his disclosure of Facebook research he has done on staff members and their
families; threats to kill or jail other CYS staff and locations on county grounds that
would be a "perfect spot" for the placement of a .50 caliber weapon. (H.T. ·
ll/18/2015p.102-103, 147).
Common sense dictates that courts considering termination must also
consider whether the children are in a pre-adoptive home and whether they have a
bond with their foster parents. In re T.S.M., 620 Pa. 602, 629, 71 A.3d 251, 268
(2013). In this case, Dr. Rosenblum performed an interactional evaluation that
included both he and his foster parents. (J-f.T. 11/18/15 p.44) Dr. Rosenblum
reported that S.L. 's foster parents also have custody of S.L. 'solder siblings: Dr.
Rosenblum's evaluation included observations of S.L. 's interaction with his
siblings. Dr. Rosenblum reported that an attachment between S.L. and his siblings
is present and beneficial to S.L. (H.T. 11/18/2015 p. 49) Dr. Rosenblum opined
4
that S.L. is a "very healthy child, "thriving in his present placement," who is
"exceptionally friendly." (H.T. 11/18/2015 p.45) Dr. Rosenblum informed the
court, thatfoster mother is home on a full-time basis and is very responsive to S.L.
Dr. Rosenblum described the environment in the foster home which is "very
supportive and nurturing", which meetshis "needs and welfare" and which
provides S.L. an exceptional level of care. (H.T. 11/18/2015 p. 45-46 and 48).
Dr. Rosenblum explained that after the age of 18 months S.L. will find it
22
increasingly difficult to tolerate separation from his primary caregivers who are his
foster parents. (H.T. 11/18/2015 p. 47) Dr. Rosenblum stressed that "timely"
permanency for S.L. was important for his "psychological needs." (H.T.
11/18/2015 p. 50) Dr. Rosenblum concluded that S.L. is "thriving in his current
environment." (H.T. 11/18/2015 p. 46 lines 16-18)
For these reasons, the Court finds that termination will best serve the
individual needs and welfare of S.L.
ORDER
0
U'.1
AND NOW, this 29th day of June, 2016 the court finds that pursuant to 23
Pa.C.S.A. §2511 (a)(l), (2) and (5) CYS has proven, by clear and convincing
evidence, the requisite elements to terminate the parental rights of Mother,
G. > and Father, D,, L.. , to Child, S " 1" Further,
pursuant to 23 Pa. C. S .A. § 2511 (b) this Court finds that termination of parental
rights best serves the individual needs and welfare of S.L. Termination is
necessary to provide S.L. with a permanent, healthy and safe environment.
BY THE COURT
~-
CAS
23