IN THE SUPREME COURT OF MISSISSIPPI
NO. 2016-CP-00820-SCT
ARLIN GEORGE HATFIELD, III
v.
DEER HAVEN HOMEOWNERS ASSOCIATION,
INC.
DATE OF JUDGMENT: 05/26/2016
TRIAL JUDGE: HON. ROBERT GEORGE CLARK, III
TRIAL COURT ATTORNEYS: STEVEN H. SMITH
MICHAEL SCOTT JONES
JAMES L. MARTIN
JAMES L. PETTIS, III
COURT FROM WHICH APPEALED: MADISON COUNTY CHANCERY COURT
ATTORNEY FOR APPELLANT: ARLIN GEORGE HATFIELD, III (PRO SE)
ATTORNEYS FOR APPELLEE: TIMOTHY JAMES ANZENBERGER
MICHAEL SCOTT JONES
JAMES L. MARTIN
NATURE OF THE CASE: CIVIL - REAL PROPERTY
DISPOSITION: AFFIRMED - 09/14/2017
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
EN BANC.
DICKINSON, PRESIDING JUSTICE, FOR THE COURT:
¶1. A homeowner appeals an award of attorney fees associated with a complaint filed
against him for injunctive relief to enforce a neighborhood’s restrictive covenants. We
affirm.
FACTS AND PROCEDURAL HISTORY
¶2. On October 31, 2013, the Deer Haven Owners Association filed a Complaint for
Mandatory Injunction and Other Relief against Arlin George Hatfield III in the Chancery
Court of Madison County, claiming Hatfield—a homeowner in the subdivision—had violated
the subdivision’s restrictive covenants by erecting pens for various fowl without the
covenants’ required prior approval, and that Hatfield’s fowl had violated the covenants’
prohibition against noxious or offensive activities by roaming around the subdivision and
making loud noises. The Association sought an injunction ordering Hatfield to comply with
the covenants and an award of attorney fees.1
¶3. Hatfield answered and filed a counterclaim seeking a declaratory judgment. He asked
the chancellor to declare that his birds were domestic animals which could be kept in Deer
Haven consistent with the covenants and that the pens were not improvements within the
meaning of the covenants. Hatfield also sought attorney fees.
¶4. On June 29, 2015, the Association filed an amended complaint alleging that the
Madison County Board of Supervisors had rendered a decision finding that “Hatfield’s
keeping and raising of birds/fowl on his lot [was] a violation of the Madison County Zoning
Ordinance.” And according to the Association, Hatfield’s failure to comply with county
zoning ordinances also violated the covenants.
¶5. The parties filed motions for summary judgment and the chancellor held a hearing,
following which the chancellor granted the Association’s motion, found that Hatfield had
1
Section 10.03 of the Declaration of Covenants, Conditions and Restrictions for Deer
Haven provides:
In any legal or equitable proceeding for the enforcement or to restrain the
violation of this Declaration or any provisions hereof by reference or
otherwise, the prevailing party or parties shall also be entitled to an award of
reasonable attorney’s fees, in such amount as may be fixed by the court in
such proceeding.
2
violated the Madison County Zoning Ordinance, and concluded that the Association was
entitled to an injunction ordering him to remove the fowl from his property. The chancellor
also concluded the Association was entitled to recover attorney fees, but that a hearing was
necessary to determine the appropriate amount. Finally, the chancellor found that triable
issues of fact remained as to whether the pens were a improvement erected in violation of the
covenants. But the parties later filed an agreed judgment stating any issues regarding the
pens were moot because Hatfield had removed them from the property.
¶6. On December 15, 2015, the chancellor held a hearing on the issue of attorney fees and
later denied fees for either party. The Association moved for reconsideration, arguing a
Mississippi Court of Appeals decision held it was an abuse of discretion to deny attorney fees
when provided for in restrictive covenants. Hatfield responded, arguing that, while the
covenants did provide for the prevailing party to recover attorney fees, the amount of those
fees was left to the chancellor’s discretion, and the chancellor was justified in awarding the
Association no fees because a large portion of the fees were incurred before the Association
filed its amended complaint to add the only ground upon which it prevailed. Hatfield also
argued the Association had failed to present sufficient evidence to support an award of
attorney fees because the billing statements were insufficiently definite to show which fees
corresponded with the prevailing claim.
¶7. The chancellor held a hearing on the motion for reconsideration. After the hearing,
the chancellor granted the motion and awarded the Association $50,250 in attorney fees. The
chancellor rejected Hatfield’s argument that the Association could not recover fees incurred
3
before it filed the amended complaint. According to the chancellor, the original complaint
sought to have the fowl and pens removed for violations of the covenants, and the
Association prevailed on that argument. Hatfield appealed.
ANALYSIS
¶8. On appeal, Hatfield primarily argues the chancellor erred by awarding the Association
attorney fees. But Hatfield first devotes a significant portion of his brief to accusing the
chancellor and the Association’s attorneys of misconduct. In his record excepts, Hatfield has
provided a “Motion for Mistrial” which he filed in the chancery court after this case already
had been appealed to this Court. Attached to the motion is what appears to be a judicial
performance complaint against the chancellor, bar complaints against the Association’s
attorneys, and a bar complaint against the Association’s president, who also is an attorney.
The argument in Hatfield’s brief mirrors that in the judicial performance complaint.
¶9. The Association has filed a motion to strike Hatfield’s brief and record excerpts,
arguing they should be struck because (1) they contain language disrespectful to the trial
judge, (2) the “Motion for Mistrial” and its exhibits are not in the record on appeal, and (3)
these arguments—which are ethical complaints—must be addressed through the Mississippi
Bar Association and the Mississippi Commission on Judicial Performance. On March 21,
2017, Justice Chamberlin entered a single-justice order passing this motion for consideration
with the merits.
¶10. This Court finds that the motion to strike should be granted. Mississippi Rule of
Appellate Procedure 28(l) provides that “[a]ny brief containing language showing disrespect
4
or contempt for the trial court will be stricken from the files, and the appropriate appellate
court will take such further action as it may deem proper.”2 As the Association argues,
Hatfield’s brief is full of language disrespectful to the chancellor.
¶11. Hatfield essentially argues that every time the chancellor ruled against him, the ruling
was purely the result of the chancellor’s bias. Hatfield never identifies any particular conflict
of interest or any evidence of bias. He also never provides any argument or citation to
suggest any of the chancellor’s rulings—except the award of attorney’s fees—were legally
incorrect. Further, nothing in the record reflects bias on the part of the chancellor. Instead,
Hatfield simply lodges speculative claims of bias without foundation, often employing
boldface and all-capital letters when describing the chancellor’s “prejudice.”
¶12. Further, the Association correctly points out that this portion of Hatfield’s brief and
record excepts is based on matters outside the record on appeal. Mississippi Rule of
Appellate Procedure 10(a) provides that “[t]he parties shall designate the content of the
record pursuant to this rule, and the record shall consist of designated papers and exhibits
filed in the trial court, the transcript of proceedings, if any, and in all cases a certified copy
of the docket entries prepared by the clerk of the trial court.”3 Rule 30(a) then provides that
2
Miss. R. App. P. 28(l).
3
Miss. R. App. P. 10(a).
5
“[a]ppeals shall be on the record as designated pursuant to Rule 10.”4 “Mississippi appellate
courts may not consider information that is outside the record.”5
¶13. Here, Hatfield’s “Motion for Mistrial” and its supporting documentation are not in the
record. In fact, the record was filed in this Court October 17, 2016. These documents were
not filed in the chancery court until February 6, 2017. They are not properly part of the
record before this Court and cannot be considered. Likewise, Hatfield’s ethical complaints
against the Association’s attorneys are based on his belief that they threatened the chancellor
in order to persuade him to allow an amended complaint. But no such threat is reflected in
the record.
¶14. Finally, as noted above, Hatfield cites no authority to show that any of the chancellor’s
rulings—attorney fees aside—was erroneous. “It is the duty of the briefing party to cite to
authority which supports its argument. The Court ‘considers assertions of error not
supported by citation or authority to be abandoned.’”6 Instead, Hatfield focuses this portion
of his brief not on legal error, but on his belief that the chancellor violated the Canons of
Judicial Conduct and that the attorneys violated the Rules of Professional Conduct. These
matters, if at all, should be addressed through disciplinary proceedings, not a direct appeal.
Attorney Fees in the Trial Court
4
Miss. R. App. P. 30(a).
5
Hardy v. Brock, 826 So. 2d 71, 76 (Miss. 2002) (citing Dew v. Langford, 666 So.
2d 739, 746 (Miss. 1995)).
6
Russell Real Prop. Servs., LLC v. State, 200 So. 3d 426, 430 (Miss. 2016) (citing
Miss. R. App. P. 28(a)(6); quoting McNeil v. Hester, 753 So. 2d 1057, 1075 (Miss. 2000)).
6
¶15. This Court reviews an award of attorney fees for an abuse of discretion.7 The award
must be supported by credible evidence, but determining a reasonable fee is left to the
discretion of the trial judge.8
¶16. “This Court has stated ‘unless a statute or contract provides for the imposition of
attorney fees, they are not recoverable.’”9 Here, the chancellor based the award of attorney
fees to the Association on Section 10.03 of the Declaration of Covenants, Conditions and
Restrictions for Deer Haven, which provides:
In any legal or equitable proceeding for the enforcement or to restrain the
violation of this Declaration or any provisions hereof by reference or
otherwise, the prevailing party or parties shall also be entitled to an award of
reasonable attorney’s fees, in such amount as may be fixed by the court in such
proceeding.
¶17. Hatfield does not argue this provision is unenforceable. In fact, Hatfield sought
attorney fees under this provision in the trial court. Nor does Hatfield argue the
7
Miss. Power & Light Co. v. Cook, 832 So. 2d 474, 486 (Miss. 2002) (citing
Regency Nissan, Inc. v. Jenkins, 678 So. 2d 95, 103 (Miss. 1995)).
8
Cook, 832 So. 2d at 486 (citing Regency Nissan, Inc., 678 So. 2d at 103; quoting
Gilchrist Tractor Co. v. Stribling, 192 So. 2d 409, 418 (Miss. 1966); Mauck v. Columbus
Hotel Co., 741 So. 2d 259, 269 (Miss. 1999)).
9
Hearn v. Autumn Woods Office Park Prop. Owners Ass’n, 757 So. 2d 155, 164
(Miss. 1999) (quoting Grisham v. Hinton, 490 So. 2d 1201, 1205 (Miss. 1986)).
7
Association’s attorneys billed unreasonable rates or hours.10 Instead, Hatfield argues the
chancellor erred for two other reasons.
¶18. First, Hatfield argues that the chancellor erred in his application of Section 10.03.
Hatfield points out that Section 10.03 allows recovery by the prevailing party, but leaves the
amount to be determined by the court.11 Hatfield argues that, under this provision, the
Association could not recover any fees expended before it filed its amended complaint
because the amended complaint alleged the only ground upon which the Association
prevailed: Hatfield’s failure to comply with county zoning ordinances. Further, Hatfield
argues that the chancellor should have awarded no attorney fees at all because the
Association failed to present sufficient evidence to prove which fees related particularly to
the zoning ordinance theory.
10
See Cook, 832 So. 2d at 486 (quoting Miss. R. Prof’l Conduct 1.5) (“‘(a) A
lawyer’s fee shall be reasonable. The factors to be considered in determining the
reasonableness of a fee include the following: (1) the time and labor required, the novelty
and difficulty of the questions involved, and the skill requisite to perform the legal service
properly; (2) the likelihood, if apparent to the client, that the acceptance of the particular
employment will preclude other employment by the lawyer; (3) the fee customarily charged
in the locality for similar legal services; (4) the amount involved and the results obtained;
(5) the time limitations imposed by the client or by the circumstances; (6) the nature and
length of the professional relationship with the client; (7) the experience, reputation, and
ability of the lawyer or lawyers performing the services; and (8) whether the fee is fixed or
contingent.’”).
11
Hatfield argues that this makes the attorney fees provision permissive, rather than
mandatory. That distinction, for purposes of this appeal, is irrelevant. The chancellor
awarded attorney fees. Hatfield asks this Court to reverse the award. Whether the
chancellor had to award them, or exercised his discretion to do so, is irrelevant because, to
prevail on appeal, Hatfield must show that the chancellor could not do so.
8
¶19. Hatfield relies on two Mississippi Court of Appeals opinions. A & F Properties, LLC
v. Lake Caroline, Inc. concerned a dispute surrounding A & F’s contract to build and run
a golf course for the Lake Caroline subdivision.12 There, the suit involved three distinct
matters. First, A & F claimed Lake Caroline failed to construct an adequate road into the
golf course.13 Second, under the contract, Lake Caroline was to convey ten lots in the
neighborhood to A & F.14 The parties, however, disputed the method of selecting those
lots.15 Finally, the contract required A & F “to execute a ‘Maintenance Deed of Trust’ in
favor of Lake Caroline that would serve as a permanent lien on the golf course property.”16
The parties had a third dispute concerning this obligation.17
¶20. Lake Caroline prevailed on the lot-selection and deed-of-trust issues.18 But A & F
prevailed on the road-construction issue.19 The contract at issue provided for an award of
attorney fees:
If it becomes necessary to insure the performance of the terms and conditions
of this Contract by any party hereto having to employ an attorney, then the
12
A & F Props., LLC v. Lake Caroline, Inc., 775 So. 2d 1276, 1278 (Miss. Ct. App.
2000).
13
Id.
14
Id.
15
Id.
16
Id.
17
Id.
18
Id.
19
Id.
9
party admitting default, or the party adjudicated as the defaulting party by a
court of competent jurisdiction, shall pay reasonable attorneys’ fees and the
court cost incurred, if any.20
¶21. On appeal, the Court of Appeals held that, under this provision, A & F could recover
only attorney fees expended in litigating the road-construction issue—the only issue on
which it prevailed.21 The Court of Appeals also held that no attorney fees could be awarded
because the proof presented at trial was insufficient to distinguish between the awardable
attorney fees expended for the road-construction claim and those expended for other claims.22
¶22. Likewise, Industrial and Mechanical Contractors of Memphis, Inc. v. Tim Mote
Plumbing, LLC concerned a dispute based on Industrial’s contract with Mote as plumbing
subcontractor for a commercial building construction project.23 Industrial claimed that Mote
had breached the contract in three ways.24 “First, [Industrial] contended that Mote failed to
properly ‘tie-in’ a water pipe, resulting in a leak beneath part of the parking lot.”25 “Second,
evidence was also presented at trial alleging that Mote breached the contract by failing to
properly compact the trenches in which Mote laid sewage and water pipes.”26
20
Id. at 1282–83.
21
Id. at 1283.
22
Id. at 1283–84.
23
Indus. and Mech. Contractors of Memphis, Inc. v. Tim Mote Plumbing, LLC,
962 So. 2d 632, 634 (Miss. Ct. App. 2007).
24
Id. at 634–35.
25
Id.
26
Id. at 635.
10
“Finally,[Industrial] asserted that Mote breached the contract when Mote employees punched
holes in the sheetrock walls inside the building in an effort to locate water cutoff valves,
requiring [Industrial] to repair the holes at [Industrial’s] expense.”27
¶23. The chancellor found for Industrial on the first claim only, and denied Industrial’s
request for attorney fees.28 The contract had a provision providing for the recovery of
attorney fees:
If it becomes necessary for Contractor to employ an attorney to enforce its
rights against Subcontractor, Subcontractor agrees to pay a reasonable
attorney’s fee to such attorney plus all costs of litigation incurred by
Contractor.29
On appeal, the Court of Appeals applied the rule it articulated in A & F Properties, LLC and
held that Industrial could not recover attorney fees for work related to the two claims on
which it did not prevail.30
¶24. Hatfield argues this case is analogous. According to Hatfield, the Association brought
several claims against him: that he violated the restrictive covenant requiring prior approval
to erect improvements, that he violated the restrictive covenant prohibiting noxious activities,
and that he violated the restrictive covenant requiring compliance with all zoning ordinances.
Because the chancellor’s ruling in the Association’s favor was based on only one of the
three—compliance with zoning ordinances—Hatfield argues the Association was only
27
Id.
28
Id.
29
Id. at 638.
30
Id. at 638–39 (citing A & F Props., LLC, 775 So. 2d at 1282–83).
11
entitled to recover only fees expended in advancing that argument. And because the proof
does not show which fees corresponded with which theory, he believes no fees should have
been awarded. We disagree.
¶25. The covenant in question provides for the “prevailing party” to recover attorney fees
“[i]n any legal or equitable proceeding for the enforcement or to restrain the violation of this
Declaration or any provisions hereof by reference or otherwise.” As the chancellor reasoned,
the Association filed an equitable action for injunctive relief to enforce the covenants by
having Hatfield’s birds and pens removed from the property. The Association prevailed
because it had obtained that relief. So we find that the chancellor correctly applied the plain
language of the attorney-fees provision.
¶26. Hatfield next argues the chancellor erred by awarding attorney fees incurred by the
attorney the Association’s liability insurance carrier retained to defend against Hatfield’s
counterclaim. According to Hatfield, because the Association did not pay these sums—the
insurer did—it cannot recover these sums.
¶27. The chancellor awarded the Association $50,250 in attorney fees and costs. The proof
adduced at trial showed the Association paid or owed the attorney it retained—James L.
Martin of Taggart, Rimes, & Graham—$29,477.12. The proof also established that the
Association paid a $2,500 deductible for the work performed by the attorney its insurer
retained—M. Scott Jones of Adams and Reese, LLP—who accrued $36,684 in fees
excluding that deductible. Finally, the president of the Association testified that Jones’s fees
had been paid by the insurance company.
12
¶28. Because the combined amount owed by the Association for Martin’s fees and the
deductible is $31,977.12, at least $18,272.88 of the fees the chancellor awarded represents
fees incurred by Jones and paid by the insurer. Hatfield argues that the Association cannot
be awarded these fees it did not pay.
¶29. This Court will affirm if a trial judge’s award of attorney fees is supported by credible
evidence.31 Here, the covenants provided that “the prevailing party or parties shall also be
entitled to an award of reasonable attorney’s fees, in such amount as may be fixed by the
court in such proceeding.” The covenants do not restrict the entitlement to an award only of
attorney fees that are paid by the Association. Hatfield cited no authority to the
chancellor—and he cites none here—that would require a reduction in the award of attorney
fees based on who paid the fees. Indeed, under the facts here, we know of no authority that
would require a reduction of the fees, even if they had not been paid at all. The covenants’
only requirement is that the fees be reasonable.
Attorney’s Fees on Appeal
¶30. The Association has filed a motion for this Court to award attorney fees incurred in
litigating this appeal. Where a contract provides for an award of attorney fees, fees are
awarded in the trial court, and the appellee successfully defends that award on appeal, this
Court has awarded fees incurred in litigating the appeal upon motion by the appellee.32 In
31
Cook, 832 So. 2d at 486 (citing Regency Nissan, Inc., 678 So. 2d at 103; quoting
Gilchrist Tractor Co., 192 So. 2d at 418; Mauck, 741 So. 2d at 269).
32
See Knight v. McCain, 531 So. 2d 590, 597 (Miss. 1988); Dixie Contractors, Inc.
v. Ballard, 249 So. 2d 653, 657 (Miss. 1971).
13
Dixie Contractors, Inc. v. Ballard, this Court awarded “a fee for the services of his attorney
on this appeal in the amount of one-half of that allowed by the trial court.”33 The Association
requests the same here; or $25,125.00. While allowing attorney fees on appeal in an amount
equal to one-half of the fees allowed by the trial court may not be fair and equitable in all
cases, we find doing so here to be appropriate. We think the better practice, however, would
be for the party seeking attorney fees on appeal to file a motion in this Court, supported by
affidavits and time records that establish the actual fees expended on appeal.
CONCLUSION
¶31. The judgment of the Chancery Court of Madison County is affirmed. And this Court
grants the appellee’s motions to strike and for attorney fees on appeal in the amount of
$25,125.00.
¶32. AFFIRMED.
WALLER, C.J., KITCHENS, KING, MAXWELL AND BEAM, JJ., CONCUR.
CHAMBERLIN, J., CONCURS IN PART AND DISSENTS IN PART WITH
SEPARATE WRITTEN OPINION JOINED BY RANDOLPH, P.J., AND COLEMAN,
J.
CHAMBERLIN, JUSTICE, CONCURRING IN PART AND DISSENTING IN
PART:
¶33. In response to the majority, I feel compelled to swoop in and kill two birds with one
stone. I am as happy as a lark to join the flock in affirming the chancellor in this case.
However, I must also spread my wings and dissent in part because I fear that the majority’s
award of $25,125 in appellate attorney’s fees against a pro-se litigant—without any
33
Dixie Contractors, Inc., 249 So. 2d at 657.
14
evidentiary support in our record for the award—could become the goose that laid the golden
egg. It doesn’t take eagle eyes to see the problem with this approach. Therefore, I must cry
“fowl.”
¶34. The majority’s caution that “the better practice . . . would be for the party seeking
attorney fees on appeal to file a motion in this Court, supported by affidavits and time records
that establish the actual fee expended on appeal” is correct. (Maj. Op. at ¶ 30). As a matter
of fact, it is so much better that we should require it.
¶35. Our Court’s past directives on awards of attorney’s fees have been clear: “The court
may not judicially note what is a reasonable fee and it certainly may not merely pull a figure
out of thin air. Rather, the party entitled to recover a reasonable fee must furnish an
evidentiary predicate therefor.” Key Constructors, Inc. v. H & M Gas Co., 537 So. 2d 1318,
1325 (Miss. 1989). Key found “in no uncertain terms” that “‘reasonable attorney[’]s fees’
require[d] proof.” Id. There must be an evidentiary predicate. Sanford v. Jackson Mall
Shopping Ctr. Co., 516 So. 2d 227, 230 (Miss. 1987).
¶36. I see no reason why an appellate award should be treated any differently than a trial
award. While judicial economy might be served using this method on small awards or in
circumstances where justice requires, the facts of this case present neither situation. I would
find that appellate counsel, just like trial counsel, should have to “furnish an evidentiary
predicate []for” an award of attorney’s fees. Key, 537 So. 2d at 1325.
15
¶37. Others may think my position bird-brained, but I sincerely believe that, once the
chickens come home to roost, this opinion will be a feather in my cap. Therefore, I dissent
as to this issue.
RANDOLPH, P.J., AND COLEMAN, J., JOIN THIS OPINION.
16