2017 IL App (1st) 142557
No. 1-14-2557
IN THE
APPELLATE COURT OF ILLINOIS
FIRST DISTRICT, FIRST DIVISION
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the
) Circuit Court of
Plaintiff-Appellee, ) Cook County.
)
v. ) No. 12 CR 485
)
DERRICK THOMAS, ) Honorable
) Stanley J. Sacks,
Defendant-Appellant. ) Judge Presiding.
Opinion Filed: March 6, 2017
Justice: Hon. Sheldon A. Harris, J., delivered the judgment of the court, with opinion.
Hon. John B. Simon, J., concurred in the judgment and opinion.
Hon. Mary L. Mikva, J., dissented, with opinion.
Attorney Michael J. Pelletier, State Appellate Defender, Office of the State
for Appellate Defender, 203 North LaSalle Street, 24th Floor, Chicago, IL
Appellant 60601, (Patricia Mysza and Rebecca Cohen, of counsel),
- Derrick Thomas.
Attorney Kimberly M. Foxx, State’s Attorney, County of Cook, Room 309,
for Richard J. Daley Center, Chicago, IL 60602, (Alan J. Spellberg,
Appellee Mary P. Needham and Jesse B. Guth, of counsel),
- The People of the State of Illinois.
No. 1-14-2557
2017 IL App (1st) 142557
FIRST DIVISION
March 6, 2017
No. 1-14-2557
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the
) Circuit Court of
Plaintiff-Appellee, ) Cook County.
)
v. ) No. 12 CR 485
)
DERRICK THOMAS, ) Honorable
) Stanley J. Sacks,
Defendant-Appellant. ) Judge Presiding.
JUSTICE HARRIS delivered the judgment of the court, with opinion.
Justice Simon concurred in the judgment and opinion.
Justice Mikva dissented, with opinion.
OPINION
¶1 Following a jury trial, defendant Derrick Thomas was convicted of first degree murder,
attempted first degree murder and attempted armed robbery. The jury found that in committing
the first degree murder, defendant used a firearm that proximately caused the victim’s death and
in committing the attempted first degree murder, defendant personally discharged a firearm that
proximately caused great bodily harm. Defendant, who was 18 years old at the time of these
offenses, was sentenced to consecutive terms of 45 years for first degree murder, 31 years for
attempted first degree murder, and 4 years for attempted armed robbery, for a total sentence of
80 years. On appeal, defendant argues that prison term represents a de facto life sentence that
violates the bar against cruel and unusual punishment in the eighth amendment to the United
States Constitution, as well as the proportionate penalties clause of the Illinois Constitution,
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No. 1-14-2557
because the trial court lacked the ability to impose a lesser sentence in light of his age and
rehabilitative potential and the attendant circumstances of his youth. Defendant also contends
that his trial counsel was ineffective for failing to challenge his sentence as unconstitutional on
those grounds.
¶2 The following evidence presented at trial is relevant to defendant’s sentencing claim.
Defendant was convicted of first degree murder for the fatal shooting of Arvon Grays and
attempted first degree murder for shooting Terrance Redditt in his side.
¶3 At trial, Redditt testified that in 2011, he worked at a restaurant called Dillinger’s in
Calumet Park. Redditt and defendant exchanged phone numbers after Redditt showed defendant
some jackets and tire rims that Redditt was selling out of the trunk of his car. About a week later,
defendant called Redditt and brought a customer to him who bought $600 worth of rims.
¶4 On November 15, 2011, defendant called Redditt from a phone number that was different
from the number defendant had previously given. They spoke about the tire rims and discussed a
credit card scam that Redditt would perform. Defendant told Redditt that defendant’s brother
wanted to buy a set of rims from Redditt for $4200.
¶5 After that conversation, Redditt and Grays met defendant at 117th Street and Lowe
Avenue in Chicago. Two teenagers were standing on the porch with defendant when Redditt and
Grays drove up. Redditt asked defendant where the potential buyer was, and according to
Redditt, defendant “got on the phone and made it like he was calling someone.” Redditt walked
back toward his car, where Grays sat, to get a cigarette. While standing with his back to
defendant, Redditt told Grays he did not think defendant was going to buy anything and said
defendant was “probably on some stickup stuff.”
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¶6 When Redditt turned back around to face defendant, defendant pointed a gun at Redditt’s
stomach and said, “Give me everything.” Redditt asked defendant if he was “for real.” Defendant
shot Redditt in the stomach. Redditt ran away, and defendant fired two more shots, striking
Redditt in the side. Redditt stated that he and Grays were not armed.
¶7 Defendant fled after Redditt shouted for help and pretended that he saw a police officer.
Redditt made his way to a nearby porch and heard more gunshots. Redditt was taken by
ambulance to Stroger Hospital, where he had surgery. Redditt testified that he continues to have
stomach pains as a result of the shooting. Redditt identified defendant in a photograph and a
police lineup. Grays was shot in the lower back and died from that wound.
¶8 Robert Williams testified that on the day of the shootings, defendant arrived at the house
of a mutual friend. Diamond Isom was also present. Defendant asked to use Isom’s phone
because “he said he wanted to do a little sting or something like that.” Williams testified that to
“hit a sting” means to rob someone. Defendant showed Williams a gun in his pocket and said he
planned to rob a friend that he had met.
¶9 Williams and Isom went on the porch with defendant. When a car drove up, defendant
approached the car and spoke to the occupants, one of whom remained seated in the car.
Williams later identified the driver of the car as Redditt. Defendant ordered them to not move
and shot Redditt as Redditt fled. Williams did not see anyone else holding a weapon.
¶ 10 Isom testified that defendant paid her $50 to use her phone on the day of the shootings.
She stated that defendant told her he “wanted to rob this man for his money and his car,” and
defendant showed her a gun. Isom and Williams followed defendant to make sure she got her
phone back. Isom described the shootings consistently with the accounts of Williams and
Redditt. After shooting Reddit, defendant shot Grays, who was sitting in the car.
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¶ 11 In the defense case, defendant testified that he had met Redditt on November 15, 2011, at
a location other than that described by Redditt. Defendant said Redditt approached him and they
discussed a credit card scam and exchanged phone numbers. Defendant said he gave Redditt his
mother’s phone number.
¶ 12 Defendant admitted meeting Redditt at 117th Street and Lowe Avenue but denied telling
Williams and Isom that he had a weapon and intended to rob someone. Defendant said that when
Redditt arrived, Williams and Isom were present, and he was holding a gun that belonged to
Williams’ brother.
¶ 13 Defendant admitted that he shot Redditt and Grays but testified that he did so in self-
defense. He stated that he fired shots after Redditt unsuccessfully tried to pull a gun from his
own waistband. After his arrest, defendant initially told police he was not involved in the
shooting. Defendant implicated Williams after Redditt identified defendant in a lineup.
¶ 14 The jury found defendant guilty on all charged counts. The jury further found that in
committing the first degree murder, defendant used a firearm that proximately caused the
victim’s death and in committing the attempted first degree murder, defendant personally
discharged a firearm that proximately caused great bodily harm to the victim.
¶ 15 At sentencing, the State noted that the minimum sentence for which defendant was
eligible was 80 years in prison and the maximum sentence was natural life imprisonment. The
minimum sentence for the murder count was 20 years in prison, to which was added a 25-year
sentence enhancement for using a firearm that proximately caused the victim’s death, making the
sentencing range for that offense 45 years to life imprisonment. The minimum sentence for
attempted murder was 6 years in prison, to which was added a 25-year sentence enhancement for
discharging a firearm, making the sentencing range for that offense 31 years to life
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imprisonment. The minimum sentence for attempted armed robbery was 4 years in prison, with
the sentencing range for that offense being 4 to 15 years in prison.
¶ 16 The State presented a victim impact letter from Jeffana Fowlkes, Grays’ sister.
Acknowledging that defendant lacked a lengthy criminal history, the State described the case as
“egregious,” noting that he had tricked the victims into coming to him. The State pointed out that
Grays was shot as he sat in the car and Redditt was shot as he ran away from defendant.
¶ 17 Defense counsel agreed to the applicable sentencing ranges but objected to the sentencing
scheme, asserting that it “seems unconscionable to me.” Counsel noted that defendant had a
weapons arrest as a juvenile. The court stated it would not consider that offense. Defense counsel
told the court that defendant was completing school while in jail. Counsel also stated that
defendant had no gang affiliation and he may have sustained abuse and neglect as a child.
¶ 18 Before imposing sentence, the trial court noted: “I don’t believe the sentence is
unconscionable. The legislature feels it’s an appropriate sentencing range. They determined that
in their opinion it’s not unconscionable.” The court stated that at the time of the offense,
defendant was a “young guy” at 18 years of age and is “still a young guy” at 21 years of age but
that defendant was responsible for his actions of shooting two people and killing one.
¶ 19 The court stated that defendant’s prison sentence was a result of his actions on the day of
the offense, finding “[t]hat’s what got him there. He’s a young guy but he made his choices that
day” by killing Grays and wounding Redditt. The court noted that defendant was receiving the
minimum sentence possible but remarked it was “practically a life sentence” and that defendant
would not be restored to useful citizenship “unless he lives to be a really old man possibly which
hopefully he does.” The trial court sentenced defendant to consecutive terms of 45 years for first
degree murder and 31 years for attempted first degree murder, with each of those sentences
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including a 25-year sentence enhancement for defendant’s use of a firearm. The trial court also
sentenced defendant to four years for attempted armed robbery, also to be served consecutively,
for a total term of 80 years.
¶ 20 Defense counsel filed a motion to reconsider defendant’s sentence, asserting the term was
excessive given defendant’s background and the nature of the offense, among other points. The
trial court denied defendant’s motion.
¶ 21 On appeal, defendant contends his 80-year sentence violates the eighth amendment to the
United States Constitution (U.S. Const., amend. VIII) and the proportionate penalties clause of
the Illinois Constitution (Ill. Const. 1970, art. I, § 11). Defendant asserts those protections were
violated because the trial court was bound by the mandatory firearm sentencing enhancements
that applied in his case and the court was not able to consider his age or the mitigating factors
related to his youth to impose a term of less than 80 years. He argues his sentence should be
vacated and his case remanded for a new sentencing hearing.
¶ 22 The eighth amendment to the United States Constitution, applicable to the states via the
fourteenth amendment, bars cruel and unusual punishment, namely punishment that is
“inherently barbaric” or is disproportionate to the offense. Graham v. Florida, 560 U.S. 48, 59
(2010). The proportionate penalties clause requires that sentences should be determined “both
according to the seriousness of the offense and with the objective of restoring the offender to
useful citizenship.” (Internal quotation marks omitted.) People v. Rizzo, 2016 IL 118599, ¶ 28.
¶ 23 “Constitutional challenges carry the heavy burden of successfully rebutting the strong
judicial presumption that statutes are constitutional.” (Internal quotation marks omitted.) Id. ¶ 23
(noting that tenet applies to legislative enactments that determine the penalties to be imposed for
certain conduct). Defendant raises an as-applied constitutional challenge, asserting the
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sentencing scheme here was unconstitutional as applied to the facts and circumstances of his
case. See People v. Thompson, 2015 IL 118151, ¶¶ 36-37 (“an as-applied constitutional
challenge is dependent on the particular circumstances and facts of the individual defendant or
petitioner”). Although our discussion of relevant precedent will encompass both constitutional
provisions, we note that the proportionate penalties clause has been found to offer greater
protection to defendants than the eighth amendment. See People v. Clemons, 2012 IL 107821,
¶ 40; People v. Wilson, 2016 IL App (1st) 141500, ¶ 38, appeal allowed, No. 121345 (Ill. Nov.
23, 2016) (consolidated with People v. Hunter, 2016 IL App (1st) 141904); People v. Pace, 2015
IL App (1st) 110415, ¶ 139.
¶ 24 Defendant’s claim of cruel and unusual punishment is based on three recent United States
Supreme Court cases, the most recent of which is Miller v. Alabama, 567 U.S. ___, ___, 132 S.
Ct. 2455, 2469 (2012), which held that mandatory sentences of life in prison without the
possibility of parole for juvenile offenders convicted of homicide violate the eighth amendment.
The Court held that such a mandatory sentence precludes the trial court’s consideration of
mitigating factors including the juvenile’s age and attendant characteristics and the nature of the
individual crime. Id. at ____, 132 S. Ct. at 2468. Defendant also relies on Roper v. Simmons, 543
U.S. 551 (2005), which found unconstitutional under the eighth amendment the imposition of
capital punishment for a crime committed when the offender was younger than 18 years of age,
and Graham, which found the eighth amendment was violated by a sentence of life
imprisonment without the possibility of parole for juvenile offenders convicted of offenses other
than homicide. Graham, 560 U.S. at 75.
¶ 25 As defendant concedes, his case differs from Miller, Roper and Graham in that he was an
adult, and not a juvenile offender, at the time of these crimes. Still, defendant maintains that it is
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No. 1-14-2557
highly improbable, given the length of his sentence and his age, that he will outlive his term of
incarceration, and he thus asserts his 80-year term represents a de facto life sentence. The parties
agree on appeal that even with good-time sentencing credit, defendant must serve the majority of
his term, namely, at least 73 years of his 80-year sentence.
¶ 26 Although the Illinois Supreme Court has not addressed the application of Miller to an
adult defendant, it has stated that the rationale of Miller, Roper, and Graham applies “only in the
context of the most severe of all criminal penalties.” People v. Patterson, 2014 IL 115102, ¶ 110.
During the pendency of this appeal, the supreme court held in People v. Reyes, 2016 IL 119271,
¶¶ 9-10, that a mandatory 97-year prison term for a 16-year-old juvenile offender operates as a
de facto life sentence “that is the functional equivalent of life without the possibility of parole
[and] constitutes cruel and unusual punishment in violation of the eighth amendment.” Reyes
does not warrant a similar result here, where defendant was not a juvenile offender. The supreme
court in Reyes did not indicate it would extend the protections of Miller to adult offenders.
¶ 27 In a case involving an adult defendant, this court has rejected attempts to compare a
lengthy prison term to a de facto life sentence without parole. In People v. Gay, 2011 IL App
(4th) 100009, ¶¶ 19-25, this court held that a 97-year term composed of consecutive sentences
for the defendant’s 16 felony convictions did not amount to cruel and unusual punishment,
noting that the eighth amendment “allows the State to punish a criminal for each crime he
commits, regardless of the number of convictions or the duration of sentences he has already
accrued.” Gay, 2011 IL App (4th) 100009, ¶ 25.
¶ 28 Therefore, this court has held that where an adult defendant receives a sentence that
approaches the span of the defendant’s lifetime, that term does not implicate the eighth
amendment right barring cruel and unusual punishment. Defendant cannot demonstrate
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otherwise under Miller, Roper, and Graham, which involve capital punishment or life sentences
without parole for juvenile offenders.
¶ 29 We next consider defendant’s claims that his sentence should be vacated under the
proportionate penalties clause of the Illinois Constitution. A challenge under the proportionate
penalties clause “contends that the penalty in question was not determined according to the
seriousness of the offense.” People v. Sharpe, 216 Ill. 2d 481, 487 (2005). Defendant contends
that the trial court had no choice but to impose a minimum term of 80 years and lacked the
discretion to consider his age, the characteristics of youth, and his capacity for rehabilitation.
As a result, his 80-year prison sentence violates the standard that a punishment must not be cruel,
degrading, or wholly disproportionate to the offense as to shock the moral sense of the
community. See Rizzo, 2016 IL 118599, ¶ 37 (and cases cited therein).
¶ 30 Defendant’s 80-year sentence includes two mandatory firearm enhancements imposed
pursuant to section 5-8-1(a)(1)(d) of the Unified Code of Corrections (the Unified Code) (730
ILCS 5/5-8-1(a)(1)(d) (West 2010)). A 25-year enhancement was added to defendant’s sentence
for first degree murder based on the jury’s finding that defendant personally discharged a firearm
that proximately caused Grays’ death. 730 ILCS 5/5-8-1(a)(1)(d)(iii) (West 2010) (requiring that
an additional term of between 25 years to natural life imprisonment be added to a sentence if,
during the commission the offense, the defendant personally discharged a firearm that
proximately caused “great bodily harm, permanent disability, permanent disfigurement, or death
to another person”). Under the same provision, another 25-year enhancement was added to
defendant’s sentence for attempted first degree murder based on the jury’s finding that defendant
discharged a firearm that proximately caused great bodily harm to Redditt. Because defendant
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inflicted severe bodily injury and was convicted of first degree murder, the trial court was
required to impose consecutive sentences. See 730 ILCS 5/5-8-4(d)(1) (West 2012).
¶ 31 The two mandatory enhancements in this case total 50 years and comprise more than half
of defendant’s 80-year sentence. As to the rest of defendant’s sentence, the trial court imposed
the minimum base sentence for each of defendant’s three felony convictions, sentencing
defendant to 20 years for first degree murder, 6 years for attempted murder, and 4 years for
attempted armed robbery. See 730 ILCS 5/5-4.5-20(a) (West 2010) (sentencing range for murder
is 20 to 60 years); 720 ILCS 5/8-4(c)(1)(D) (West 2010) (attempted first degree murder is
subject to a Class X felony sentence and a 25-year enhancement when the use of a firearm
proximately causes great bodily harm); 730 ILCS 5/5-4.5-25(a) (West 2010) (Class X felony
sentencing range is 6 to 30 years); 730 ILCS 5/18-2(b) (West 2010); 720 ILCS 5/8-4(c)(2) (West
2010); 730 ILCS 5.5-4.5-30(a) (West 2010) (armed robbery is a Class X felony, and the attempt
to commit a Class X felony is punishable under the Class 1 felony sentencing range of 4 to 15
years). The trial court could have imposed two terms of natural life imprisonment against
defendant under the mandatory firearm enhancements but elected not to do so.
¶ 32 Our supreme court has upheld the constitutionality of mandatory firearm enhancements
under the proportionate penalties clause, finding that in fixing a penalty for an offense, the
potential for rehabilitation need not be given greater weight or consideration than the seriousness
of the offense. Sharpe, 216 Ill. 2d at 525. Mandatory firearm enhancements are intended “to
promote public health and safety, and to impose severe penalties that will deter the use of
firearms in the commission of felonies.” People v. Butler, 2013 IL App (1st) 120923, ¶ 36. The
legislature considered the use of firearms during the commission of felonies a serious concern,
and the enhanced sentences reflect the legislature’s intent in this regard. Sharpe, 216 Ill. 2d at
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525-26. Our supreme court also determined that the legislature took into account rehabilitative
potential when the firearm enhancements are applied. Id. at 526.
¶ 33 Defendant, however, argues that the sentencing scheme applied to him, an 18-year-old
when he committed the offenses, violates the proportionate penalties clause because he was
young and the trial court was precluded from considering the hallmarks of youth (lack of
maturity, underdeveloped sense of responsibility, etc.) before imposing a term of 80 years in
prison. As support, defendant cites People v. Brown, 2015 IL App (1st) 130048, ¶ 46, People v.
Gipson, 2015 IL App (1st) 122451, ¶ 69, appeal allowed, No. 119594 (Ill. Nov. 23, 2016), and
People v. House, 2015 IL App (1st) 110580, ¶ 101. Two cases involved juvenile offenders:
Brown involved a 16-year-old defendant and Gipson involved a 15-year-old defendant, both of
whom were tried as adults. Since defendant was an 18-year-old adult offender when he
committed the offenses, those cases are not applicable here.
¶ 34 House, involved a 19-year-old adult offender who was sentenced to natural life
imprisonment for two counts of first degree murder. Id. ¶ 3. That term was imposed pursuant to
an Illinois statute mandating a natural life term for defendants 17 years or older found guilty of
murdering more than one victim. Id. ¶ 82 (citing 730 ILCS 5/5-8-1(a)(1)(c)(ii) (West 1998)).
That statute, known as the multiple-murder provision of the Unified Code, has since been
amended to raise the applicable age to 18 years. Id. ¶ 82 n.2 (citing Pub. Act 99-69 § 10 (eff. Jan.
1, 2016)). In finding the multiple-murder provision unconstitutional under the proportionate
penalties clause as applied to that defendant, the House court noted that although the defendant
was an adult, he was convicted on an accountability theory and his participation in the offense
was limited to acting as a lookout. Id. ¶ 89 (observing that the defendant received “the same
sentence applicable to the person who pulled the trigger”). However, House does not support the
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No. 1-14-2557
same outcome here. Unlike House, the defendant here was the active shooter convicted of first
degree murder using a firearm that proximately caused one victim’s death. Additionally, his
attempted murder conviction resulted from shooting at a surviving victim three times where one
bullet entered the victim’s stomach, another in his side. Defendant’s convictions were based on
his own actions as opposed to accountability for the acts of another found in House.
¶ 35 After House was decided, this court addressed a similar case involving an adult offender
and rejected the defendant’s proportionate penalties claim. In People v. Ybarra, 2016 IL App
(1st) 142407, ¶¶ 1, 22, the defendant, who was 20 years old at the time of the crime, was
convicted of three counts of first degree murder and received a mandatory natural life sentence
under the same statute applicable in House. In sentencing the defendant, the trial court heard
evidence in mitigation of the defendant’s sentence but stated that even if it had discretion to
impose a lower term, it would still sentence the defendant to natural life in prison. Id. ¶ 18.
Affirming that sentence, this court distinguished the facts before it from those in House, noting
the defendant had acted in a premeditated fashion and “pulled the trigger repeatedly[,] ***
kill[ing] three teenagers on the street as they left school one afternoon.” Id. ¶¶ 27-30.
¶ 36 Defendant here contacted Redditt and told Redditt that he knew someone who would
purchase tire rims from him. Defendant told Williams that he planned to rob Redditt, and
defendant paid Isom to use her cell phone to avoid detection. After Redditt and Grays arrived,
defendant shot at Redditt, striking him in the stomach, and then chased him and fired two more
shots at the fleeing Redditt, one of which struck him in his side. Defendant also fatally shot
Grays in the back as he sat in the car. At sentencing, the trial court stated that it did not find the
sentence imposed unconscionable and that the legislature did not find it unconscionable.
Although at the time of the offense defendant was a “young guy” at 18 years of age, he was
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“responsible for his actions of shooting two people and killing one.” The court stated that
defendant’s prison sentence was the result of his actions that day, finding “[t]hat’s what got him
there. He’s a young guy but he made his choices that day” by killing Grays and wounding
Redditt. The facts of this case reveal culpable behavior by defendant comparable to the
intentional acts of the defendant in Ybarra, rather than the conduct resulting in the defendant’s
accountability conviction in House.
¶ 37 We note that while this appeal was pending, another division of the first district decided
People v. Harris, 2016 IL App (1st) 141744. In Harris, the court held, contrary to our
determination here, that the 76-year sentence given to the defendant who was 18 years old at the
time of the offense, violated the proportionate penalties clause of the Illinois constitution because
the trial court was not allowed to consider the defendant’s rehabilitative potential. The Harris
court acknowledged that Miller, Roper, and Graham applied only to juvenile defendants.
However, with one justice dissenting, two justices determined that the “Illinois Supreme Court
has recognized that research on juvenile maturity and brain development might also apply to
young adults.” Id. ¶ 61. As support, the court cited to Thompson, 2015 IL 118151, and concluded
that although Thompson did not explicitly extend Miller to young adults, “it did open the door
for that argument.” Harris, 2016 IL App (1st) 141744.
¶ 38 We respectfully disagree with Harris. As will be shown, the majority opinion in Harris
wrongly claims Thompson as authority to argue extending the juvenile sentencing reasoning in
Miller to include young adults, i.e. those defendants 18 years or older. We decline to follow the
well-meaning but false interpretation of precedent authored by the majority in Harris to
judicially advance greater sentencing discretion to trial judges. This is the province of the
legislature.
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¶ 39 In Thompson, the defendant was convicted of two counts of first degree murder for
fatally shooting his father and a woman inside his father’s house. Thompson, 2015 IL 118151,
¶ 4. The defendant was 19 years old at the time of the shootings. Seventeen years after his
conviction, the defendant sought relief and filed a petition pursuant to section 2-1401 of the Code
of Civil Procedure (Code) (735 ILCS 5/2-1401 (West 2010)). In his petition, the defendant
argued that the trial court violated his right to due process, and he also alleged various
deficiencies on the part of his counsel. Thompson, 2015 IL 118151, ¶ 14. The State filed a
motion to dismiss the petition as untimely, which the trial court granted. Id. ¶ 15. On appeal, the
defendant abandoned all of his contentions in his original petition and argued for the first time
that the sentencing statute was unconstitutional as applied to him because he was 19 years old at
the time, had no criminal history, and his actions resulted from years of abuse by his father. Id.
¶ 17.
¶ 40 The issue in Thompson was whether the defendant could raise his as-applied
constitutional challenge for the first time on appeal. The defendant stated he was not asking the
supreme court to look at the merits of his argument that Miller should apply to his mandatory life
sentence. Rather, he merely argued that he should be able to bring the matter to the appellate
court for substantive review of the issue. Id. ¶ 22. Therefore, the question facing our supreme
court in Thompson was “whether defendant’s as-applied constitutional challenge to his sentence
is procedurally barred or forfeited because defendant failed to include that claim in his section 2
1401 petition.” Id. ¶ 25.
¶ 41 To resolve the issue, the court in Thompson noted that a section 2-1401 petition must be
filed within two years of final judgment, and an exemption from this procedural bar “is available
only for specific types of claims.” Id. ¶ 31. The court determined that although a facial
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constitutional challenge may be raised at any time, the defendant’s as-applied constitutional
challenge to his sentence was “not a type recognized by any of our precedents as exempt from
the typical procedural bars of section 2-1401.” Id. ¶ 34.
¶ 42 Our supreme court reasoned that the resulting injustices are not the same in both cases,
because an as-applied challenge requires a showing of a violation based on the facts and
circumstances of a specific party, whereas a facial constitutional challenge requires a showing
that the statute is unconstitutional under any set of facts. Id. ¶ 36. As illustration, the court
referred to the defendant’s as-applied challenge and his reliance on the evolving science of
juvenile maturity and brain development “that formed the basis of the Miller decision to ban
mandatory natural life sentences for minors.” Id. ¶ 38. The court noted that because the
defendant raised this issue for the first time on appeal, the record “contains nothing about how
that science applies to the circumstances of defendant’s case” or “any factual development on the
issue of whether the rationale of Miller should be extended beyond minors under the age of 18.”
Id. It determined that the trial court “is the most appropriate tribunal” to address defendant’s as-
applied challenge. Id.
¶ 43 The supreme court in Thompson did not “open the door” for defendants to argue that the
reasoning in Miller should be extended to young adults over the age of 18. Rather, it determined
that the defendant forfeited his challenge to his sentence under Miller by raising it for the first
time on appeal. Id. ¶ 39. Although the court in Thompson noted that the defendant “is not
necessarily foreclosed from renewing his as-applied challenge in the circuit court,” it expressed
“no opinion on the merits of any future claim raised by defendant in a new proceeding.” Id. ¶ 44.
¶ 44 Our dissenting colleague would follow Harris to find that defendant’s sentence here
violates the proportionate penalties clause, because the protections of the clause go beyond that
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of the eighth amendment and require the trial court to consider rehabilitative potential before
imposing a sentence. We agree that the proportionate penalties clause goes beyond the
protections of the eighth amendment in this sense. However, as our supreme court found in
Sharpe, the legislature did consider rehabilitative potential when it created the mandatory firearm
enhancements that constitute 50 years of defendant’s 80-year sentence. Although defendant
argues that, given his age, his rehabilitation potential should receive greater consideration, our
supreme court has determined that the potential for rehabilitation need not be given greater
weight than the seriousness of the offense. Sharpe, 216 Ill. 2d at 525.
¶ 45 The dissent also argues that since defendant was only 18 years old when he committed
the offenses, he is more similar to the juvenile defendants in Roper, Graham, and Miller;
therefore, defendant’s sentence imposed without due consideration of the hallmarks of youth and
rehabilitation potential violates the proportionate penalties clause. Our supreme court has never
defined what constitutes cruel or degrading punishment, or what punishment is so
disproportionate to the offense that it shocks the moral sense of the community. People v. Miller,
202 Ill. 2d 328, 339 (2002) (Leon Miller). It has not supplied a precise definition “because, as
our society evolves, so too do our concepts of elemental decency and fairness which shape the
‘moral sense’ of the community.” Id.
¶ 46 In Leon Miller, our supreme court recognized “a marked distinction between persons of
mature age and those who are minors” and that “[t]his distinction may well be taken into
consideration by the legislative power in fixing the punishment for crime, both in determining
the method of inflicting punishment and in limiting its quantity and duration.” (Internal quotation
marks omitted.) Id. at 342. The Illinois General Assembly did subsequently draw the line
between “persons of mature age” and minors for purposes of sentencing. It enacted a new
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sentencing provision (730 ILCS 5/5-4.5-105 (West Supp. 2015)), effective January 1, 2016,
providing that “when a person commits an offense and the person is under 18 years of age at the
time of the commission of the offense” the sentencing court shall consider the following factors
in addition to mitigation factors:
“(1) the person’s age, impetuosity, and level of maturity at the time of the offense,
including the ability to consider risks and consequences of behavior, and the presence of
cognitive or developmental disability, or both, if any;
(2) whether the person was subjected to outside pressure, including peer pressure,
familial pressure, or negative influences;
(3) the person’s family, home environment, educational and social background,
including any history of parental neglect, physical abuse, or other childhood trauma;
(4) the person’s potential for rehabilitation or evidence of rehabilitation, or both;
(5) the circumstances of the offense;
(6) the person’s degree of participation and specific role in the offense, including
the level of planning by the defendant before the offense;
(7) whether the person was able to meaningfully participate in his or her defense;
(8) the person’s prior juvenile or criminal history[.]”
¶ 47 The legislature, pursuant to its authority, has determined that the youth-related
considerations above are relevant in sentencing only for defendants who were under the age of
18 when they committed their offenses. Therefore, for defendants 18 years of age or older when
they committed their offenses, the legislature has deemed that failure to take those factors into
account does not render a sentence cruel or degrading, or so disproportionate to the offense that
it shocks the moral sense of the community. Although one can make a case that the 18-year-old
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defendant here is not much different from a 17-year-old in terms of youthful characteristics, a
line must be drawn at some point. House’s citation to scholarly authority, pointing out the fact
that Germany and the Netherlands extend juvenile justice considerations to young adults ages 18
to 21, and Sweden does the same for young adults up to the age of 25, illustrates this problem.
See House, 2015 IL App (1st) 110580, ¶ 96. Where should the line be drawn? At this time, our
legislature has determined that at the age of 18, a person is an adult for sentencing purposes. This
determination is not without support. As the Supreme Court acknowledged in Roper, although
“[t]he qualities that distinguish juveniles from adults do not disappear when an individual turns
18,” that age “is the point where society draws the line for many purposes between childhood
and adulthood.” Roper, 543 U.S. at 574. We agree with the dissent in Harris that “it is for the
legislature, and not the courts, to revisit the sentencing scheme and afford greater discretion to
trial judges” for defendants 18 years of age or older. Harris, 2016 IL App (1st) 141744, ¶ 80
(Mason, J., concurring in part and dissenting in part). For these reasons, we decline to follow
Harris.
¶ 48 In conclusion, as an adult offender defendant cannot obtain relief under the holdings of
Miller, Roper, and Graham. Moreover, defendant’s sentence did not violate the proportionate
penalties clause because mandatory firearm enhancements are intended to account for the serious
nature of weapons offenses as well as defendant’s rehabilitative potential. The record also
establishes that, in its discretion, the trial court considered defendant’s age and background in
imposing the shortest possible sentence in this case. Therefore, defendant has not demonstrated a
violation of his constitutional rights under either the eighth amendment or the proportionate
penalties clause.
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¶ 49 Defendant’s remaining contention on appeal is that his trial counsel was ineffective for
failing to raise these constitutional arguments at his sentencing hearing. He asserts his counsel
should have argued to the trial court that it could impose a sentence lower than the statutory
minimum if it found the mandatory minimum sentence unconstitutional as applied to defendant.
¶ 50 In essence, defendant contends the trial court would have sentenced him to a term of less
than 80 years had the court been made aware of the precedent that defendant now presents here.
He argues the trial court was in the best position to consider whether the holdings of Miller and
the other cases discussed above should extend to defendants between the ages of 18 and 21.
¶ 51 To establish ineffective assistance of counsel, a defendant must satisfy the test in
Strickland v. Washington, 466 U.S. 668, 694 (1984), namely that (1) counsel’s performance was
objectively unreasonable compared with prevailing professional standards, and (2) there is a
reasonable probability that but for those errors, the result of the proceeding would have been
different. This court can resolve such a claim by considering only whether defendant has met the
prejudice prong, which “necessitates a showing of actual prejudice, not simply speculation that
defendant may have been prejudiced.” Patterson, 2014 IL 115102, ¶ 81.
¶ 52 Defendant’s argument on this point relies on speculation that, had his counsel explained
the Miller decision in detail at sentencing, the trial court would have ventured below the statutory
minimum sentence. Defendant contends that the trial court failed to “highlight the science
underlying Roper, Graham and Miller, which makes [defendant] less culpable.” Despite
defendant’s repeated assertions to the contrary, those cases do not address the culpability of an
adult defendant. Here, the trial court clearly indicated that defendant was an 18-year-old offender
who was responsible for his acts of shooting two people, one fatally.
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¶ 53 The additional authority cited by defendant on this point is not persuasive. Defendant
directs us to Leon Miller, in which the trial court imposed a 50-year sentence for a 15-year-old
offender who was charged with two counts of first degree murder based on an accountability
theory, despite the statutorily mandated sentence of natural life imprisonment required by the
multiple-murder provision of the Unified Code (730 ILCS 5/5-8-1(a)(1)(c)(ii) (West 1996)). The
supreme court affirmed the imposition of a 50-year term for that defendant, finding the
sentencing scheme involved the automatic transfer of 15- and 16-year-olds charged with murder
to adult court and the requirement that the defendant be held equally responsible as the principal
in the offense, as well as the application of the multiple-murder statute. Leon Miller, 202 Ill. 2d
at 340-41. Finding the required sentence of natural life imprisonment was “particularly harsh and
unconstitutionally disproportionate” and “does not accurately represent defendant’s personal
culpability,” the supreme court noted in Leon Miller that “defendant was tried as if he were the
adult shooter in the crime.” Id. We do not find the facts of Leon Miller require a similar result
here, where defendant was an adult and was the gunman.
¶ 54 For all of the reasons set forth above, defendant’s 80-year sentence was constitutional
under the eighth amendment and the proportionate penalties clause. In addition, defendant did
not receive ineffective assistance of counsel at sentencing.
¶ 55 Accordingly, the judgment of the trial court is affirmed.
¶ 56 Affirmed.
¶ 57 JUSTICE MIKVA, dissenting in part:
¶ 58 I join in that part of the court’s decision rejecting Derrick Thomas’s claim that his trial
counsel was ineffective. However, I believe that he has demonstrated a violation of his
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constitutional rights under the proportionate penalties clause of the Illinois Constitution and that
we should follow the recent decision by another panel in this district in People v. Harris, 2016 IL
App (1st) 141744.
¶ 59 The court’s opinion in this case does not dispute that the constitutional claim raised by
Derrick Thomas here is identical to the one that the court recognized in Harris. Like Darien
Harris, Derrick Thomas was 18 years old at the time of his crimes; Derrick Thomas received a
sentence of 80 years, which even more clearly than Darien Harris’s 76-year sentence is a de facto
life sentence; Derrick Thomas, like Darien Harris, had no previous adult criminal record; and
most significantly, the sentence Derrick Thomas received was, like that received by Darien
Harris, the minimum sentence available for the trial court to impose after taking into
consideration statutorily required minimum sentences, sentencing enhancements, and required
consecutive sentences. See Harris, 2016 IL App (1st) 141744, ¶¶ 15, 32. As in Harris, the trial
court here was prevented from exercising any discretion to impose a lesser sentence. Id. ¶ 71.
¶ 60 I agree with the majority in this case, at supra ¶ 44, that the Illinois Supreme Court’s
decision in People v. Thompson, 2015 IL 118151, expressed “no opinion” on whether the
prohibition on mandatory life sentences for defendants who were under the age of 18 at the time
of their crimes should be extended to an 18-year-old defendant, as in this case and in Harris, or
to a 19-year-old defendant, as in Thompson. However, I think that both Harris and the precedent
it cites, People v. House, 2015 IL App (1st) 110580, offer compelling reasons for holding that, in
this case, the imposition of a mandatory de facto life sentence violates the proportionate penalties
clause of the Illinois Constitution, which provides that “[a]ll penalties shall be determined both
according to the seriousness of the offense and with the objective of restoring the offender to
useful citizenship.” Ill. Const.1970, art. I, § 11.
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¶ 61 As our court recognized in Harris:
“In recent years, the United States Supreme Court has held that the eighth
amendment protects juvenile offenders from capital punishment or mandatory life
imprisonment without parole. Roper, 543 U.S. at 578-79; Graham v. Florida, 560
U.S. 48, 82 (2010); Miller v. Alabama, 567 U.S. ___, ___, 132 S. Ct. 2455, 2475
(2012). These holdings were grounded in the Court’s concern, based on scientific
research about adolescent brain development, that juveniles lack maturity, are
more vulnerable to bad influences, and are more amenable to rehabilitation.
Roper, 543 U.S. at 570.” Harris, 2016 IL App (1st) 141744, ¶ 56.
¶ 62 This trio of United States Supreme Court cases held that both capital punishment and
mandatory life imprisonment without parole are unconstitutional penalties for defendants who
were under the age of 18 at the time of their crimes. These cases rested on extensive research
which the Court summarized as follows in Miller:
“Because juveniles have diminished culpability and greater prospects for reform,
we explained, they are less deserving of the most severe punishments. [Citation.]
Those cases relied on three significant gaps between juveniles and adults. First,
children have a lack of maturity and an underdeveloped sense of responsibility,
leading to recklessness, impulsivity, and heedless risk-taking. [Citation.] Second,
children are more vulnerable ... to negative influences and outside pressures,
including from their family and peers; they have limited contro[l] over their own
environment and lack the ability to extricate themselves from horrific, crime-
producing settings. [Citation.] And third, a child’s character is not as well formed
as an adult’s; his traits are less fixed and his actions less likely to be evidence of
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irretrievabl[e] deprav[ity].” (Internal quotation marks omitted.) Miller, 567 U.S. at
___, 132 S. Ct. at 2464.
¶ 63 Our supreme court, in People v. Reyes, 2016 IL 119271, extended this trio of United States
Supreme Court cases to hold that it was also unconstitutional to impose a mandatory term-of
years sentence that was so lengthy that is was a de facto sentence of life without parole on a
defendant who was under the age of 18 at the time of the crime. Although the State does not
formally admit that the sentence Derrick Thomas received is a de facto sentence of life without
parole, it acknowledges that the shortest sentence that he could actually serve would be 73 years
and 4 months, which would make him 92 years old when he is released. This is a de facto life
sentence.
¶ 64 Although neither Reyes nor the United States Supreme Court cases discuss this explicitly, it
is worth noting that only a young adult has any chance of serving a significant portion of such a
lengthy sentence. Someone sentenced to jail at the age of 40 or 50 will in fact spend far less time
in prison than a younger person, even if he or she is given the exact same sentence. Thus, instead
of being given shorter sentences because of their youth, these younger defendants are actually
punished far more harshly than their older counterparts.
¶ 65 Our state constitution specifically mandates that penalties in Illinois have “the objective of
restoring the offender to useful citizenship.” Ill. Const. 1970, art. I, § 11; Harris, 2016 IL App
(1st) 141744, ¶ 58. Any consideration of this objective of rehabilitative potential necessitates that
a trial court has the ability to consider the defendant’s youth, together with the extensive research
on juvenile maturity and brain research that led to the holdings by the United States Supreme
Court in the trio of cases culminating in Miller. I also agree with the court in Harris that the
proportionate penalties clause of the Illinois constitution “ ‘went beyond the framers’
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understanding of the eighth amendment and is not synonymous with that provision.’ ” 2016 IL
App (1st) 141744, ¶ 36 (quoting People v. Clemons, 2012 IL 107821, ¶ 40). Our constitution
makes the very specific commandment, not present in the eighth amendment, that in sentencing
we must consider rehabilitative potential. Thus, while the United States Supreme Court cases
drew the line, for eighth amendment purposes, at defendants who were younger than the age of
18 when they committed their crimes, that limitation need not and should not apply to the
proportionate penalties clause of our constitution. As the United States Supreme Court
recognized itself in Roper, “[t]he qualities that distinguish juveniles from adults do not disappear
when an individual turns 18.” 543 U.S. at 574.
¶ 66 Moreover, when the United States Supreme Court drew the line in Roper at defendants who
were under the age of 18 when their crimes were committed, it was in the context of holding that
the death penalty could never be imposed. As the Supreme Court recognized, for such a
categorical rule, “a line must be drawn.” However, the holding in Harris was not that the de
facto life sentence could never be imposed. Rather, that such a sentence should not be imposed—
as it was in that case and as it was for Derrick Thomas—without the trial court being given an
opportunity to consider the defendant’s potential for rehabilitation.
¶ 67 Our court in House, in deciding that youth remained a relevant factor for a defendant who
was convicted of two murders that occurred when he was 20 years old, cited several scholarly
articles recognizing that several European countries have extended juvenile justice
considerations to include, in Germany and in the Netherlands for example, all young adults from
ages 18 to 21 and, in Sweden, young adults up to the age of 25. 2015 IL App (1st) 110580, ¶ 96.
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¶ 68 The result in this case is particularly at odds with the theme of judicial discretion
underlying this state’s statutory sentencing scheme, a theme that has been repeatedly
underscored by both our supreme court and by our colleagues in the appellate court:
“The trial court has broad discretionary powers in imposing a sentence,
and its sentencing decisions are entitled to great deference. [Citation.] A
reviewing court gives great deference to the trial court’s judgment regarding
sentencing because the trial judge, having observed the defendant and the
proceedings, has a far better opportunity to consider these factors than the
reviewing court, which must rely on the ‘cold’ record. [Citation.] The trial judge
has the opportunity to weigh such factors as the defendant’s credibility,
demeanor, general moral character, mentality, social environment, habits, and
age. [Citations.] Consequently, the reviewing court must not substitute its
judgment for that of the trial court merely because it would have weighed these
factors differently.” (Internal quotation marks omitted.) People v. Alexander, 239
Ill. 2d 205, 212-13 (2010).
See also People v. Decatur, 2015 IL App (1st) 130231, ¶ 12 (“the trial court, having observed the
defendant and the proceedings, is better suited to consider sentencing factors than the reviewing
court, which relies on the ‘cold’ record”).
¶ 69 When it sentenced Derrick Thomas, the trial court in this case had no opportunity to
consider any factors, including his age or, as our constitution expressly mandates, “the objective
of restoring the offender to useful citizenship.” Ill. Const. 1970, art. I, § 11. The trial court
specifically remarked that, because of the mandatory minimum consecutive sentencing statutes,
it was “unable to consider” whether Derrick Thomas “could be restored to useful citizenship.”
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The trial court also acknowledged that the events that ended with Derrick Thomas killing one
man and badly wounding another began as a “nonsensical plan.” The court summarized the
“problem” as follows: “18 years old, has a gun available to him and he uses it in this case to
shoot two people.” It is certainly possible that, if allowed to consider it, the trial court would
have viewed this tragic incident as an effect of “recklessness, impulsivity and heedless risk-
taking.” Miller, 567 U.S. at ___, 132 S. Ct. at 2464; see Roper, 543 U.S. at 569. It is also
possible that the trial court would have believed that Derrick Thomas, like the defendants who
were under the age of 18 at the time of their crimes in Roper, Graham, and Miller, suffered from
a “lack of maturity and an underdeveloped sense of responsibility, leading to recklessness,
impulsivity, and heedless risk-taking,” that he was young enough to be unduly subject “to
negative influences and outside pressures,” that his traits were “less fixed” than those of an adult,
and that “his actions [were] less likely to be evidence of irretrievabl[e] deprav[ity].” (Internal
quotation marks omitted.) Miller, 567 U.S. at ___, 132 S. Ct. at 2464. If we followed Harris and
House, we could remand this case and allow the trial court to consider the facts bearing on this
particular defendant’s potential for rehabilitation.
¶ 70 The majority distinguishes House, in which the court also found that a mandatory life
sentence for a young offender—in that case a 20-year-old—was unconstitutional. Infra ¶¶ 36-38.
House was previously distinguished in People v. Ybarra, 2016 IL App (1st) 142407, ¶ 27, and
the majority here concludes that Derrick Thomas’s case is more like Ybarra than like House,
because the facts of this case reveal culpable behavior by defendant that is more comparable to
the intentional acts of the defendant in Ybarra than the accountability conviction of the defendant
in House. See supra ¶ 36. Respectfully, this is not our decision to make, particularly in the first
instance. It is the trial court judge, who saw Derrick Thomas and observed his demeanor and
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general moral character, as well as his age, who should have the opportunity to determine
whether he had a potential for rehabilitation such that something short of a de facto life sentence
was appropriate. Indeed, in Ybarra, the culpability of the defendant was particularly egregious
and the trial judge stated on the record that he would have imposed a life sentence even if he had
been afforded the discretion to impose a lighter sentence. 2016 IL App (1st) 142407, ¶ 32. In
contrast, the trial judge in this case said that he had no discretion and was “unable” to consider
rehabilitative potential. It is the fact that we have no idea what the trial court would have done if
given discretion and an ability to consider rehabilitative potential for a young adult that makes
this case like House and different from Ybarra.
¶ 71 The majority here makes no attempt to distinguish Harris but chooses not to follow it.
Other than its disagreement with the court in Harris that our supreme court opened the door to
this holding in Thompson, the majority supports this choice with the suggestion that we should
wait for the legislature to revisit the sentencing scheme that left the trial judge in this case with
no sentencing option less than the de facto life sentence it imposed on Derrick Thomas. Supra
¶ 44. We may be waiting for some time. Although our supreme court held in 2002 that the
imposition of a mandatory minimum sentence of natural life violated the proportionate penalties
clause on a fifteen-year-old defendant (People v. Miller, 202 Ill. 2d 328, 336 (2002) (Leon
Miller)), it was not until 2016, and after the court’s holding in that case was joined by numerous
others in cases before this court, the United States Supreme Court, and courts in other
jurisdictions, that the legislature returned some discretion to trial court judges in the sentencing
of juveniles. See Pub. Act 99-69, § 10 (eff. Jan. 1, 2016) (adding 730 ILCS 5/5-4.5-105(c)
(eliminating mandatory firearm enhancements and mandatory life sentences for juveniles)).
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¶ 72 We certainly could sit back and wait for the legislature to return some degree of discretion
in the sentencing of very young adults to the courts. But of course it is the role of the judiciary,
and not the legislature, to step in wherever the application of a statute violates the rights afforded
by our constitution. See, e.g., Leon Miller, 202 Ill. 2d at 336 (noting that the legislature’s power
to impose a sentence “is not without limitation; the penalty must satisfy constitutional
constrictions”). To do so now would not be premature. There is a clear trend, informed by ever-
accumulating scientific evidence, in the jurisprudence of this country and this state toward more
leniency and sentencing discretion in cases involving young offenders. It is precisely to
accommodate trends like this, which reflect the changing values and concerns of our society, that
our supreme court has refused to precisely delimit the bounds of what punishments are cruel,
degrading, or unconstitutionally disproportionate. See Leon Miller, 202 Ill. 2d at 339 (explaining
that, “as our society evolves, so too do our concepts of elemental decency and fairness which
shape the moral sense of the community”). Although Derrick Thomas committed very serious
crimes, under our constitution he is entitled to a sentence based not just on the seriousness of
those crimes but one that is arrived at with the objective of restoring him to useful citizenship. A
sentence imposed without consideration for his youth or the scientific evidence demonstrating a
connection between youth and the potential for rehabilitation cannot meet this standard.
¶ 73 I respectfully dissent.
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