[Cite as State v. Coppock, 2017-Ohio-2881.]
IN THE COURT OF APPEALS OF OHIO
SECOND APPELLATE DISTRICT
MIAMI COUNTY
STATE OF OHIO :
:
Plaintiff-Appellee : Appellate Case No. 2016-CA-17
:
v. : Trial Court Case No. 2016-CR-245
:
LORA K. COPPOCK : (Criminal Appeal from
: Common Pleas Court)
Defendant-Appellant :
:
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OPINION
Rendered on the 19th day of May, 2017.
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RYAN C. SPITZER, Atty. Reg. No. 0093515, Assistant Miami County Prosecutor, 201
West Main Street, Troy, Ohio 45373
Attorney for Plaintiff-Appellee
V. GAYLE MILLER, Atty. Reg. No. 0091528, P.O. Box 10124, Dayton, Ohio 45417
Attorney for Defendant-Appellant
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TUCKER, J.
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{¶ 1} Defendant-appellant, Lora K. Coppock, appeals from the trial court’s decision
to accept her plea of guilty on one count of aggravated possession of a controlled
substance, a fifth degree felony in violation of R.C. 2925.11(A) and (C)(1)(a). Coppock
argues that the court should not have accepted her plea because mental and physical
illnesses prevented her from making a knowing, intelligent choice to waive her right to a
trial. Having reviewed the transcript of Coppock’s plea colloquy, we find that the trial
court complied with Crim.R. 11, and that Coppock understood the nature of the charge
against her, the consequences of pleading guilty and the constitutional rights she was
waiving. We therefore affirm the judgment of the trial court.
I. Facts and Procedural History
{¶ 2} On April 26, 2016, an officer with the Tipp City Police Department arrested
Coppock following a traffic stop. Coppock’s arrest led to the opening of Miami County
Municipal Court Case No. 2016 CRA 01433, in which she was charged with two violations
of R.C. 2925.11(A): possession of one unit dose of 3,4-
methylenedioxymethamphetamine (“MDMA”); and possession of 0.3 grams of crack
cocaine.1 In the municipal court, Coppock waived her rights to prosecution by indictment
and a preliminary hearing, and on or about May 10, 2016, her case was bound over to
the Miami County Court of Common Pleas.
{¶ 3} Coppock appeared for arraignment in the common pleas court on June 27,
2016. She again waived indictment, and in exchange for the State’s dismissal of the
charge of possession of crack cocaine, she agreed to plead guilty to the charge of
1 MDMA is more commonly known by its street name, “ecstasy.”
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aggravated possession of MDMA. 2 At Coppock’s sentencing hearing on August 30,
2016, the common pleas court sentenced her to serve a prison term of nine months.
Coppock filed her notice of appeal to this court on September 27, 2016.
II. Analysis
{¶ 4} For the first of her two assignments of error, Coppock argues that:
THE TRIAL COURT ERRED IN ACCEPTING DEFENDANT’S PLEA
OF GUILTY WHEN DEFENDANT EXPRESSED TO THE COURT THAT
SHE WAS SUFFERING FROM MENTAL AND PHYSICAL ILLNESSES
WHICH IMPACTED HER UNDERSTANDING OF THE BILL OF
INFORMATION AND THE WAIVER OF INDICTMENT, THEREBY
VIOLATING HER CONSTITUTIONAL RIGHTS.
{¶ 5} Crim.R. 11(C) “governs the process that a trial court must use before
accepting a felony plea of guilty or no contest.” State v. Veney, 120 Ohio St.3d 176,
2008-Ohio-5200, 897 N.E.2d 621, ¶ 8. Before “accepting a guilty * * * plea, the court
must make the determinations and give the warning required by Crim.R. 11(C)(2)(a) and
(b),” as well as “notify the defendant of the constitutional rights listed in Crim.R.
11(C)(2)(c).” Id. at ¶ 13. To “satisfy the requirements of due process, a plea of guilty
* * * must be knowing, intelligent, and voluntary, and the record must affirmatively
demonstrate” as much. State v. Chessman, 2d Dist. Greene No. 03 CA 100, 2006-Ohio-
835, ¶ 15, citing Boykin v. Alabama, 395 U.S. 238, 89 S.Ct. 1709, 23 L.Ed.2d 274 (1969);
2 This agreement had apparently been negotiated before the case was bound over to the
common pleas court. Tr. of Proceedings 2-3, June 27, 2016. The information filed in
the common pleas court specified a charge of aggravated possession of drugs under R.C.
2925.11(A) and (C)(1)(a), presumably based upon the amount of MDMA recovered from
Coppock at the time of her arrest. See R.C. 2925.11(C)(1)(a)-(e).
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see also State v. Inskeep, 2d Dist. Champaign No. 2016-CA-2, 2016-Ohio-7098, ¶ 12,
citing State v. Brown, 2d Dist. Montgomery Nos. 24520 & 24705, 2012-Ohio-199, ¶ 13.
{¶ 6} Crim.R. 11(C)(2)(a) requires that a court determine whether a “defendant is
making [a] plea voluntarily, with understanding of the nature of the charges and of the
maximum penalty involved, and if applicable, that the defendant is not eligible for
probation or for the imposition of community control sanctions.” During Coppock’s plea
colloquy on June 27, 2016, the trial court verified that Coppock voluntarily chose to enter
into her plea agreement, that she understood the charges and the maximum penalty at
stake, and advised her about community control sanctions and post release control. Tr.
of Proceedings, 9-11, 14-15 and 17, June 27, 2016. Thus, we conclude that the trial
court complied with the requirements of Crim.R. 11(C)(2)(a).
{¶ 7} Under Crim.R. 11(C)(2)(b), a court must ascertain whether a defendant
“understands the effect of [a] plea of guilty * * *, and [advise the defendant] that the court,
upon acceptance of the plea, may proceed with judgment and sentence.” The trial court
twice informed Coppock that “if [she] plead[ed] guilty, [it would] enter a judgment of guilt
against [her] and * * * could [have] proceed[ed] to sentencing” at that time. Tr. of
Proceedings 12-14. Furthermore, the court advised Coppock of the maximum prison
sentence and fine that could be imposed; the possibility of community control; the
potential penalties for violating community control; the possibility of post release control;
the penalties that could result from violating post release control; and the potential for
suspension of her driver’s license. Id. at 14-18. We find accordingly that the trial court
complied with the requirements of Crim.R. 11(C)(2)(b).
{¶ 8} Pursuant to Crim.R. 11(C)(2)(c), a court must inform a defendant that by
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entering a plea of guilty, “the defendant is waiving [her] rights to [a] jury trial, to confront
witnesses against * * * her, to have compulsory process for obtaining witnesses in [her]
favor, and to require the state to prove [her] guilt beyond a reasonable doubt at a trial at
which [she] cannot be compelled to testify against * * * herself.” At Coppock’s plea
colloquy, the court advised her as follows:
THE COURT: Let’s review some of [the] constitutional rights that
you’re waiving as a result of entering [a] guilty plea. Do you understand
that you have a right to a trial by a jury of twelve persons, ma’am?
MS. COPPOCK: Uh huh.
THE COURT: Do you understand that at [such a] trial[,] the State of
Ohio would have to prove your guilt beyond a reasonable doubt as to each
and every element of the crime charged?
MS. COPPOCK: Yes.
THE COURT: Do you understand that your attorney would have the
right to confront and cross examine any witnesses that would testify against
you * * *?
MS. COPPOCK: Yes.
THE COURT: Do you understand that after—you would also have
this right to compul—the right of compulsory process? That’s when the
[c]ourt would compel and require witnesses to attend the trial on your behalf
by issuing subpoenas.
MS. COPPOCK: Why? Okay, yeah.
THE COURT: Okay. Do you understand that you can’t be forced to
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testify against yourself at trial, and if you elect not to, your silence can’t be
used against you?
MS. COPPOCK: Yes.
THE COURT: Okay. Do you also understand you have a right to
appeal this [c]ourt’s decision, and [that] any appeal must be filed within thirty
days after you are sentenced, ma’am?
MS. COPPOCK: Yes.
THE COURT: I didn’t hear you.
MS. COPPOCK: Yes.
THE COURT: And do you understand that if you can’t afford an
attorney or pay for the cost of the appeal, an attorney would be appointed
to represent you, and the cost of the appeal would be paid by public funds?
MS. COPPOCK: Yes.
Tr. of Proceedings 18-19. As this exchange demonstrates, the trial court fully advised
Coppock of the constitutional rights she would waive by pleading guilty. Consequently,
we hold that the court complied with the requirements of Crim.R. 11(C)(2)(c).
{¶ 9} Coppock argues in her brief that she did not intelligently, knowingly and
voluntarily enter her plea because she “could not fully understand the contents of the [b]ill
of [i]nformation [or] the [w]aiver of [i]ndictment” as the result of “mental and physical
illnesses” from which she was suffering at the time. Appellant’s Br. 5. Although she
“responded in the affirmative when * * * questioned by the court as to her understanding,”
Coppock now dismisses her responses as nonetheless “contrary to her true [lack of]
understanding” and based strictly on her “trust in counsel.” Id.
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{¶ 10} During her plea colloquy, Coppock testified that she was 51 years of age,
had completed the twelfth grade, could read and write the English language, and was not
at the time under the influence of alcohol, medication or any other drugs. Tr. of
Proceedings 5-6. She testified further that she suffered from two mental illnesses and
from a terminal physical illness, and she indicated that these conditions affected her ability
to understand the proceedings. Id. at 6-7. Yet, her testimony and her answers to
questions were generally responsive, suggesting that she comprehended the substance
of the court’s comments. For instance, when she raised the issue of her ability to
understand, she, the court and her attorney made the following remarks:
DEFENSE COUNSEL: Let—let me say this too for the record. I’ve
helped Lora out for several years now—
MS. COPPOCK: Yeah.
DEFENSE COUNSEL: —and the issue becomes whether or not I
believe that she understand[s] the nature of the nature of [sic] the
proceedings and what’s going on, and I believe that she does—
MS. COPPOCK: Uh huh.
DEFENSE COUNSEL: —based on my conversations with her not
only in this case, but in the previous cases as well. So I think she
understand[s] what’s going on. I think she has some—she’s had some
difficulties probably more medical than mental, but I—I’m comfortable that
she understands the nature of this. If she’s not comfortable going forward,
we don’t have to do that.
MS. COPPOCK: We’re fine.
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DEFENSE COUNSEL: But she’s—
MS. COPPOCK: We’re—we’re fine.
THE COURT: Okay. And do you agree with what [your attorney] is
saying?
MS. COPPOCK: Yeah.
THE COURT: Okay. Because we’re going to talk about all the
impact that [your] pleading today [will have] on you, and I need you to
understand that if you want to go forward.
DEFENSE COUNSEL: You have to speak up, we’re recording.
MS. COPPOCK: Yes.
THE COURT: So[,] Ms. Coppock, do you want to go forward?
MS. COPPOCK: Yeah.
Id. at 7-9. Later in the colloquy, Coppock interjected repeatedly when she thought that
the plea agreement incorrectly referenced a charge of possession of cocaine:
THE COURT: Do you understand that if you plead guilty, the [c]ourt
will enter a judgment of guilt against you, and we could proceed to
sentencing today, if I thought it was proper? Do you understand that?
MS. COPPOCK: Yes. What was the drugs [sic]?
THE COURT: It was a Schedule I drug, MDMA.
MS. COPPOCK: What is that?
THE STATE: There’s cocaine along with it.
MS. COPPOCK: What is it?
DEFENSE COUNSEL: Well[,] let’s see here. Cocaine.
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MS. COPPOCK: Cocaine? I didn’t have no cocaine. I had
marijuana.
DEFENSE COUNSEL: Yeah[,] that’s not for marijuana.
MS. COPPOCK: I never had no cocaine.
DEFENSE COUNSEL: I don’t have the discovery.
MS. COPPOCK: I never had no cocaine.
THE STATE: MDMA.
DEFENSE COUNSEL: Huh?
THE STATE: MDMA.
DEFENSE COUNSEL: Which is?
MS. COPPOCK: I never had no cocaine.
THE STATE: X.
DEFENSE COUNSEL: Ecstasy.
MS. COPPOCK: I had a little piece of that, yeah.
Id. at 12-14. This discussion, in particular, evinces Coppock’s ability to understand the
basic substance of her plea, and the rights she chose to waive, at the time she entered
it. On the record before us, then, we conclude that Coppock’s ability to understand the
proceedings was sufficient to allow her to make an intelligent, knowing and voluntary
decision to waive her right to a trial and enter a plea of guilty.
{¶ 11} For her second assignment of error, Coppock argues that:
THE TRIAL COURT ERRED IN ACCEPTING DEFENDANT’S
COUNSEL’S [SIC] OPINION AS TO WHETHER DEFENDANT
UNDERSTOOD THE BILL OF INFORMATION, WAIVER OF
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INDICTMENT, AND/OR NOTIFICATION UPON SENTENCING FORM(S)
WHEN DEFENDANT EXPRESSED THAT THE FORMS WERE NOT
FULLY EXPLAINED TO HER.
{¶ 12} A trial court “may not relieve itself of the requirement[s] of Crim.R. 11(C) by
exacting comments or answers [from] defense counsel as to the defendant’s knowledge
of [her] rights,” although it may consider statements made by counsel as additional
evidence that the defendant has been adequately informed for purposes of entering a
knowing, voluntary plea. See State v. Ballard, 66 Ohio St. 2d 473, 481, 423 N.E.2d 115
(1981); State v. Pigge, 4th Dist. Ross No. 09 CA 3136, 2010-Ohio-6541, ¶ 17-18. Here,
the trial court appears to have considered answers and comments offered by Coppock’s
counsel, but the transcript of Coppock’s plea colloquy establishes that Coppock had a
fundamental, understanding of the charge set forth in the bill of information, the rights she
chose to waive, and the consequences of entering a guilty plea. Tr. of Proceedings 7-9,
11-14. Given that Coppock demonstrated sufficient understanding in her own words
during the plea, we find that the trial court did not err by considering the remarks made
by her counsel in addition to her own statements.
III. Conclusion
{¶ 13} We find that the trial court complied with Crim.R. 11, and that Coppock
understood the charge against her, the consequences of entering a plea of guilty and the
constitutional rights she waived. The assignments of error are overruled. Therefore,
the judgment of the trial court is affirmed.
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DONOVAN, J. and WELBAUM, J., concur.
Copies mailed to:
Ryan C. Spitzer
V. Gayle Miller
Hon. Jeannine N. Pratt