Untitled Texas Attorney General Opinion

QBfficeof ttp !Zlttornep@enera &ate of lQexas DAN MORALES January 10, 1994 Al-rORNEY GENERAL Mr. S. E. Seely Opinion No. DM-282 El Paso County Auditor Room 406, County Courthouse Buildmg Re: Whether a county must maintain a 500 East San Antonio Street special and separate account for cash bail El Paso, Texas 79901-2421 bond Gmdsthat the county receives pursuant to article 17.02 of the Code of Criminal Procedure and related questions (RQ-565) Dear Mr. Seely: You ask the followingquestions: 1. Under the Texas Code of CriminalProceduren Art. 17.02, the County reckvescashbailbondfimds. MuattheCountymaintain a special and separate checking account for these cash bail bond funds? 2. Ifyouraaswertotheabovequestionisnegative~thencan the cash bail bond fimds be deposited directly into the County Treasury, escrowed in the general limd and invested from the general fund’s escrow account? If so, can the resuhing interest income be credited to the County’s general fimd? If not, then what would be the proper disposition of the intaest income? 3. Ifyouranswertoquestionnumber 1 is-, canthe cash bail bond funds be invested from the special and separate checking account? If so, can the interest income generated by the investments be deposited into the County Treasury and credited to the County’s general tind interest income account? If the interest income CBMotbe deposited into the County Treasury and credited to the general timd, then what would be the proper disposition of the interest income? 4. The County deposits inmate monies in a trust fund in accordance with the Texas Government Code 5 50[1].014.’ Can the County invest these inmate trust fimd monies under its control and use the resulting interest income in its general fund? Footnote added.] ‘You cite section500.014oftk Govammu chdc. TlIelegislsnlre lemlmkd suxioa 500.014 ss seaion 501.014of theGovcrnmcnt c& in 1991.Set Acts1991.72dLeg.,ch. 16,s 10.01(a). at 312. p. 1477 Mr. S. E. Seely - Page 2 (DM-282) Your tirst three questions pertain to the receipt of cash bail bond funds by the County of El Paso (the “county”). Section 17.02 of the Code of Criminal Procedure, which you cite, provides as follows: A “bail2 bond” is a written undertaking entered into by the defendant and his sureties for the appearance of the principal therein before some court or magistrate to answer a crimmal accusation; provided, however, that the dekndant upon execution of such bail bond may deposit with the custodian of timds of the court in which the prosecution is pending current money of the United States in the amount of the bond in lieu of having sureties signing the same. Any cash funds deposited under this Article shah be receipted for by the officer receiving the same and shall be retimded to the defendant if and when the defendant complies with the conditions of his bond, and upon order of the court. Footnote added.] See a&o 22 TEX. JUt. 3d CrimiiMI Law 8 2170, at 397 (1982). In Attorney General Opiion JM-1162 (1990) at 2 this office considered questions mgarding the status of trust limds that a district clerk holds in trust until tInal disposition by a court. Our resolution of the issues ffire us in that opinion controls our resolution of the questions you ask mgading the receipt of cash in lieu of bail bonds. This office concluded in Attorney General Opiion JM-1162 that cash paid in lieu ofabailbondistobeheldintrustpursuanttochapterll7oftheL.ocalGovemment Code. Attorney General Opiion JM-1162 at 2. For purposes of chapter 117 of the Local Govemment Cod% a “trust fimd” is an equitable obligation under which the trustee is required to deal with the trust property for the benefit of the be&i&ies who have a vested interest in the trust funds. Any fin& fitting this dektition are trust 6mds and, if in the possession of the county or district clerk, may be deposited in the county depository for trust tlmds. . . . . We believe that any money deposited in court to satisfy the result of a legal proceeding or to await the result of a legal proceeding fhlls within the scope of m Government Code sections 117.052 and 117.053]. Id.at1 (quoting Attorney General OpinionH-183 (1973) at 4,6). p. 1478 Mr. S. E. Seedy - Page 3 (~~-282) The opinion next considered whether a district clerk must deposit trust timds in separate accmmts or in interest-bearittgaccounts. Id.at3. It noted, initially, thatchapter 117 of the Local Govemment Code does not expressly require a district clerk to place bust limds either in separate accounts or in interest-bearing accounts. Id.However, the clerk must comply with the instructions of the court that directed the clerk to hold the ftmds. Id.Theopinion also noted that both the county auditor and county commissioners court have some discretionary authority to impose additional duties upon the. district clerk in regard to the trust timds. Id.For example, section 112.002 of the Local Government Code authorizes a county auditor to mandate certain auditing procedures, perhaps including a requirement that the district clerk deposit trust funds in separate accounts. Id. Section 117.051 of the Local Government Code authorizes a commissioners court to require that trust Smds be placed in “time deposits,”which, according to Attorney General Opinion Bvl-1162, indicates that the commissioners court may require trust funds to be placed in interest-bearingaccounts. Id.at 3-4. This office also exam&d in Attorney General Opiion JIM-1162 the question of whether a comty is entitled to receive any interest that accrues on fbnds the district clerk . . mamtams. Section 117.054(a) of the Local Government Code provides a county with a lightt0nceive a~patt of the interest earned on trust ibnds placed in time deposits, but the receive no more than is “reasonably related to the accounting and 5 *y Wive expemes” the county has incurred in handling the funds. Id. Section 117.054(b) authorirzesthe county auditor or county treasurer to deposit the amount of compensation into the county’sgeneral Smd. Id. Based upon Attorney General Opiion Jb-1162, we conclude that the district clerk may deposit into a separate accountcashpaidinlieuofabailbondifthewurtor mother authority, such as the county auditor, orders the clerk to do so. The district clerk may deposit into an interest-bearmg account cash paid in lieu of a bail bond ifthe court or another authority, such as the wunty wmmissioners wutt, orders the clerk to do so. If the district clerk deposits cash paid in lieu of a bail bond into an interest-bearing account, however, the county may not keep all of the accrued interest. Instead, except for a portion of the accrued interest that the county may keep pursuant to section 117.054 of the Local Government Code, the clerk must return to the depositor any interest that accrues on the cash. You also a& about the disposition of interest received on inmate monies in a trust fimd established in accordance with section 501.014 of the Government Code. Section 501.014 provides in relevant part as follows: (a) The director of the institutional division shall take possession of all money that an inmate has on the inmate’s person when the inmate arrives at the institutional division and ah money the inmate receives at the department a&r arriving at the division and shall credit the money to a trust fimd created for the inmate. . . The director of the institutional division may spend money from a trust fund on the written order of the inmate in whose name the fund is Mr. S. E. Seely - Page 4 (DM-282) established subject to restrictions on the m established by law or rule. Section 501.014 applies only to the director of the institutional division of the Texas Department of Criminai Justice (the “TDCJ”).See Goti Code Q491.001(a)(3), (5) (defming, for purposes of title 4, subtitle G of the Government Code, “department”and “institutionaidivision”). We have been advised by an employee of the TDCJ that money the director of the institutionaJ division obtains pursuant to section 501.014 is deposited into the TDCJ’sinmate trust fund, and that money in the TDCJ’s inmate trust fbnd does not accrue interest. Section 501.014 is, therefore, wholly inapplicable to inmates in a county jail or county wrrectiond facility. We note that sections 351.041(a) and 351.182 of the Local Government Code make the sheriff responsible for each of these wunty facilities. The Texas Commissionon Jail Standards (the “wmmiasion”)is authorized to promulgate rules goveming county jails (including wunty wrrectional fhcilities)under section 351.002 of the Local Government Code. See u.ku 35 D. BROOKS,CXXJNTY ANDSPECIALDISTRICT LAW 8 20.50, at 732 (Texas Practice 1989). Regarding inmates in a county jail, the commission has promulgated section 265.11 of title 37 of the Texas Administmtive Code which provides as follows: If an inmate is not going to be released, the receiving officer shall camfidly record and store such of the inmate’s property as is taken from him and issue the inmate a receipt, signed by the receiving officer and the inmate, to be.kept in the.inmate’sfile pending release. See 37 TAX. $8 265.6, 267.5, 269.1(3). No rule discus+ the wxdiscation of property with regard to bates in a wunty wrrectional facility. We understand that inmates in such a facility may retain possession of their personal property, including money. No statute or rule discusses whether a sherilf may place an inmate’smoney into an interest-bearing account or invest the money, or whether the sheriff simply may place the money into a safe place for the duration of the inmate’sstays Bnt see. Attorney General opinion N-398 (1985) at 3 (stating that inmate’s money remains in sherig’s custody “where it may be deposited in an account that serves as a depository for all inmates[l] peraonrdtimds”). Because of the absence of statutory or regulatory diiion, we believe that each wmty shetiE. in the exercise of his or her discretion, may decide where to place inmates’money for safekeeping. A sheriff may decide, therefore, to keep the money in a cash deposit drawer or safe, a safe deposit box, or an account, either interest-bearing or non-interest- or, if practicable, to invest the money. We caution, however, that the she-rig’sdiscretion may be limited by the county auditor, who “may adopt and enforce p. 1480 Mr.S.E.Seely - Page 5 (DIG282) mgulations, . , that the auditor considers newssay for the speedy and proper wllecting, checking, and acwunting of the revenues and other funds and fees that belong to the cowty or to a person. . . for whose use or benefit the [precinct] officer holds or has received funds.” Local Gov’t Code 5 112.002(b);see Attorney General Opinion M-702 (1987) at 2 (ite trust account subject to audit by wunty auditor); see ulso LocalGov’t Code 3 112.001; Attorney General Opinion JM-1162 (1990) at 3 (county auditor could require clerk to place trust funds in separate accounts). Moreover, no statute or rule discusses whether, in the event that the she&Tplaces an inmate’s money in an interest-bearing account or invests the money, the inmate is entitled to receive the interest his or her money has accrued, whether the sheriffs department may receive the interest, or whether the county may receive the interest. In part, the disposition of the interest depends on whether the sheriff holds the money in trust for the imnate. If so, the interest is property of and due to the inmate, who is the benetlciary of the trust timd. See 35 D. BROOKS,supra 5 14.11, at 526. “A wunt$s wihml wnfiscation of the earned interest [on a trust fund] is an unwnstitutional taking of property.” Id.; seeah Harrik Countyv.sellers, 483 S.WJd 242, 243 (Tex. 1972) (and cases cited therein). The county may retain an amount reasonably related to the value of its services in safeguarding and investing the principal, however. See Hurris CoMty, 483 S.W.2d at 244. You indicate in your letter that the present policy of your CouDtyis to place the inmates’money into a trust fund. Consequently, except for an lunountthatthewuntymayretainthatisreasonablyrelatedtothevalueofthew~s savices in safeguarding and investingthe inmate’smoney, the interest on the money is the pperty of the inmate and the county must pay it to the inmate. SUMMARY The clerk of a district court may deposit into an account separate from the county’sgeneral acwunt cash paid in lieu of a bail bond if the court or another authority orders the clerk to do so. Because cash paid in lieu of a bail bond is to be held in trust for the bailee unless the cash is forfeited. any interest that acc~es on the cash during the time it is in the county’s possession belongs to the bailee; the county may keep only a portion of the interest in accordance with section 117.054 of the Local Government Code. The she.rB of a county may decide where to keep inmates’ money for safekeeping. The sheriffs discretion is liited, however, by the county auditor, who may regulate the keeping of inmate iimds as necessary for the purposes of wllecting, checking, and accounting of revenues and other fimds and fees belonging to an inmate. The disposition of any interest that accrues on an inmate’smoney during the inmate’s incarceration in wunty jail depends on whether the money-is held in trust for the inmate. If so, the inmate is entitled to tlk accrued interest, except for an amount reasonably related to the .,“l Mr. S. E. Seely - Page 6 (~~-282) vahm of services in safeguard@ and hesting the principal that the countymayretain. DAN MORALES Attorney General of Texas WILL PRYOR Fii Assdmt Attorney Gene& JORGE VEGA Deputy Attorney General for Litigation RENEAHIcKs State Solicitor p. 1482