State v. McDowell

[Cite as State v. McDowell, 2017-Ohio-9249.]

IN THE COURT OF APPEALS OF OHIO
THIRD APPELLATE DISTRICT
HANCOCK COUNTY

STATE OF OHIO,
CASE NO. 5-17-01
PLAINTIFF-APPELLEE,

v.

KYLE MCDOWELL, OPINION

DEFENDANT-APPELLANT.

Appeal from Hancock County Common Pleas Court
General Division and Juvenile Division
Trial Court No. 2016-CR-00062

Judgment Affirmed

Date of Decision: December 26, 2017

APPEARANCES:

Deborah K. Rump for Appellant

Brian S. Deckert and Micah R. Ault for Appellee
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WILLAMOWSKI, J.

{¶1} Defendant-appellant Kyle McDowell (“McDowell”) appeals the

judgment of the Juvenile Division of the Hancock County Court of Common Pleas

(“Juvenile Division”) for relinquishing jurisdiction over his case. He also appeals

the judgment of the General Division of the Hancock County Court of Common

Pleas (“General Division”) for (1) holding that the rape shield statute prohibited the

testimony of the victim’s prior boyfriend; (2) failing to grant a mistrial after the

State elicited testimony that indicated he exercised his Fifth Amendment right to

remain silent; and (3) failing to admit extrinsic evidence under Evid.R. 616(A) that

showed the victim had a motivation to lie in her testimony. For the reasons set forth

below, the judgment of the lower court is affirmed.

Facts and Procedural History

{¶2} On October 13, 2014, HB reported that she had been raped by

McDowell on October 11, 2014. Trial Tr. 296-298. HB and McDowell had both

attended the same high school and had known each other for some time. Id. at 413,

417. On the evening of October 11, 2014, McDowell was house sitting for his

neighbors and invited HB to come visit with him at his neighbor’s house. Id. at 744.

HB arrived at the house where McDowell was at around 11:40 p.m. and planned to

stay for about ten minutes. Id. at 421. After being there a short time, HB stated that

she intended to leave. Id. at 421. HB testified at trial that McDowell would not

allow her to leave. Id. at 423. She testified that McDowell then forced her into a

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bedroom, held her down, and raped her. Id. at 423, 424-427. HB said that she left

the house and went home immediately after McDowell released her. Id. at 427. At

the time of this incident, HB was sixteen years old, and McDowell was seventeen

years old. Id. at 412. Doc. 4. On October 12, 2014, McDowell sent HB a series of

text messages. Ex. 36-51. These texts indicated he felt remorse for some

unspecified reason and had a desire to speak with HB sometime in the near future.

Id.

{¶3} On the morning of October 13, 2014, HB told her mother what had

happened. Trial Tr. 461. At this point, HB and her mother went to the hospital

where HB was examined and evidence was collected. Id. at 462, 464-465. The

examining nurse determined that HB had bruising on her hands, forearms, and

cervix. Id. at 566, 569. The nurse interpreted these bruises to be consistent with

rough sexual activity. Id. at 569, 571. Probable Cause Hearing Tr. 13. On October

31, 2014, the Juvenile Division had a hearing on a civil protection order and, as a

result, chose to issue a civil protection order. Doc. 62. Amenability Hearing Tr.

10-11, 21. After a police investigation, a criminal complaint was filed with the

Juvenile Division of the Hancock County Court of Common Pleas on June 22, 2015.

Doc. 4.

{¶4} However, on September 2, 2015, the State filed a motion that requested

the Juvenile Division relinquish jurisdiction over this case and transfer this matter

to the General Division. Doc. 4. On September 30, 2015, the Juvenile Division

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held a probable cause hearing to examine the facts of this case. Probable Cause

Hearing Tr. 1. After it determined that probable cause existed, the Juvenile Division

then held an amenability hearing on January 19, 2016. Doc. 4. At both of these

hearings, McDowell opposed the motion to relinquish jurisdiction on the grounds

that he was amenable to rehabilitation and had complied with the terms of the civil

protection order that had been issued by the trial court fifteen months prior to the

hearing. Amenability Hearing Tr. 21.

{¶5} On February 3, 2016, the Juvenile Division granted the motion and

ordered a discretionary transfer of this case to the General Division. Doc. 4. On

March 22, 2016, an indictment was filed with the General Division, charging

McDowell with three counts of rape in violation of R.C. 2907.02(A)(2); one count

of gross sexual imposition in violation of R.C. 2907.05(A)(1); and one count of

kidnapping with a sexual motivation in violation of R.C. 2905.01(A)(4). Doc. 1.

On March 30, 2016, McDowell was released on his own recognizance. Doc. 7. The

record does not contain evidence that suggests McDowell violated the terms of his

release while his case was pending.

{¶6} On August 24, 2016, McDowell submitted the Defense’s list of

witnesses. Doc. 40. This list included Isaac Burnett (“Isaac”), who had been HB’s

boyfriend prior to the incident in this case, and Isaac’s sister, Olivia Burnett. Doc.

40. On September 1, 2016, the State filed a motion to exclude evidence that would

discuss HB’s prior sexual history in violation of R.C. 2907.02(D). Doc. 42. On

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October 13, 2016, the Defense filed a motion that requested a hearing pursuant to

2907.02(E) to determine the admissibility of evidence under the rape shield statute.

Doc. 49. On November 7, 2016, the General Division granted the State’s motion to

exclude the evidence that involved aspects of HB’s prior sexual history. Doc. 71.

{¶7} Trial began on November 14, 2016. Doc. 133. At trial, the State called

Detective Lyle E. Harvitt (“Harvitt”) as a witness during its case-in-chief. Trial Tr.

at 669. During his testimony, the following exchange occurred between the

prosecutor and Harvitt:

Q: Did you ever make any determination to try to find out
whether or not Kyle McDowell had any type of injury that could
have affected his mobility in 2014?

A. I did make an attempt to talk to him but apparently he opted
not to.

Id. at 695. At this time, the Defense moved for a mistrial, claiming that this line of

questioning violated McDowell’s Fifth Amendment rights. Id. The trial court

overruled the Defense’s motion for a mistrial. However, the trial court did issue a

curative instruction to the jurors, explaining that they were not to infer guilt or

innocence on the basis of whether McDowell chose to remain silent. Id. at 696-698.

{¶8} HB also testified during the prosecution’s case-in-chief. On cross-

examination, the Defense sought to ask questions about HB’s relationship with her

mother and whether HB feared discipline from her mother for her actions. Id. at

515. The State objected to this line of questioning. Id. at 515. In response, the

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Defense argued that this information was relevant because it demonstrated that HB

may have been motivated to blame McDowell for this incident by fear of discipline

from her mother. Id. at 516-517. The trial court admitted portions of this evidence

but sustained several objections made by the prosecution, excluding certain

elements of this line of questioning. Id. at 521-530. During its case-in-chief, the

Defense called a number of witnesses, including Isaac and Isaac’s sister. At trial,

portions of Isaac’s testimony regarding his prior relationship with HB were

excluded after the trial court sustained two objections made by the prosecution. Id.

at 832-835.

{¶9} On November 18, 2016, the jury found McDowell guilty of all counts

charged. Doc. 83-88. The trial court sentenced McDowell on December 28, 2016.

Doc. 104. McDowell filed his notice of appeal on January 11, 2017. Doc. 122. On

appeal, he raises the following four assignments of error:

First Assignment of Error

The Juvenile Division abused its discretion and committed errors
of law in granting the state’s motion to relinquish jurisdiction.
Further, McDowell’s right to due process of law both under the
Ohio and United States Constitutions was violated. It took the
Juvenile Division 16 months to order the transfer and then based
the transfer on the premise that there was not enough time in
which to successfully complete rehabilitation. The Juvenile
Division rejected the Court Diagnostic report that concluded
there was sufficient time to rehabilitate him within the Juvenile
system. During the pendency of the proceedings, the Juvenile
Division did not order counseling as a condition of bond or the
CPO. As such, his right to a speedy trial was also violated and
caused him great harm in violation of the 6th Amendment of the

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United States Constitution and Art. I, § 10 of the Ohio
Constitution.

Second Assignment of Error

The trial court erred when it held the Rape Shield law prohibited
testimony by the complaining victim’s boyfriend that he had
rough sex with her less 24 hours before the charged rape and that
he was responsible for the bruising on her arm.

Third Assignment of Error

The trial court erred and abused its discretion when it did not
grant a mistrial after the state elicited testimony that McDowell
exercised his right to remain silent and would not speak with
police.

Fourth Assignment of Error

The trial court erred because it abused its discretion and failed to
properly apply the law by not admitting considerable extrinsic
evidence pursuant to Evid.R. 616(A) that the complaining victim
had a motive to lie in order to avoid being physically disciplined
by her mother.

For the sake of analytical clarity, we will consider the first and third assignments of

error before we consider the second and fourth assignments of error.

First Assignment of Error

{¶10} In his first assignment of error, McDowell argues that the juvenile

division erred in relinquishing jurisdiction over his case for several reasons. First,

he contends that the facts of this case do not support the conclusion that he was not

amenable to rehabilitation or was a threat to public safety. As part of this argument,

he asserts that the trial court did not engage in proper analysis of the statutory factors

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and that the trial court’s decision was not, therefore, supported by the record.

Second, he alleges that the trial court subjected McDowell to a situation in which

he received a cruel punishment that is disproportionate to the crime he allegedly

committed and in which McDowell’s right to a speedy trial was not honored. In

particular, he points to the findings of the trial court regarding his potential for

rehabilitation, arguing that he would have had time to complete counseling and be

rehabilitated if the trial court had promptly addressed his case. Third, he argues that

the trial court misapplied the law in having this case bound over. He argues that

this bindover cannot be justified on the grounds of community safety as the facts in

the record do not support such a determination. For these reasons, he requests that

this Court reverse the trial court’s decision to relinquish jurisdiction.

Legal Standard

{¶11} R.C. 2152.10(B) confers a juvenile court with the discretion to transfer

a case to facilitate a criminal prosecution under certain circumstances. R.C.

2152.10(B) reads, in its relevant part, as follows:

Unless the child is subject to mandatory transfer, if a child is
fourteen years of age or older at the time of the act charged and if
the child is charged with an act that would be a felony if
committed by an adult, the child is eligible for discretionary
transfer to the appropriate court for criminal prosecution. In
determining whether to transfer the child for criminal
prosecution, the juvenile court shall follow the procedures in
section 2152.12 of the Revised Code.

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R.C. 2152.10(B). Under R.C. 2152.12(B), A juvenile court has the discretion to

transfer a case for criminal prosecution if the court finds that three conditions are

met. First, the child must have been fourteen or older at the time of the alleged

offense. R.C. 2152.12(B)(1). Second, the juvenile court must determine that

probable cause exists to believe that the child committed the alleged offense. R.C.

2152.12(B)(2). Third, the juvenile court must find that “[t]he child is not amenable

to care or rehabilitation within the juvenile system” and that “the safety of the

community may require that the child be subject to adult sanctions.” R.C.

2152.12(B)(3).

{¶12} In determining whether a child should be transferred from the juvenile

system, the court must first examine the factors that, if present, would support

transfer. These factors are listed in R.C. 2152.12(D) and read as follows:

(1) The victim of the act charged suffered physical or
psychological harm, or serious economic harm, as a result of the
alleged act.

(2) The physical or psychological harm suffered by the victim due
to the alleged act of the child was exacerbated because of the
physical or psychological vulnerability or the age of the victim.

(3) The child’s relationship with the victim facilitated the act
charged.

(4) The child allegedly committed the act charged for hire or as a
part of a gang or other organized criminal activity.

(5) The child had a firearm on or about the child’s person or
under the child’s control at the time of the act charged, the act
charged is not a violation of section 2923.12 of the Revised Code,

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and the child, during the commission of the act charged, allegedly
used or displayed the firearm, brandished the firearm, or
indicated that the child possessed a firearm.

(6) At the time of the act charged, the child was awaiting
adjudication or disposition as a delinquent child, was under a
community control sanction, or was on parole for a prior
delinquent child adjudication or conviction.

(7) The results of any previous juvenile sanctions and programs
indicate that rehabilitation of the child will not occur in the
juvenile system.

(8) The child is emotionally, physically, or psychologically mature
enough for the transfer.

(9) There is not sufficient time to rehabilitate the child within the
juvenile system.

R.C. 2152.12(D). The court must then consider the factors that weigh against

transfer, which are listed in R.C. 2152.12(E) and read as follows:

(1) The victim induced or facilitated the act charged.

(2) The child acted under provocation in allegedly committing the
act charged.

(3) The child was not the principal actor in the act charged, or, at
the time of the act charged, the child was under the negative
influence or coercion of another person.

(4) The child did not cause physical harm to any person or
property, or have reasonable cause to believe that harm of that
nature would occur, in allegedly committing the act charged.

(5) The child previously has not been adjudicated a delinquent
child.

(6) The child is not emotionally, physically, or psychologically
mature enough for the transfer.

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(7) The child has a mental illness or intellectual disability.

(8) There is sufficient time to rehabilitate the child within the
juvenile system and the level of security available in the juvenile
system provides a reasonable assurance of public safety.

R.C. 2152.12(E). If the factors in R.C. 2152.12(D) that indicate transfer is

appropriate outweigh the factors in R.C. 2152.12(E) that indicate transfer is

inappropriate, the juvenile court may transfer the case. R.C. 2152.21(B)(3). In

making this determination, “[t]he record shall indicate the specific factors that were

applicable and that the court weighed.” R.C. 2152.12(B)(3).

{¶13} In cases of a discretionary transfer, challenges to the trial court’s

findings regarding the amenability of the child to rehabilitation within the juvenile

justice system are reviewed under an abuse of discretion standard. In re A.J.S., 120

Ohio St.3d 185, 2008-Ohio-5307, 897 N.E.2d 629, ¶ 39, citing State v. Golphin, 81

Ohio St.3d 543, 692 N.E.2d 608 (1998); State v. Douglas, 20 Ohio St.3d 34, 36, 485

N.E.2d 711, 712 (1985).

Legal Analysis

{¶14} In this case, the juvenile court determined that a discretionary transfer

of McDowell’s case from the juvenile system was appropriate. The juvenile court

found that the charged offense would have been a felony if the offense had been

committed by an adult and that McDowell was seventeen at the time of the alleged

offense. Doc. 4. On the basis of these two findings, McDowell’s case was eligible

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for a discretionary transfer if there was probable cause to believe that McDowell

may have committed the charged offense and if McDowell was found not to be

amenable to rehabilitation within the juvenile system. Pursuant to R.C.

2152.12(B)(2), the juvenile court held a probable cause hearing on September 30,

2015, in which it determined that probable cause existed to support the belief that

McDowell may have committed the charged offense. Doc. 4. Probable Cause

Hearing Tr. 4. The juvenile court then proceeded to hold an amenability hearing on

January 19, 2016. Amenability Hearing Tr. 4.

{¶15} At the amenability hearing, the juvenile court heard evidence from the

State and Defense regarding the factors that are listed in R.C. 2152.12. Id. at 20-21.

In its judgement entry, the juvenile court considered all of the factors that are listed

in R.C. 2152.12(D) and R.C. 2152.12(E). The juvenile court found that several of

the statutory factors supported transfer. The juvenile court found that McDowell

had committed offenses of violence; that the offense resulted in physical harm to

the victim; that a relationship with the victim facilitated the offense; that the report

from Dr. Cassel showed that McDowell was mature enough for transfer; and that

two and a half years was not sufficient time for McDowell to be rehabilitated in the

juvenile system. Doc. 4.

{¶16} The juvenile court then considered the factors that would weigh

against transfer. The juvenile court found that McDowell did not have a prior

history of delinquent behavior and that McDowell’s behavior since the incident on

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October 11, 2014, showed that he did not pose a threat to community safety. Doc.

4. However, since the juvenile court determined that two and a half years was not

sufficient time for McDowell to be rehabilitated, the juvenile court found that it

could not be assured that McDowell was not a threat to community safety after the

juvenile court lost jurisdiction over him at the time he turned the age of twenty-one.

After considering the factors, the juvenile court determined that a discretionary

transfer was appropriate under the facts of this case because the factors in favor of

transfer outweighed the factors against transfer.

{¶17} In reaching this conclusion, the juvenile court considered all of the

relevant evidence before it and followed the procedures set forth in the Ohio Revised

Code. As to this issue, our task is not to exercise our judgment in areas that were

entrusted to the discretion of the juvenile court. Our task is to determine whether

the juvenile court abused the discretion it was given. After examining the record,

we do not find that the Juvenile Division abused its discretion in ordering that

McDowell’s case should be bound over to the General Division. For these reasons,

McDowell’s first assignment of error is overruled.

Third Assignment of Error

{¶18} In his third assignment of error, McDowell claims that the State

improperly elicited testimony at trial that revealed McDowell had exercised his

constitutional right to remain silent after he was arrested. He argues that this line of

questioning was a deliberate attempt by the prosecution to disclose this information

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to the jury. He believes that this line of questioning was prejudicial as his reputation

for honesty was an issue at trial. Arguing that his Fifth Amendment rights were

subverted by the prosecution in this line of questioning, McDowell made a motion

for a mistrial, which the trial court denied. On appeal, he argues that the trial court’s

determination on this motion should be reversed and that he should be granted a

new trial.

Legal Standard

{¶19} Under the Fifth Amendment, the accused may not “be compelled in

any criminal case to be a witness against himself.” U.S. Constitution, Fifth

Amendment. “[T]he introduction of the defendant’s silence to the authorities during

the state’s case-in-chief, regardless of whether the Miranda warnings were given, is

inappropriate in a situation where it is obviously used as nothing but substantive

evidence of guilt.” State v. Geboy, 145 Ohio App.3d 706, 764 N.E.2d 451 (3d

Dist.2001).

Use of a defendant’s silence in the state’s case-in-chief puts a
defendant in the position of having to choose between allowing a
jury to infer guilt from his silence or being forced to take the stand
to explain his prior silence, thereby surrendering his right not to
testify.

State v. Roby, 3d Dist. Putnam No. 12-09-09, 2010-Ohio-1498, ¶14, citing State v.

Perez, 3d Dist. Defiance No. 4-03-49, 2004-Ohio-4007. Thus, testimony showing

that the accused relied upon his Fifth Amendment privilege and remained silent may

not be used as substantive evidence of guilt in the State’s case-in-chief. See State

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v. Leach, 102 Ohio St.3d 135, 2004-Ohio-2147, 807 N.E.2d 335, ¶ 38. Compare

Doyle v. Ohio, 426 U.S. 610, 96 S.Ct. 2240, 49 L.Ed.2d 91 (1976); Jenkins v.

Anderson, 447 U.S. 231, 100 S.Ct. 2124, 65 L.Ed.86 (1980); Fletcher v. Weir, 455

U.S. 603, 102 S.Ct. 1309, 71 L.Ed.2d 490 (1982).

{¶20} “Nevertheless, the introduction of evidence regarding a defendant’s

decision to remain silent does not constitute reversible error if, based on the whole

record, the evidence was harmless beyond any reasonable doubt.” Roby at ¶ 14.

The error is harmless if it is clear beyond a reasonable doubt that the defendant

would have been found guilty in the absence of the State’s reference to the

defendant’s silence. State v. Welch, 3d Dist. Wyandot No. 16-06-02, 2006-Ohio-

6684, ¶ 9. “A single comment by a police officer as to a suspect’s silence without

any suggestion that the jury infer guilt from the silence constitutes harmless error.”

State v. Treesh, 90 Ohio St.3d 460, 480, 739 N.E.2d 749, 771 (2001). Further, if

the trial court issues curative instructions regarding a comment mentioning the

silence of the defendant, we presume that the jury adhered to the trial court’s

instructions. Id.

{¶21} Where the defendant has submitted a motion for a new trial in response

to an allegedly inappropriate comment regarding his or her Fifth Amendment rights,

we consider the provisions of Crim.R. 33. Under Crim.R. 33,

(A) A new trial may be granted on motion of the defendant for
any of the following causes affecting materially his substantial
rights:

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(1) Irregularity in the proceedings, or in any order or ruling of the
court, or abuse of discretion by the court, because of which the
defendant was prevented from having a fair trial;

Crim.R. 33(A)(1). “Mistrials are necessary ‘only when the ends of justice so require

and a fair trial is no longer possible.’” Welch at ¶ 9, quoting State v. Drummond,

111 Ohio St.3d 14, 2006-Ohio-5084, 854 N.E.2d 1038, at ¶ 131. “[A] mistrial

should not be ordered merely because some error or irregularity had intervened.”

State v. Carter, 3d Dist. Allen No. 1-15-62, 2017-Ohio-1233, ¶ 71.

{¶22} The decision regarding whether to declare a mistrial is left within the

discretion of the trial court. State v. Glover, 35 Ohio St.3d 18, 517 N.E.2d 900

(1988). Thus, on appeal, a trial court’s decision not to declare a mistrial will not be

reversed absent an abuse of discretion. Treesh, supra, at 480. “An abuse of

discretion is more than an error of judgment; rather, it implies that the trial court’s

decision was unreasonable, arbitrary, or capricious.” Howton, supra, at ¶ 23,

quoting Heilman, supra, at ¶ 14. “When applying the abuse of discretion standard,

a reviewing court is not free to merely substitute its judgment for that of the trial

court.” Thompson, supra, at ¶ 11, quoting In re Jane Doe 1 at 138.

Legal Analysis

{¶23} During the course of this case, the Defense alleged at various points

that McDowell had suffered an injury to his right knee prior to the alleged incident

and that this injury would have interfered with his ability to undertake the actions

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alleged by the victim. As part of its case-in-chief, the prosecution questioned

Detective Harvitt to see if he had come across information that would substantiate

these claims in the course of his investigation. During this line of questioning, the

following colloquy occurred between the prosecutor and Harvitt:

Q: Did you ever make any determination to try to find out
whether or not Kyle McDowell had any type of injury that could
have affected his mobility in 2014?

A. I did make an attempt to talk to him but apparently he opted
not to.

Trial Tr. 605. The context of this colloquy establishes that the prosecutor was

inquiring into whether Harvitt had an injury that could have affected his mobility.

The content of the transcript does not suggest that the prosecutor was attempting to

elicit whether McDowell asserted his Fifth Amendment right to remain silent.

{¶24} The text of the transcript does not indicate that the officer was

attempting to provide evidence of McDowell’s guilt in offering this statement. The

officer merely stated that he did not have the opportunity to confirm whether

McDowell had an injury through direct contact with McDowell. If making this

statement was error, it was harmless as the officer does not appear to be suggesting

in any way that the jurors should infer guilt from McDowell’s silence. Further,

McDowell does not explain how he would have been found innocent in the absence

of this comment. We also note that the trial court issued curative instructions at the

request of the Defense, stating:

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Ladies and gentlemen of the jury, there have been a couple of
questions and answers here about the Detective’s chatting or not
chatting with the defendant, Kyle McDowell. You’re specifically
instructed that under the United States Constitution, under the
Ohio Constitution, a person who is charged or a suspect in a
criminal investigation has an absolute constitutional right not to
speak with someone if they don’t want to do that.

Id. at 698. Since we are to presume that the jurors followed these instructions, we

find that these comments did not affect the outcome of the case. State v. Hancock,

108 Ohio St.3d 57, 2006-Ohio-160, 840 N.E.2d 1032, ¶ 54, citing State v. Ahmed,

103 Ohio St.3d 27, 2004-Ohio-4190, 813 N.E.2d 637, ¶ 147.

{¶25} Given this context, we do not find evidence in the record that suggests

that the trial court’s decision to deny the Defense’s motion for a new trial was an

abuse of discretion. The transcript shows that the trial court heard the Defense’s

objections, considered the statements, and issued a curative instruction to address

any confusion on the part of the jurors. The defendant, on the other hand, has not

carried the burden of showing that he was denied a fair trial by these comments and

has not showed that he would have been acquitted in the absence of this statement.

For these reasons, his third assignment of error is overruled.

Second Assignment of Error

{¶26} In his second assignment of error, McDowell argues that the trial court

erred in prohibiting evidence that suggested the bruising of the victim’s body may

have come from the victim having sexual intercourse with her boyfriend one day

prior to the incident with McDowell that is the subject of this case. Prior to trial,

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the trial court granted the State’s motion in limine on the grounds that admission of

evidence regarding HB’s prior sexual history would be in conflict with Ohio’s rape

shield statute. McDowell alleges that he sought to have this testimony introduced

to show he may not have caused the bruising on the HB’s body and did not want

this testimony introduced to demonstrate that HB was promiscuous. Thus,

McDowell argues that the rape shield did not apply to this evidence; that the trial

court erred by not allowing the evidence to be admitted at trial; and that exclusion

of this evidence violated his constitutional right of confrontation as guaranteed by

the Sixth Amendment of the U.S. Constitution. On the basis of these arguments, he

requests that this court reverse his convictions and order a new trial.

Legal Standard

{¶27} Extrinsic evidence is introduced to impeach a witness by means other

than cross-examination of that witness. Black’s Law Dictionary (10th Ed.2014).

See State v. Garcia, 8th Dist. Cuyahoga No. 102546, 2016-Ohio-585, ¶ 108, quoting

Staff Notes to Evid.R. 616 (“In the impeachment context, extrinsic evidence means

evidence introduced through the testimony of other witnesses.”) Under Evid.R.

616(A), “[b]ias, prejudice, interest, or any motive to misrepresent may be shown to

impeach the witness by examination of the witness or by extrinsic evidence.”

While courts have broad discretion in restricting the presentation
of evidence, potential bias or interest on the part of a witness as to
disputed evidence is always considered highly relevant, and
courts must be reluctant to restrict the trier of fact’s
consideration of such testimony; if such testimony is excluded,

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and it is vital to either the state’s case or to the defense, the trial
court has abused its discretion and reversible error has occurred.

(Emphasis added). State v. Moore, 3d Dist. Union No. 14-2000-39, 2001 WL

218431, 2 (March 6, 2001), citing Ferguson, supra, at 165-166.

{¶28} “Evidence which is not relevant is not admissible.” Evid.R. 402.

“‘Relevant evidence’ means evidence having any tendency to make the existence of

any fact that is of consequence to the determination of the action more probable or

less probable than it would be without the evidence.” Evid.R. 401. However, even

if evidence is relevant, it may not be admissible “if its probative value is

substantially outweighed by the danger of unfair prejudice, of confusion of the

issues, or of misleading the jury.” Evid.R. 403(A).

The mere fact that testimony is logically relevant does not in all
cases make it admissible. It must also be legally relevant. A fact
which in connection with other facts renders probable the
existence of a fact in issue may still be rejected, if in the opinion
of the judge and under the circumstances of the case it is
considered essentially misleading or too remote.

Whiteman v. State, 119 Ohio St. 285, 289, 146 N.E. 51, 52 (1928). Further,

“‘[l]aying foundation’ is a prerequisite to the admission of evidence at trial.” State

v. Brooks, 3d Dist. Marion No. 9-99-40, 1999 WL 1076135 *5 (Dec. 1, 1999).

“Foundation consists of preliminary questions to a witness to establish admissibility

of evidence.” Id. “By establishing that a piece of evidence is relevant to the case

at hand or the issue in question then the proper foundation has been laid.” Id.

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{¶29} “The admission of evidence is generally within the sound discretion

of the trial court, and a reviewing court may reverse only upon the showing of an

abuse of that discretion.” Cassens Transport Co. v. Bohl, 3d Dist. Seneca No. 13-

11-36, 2012-Ohio-2248, ¶35, quoting Peters v. Ohio State Lottery Comm., 63 Ohio

St.3d 296, 299, 587 N.E.2d 290 (1992). “An abuse of discretion is more than an

error of judgment; rather, it implies that the trial court’s decision was unreasonable,

arbitrary, or capricious.” Howton, supra, at ¶ 23, quoting Heilman, supra, at ¶ 14.

“When applying the abuse of discretion standard, a reviewing court is not free to

merely substitute its judgment for that of the trial court.” Thompson, supra, at ¶ 11,

quoting In re Jane Doe 1, supra, at 138.

Legal Analysis

{¶30} In this case, the State submitted a motion to exclude evidence of HB’s

prior sexual activity pursuant to Ohio’s rape shield statute. Doc. 42. See R.C.

2907.02(D), (E). The trial court granted the State’s motion in limine. Doc. 71.

A motion in limine is commonly used as a tentative, precautionary
request to limit inquiry into a specific area until its admissibility
is determined during trial. As a tentative, interlocutory,
precautionary ruling, ‘* * * finality does not attach when the
motion is granted.’ ‘By its very nature, * * * its grant cannot be
error. It is not a ruling on evidence.’ * * * As such, ‘* * * the
ruling [o]n a motion in limine does not preserve the record on
appeal[;] * * * [a]n appellate court need not review the propriety
of such an order unless the claimed error is preserved by [a timely
objection] * * * when the issue is actually reached [during the] *
* * trial.’

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(Citations omitted). Gable v. Gates Mills, 103 Ohio St.3d 449, 2004-Ohio-5719,

816 N.E.2d 1049, at ¶ 35. In this case, the motion in limine was granted in

consideration of Ohio’s rape shield statute. Doc. 71. However, the record shows

that this evidence was not excluded at trial pursuant to Ohio’s rape shield statute.

Trial Tr. 834.

{¶31} At trial, defense counsel began to broach the subject of HB’s prior

sexual activity while Isaac was testifying as a witness. Id. at 834. This exchange

between defense counsel and Isaac at trial proceeded as follows:

[Defense:] Okay. And what period of time do you recall dating
[HB]?

[Isaac:] I’d say it started in November, 2013, and it continued till
May, and then it started again in September until, or it started
again in October and November so only like a month or two on
the second time.

[Defense:] All right. And during the time that you and she [HB]
were together, did you ever do any activities that caused her to be
bruised?

[Prosecution:] Objection, Your Honor.

The Court: Sustained.

[Defense:] Did you ever receive any texts from [HB’s] mom about
seeing [HB]?

[Prosecution:] Objection, Your Honor.

The Court: I’m going to sustain until we get a foundation.

[Defense:] Well, that’s the foundation now to find out.

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Case No. 5-17-01

The Court: I understand, but the objection went to, as I took it to
be to the form of the question, and to the content of the question.
So I’m going to object as to the form and tell you contents okay,
at least at this point.

(Emphasis added.) Id. at 833-834. During this exchange, defense counsel asked

two questions: one was about bruising, and the other was about text messages.

{¶32} Both of these questions were extremely broad in their scope. In

framing both of these questions, the Defense failed to limit the scope of the inquiry

to a relevant timeframe, asking Isaac two questions that began with the phrase “did

you ever * * *.” (Emphasis added.) Id. at 833-834. These questions potentially

have within their scope every moment of Isaac’s life. Id. at 833-834. Similarly, in

the first question—regarding bruises—the Defense asked whether Isaac performed

“any activities” that led to HB being bruised. (Emphasis added.) Id. at 833. The

call of this question could potentially raise any number of collateral matters. For

these reasons, the relevance of this line of inquiry was not apparent from the

Defense’s questions as a foundation to introduce this evidence was not laid. Brooks,

supra, at 5. Admission of this evidence required the Defense, by laying a proper

foundation, to establish some connection between Isaac’s forthcoming testimony

and the facts of the case before the trial court. Id.

{¶33} The statement of the trial judge after sustaining these two objections

further confirms the conclusion that Isaac’s testimony was not excluded pursuant to

the rape shield statute. While the trial judge made this statement after he sustained

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Case No. 5-17-01

an objection to the second question in this exchange—which addressed the text

messages Isaac received from HB’s mother—the form of this question was identical

to the preceding question about bruising. The trial judge understood the State to be

objecting to the “form of the question” and stated that the testimony at issue was not

going to be admitted until a proper foundation was laid. Thus, the trial court

excluded this evidence while giving the Defense the opportunity to reframe the

question and lay a proper foundation for Isaac’s testimony.

{¶34} In the absence of a proper foundation, the evidence at issue was not

established as legally relevant. Brooks, supra, at 5. Further, this evidence was not

excluded pursuant to the rape shield statute. Rather, the record shows that this

evidence was excluded for lack of a proper foundation. After reviewing the record,

we find that the trial court did not abuse its discretion in excluding this evidence at

trial. For this reason, McDowell’s second assignment of error is overruled.

Fourth Assignment of Error

{¶35} In his fourth assignment of error, McDowell argues that the trial court

abused its discretion in refusing to admit evidence that showed the alleged victim

had a motive to make misrepresentations in her testimony. He argues that this

evidence should have been admitted under Evid.R. 616(A) as extrinsic evidence of

bias, prejudice, interest, or a motive to misrepresent. He further argues that the trial

court does not have the discretion under Evid.R. 403(B) to deny admission of this

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Case No. 5-17-01

evidence. For these reasons, he requests this Court to reverse his convictions and

remand this case to the trial court for further proceedings.

Legal Standard

{¶36} This assignment of error addresses the admission of extrinsic evidence

and is, therefore, governed by the same standard as the second assignment of error.

For this reason, we reincorporate the legal standard set forth under the second

assignment of error here.

Legal Analysis

{¶37} In this case, the Defense, in the midst of cross-examination, began

questioning HB about whether her mother abused or disciplined her. Trial Tr. at

522. The prosecution objected on the grounds that this information was not relevant.

Id. at 515-516. At a sidebar, the trial court voiced its concern about the relevance

of this information, saying, “The first thing that we need to be concerned about is

relevance, so we need to somehow hone into a period reasonably close to October

10, 11, 12, 13, 14, somewhere in there.” Id. at 516. In response, the Defense argued

that this information showed that HB had a motive to lie as she may have been afraid

of being disciplined by her mother for being out past her curfew on the night of the

alleged incident. Id. at 516-517.

{¶38} The State, on the other hand, argued that this information was

irrelevant since HB went home on the night of the incident and did not tell her

mother about the alleged incident until two days later. The State reasoned that, if

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Case No. 5-17-01

HB had fabricated the story to get out of being disciplined by her mother, she would

have provided the rape as an excuse upon getting in trouble instead of volunteering

this information to her mother. In response, the following exchange took place

between defense counsel and the trial judge:

Defense Counsel: It doesn’t matter, Judge, whether or not she got
disciplined that night.

The Court: I’m not saying that it did. I’m saying you just can’t
right out of the clear blue say isn’t it a fact your mother abused
you, isn’t it a fact your mother disciplined you. I’m assuming if
this was a normal household, sometime between the age of 0 and
16 or 17, this kid got disciplined.

***
The Court: I’ll let you make some limited inquiry here, but it
can’t be isn’t it a fact your mom abused you. I mean, ask her what
time she got home, ask her if she was beyond curfew, ask her if
there was a consequence. Ask her those kinds of questions to get
some foundation to get us over this relevancy hump, in the context
of did your mom ever abuse you. I—I—I can’t rule on it until I
hear it.

Id. at 519-520. The trial court then allowed the Defense the opportunity to proffer

this evidence by demonstrating the relevance of this information to the case before

the court. Id. at 521-522.

{¶39} Subsequently, the trial court did allow portions of this line of

questioning over the objections of the prosecution. However, defense counsel did

not ask about HB’s curfew, the consequences of violating this curfew, or any other

questions that might connect the disciplinary practices of HB’s mother to

McDowell’s defense. In spite of the fact that the trial court explained to defense

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Case No. 5-17-01

counsel exactly what had to be done for this evidence to be admitted, the defense

counsel proceeded to present these disciplinary matters on cross-examination as

though they were collateral issues. Consequently, the trial court treated the issue of

HB’s discipline as a collateral issue, found this evidence—as proffered—to be of

limited relevance, and accordingly excluded portions of this testimony. The

transcripts show that the trial court had a rationale for these rulings and acted in

accordance with its rationale. As to the cross examination of HB on these issues,

we do not find evidence in the record that the trial court abused its discretion in

excluding portions of this testimony during HB’s cross examination.

{¶40} During its case-in-chief, the Defense also attempted to introduce

extrinsic evidence that suggested that HB was motivated to fabricate rape

allegations out of fear of her mother’s discipline. The Defense sought to introduce

this extrinsic evidence through HB’s close friend, Aaliyah Comstock (“Aaliyah”),

and Aaliyah’s father, Andrew Comstock (“Andrew”). At one point during a sidebar,

the Defense stated its intention to introduce evidence that indicated HB had used

marijuana on the day of the alleged incident through Aaliyah, saying,

If I can go back to the witness before, I would proffer that I was
going to ask her questions, did [HB] say anything about her
activities on October 11, 2014. The response would be yes. The
next question, what did she say; that she was on weed and was
high and was afraid to go home for fear of being punished.

Id. at 825-826. The Defense did not explain how this information shed light on

whether HB consented to the sexual encounter that she had with McDowell. The

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Case No. 5-17-01

Defense also did not explain how being fearful of her mother’s discipline over

smoking marijuana would have led HB to volunteer fabricated rape allegations to

her mother two days after the incident with McDowell.

{¶41} The Defense also wanted to introduce evidence that indicated that HB

feared her mother’s discipline through Andrew. Specifically, the Defense intended

to have Andrew testify that HB had asked him if she could move in with the

Comstock family as a means to escape her mother’s discipline. This alleged

conversation, however, occurred at least four years prior to the trial when HB was

still in elementary school or in junior high. Id. at 825. The prosecution objected to

introduction of this testimony, challenging the relevance of this evidence. Id. at

826. In response, the Defense issued three main arguments at trial. Defense counsel

argued that this prior incident could shed light on HB’s fears and motivation around

the time of the incident. Id. at 827. The Defense also argued that this was not a

collateral matter, claiming that this evidence went directly to the issue of consent.

Id. at 827. Finally, the Defense argued that this showed bias or motivation to

misrepresent the truth and was, therefore, admissible evidence to use for the purpose

of impeachment. Id. at 827.

{¶42} After hearing the arguments of the Defense, the trial court determined

that this alleged conversation between HB and Andrew was too remote from the

circumstances of this case to be relevant. Id. at 831. Defense counsel also did not

demonstrate how this particular conversation, which occurred prior to 2012, was not

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Case No. 5-17-01

a collateral matter. After reviewing the record, we do not find evidence that the trial

court abused its discretion in excluding this evidence. The trial court reasonably

determined that this evidence was too remote to be relevant and that defense counsel

did not establish a foundation that connected this four-year-old conversation to the

facts at issue in this specific case. State v. Yarbrough, 95 Ohio St.3d 227, 2002-

Ohio-2126, 767 N.E.2d 216, ¶ 37, citing Whiteman v. State, 119 Ohio St. 285, 298,

164 N.E. 51 (1928) (holding “it is the trial court’s province to determine whether,

under the circumstances, testimony is ‘essentially misleading or too remote’ to be

deemed relevant.”). Further, the trial court acted consistently with its stated

rationale in excluding this evidence. For these reasons, McDowell’s fourth

assignment of error is overruled.

Conclusion

{¶43} Having found no error prejudicial to the appellant in the particulars

assigned and argued the judgment of the Hancock County Court of Common Pleas

is affirmed.

Judgment Affirmed

PRESTON, P.J. and ZIMMERMAN, J., concur.

/hls

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