FILED
DECEMBER 7, 2017
In the Office of the Clerk of Court
WA State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION THREE
STATE OF WASHINGTON, )
) .No. 34347-2-111
Respondent, )
)
V. )
)
DAVID STEWART LEWIS, ) UNPUBLISHED OPINION
)
Appellant. )
FEARING, C.J. -We revisit a common appellate question: whether a defense
attorney's failure to request a lesser included offense jury instruction constituted
ineffective assistance of counsel. David Lewis appeals from two convictions of second
degree burglary. He argues his attorney erred when not seeking a lesser included offense
jury instruction for criminal trespass for the two counts. We decline to address whether
the attorney performed deficiently, because we find no prejudice. We therefore affirm
Lewis' conviction. We modify, however, a portion of his sentence.
FACTS
We appropriate our facts from testimony during a jury trial. The charges against
David Lewis surrounded his surreptitious entries into the Ephrata Athletic Club and his
misconduct inside the club on December 18 and December 19, 2015.
No. 34347-2-III
State v. Lewis
In early 2014, Mike Scellick, owner and operator of the Ephrata Athletic Club,
terminated the club membership of David Lewis for failure to pay monthly membership
dues. Scellick has not since invited Lewis to the club. Scellick also contacted the
Ephrata Police Department to request a law enforcement officer inform Lewis that he no
longer held membership in the club and was no longer allowed inside the club building.
In March 2014, Ephrata Police Officer Billy Roberts dutifully informed Lewis that police
would arrest him if he returned to the Ephrata Athletic Club. Months later David Lewis
returned.
An Ephrata Athletic Club member may enter the club's facility through one of two
side doors or by signing one's name at the club's front desk. A member enters a side
door by entering a five-digit code. Twelve security cameras monitor club entrances and
interior rooms other than locker rooms.
On December 18, 2015, club member Roger Holloway arrived at the Ephrata
Athletic Club at 7 :00 a.m. for his usual exercise routine. Holloway did not rent a locker
at the club, so he left his street clothes hanging on a hook for nigh an hour in the men's
locker room.
On December 18, 2015, at 7:37 in the morning, a security camera captured an
Ephrata Athletic Club member exiting the club building through a side door after leaving
the men's locker room. As the member exited the building, someone grabbed the door
before it fastened from the outside, and the someone hastily moved from the entryway to
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State v. Lewis
inside the men's locker room. The darting someone appeared to be male and wore a
distinctive black and blue jacket with a white zigzag pattern. Just over five minutes later
the someone exited the locker room and building while shielding his face, with his right
hand, from the security camera. The someone did not look to hold or hide any object
beneath his jacket.
Meanwhile Roger Holloway exercised and enjoyed the Ephrata Athletic Club hot
tub. Upon returning to the men's locker room, Holloway discovered a pocket knife,
fingernail clippers, and over $100 missing from his pants pockets. Holloway reported, to
club manager Mike Scellick, his missing items as stolen property. Holloway never
thereafter recovered his clippers, knife, or cash.
In the early afternoon of the next day, December 19, 2015, club member John
Ergler interrupted a workout at the Ephrata Athletic Club and returned to the men's
locker room. Ergler observed, inside the room, David Lewis, donned in street clothes and
without a gym bag, sitting on a bench. Ergler left the locker room to exercise again. He
returned to the locker room once more to gather money, for the club's tanning salon,
from his jeans hanging on a locker room hook. Ergler then noticed Lewis sitting on a
bench outside the locker room. Once inside the room, Ergler found his pants ruffled and
the money in his jeans pocket missing. Ergler reported a theft to a club employee.
Shortly after being informed by an Ephrata Athletic Club employee of John
Ergler' s misfortune, Mike Scellick perused security footage spanning the time Ergler
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No. 34347-2-III
State v. Lewis
used the club's exercise facilities on December 19. The video depicted David Lewis,
wearing a black and blue jacket with a white zigzag stripe, entering the club after 1:00
p.m. and ambulating to the locker room. Lewis left the locker room less than four
minutes later wearing a different jacket. A lump bulged from the side of the unzipped
replacement coat.
At 6:36 p.m., on December 19, 2015, Ephrata Athletic Club member Harold
Franks arrived at the club. As Franks entered a side doorway, David Lewis followed him
into the club building. Lewis wore the same black and blue jacket with a white zigzag
stripe. Franks had known Lewis since 1998 when Lewis' father coached Franks'
daughter's soccer team.
Harold Franks and David Lewis, while captured on the Ephrata Athletic Club
security footage, engaged in a brief conversation. Franks told Lewis that Lewis could not
enter the club because of his lack of membership. Lewis responded that he intended to
meet a friend, bearing the Christian name Ohl, inside the club. Franks, unfamiliar with
the surname Ohl, bade Lewis to wait outside the club until the friend arrived. Lewis
reacted by skirting into a locker room toilet stall, where he locked the door. Franks told
Lewis three times, from outside the stall door, to vacate the club. Each time, Lewis
replied that his friend would arrive soon. Franks exited the locker room and lounged for
twenty minutes in the hot tub. Upon Franks' return to the locker room, he discovered
Lewis still inside the restroom stall with the door locked. Franks, after unsuccessfully
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No. 34347-2-III
State v. Lewis
seeking the phone number of Mike Scellick, phoned the Ephrata Police Department to
report Lewis' actions. Franks waited in the parking lot for police to arrive.
Ephrata Police Officer Billy Roberts, who a year earlier instructed David Lewis
not to enter the Ephrata Athletic Club, and Sergeant Troy Froewiss responded to Harold
Franks' call. When the two officers arrived at the club, Franks told Officer Roberts that
he last saw David Lewis inside the locker room. Officer Roberts and Sergeant Froewiss
entered the club, and, as Roberts opened the door to the locker room, he nearly collided
with Lewis as Lewis attempted to exit the club. Lewis held a pair of Brooks Beast
athletic shoes, Nike Air Max athletic shoes, a pair of old, dirty, cold and damp white
tennis shoes, a large black, green, and purple coat and a Lawman coat. Lewis told
Officer Roberts that, on previous occasions, he entered the Ephrata Athletic Club to avoid
the weather.
PROCEDURE
The State of Washington charged David Lewis with three counts of second degree
burglary. The first count covered Lewis' entry into the Ephrata Athletic Club on
December 18, 2015. The second and third counts respectively covered his afternoon and
evening accesses into the club on December 19, 2015. We need to carefully distinguish
between the three burglary counts in our decision. The State also charged Lewis with
two counts of third degree theft: one for items taken from Roger Holloway on December
18 and the other for cash taken from John Ergler in the afternoon of December 19. The
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No. 34347-2-III
State v. Lewis
State elected not to charge Lewis for the theft of the athletic shoes or jackets during his
entrance to the club on the evening of December 19.
After the start of the trial and in the jury's absence, the State informed the court:
I anticipate that there will be a request for a lesser included [jury
instruction allowing the jury to convict David Lewis for criminal trespass
rather than second degree burglary with regard to the entry on December
18].
I don't think there is a legally sufficient basis for a lesser included, at
least for counts two and three [occurring on December 19]. Because in two
[the first entry on December 19] you can clearly see that there's something
under the coat, and in three [the second entry on December 19], he's got
the-he's got the shoes in his hands. One, I would dispute whether there is
a sufficiency for lesser included, but I'll have that-I will try to be prepared
for that.
Report of Proceedings (RP) at 134. Defense counsel responded by stating that he would
discuss with his client whether to request a lesser included jury instruction and, if the
defense requested an instruction, the defense would probably request the instruction for
all three charges of burglary.
On the morning of the second day of trial, the State's counsel and the trial court, in
the presence of David Lewis and his counsel, engaged in the following exchange:
[STATE'S COUNSEL]: ... I was able to speak to [defense counsel]
and we have incorporated a lesser included for count one, the burglary
occurring on December 18th.
THE COURT: Okay.
[STATE'S COUNSEL]: And have incorporated that instruction.
Additionally, I had e-mailed a proposed instruction to [defense
counsel] last night. With the court's permission, I'll approach.
THE COURT: Sure.
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State v. Lewis
[STATE'S COUNSEL]: And I would include this in the packet. Mr.
Gonzales seemed to be all right with that.
THE COURT: Okay. It sounds like you guys have jury instructions
basically agreed to almost.
[STATE'S COUNSEL]: I don't think there's anything all that
controversial.
RP at 141-42. Defense counsel did not thereafter request lesser included jury instructions
for the remaining two burglary counts and registered no objection to the lack of lesser
included instructions for counts two and three. The trial court gave a lesser included
criminal trespass instruction only for the Ephrata Athletic Club entry on December 18.
During a brief closing argument, defense counsel remarked, in part:
There's no real question he [David Lewis] was there [in the Ephrata
Athletic Club]. None. He was there without permission. No real question
there. He's guilty of criminal trespass. There's no official evidence that he
took anything. No forensic evidence he took anything. And this being
around is not enough. None of the property that was taken was found on
him. I'm going to go back to the shoes. But, in fact, no money, no knife
was ever found on him.
The shoes are a question. No doubt about that. And, in fact, in the
instruction the law says that the state need not prove who the shoes belong
to. But the state does need.to prove that they were stolen. They can't prove
that because no one's come forward to say, hey, my shoes were stolen.
There's no showing of theft for the shoes. So he has those. And it's kind
of a conundrum. He has the items, the things that no one says were stolen.
So the state can't prove theft.
The things that people say were stolen, he doesn't have. The state
said it's coincidence. That's true, coincidence is a funny thing.
Guilty of criminal trespass only.
RP at 255. Defense counsel later continued:
But none of those things [items alleged stolen] were recovered on
him. And again, for one final time, these things are ownerless. They're
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No. 34347-2-III
State v. Lewis
orphans. He should not be convicted for that sort of groundless claim of
theft.
Find him guilty, sure. Of criminal trespass, criminal trespass and
criminal trespass. But there's no showing, no proof beyond a reasonable
doubt of theft. What they have is coincidence. Coincidence and ownerless
property. That's not enough.
RP at 258. The State's counsel made no objection to defense counsel's comment: "Find
him guilty, sure. Of criminal trespass, criminal trespass and criminal trespass." RP at
258. During rebuttal closing argument, the prosecuting attorney encouraged the jury to
convict David Lewis of three counts of burglary and two counts of theft, but made no
mention that the jury instruction did not allow a conviction of the lesser included offense
of criminal trespass for counts two and three of burglary.
The jury acquitted David Lewis of both theft counts. The jury found David Lewis
not guilty on the first burglary count but guilty of the lesser included offense of first
degree criminal trespass. The jury found Lewis guilty on the two second degree burglary
counts for the entries on December 19.
On the two convictions for burglary, the trial court sentenced David Lewis to a
prison-based drug offender alternative sentence of nineteen months total confinement and
nineteen months of community custody thereafter. The trial court sentenced Lewis to
three hundred and sixty-four days suspended for the criminal trespass conviction. The
sentencing court imposed two community custody conditions: (1) a mental health
evaluation, and (2) a prohibition on the use or possession of controlled substances
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No. 34347-2-III
State v. Lewis
without a physician's prescription. The trial court entered no finding that Lewis suffered
from a mental health illness.
LAW AND ANALYSIS
David Lewis contends that trial defense counsel faultily failed to request
instructions on the lesser included offense of criminal trespass for counts two and three of
second degree burglary, which charged him with misconduct on December 19, 2015.
Lewis argues that, because some facts supported a finding that he lacked intent to commit
a crime against persons or property inside the club and since criminal trespassing
qualifies as a lesser included offense of second degree burglary, he was entitled to such
an instruction. He emphasizes that the jury convicted him of criminal trespass, not
second degree burglary, for his one ingress into the Ephrata Athletic Club on December
18. Therefore, he contends that the jury would probably have acquitted him of the two
charges of burglary and convicted him instead on the lesser charges of criminal trespass
for the two entrances on December 19. Lewis does not appeal his one conviction for
criminal trespass.
Lesser Included Jury Instruction
For an accused to show ineffective assistance of counsel for failing to request a
jury instruction, the accused must establish entitlement to the instruction. State v.
Johnston, 143 Wn. App. 1, 21, 177 P.3d 1127 (2007). Generally we first review whether
the trial court should have, assuming David Lewis requested one, delivered a lesser
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No. 34347-2-III
State v. Lewis
included jury instruction for the charges arising from the December 19 entries.
Nevertheless, because we conclude that Lewis suffered no prejudice by the lack of such
an instruction, we need not and do not address this issue on appeal. We assume for
argument sake that Lewis was entitled to the instruction.
Ineffective Assistance of Counsel
We move to the question of whether trial counsel ineffectively assisted as counsel
when failing to ask for jury instructions on the lesser included offense of criminal
trespass for the trespasses into the Ephrata Athletic Club on December 19. Remember
that the trial court gave a lesser included offense instruction for the first count involving
the entry into the club on December 18. Therefore, in our analysis, we must consider
factors distinguishing the one entrance on December 18 from the two entries on
December 19.
We note that defense trial counsel asked the jury to convict David Lewis of the
lesser crime of criminal trespass for the December 19 ingresses, when no jury instruction
allowed for the lesser convictions. Therefore, this appeal involves more than a mere
failure to request a lesser offense instruction. It involves counsel asking the jury to
convict his client on a lesser offense not explained to the jurors in an instruction and not
included as an option in the verdict form.
The Sixth Amendment to the United States Constitution guarantees an accused the
right to legal counsel in criminal trials. Washington's Constitution also grants an accused
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No. 34347-2-III
State v. Lewis
in a criminal prosecution the right to appear by counsel. WASH. CONST. art. I, § 22. The
right to counsel under the state and federal constitutions are coextensive. State v. Long,
104 Wn.2d 285, 288, 705 P.2d 245 (1985).
The constitution secures the accused more than an attorney who sits next to him
during trial. To meaningfully protect an accused's right to counsel, the constitution
demands effective assistance of counsel. Strickland v. Washington, 466 U.S. 668, 686,
104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984). The law recognizes the right to effective
assistance not for its own sake, but for its effect on the ability of the accused to receive a
fair trial. State v. Wehbe, 122 Wn. App. 683, 694, 94 P.3d 994 (2004).
We note that, unlike in many other reported decisions, David Lewis' trial counsel
informed the trial court that he would discuss with Lewis the question of whether to ask
for the lesser included jury instruction for counts two and three. Thereafter, the
prosecuting attorney suggested to the trial court that the State and Lewis agreed not to
seek the jury instruction for the two ingresses on December 19. Defense counsel did not
expressly confirm that he discussed the decision with Lewis, and counsel did not
expressly affirm an agreement with the State. Nevertheless, counsel did not disagree
with the prosecuting attorney's representation and did not ask for the lesser included jury
instruction for the last two counts of second degree burglary.
Even assuming the probability that David Lewis either made the decision to
withhold a request for the lesser included instruction or agreed with counsel's decision,
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the law does not preclude Lewis from asserting ineffective assistance on appeal. In State
v. Grier, 171 Wn.2d 17, 246 P .3d 1260 (2011 ), disagreed with on other grounds, Crace
v. Herzog, 798 F.3d 840 (9th Cir. 2015), defense counsel originally proposed lesser
included offense jury instructions for manslaughter to the charge of second degree
murder. Later counsel withdrew the lesser included instructions without explanation. He
stated, however, that he discussed the decision with his client and the client agreed with
the decision.
On appeal, in State v. Grier, Kristina Grier asserted that her trial counsel
performed deficiently when withdrawing the jury instructions. In response, the State
argued that, because Grier agreed to forgo the instructions and because the decision to
withhold lesser included instructions resides with the defendant, not her attorney, Grier
cannot fault her attorney. The Supreme Court reviewed rules of professional conduct and
disagreed that the decision as to whether to seek a lesser included jury instruction rested
solely with the defendant. Instead, the choice of trial tactics and the methodology
employed consistent with those tactics rests in the attorney's judgment.
We now identify the test to harness in reviewing David Lewis' ineffective
assistance of counsel challenge to his burglary convictions. State and federal decisions
follow the teachings and rules announced in the United States Supreme Court's seminal
decision of Strickland v. Washington, 466 U.S. 668 (1984). A claim of ineffective
assistance of counsel requires a showing that ( 1) counsel's performance was deficient,
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State v. Lewis
and (2) the deficient performance prejudiced the defendant. Strickland v. Washington,
466 U.S. at 687. If one prong of the test fails, we need not address the remaining prong.
State v. Hendrickson, 129 Wn.2d 61, 78, 917 P.2d 563 (1996). Therefore, we do not
address whether trial counsel performed deficiently.
We tum to prejudice, the second tine of the ineffective assistance of counsel
examination. The defendant must affinnatively prove prejudice. State v. Estes, 188
Wn.2d 450, 458, 395 P.3d 1045 (2017). To make a determination of prejudice, this court
considers the totality of the evidence before the jury. Strickland v. Washington, 466 U.S.
at 695: State v. Alcantar-Maldonado, 184 Wn. App. 215, 233, 340 P.3d 859 (2014).
The law generally defines "prejudice," in the setting of ineffective assistance of
counsel, as a "reasonable probability" that the result of the proceeding would have been
different. Strickland v. Washington, 466 U.S. at 669; In re Personal Restraint ofLui, 188
Wn.2d 525, 538, 397 P.3d 90 (2017). The accused must show more than the errors
having some conceivable effect on the outcome of the proceeding. Harrington v. Richter,
562 U.S. 86, 112, 131 S. Ct. 770, 178 L. Ed. 2d 624 (2011); In re Personal Restraint of
Lui, 188 Wn.2d at 538. Counsel's errors must be so serious as to deprive the defendant
of a fair trial, a trial whose result is reliable. Strickland v. Washington, 466 U.S. at 669.
In other words, the likelihood of a different result must be substantial, not just
conceivable. In re Personal Restraint of Lui, 188 Wn.2d at 539 (2017).
One might expect a burden of "reasonable probability" to require a showing by the
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No. 34347-2-III
State v. Lewis
preponderance of evidence and a burden of '"substantial likelihood" to demand proof
higher than a preponderance of evidence. Nevertheless, despite the misuse of the English
language, a "reasonable probability," under the law of ineffective assistance of counsel, is
lower than a preponderance standard. Strickland, 466 U.S. at 694; State v. Estes. 188
Wn.2d at 458 (2017). The standard denotes a probability sufficient to undennine
confidence in the outcome. Strickland, 466 U.S. at 694.
At an earlier date, the Washington Supreme Court held that the defendant bears
the burden of showing, based on the record developed in the trial court, that the result of
the proceeding would have been different but for counsel's deficient representation.
State v. Thomas, 109 Wn.2d 222, 225-26, 743 P.2d 816 (1987); State v. McFarland, 127
Wn.2d 322, 33 7, 899 P .2d 1251 (1995). This standard outlines a preponderance of
evidence standard. We proceed, however, with the understanding that David Lewis, at
least under the general rules of ineffective assistance of counsel, must show something
less than a likelihood of acquittal on the two convictions for burglary in order to establish
prejudice.
The Washington Supreme Court, in State v. Grier, 171 Wn.2d 17 (2011), may
have ignored this general standard of prejudice, for purposes of an ineffective assistance
of counsel analysis. and established a greater burden for the accused to carry in our
context of the failure to seek a lesser included offense jury instruction. In addition to
addressing prejudice, the Grier court held that trial counsel did not perform ineffectively
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when withdrawing instructions allowing a conviction on the lesser included charge of
manslaughter when the State charged Kristina Grier with second degree murder. During
closing statements, Grier's attorney argued that the State failed to prove beyond a
reasonable doubt that Grier was armed when the victim was shot, let alone that Grier shot
the victim intentionally. In the alternative, counsel argued that Grier shot the victim in
self-defense. No one testified that Grier shot the victim. Evidence showed the victim to
have started fights with others during the evening of his death. The Grier court reasoned
that, under either of defense counsel's theories, acquittal on murder charges was a "real
possibility, albeit a remote one." State v. Grier, 171 Wn.2d at 43. Thus, Grier and her
defense counsel could have reasonably believed an all or nothing strategy to be the best
approach to gain an outright acquittal. The holding in Grier may be that, if acquittal on
charges for the greater crime is a "real possibility," trial counsel commits no error by
withholding a request for a lesser included offense instruction. The State, in responding
to an ineffective assistance of counsel challenge, need not contend that acquittal on the
greater charge constituted a probability, but only argue that exoneration was a possibility.
The state high court also held that Kristina Grier did not establish prejudice, but
the analysis of the court conflated the question of whether trial counsel performed
unreasonably. The court cited foreign decisions that held that the decision not to tender
lesser included offenses constituted a legitimate tactical decision. More importantly, the
high court adopted the reasoning that, since the jury found the defendant guilty of the
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greater crime beyond a reasonable doubt, the jury, if given an opportunity, would not
have convicted of the lesser crime. The reviewing court must assume that the jury will
act according to the law and convict only if it finds guilt beyond a reasonable doubt.
Therefore, according to Grier, the defendant does not establish prejudice if convicted of
the greater crime because he would have otherwise been convicted even if the trial court
afforded the jury the opportunity to convict on a lower charge.
In Crace v. Herzog, 798 F .3d 840 (9th Cir. 2015), the United States Ninth Circuit
Court of Appeals recently rejected the Washington Supreme Court's analysis of prejudice
in the setting of a lesser included offense instruction. David Lewis asks this court to
overrule State v. Grier and adopt Crace' s different test of prejudice.
To understand the federal appeals court's decision in Crace v. Herzog, we must
first read a portion of the Washington Supreme Court's decision in response to Hoyt
Crace's personal restraint petition and discern why the Supreme Court reversed the Court
of Appeals' decision granting Crace's petition. The Supreme Court wrote:
Although Crace need not show more prejudice on collateral attack
than on direct appeal, he must of course satisfy the Strickland test in order
to have his personal restraint petition granted. . . . We conclude that Crace
cannot show prejudice under Strickland and therefore do not address the
question of whether his counsel's perfonnance was deficient.
In holding Crace met his burden to demonstrate prejudice, the Court
of Appeals did not have the benefit of our decisions in Grier and [State v.
Breitung, 173 Wn.2d 393, 267 P.3d 1012 (2011)]. There, we rejected
claims of ineffective assistance of counsel based on counsel's failure to
seek jury instructions on lesser included offenses. With respect to
prejudice, we noted in Grier that the court must assume "that the jury
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would not have convicted [the defendant] unless the State had met its
burden of proof." And, we must assume that "the availability of a
compromise verdict would not have changed the outcome of [the] trial."
(quoting Strickland's admonishment that "' a court should presume ... that
the judge or jury acted according to the law.'")
Assuming without deciding that counsel was deficient, consistent
with Grier, we cannot say in all reasonable probability that counsel's
error-failure to seek the lesser included offense-contributed to Crace's
conviction on attempted second degree assault. There was sufficient
evidence from which a juror could conclude Crace committed this offense.
Evidence established he intended to cause Deputy Hardesty fear and
apprehension. . . . Indeed, if failing to request the lesser-included
instruction was deficient performance, it occurred during an otherwise
strategic and tactically driven presentation by counsel. In light of the
presumptions we recognized in Grier, it would be difficult to show
prejudice in such a context, and Crace has failed to do so here.
In re Personal Restraint of Crace, 174 Wn.2d 835, 847-48, 280 P.3d 1102 (2012)
(alteration in original) (footnote omitted) (internal citations omitted). Note that the
Washington Supreme Court blends a tactically driven presentation by counsel with lack
of prejudice. The court also conflates the question of sufficiency of evidence with
prejudice.
The Ninth Circuit Court of Appeals rejected the Washington Supreme Court's
opinion in Crace v. Herzog. Hoyt Crace filed a petition for habeas corpus in the Western
District of Washington United States District Court. The district court granted the
petition, and the State appealed. The ninth circuit affinned. The court wrote:
The Washington Supreme Court's methodology is a patently
unreasonable application of Strickland . ... Strickland did instruct
reviewing courts to presume that trial juries act "according to law," but the
Washington Supreme Court (both in Grier and in this case) has read far
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more into that instruction than it fairly supports and, as a result, has
sanctioned an approach to Strickland that sidesteps the reasonable
probability analysis that Strickland's prejudice prong explicitly requires.
In counseling reviewing courts to presume that juries act according
to law, the Strickland Court sought to prohibit lower courts from basing
findings of prejudice on the possibility of freak acts of "lawless[ ness ]" by
judges and juries that are outside the ordinary course of criminal justice.
The passage immediately following the language quoted in Grier explains
this point:
An assessment of the likelihood of a result more
favorable to the defendant must exclude the possibility of
arbitrariness, whimsy, caprice, "nullification," and the like. A
defendant has no entitlement to the luck of a lawless
decisionmaker, even if a lawless decision cannot be reviewed.
The Washington Supreme Court's decisions in Grier and in this case
overextended the foregoing principle. That principle forbids a reviewing
court from finding prejudice by speculating that, if the defendant is
permitted to roll the dice· again, the jury might convict on a lesser included
offense merely as a means of jury nullification, without regard for whether
that verdict is consistent with the evidence. But it does not require a court
to presume-as the Washington Supreme Court did-that, because a jury
convicted the defendant of a particular offense at trial, the jury could not
have convicted the defendant on a lesser included offense based upon
evidence that was consistent with the elements of both. To think that a
jury, if presented with the option, might have convicted on a lesser included
offense is not to suggest that the jury would have ignored its instructions.
On the contrary, it would be perfectly consistent with those instructions for
the jury to conclude that the evidence presented was a better fit for the
lesser included offense. The Washington Supreme Court thus was wrong to
assume that, because there was sufficient evidence to support the original
verdict, the jury necessarily would have reached the same verdict even if
instructed on an additional lesser included offense.
As the Supreme Court has recognized in a related context, a jury
presented with only two options-convicting on a single charged offense or
acquitting the defendant altogether-''is likely to resolve its doubts in favor
of conviction" even if it has reservations about one of the elements of the
charged offense, on the thinking that "the defendant is plainly guilty of
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some offense." It is therefore perfectly plausible that a jury that convicted
on a particular offense at trial did so despite doubts about the proof of that
offense-doubts that, with "the availability of a third option," could have
led it to convict on a lesser included offense. Making this observation does
not require us to speculate that the jury would have acted "lawless[ly]" if
instructed on an additional, lesser included offense or to question the
validity of the actual verdict. Rather, it merely involves acknowledging
that the jury could "rationally" have found conviction on a lesser included
offense to be the verdict best supported by the evidence.
Nothing in Strickland, therefore, forbids courts from considering the
possibility that a jury would have convicted on a lesser included offense if
given the option to do so. Indeed, just the opposite is true: in ineffective
assistance cases involving a failure to request a lesser-included-offense
instruction, Strickland requires a reviewing court to assess the likelihood
that the defendant's jury would have convicted only on the lesser included
offense ....
The Washington Supreme Court in essence converted Strickland's
prejudice inquiry into a sufficiency-of-the-evidence question-an entirely
different inquiry separately prescribed by Jackson v. Virginia, 443 U.S.
307, 324, 99 S. Ct. 2781, 61 L. Ed. 2d 560 ( 1979).
Crace v. Herzog, 798 F.3d at 847-49 (emphasis and alterations in original) (internal
citations omitted).
After rejecting the Washington Supreme Court's version of prejudice, the federal
appellate court, in Crace, conducted a de novo review of the trial testimony to determine
if Hoyt Crace suffered prejudice when his counsel failed to ask for a lesser included
offense instruction of unlawful display of a weapon to the greater charge of assault.
Assault, but not unlawful display, required proof of intent. The court found prejudice
because Crace testified that, when he grabbed his sword and ran into the street, he had no
intent to harm anyone, but was frightened because imagined pursuers wished to kill him.
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Crace also presented testimony by a psychologist, Dr. Vincent Gollogly, who explained
that Crace's mental capacity had been so impaired on the night of August 16 that he was
not able to realize the nature of his conduct. The federal court concluded that a "jury
could rationally choose to convict Crace only of unlawful display of a weapon." Crace v.
Herzog, 798 F.3d 850-01 (emphasis in original). The court further wrote: "We think it
reasonably probable that, if given an additional option, the jury would have convicted
Crace only of unlawful display of a weapon." Crace v. Herzog, 798 F.3d 851 (emphasis
added). "This probability is 'sufficient to undennine [our] confidence in the outcome' of
the trial." Crace v. Herzog, 798 F.3d at 851.
A Washington Court of Appeals lacks authority to overrule a Washington
Supreme Court decision contrary to David Lewis' request. Godefroy v. Reilly, 146 Wash.
257,259,262 P. 639 (1928); State v. Lee, 147 Wn. App. 912,920 n.2, 199 P.3d 445
(2008). At the same time, we recognize that a federal court may eventually, on collateral
review, impose its view of ineffective assistance of counsel under principles of the United
States Constitution. We conclude, however, that we need not choose between the
definition of prejudice under Grier or under Crace. Even under the laxer test found in
Crace, Lewis cannot show prejudice.
After analyzing the entire trial evidence, we note that the undisputed evidence
established David Lewis entered the Ephrata Athletic Club without permission on the
three occasions he stealthily penetrated the club's security. He unquestionably
20
No. 34347-2-III
State v. Lewis
committed a crime each time. We conclude that the jury likely did not convict Lewis of
second degree burglary for his entry on December 18 and instead convicted him of
criminal trespass, because no one saw him with any stolen objects and the security
footage did not show him with any contraband.
Some evidence showed that David Lewis entered the club on December 19 to
escape the weather, but the jury did not believe this testimony. The overwhelming
evidence with regard to the December 19 entries showed Lewis pilfered property. After
his afternoon entry, he exited wearing a different jacket and the jacket contained a bulge.
Lewis provided no explanation for the presence of the other jacket, other than that some
phantom person may have gifted him the jacket or the jacket waited for his retrieval for
two years in an alleged lost and found bin. Although Lewis did not carry the burden,
before the jury, of disproving the crime, our confidence in the verdict is not shaken if the
State presented strong evidence of the crime and Lewis lacked a sufficient countering
explanation.
Following his December 19 evening entry, Lewis attempted to leave the club with
three pairs of athletic shoes and another coat. He provided no explanation for the
handling of the apparel. Lewis' argument that the apparel belonged to no one falls short
because he provided no testimony that he knew no one claimed the shoes and coat. Also,
the State is required to prove only that the taken property belonged to someone other than
the accused, not who owned the items. State v. Lee, 128 Wn.2d 151, 159, 904 P.2d 1143
21
No. 34347-2-111
State v. Lewis
(1995).
David Lewis' exoneration on the theft charges does not show he did not seek to
steal inside the Ephrata Athletic Club. The State did not need to show that Lewis actually
stole property, only that he intended to commit a crime. Lewis also never supplied a
sufficient explanation for being inside the athletic club or why he locked himself inside a
bathroom stall for twenty minutes. The totality of the evidence does not undermine our
confidence in the second degree burglary convictions.
Mental Health Evaluation
Since we affirm David Lewis' convictions, we must address his assignments of
error with regard to his sentencing. David Lewis first contends that the trial court failed
to make the requisite findings before ordering him to undergo a mental health evaluation
as part of his community custody. The State concedes error and admits the trial court did
not enter a proper finding. Nevertheless, a physician has already evaluated Lewis,
rendering the community custody condition a harmless error.
Controlled Substances
David Lewis also contends that the trial court erred in limiting his use or
possession of controlled substances to only those substances provided by a physician.
Under RCW 9.94A.703(2)(c), a trial court may order an offender to abstain from
possessing or consuming controlled substances aside from "lawfully issued
prescriptions." Nevertheless, the law does not limit authorization to issue prescription to
22
No. 34347-2-111
State v. Lewis
physicians. Dentists, physician assistants, and advanced registered nurses, among others,
may also prescribe controlled substances. The State concedes error and admits the order
should be written to mirror the language ofRCW 9.94A.703(2)(c). Both the appellant
and respondent agree that the court should remand so that the language of Lewis'
community custody matches the pertinent statute's words.
CONCLUSIONS
We affirm David Lewis' convictions on counts two and three for second degree
burglary. We remand the case for resentencing. On resentencing, the trial court should
modify the community custody condition to read that Lewis may not use or possess
i controlled substances unless prescribed by a licensed health care professional authorized
\l
to prescribe medications.
J
A majority of the panel has determined this opinion will not be printed in the
Washington Appellate Reports, but it will be filed for public record pursuant to RCW
2.06.040.
I WE CONCUR:
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I Lawrence-Berrey, J. Pennell, J.
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