J-A33042-16
NON-PRECEDENTIAL DECISION – SEE SUPERIOR COURT I.O.P. 65.37
ALDIS RUTYNA AND MARY JANE : IN THE SUPERIOR COURT OF
RUTYNA, : PENNSYLVANIA
:
Appellants :
:
v. :
:
WILLIAM S. SCHWEERS, JR., :
:
Appellee : No. 895 WDA 2016
Appeal from the Order Entered June 1, 2016,
in the Court of Common Pleas of Allegheny County,
Civil Division at No(s): GD 07-025594
BEFORE: LAZARUS, SOLANO, and STRASSBURGER,* JJ.
MEMORANDUM BY STRASSBURGER, J.: FILED MARCH 27, 2017
Aldis and Mary Jane Rutyna (the Rutynas) appeal from the order
entered on June 1, 2016, which granted the motion for nonsuit filed by
William S. Schweers, Jr. (Attorney Schweers) and dismissed this legal
malpractice case.1 Upon review, we affirm.
1
An appeal does not lie from an order granting a nonsuit; rather, an appeal
lies from the judgment entered after the denial of a motion to remove a
nonsuit. See Billig v. Skvarla, 853 A.2d 1042, 1048 (Pa. Super. 2004)
(“[W]here a nonsuit has been entered the case is not ripe for appeal until
after a motion to remove the nonsuit has been presented to the court and
denied.”). No such motion was filed in this case. However, as aptly pointed
out by the Rutynas, this case is governed by Lewis v. United Hospitals,
692 A.2d 1055 (Pa. 1997), in which our Supreme Court held that the entry
of a nonsuit was improper when it was entered prior to the presentation of
the plaintiff’s case on liability. See The Rutynas’ Response to Rule to Show
Cause, 7/11/2016. Thus, Attorney Schweers’s motion for nonsuit, which
was made prior to the commencement of the trial, should have been entitled
a motion for summary judgment. See Sigall v. Serrano, 17 A.3d 946, 949
(Pa. Super. 2011) (“[A] trial court’s order dismissing a case prior to trial is
*Retired Senior Judge assigned to the Superior Court.
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On May 18, 2006, Attorney Schweers filed a medical malpractice
complaint on behalf of the Rutynas, naming as defendants William P.
Donaldson, III, M.D., and the University of Pittsburgh Medical Center-
Presbyterian (UPMC). The complaint alleged that Mr. Rutyna was injured as
a result of negligence during back surgery. After the Rutynas, through
Attorney Schweers, did not file a certificate of merit, a judgment of non pros
was entered, and the Rutynas’ medical malpractice case was dismissed.
On December 5, 2007, the Rutynas filed a complaint against Attorney
Schweers and his law firm, Harrington, Schweers, Datillo & McClelland, P.C.
(the Law Firm).2 After preliminary objections were resolved, the Rutynas
were permitted to proceed on legal malpractice and breach of contract
claims against Attorney Schweers and a vicarious liability claim against the
Law Firm.3 Specifically, the Rutynas alleged that Attorney Schweers’s
performance fell below the standard of care for failing to file the required
certificate of merit, resulting in the entry of a non pros judgment against the
Rutynas.
properly characterized as either a summary judgment or a judgment on the
pleadings.”) (internal quotation marks omitted). Because an order granting
a motion for summary judgment and dismissing a case is immediately
appealable as a final order, the case is properly before us.
2
At this point, the Rutynas were represented by Justin R. Lewis, Esquire and
his firm, the Cook Law Group.
3
On January 11, 2011, Robert O. Lampl, Esquire, and James R. Cooney,
Esquire, entered their appearances on behalf of the Rutynas.
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On September 12, 2012, Attorney Schweers and the Law Firm filed a
motion for summary judgment claiming, inter alia, they were entitled to
judgment as a matter of law because the Rutynas would not be able to
obtain an expert report to support the medical malpractice claim for their
underlying case.4 In response to that motion for summary judgment, the
Rutynas attached an expert report from Dr. Mark Foster, dated February 28,
2008, which opined that Dr. Donaldson deviated from the standard of care
during and following Mr. Rutyna’s back surgery. After the trial court heard
oral argument on that motion, counsel for Attorney Schweers and the Law
Firm hand-delivered a letter to the trial court. In that letter, Attorney
Schweers and the Law Firm requested summary judgment be entered in
their favor because the Rutynas had not yet produced an expert report with
respect to the legal malpractice claim.5 The trial court issued an order
requiring that the Rutynas submit such expert report within 45 days. The
Rutynas did not do so and the trial court granted summary judgment.
4
“[A] legal malpractice action in Pennsylvania requires the plaintiff to prove
that he had a viable cause of action against the party he wished to sue in
the underlying case and that the attorney he hired was negligent in
prosecuting or defending that underlying case (often referred to as proving a
‘case within a case.’).” Myers v. Robert Lewis Seigle, P.C., 751 A.2d
1182, 1184 (Pa. Super. 2000).
5
Instantly, Attorney Schweers claimed he contacted Dr. Lance Perling, who
issued a report concluding that Dr. Donaldson and UPMC were not negligent
in their treatment of Mr. Rutyna. Thus, Attorney Schweers claimed he could
not file a certificate of merit.
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On April 30, 2013, the Rutynas appealed to this Court arguing that
they never received a copy of the trial court’s order requiring they file an
expert report as to their legal malpractice claim. On appeal, this Court
vacated the trial court’s order granting summary judgment because the
docket did not show that the Rutynas received a copy of the trial court’s
order. Rutyna v. Schweers, 100 A.3d 325 (Pa. Super. 2014) (unpublished
memorandum). At that juncture, the Rutynas filed an expert report from
Attorney Dennis Blackwell as to their legal malpractice claim.
On April 27, 2014, Attorney Schweers and the Law Firm filed a motion
for summary judgment claiming that Attorney Blackwell’s expert report
failed to satisfy the Rutynas’ burden. On July 14, 2014, the trial court
granted summary judgment once again. On appeal, this Court vacated the
order granting summary judgment. Specifically, we held that
when the record is viewed in the light most favorable to [the
Rutynas], the record demonstrates that Attorney Schweers
contacted, at most, one expert - Dr. Perling - to support the
certificate of merit in the underlying case. However, as Attorney
Blackwell opined, when an attorney contacts only one potential
expert to support a certificate of merit and then receives a
negative response, the attorney breached the standard of care
he owes to his client.
Rutyna v. Schweers, 122 A.3d 1129 (Pa. Super. 2015) (unpublished
memorandum at 16).
Upon return to the trial court, the case was scheduled for trial on
January 11, 2016. Attorney Schweers requested that the upcoming trial be
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bifurcated with the medical malpractice portion being heard first, then the
legal malpractice portion continuing at some point in the future, if necessary,
depending on the outcome of the medical malpractice trial. That motion was
granted on October 27, 2015.6
In November of 2015, Attorney Schweers moved for a continuance
because the attorney who was recently retained to conduct the medical
malpractice portion of the trial was not available in January. The Rutynas
contested that motion; however, the trial court continued the case from the
January trial list. The trial court also noted that no further continuances
would be granted. The trial was scheduled for June 2, 2016.
On May 16, 2016, the Rutynas requested a continuance. In that
motion, the Rutynas averred that counsel for Attorney Schweers advised
counsel for the Rutynas, on May 10, 2016, that their expert, Dr. Foster, “had
signed a consent judgment in another case in which he agreed not to testify
against UPMC or any of its physicians in any pending or future cases.”
Motion for Continuance, 5/16/2016, at ¶ 11. Thus, the Rutynas requested a
continuance in order to obtain a new expert. Attorney Schweers responded
that the Rutynas, knowing that their case was dependent upon the
testimony of Dr. Foster, should have known that Dr. Foster’s ability to testify
as an expert was in jeopardy prior to the signing of the consent order
6
Additionally, the Law Firm was dismissed as a party to the case by consent
order.
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because, inter alia, Dr. Foster “no longer practices in the same sub-specialty
as Dr. Donaldson” and “lost his privileges to practice medicine at UPMC in
2005.” Response to Motion for Continuance, 5/16/2016, at 3. On May 16,
2016, the Calendar Control Judge, Judge Folino, denied the motion for
continuance.
On June 1, 2016, prior to the commencement of trial, Attorney
Schweers filed a motion in limine to preclude Dr. Foster from testifying as he
was not qualified under the MCARE Act,7 and also made an oral motion for
nonsuit on the basis that the Rutynas did not have a medical expert qualified
to testify. After hearing oral argument, Judge Colville granted both motions.
Specifically, the trial court concluded that it would
[g]rant the motion in limine as to Dr. Foster based, No. 1, wholly
and independently upon [its] determination that [Dr. Foster]
does not possess adequate qualifications under M[CARE] in light
of his failure to practice within the subspecialty or for that
matter within ten years.
N.T., 6/1/2016, at 70. The trial court went on to state:
[] I’m not persuaded that I should exercise any discretion
afforded to [the trial court] under the M[CARE] Act to waive that
requirement in the case of Dr. Foster. I don’t see any basis for
doing so.
***
So as a completely independent finding or ruling, [Dr. Foster] is
disqualified. And I’m granting [Attorney Schweers’s] motion to
7
MCARE is the acronym for the Medical Care Availability and Reduction of
Error Act. 40 P.S. §§ 1303.101-1303.910.
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prohibit him from testifying based purely upon his lack of
adequate credentials as qualifying under M[CARE].
N.T., 6/1/2016, at 70-71. Thus, because the Rutynas did not have an
expert available and qualified to testify, the trial court granted the motion in
limine. In addition, the trial court denied the Rutynas’s request for a
continuance to give them additional time to procure an expert. Finally, the
trial court granted a nonsuit because the Rutynas were not able to proceed.8
The Rutynas timely filed a notice of appeal, and both the Rutynas and
the trial court complied with Pa.R.A.P. 1925.
On appeal, the Rutynas set forth four issues for our review, which we
have re-ordered for ease of disposition.
[1.] Did the [trial court] err in holding that [the Rutynas’]
proposed expert was not qualified to testify under the [MCARE]
Act?
[2.] Did the [trial court] err in dismissing the case with
prejudice due to [the Rutynas’] inability to produce an expert
medical witness, when such inability was caused by the actions
of [counsel for Attorney Schweers]?
[3.] Did the [trial court] err in denying [the Rutynas’] motion for
sanctions or other appropriate relief arising out of [Attorney
Schweers’s] interference with [the Rutynas’] expert?
[4.] Did the [trial court] err in denying [the Rutynas’ motion for
continuance] to permit them sufficient time to procure a
“replacement” expert?
8
As to the propriety of a nonsuit at this juncture, see footnote 1, supra.
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The Rutynas’ Brief at 4 (unnecessary capitalization and trial court answers
omitted).
We first consider the Rutynas’ argument that the trial court erred in
“finding that Dr. Foster was not ‘qualified to testify’ under the [MCARE] Act.”
The Rutynas’ Brief at 22. We consider this issue mindful of the following.
[W]hether a witness has been properly qualified to give expert
witness testimony is vested in the discretion of the trial court. It
is well settled in Pennsylvania that the standard for qualification
of an expert witness is a liberal one. Thus, we may reverse the
trial court’s decision regarding admission of expert testimony
only if we find an abuse of discretion or error of law.
Furthermore, because the issue regarding an expert’s
qualifications under the MCARE Act involves statutory
interpretation, our review is plenary.
Frey v. Potorski, 145 A.3d 1171, 1176 (Pa. Super. 2016) (internal citations
and quotation marks omitted).
The Rutynas first suggest that Attorney Schweers waited too long to
object to Dr. Foster’s qualifications, and therefore waived his ability to raise
this issue. The Rutynas’ Brief at 22. They also argue “there is nothing in the
record to support the [trial court’s] finding that Dr. Foster was not a
qualified witness under [the MCARE Act], and the trial court erred in making
this decision “based solely on the representation of Schweers’[s] counsel”
which is “clearly contrary to case law on this issue.” Id. at 23.
The Rutynas’ argument that Attorney Schweers waited too long to
raise this issue, and therefore waived it, is without merit. Our Supreme
Court has held that “there is no general legal requirement that an objection
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to a proposed expert’s qualifications under the MCARE Act be made prior to
voir dire.” Anderson v. McAfoos, 57 A.3d 1141, 1151 (Pa. 2012). If a
party does not waive the issue of an expert’s qualifications by waiting until
voir dire, which typically occurs during a trial, raising it prior to trial is
certainly not too late.
This leads to the second part of the Rutynas’ issue herein; that the
trial court could not make a determination regarding Dr. Foster’s
qualifications without conducting voir dire. However, the trial court could
not conduct voir dire under these circumstances because, as the Rutynas
acknowledge, Dr. Foster would not testify. See N.T., 6/1/2016, at 3.
Moreover, attached to the motion in limine was an affidavit signed by Dr.
Foster, which stated that he “no longer practice[s] as an orthopedic
surgeon.”9 See Motion in Limine, 6/1/2016. Thus, we cannot agree that the
trial court erred by rendering its decision without an evidentiary hearing, and
by relying on the representations of counsel as well as the exhibits attached
to the motion in limine.
The Rutynas next argue that Dr. Foster should be permitted to testify
based upon this Court’s holding in Price v. Catanzariti, 138 A.3d 8 (Pa.
9
This affidavit, which was attached as an exhibit to the motion in limine,
was procured from the litigation that produced the consent judgment with
UPMC.
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Super. 2016).10 However, on September 19, 2016, our Supreme Court
vacated the order of this Court. Price v. Catanzariti, 2016 WL 4989968,
177 WAL 2016 (Pa. September 19, 2016) (per curiam).11 On November 28,
2016, this Court issued an unpublished memorandum in that case. Price v.
Catanzariti, 2016 WL 6946476, 1886 WDA 2014 (Pa. Super. November 28,
2016) (unpublished memorandum). Superior Court Internal Operating
Procedure § 65.37 outlines the circumstances upon which this Court may
rely upon unpublished memoranda, and none of those circumstances is
applicable here.12 Accordingly, this Court will not rely, in any respect, on
10
In that case, this Court considered Dr. Foster’s expert qualifications under
different circumstances. Specifically, Dr. Foster, an orthopedic surgeon, was
retained as an expert to testify against Dr. Catanzariti, a podiatrist. The trial
court held that an orthopedic surgeon was not qualified to testify against a
podiatrist under MCARE. Upon review, this Court held that the MCARE Act
does not apply to podiatrists; therefore, we reversed the order of the trial
court.
11
Our Supreme Court vacated that order because the appellant did not
preserve for appeal the issue upon which this Court reversed. Thus, the
Supreme Court remanded the case to this Court to consider the issues that
were preserved.
12
That IOP provides the following:
An unpublished memorandum decision shall not be relied upon
or cited by a Court or a party in any other action or proceeding,
except that such a memorandum decision may be relied upon or
cited (1) when it is relevant under the doctrine of law of the
case, res judicata, or collateral estoppel, and (2) when the
memorandum is relevant to a criminal action or proceeding
because it recites issues raised and reasons for a decision
affecting the same defendant in a prior action or proceeding.
When an unpublished memorandum is relied upon pursuant to
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that memorandum. Based on the foregoing, the Rutynas have failed to
convince us that the trial court erred in concluding that Dr. Foster was not
qualified under MCARE in this case.
Moreover, even if the Rutynas set forth an argument that Dr. Foster
was qualified to testify under MCARE, rather than relying upon this Court’s
holding in Price, we would conclude that he is not qualified.
With passage of the MCARE Act, the General Assembly
created a more stringent standard for admissibility of medical
expert testimony in a medical malpractice action by the
imposition of specific additional requirements not present in the
common law standard. Our Supreme Court has summarized
these additional requirements as follows:
[P]ursuant to Section 512, to testify on a
medical matter in a medical malpractice action
against a defendant physician, an expert witness
must be a licensed and active, or a recently retired,
physician. In addition, in order to render an opinion
as to the applicable standard of care, the expert
witness must be substantially familiar with the
standard of care for the specific care in question.
Furthermore, the expert witness must practice in the
same subspecialty as the defendant physician, or in
a subspecialty with a substantially similar standard
of care for the specific care at issue (“same specialty
requirement”). Finally, if the defendant physician is
board certified, the expert witness must be board
certified by the same or a similar board (“same
board certification requirement”). Importantly, the
expert witness must meet all of these statutory
requirements in order to be competent to testify.
this rule, a copy of the memorandum must be furnished to the
other party and to the Court.
I.O.P. § 65.37.
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However, there is an exception to the same specialty
and same board-certification requirements: if a court
finds that an expert witness has sufficient training,
experience, and knowledge to testify as to the
applicable standard of care, as a result of active
involvement in the defendant physician’s
subspecialty or in a related field of medicine, then
the court may waive the same specialty and same
board certification requirements.
Frey, 145 A.3d at 1177–78 (internal citations and quotation marks omitted).
Instantly, Attorney Schweers attached to his motion in limine an
affidavit signed by Dr. Foster where Dr. Foster stated that he “no longer
practice[s] as an orthopedic surgeon.” See Motion in Limine, 6/1/2016. The
MCARE Act requires that “an expert testifying as to a physician’s standard of
care … must … [p]ractice in the same subspecialty as the defendant
physician or in a subspecialty which has a substantially similar standard of
care for the specific care at issue….”. 40 P.S. § 1303.512(c)(2). Because Dr.
Foster no longer practices as an orthopedic surgeon, he does not meet the
standards set forth by the MCARE Act to testify as an expert against an
orthopedic surgeon.
We now turn to the Rutynas’ argument that the trial court erred in
dismissing this case due to Dr. Foster’s inability to testify where that inability
was “not caused by the Rutynas, but rather, was caused solely by the
actions of [Attorney] Schweers and/or his insurer.” The Rutynas’ Brief at 18.
In addition, we consider the Rutynas’ argument that the trial court erred in
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denying their motion for sanctions based on the actions of counsel for
Attorney Schweers.13 The Rutynas’ Brief at 25-29.
As we have discussed, supra, Dr. Foster was unable to testify because
he was not qualified under MCARE. Accordingly, even if Dr. Foster were
otherwise available, i.e., he had not signed an agreement not to testify, he
would have been precluded anyway under MCARE. Because counsel for
Attorney Schweers did nothing wrong and none of the alleged actions by
counsel had any effect on the outcome, sanctions would not have been
appropriate.
The Rutynas next contend that the trial court erred in denying their
motion for continuance to provide additional time to find a replacement
expert. Specifically, the Rutynas complain about the order denying a
13
With respect to the propriety of the actions of Attorney Schweers’s
counsel, the trial court stated:
[T]he concerns and suspicions maintained by [the Rutynas’]
counsel regarding the cause for the unavailability of [Dr. Foster]
(including even the possibility of, although ultimately
unsupported suspicions of “witness tampering”) are not
adequate basis for [the trial court] to find, based upon the actual
record evidence, that [Attorney Schweers’s counsel’s] conduct,
in any way, caused the unavailability of [Dr. Foster], let alone
improperly influenced the decision making of [Dr. Foster], much
less so constituted “witness tampering” with respect to [Dr.
Foster].
Trial Court Opinion, 8/8/2016, at 4. We agree with the trial court.
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continuance issued by Judge Folino on May 16, 2016.14 See The Rutynas’
Brief at 20.
We employ the following standard of review when considering an
appeal from the denial of a continuance.
Because a trial court has broad discretion regarding whether a
request for continuance should be granted, we will not disturb its
decision absent an apparent abuse of that discretion. An abuse
of discretion is more than just an error in judgment and, on
appeal, the trial court will not be found to have abused its
discretion unless the record discloses that the judgment
exercised was manifestly unreasonable, or the result of
partiality, prejudice, bias, or ill-will.
In re J.K., 825 A.2d 1277, 1280 (Pa. Super. 2003) (internal citations and
quotation marks omitted).
14
As indicated supra, the Rutynas renewed this request for a continuance on
June 1, 2016. However, the trial judge assigned to this case, the Honorable
Robert Colville, stated that he was “not inclined to revisit Judge Folino’s
denial of the motion for continuance [from May 16, 2016, because] there are
[not] circumstances or facts that are new since that time to warrant” a
different result. N.T., 6/1/2016, at 9.
While the Rutynas’ notice of appeal did not need to include reference
to the May 16, 2016 order of Judge Folino, the Rutynas’ Pa.R.A.P. 1925
statement should have. See K.H. v. J.R., 826 A.2d 863, 871 (Pa. 2003)
(“[I]n the context of a single action, a notice of appeal filed from the entry of
judgment will be viewed as drawing into question any prior non-final orders
that produced the judgment…. Any concern as to the intended scope of the
appeal may be addressed through the filing of a statement of matters
complained of on appeal pursuant to Appellate Procedural Rule 1925(b).”).
Instantly, the Rutynas’ Pa.R.A.P. 1925(b) statement did not clarify that it
was appealing from Judge Folino’s denial of a continuance, which is
important in these circumstances because Judge Folino was not asked to
author an opinion explaining his rationale for the denial. However, it does
not appear to us that the facts are in dispute with respect to why the trial
court denied the Rutynas’ motion; therefore, we will address this issue.
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Here, the Rutynas once again point to their allegations of misconduct
of Attorney Schweers’s counsel as the reason the trial court should have
granted a continuance. The Rutynas’ Brief at 20. However, as we have
already explained, Dr. Foster was otherwise unable to testify, and that
information was available to counsel prior to May 16, 2016.15 Moreover, as
Judge Colville expressed:
[T]his case is over a decade old…. The only “surprise” that befell
[the Rutynas] respecting the scheduled trial in this matter was
that [Dr. Foster] had determined months in advance that he
would not offer testimony against [UPMC]. Why [Dr. Foster] did
not provide that information to [the Rutynas] is unknown, but
his failure to do so is not the fault of [Attorney Schweers], the
[trial court], or for that matter, [counsel for the Rutynas], but it
is also not a justifiable basis for a continuance of trial.
Trial Court Opinion, 8/8/2016, at 5.
Based on the foregoing, we discern no abuse of discretion on the part
of the trial court. It is clear that the trial court did not exhibit “partiality,
prejudice, bias, or ill-will” in reaching its conclusion; thus, we will not disturb
it. J.K., 825 A.2d at 1280.
15
In fact, counsel for Attorney Schweers went above and beyond his duty as
opposing counsel and sent an e-mail to counsel for the Rutynas on August
10, 2010, with a copy of this Court’s August 6, 2010 opinion where Dr.
Foster was a defendant in a lawsuit filed by UPMC. Foster v. UPMC South
Side Hosp., 2 A.3d 655 (Pa. Super. 2010). That opinion states that “[o]n
September 15, 2005, [Dr. Foster] was summarily suspended by UPMC after
performing surgery on the wrong side of a patient. This error was one of
several surgical missteps committed by [Dr. Foster] within two months.” Id.
at 659.
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Because the Rutynas have not convinced us the trial court erred in any
regard, we affirm the order of the trial court.
Order affirmed.
Judge Lazarus joins.
Judge Solano files a dissenting memorandum.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 3/27/2017
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