[J-1-2018] [MO:Todd]
IN THE SUPREME COURT OF PENNSYLVANIA
MIDDLE DISTRICT
LEAGUE OF WOMEN VOTERS OF : No. 159 MM 2017
PENNSYLVANIA, CARMEN FEBO SAN :
MIGUEL, JAMES SOLOMON, JOHN :
GREINER, JOHN CAPOWSKI, :
GRETCHEN BRANDT, THOMAS :
RENTSCHLER, MARY ELIZABETH :
LAWN, LISA ISAACS, DON LANCASTER, :
JORDI COMAS, ROBERT SMITH, :
WILLIAM MARX, RICHARD MANTELL, :
PRISCILLA MCNULTY, THOMAS :
ULRICH, ROBERT MCKINSTRY, MARK :
LICHTY, LORRAINE PETROSKY, :
:
Petitioners :
:
:
v. :
:
:
THE COMMONWEALTH OF :
PENNSYLVANIA; THE PENNSYLVANIA :
GENERAL ASSEMBLY; THOMAS W. :
WOLF, IN HIS CAPACITY AS :
GOVERNOR OF PENNSYLVANIA; :
MICHAEL J. STACK III, IN HIS CAPACITY :
AS LIEUTENANT GOVERNOR OF :
PENNSYLVANIA AND PRESIDENT OF :
THE PENNSYLVANIA SENATE; :
MICHAEL C. TURZAI, IN HIS CAPACITY :
AS SPEAKER OF THE PENNSYLVANIA :
HOUSE OF REPRESENTATIVES; :
JOSEPH B. SCARNATI III, IN HIS :
CAPACITY AS PENNSYLVANIA SENATE :
PRESIDENT PRO TEMPORE; ROBERT :
TORRES, IN HIS CAPACITY AS ACTING :
SECRETARY OF THE :
COMMONWEALTH OF PENNSYLVANIA; :
JONATHAN M. MARKS, IN HIS :
CAPACITY AS COMMISSIONER OF THE :
BUREAU OF COMMISSIONS, :
ELECTIONS, AND LEGISLATION OF :
THE PENNSYLVANIA DEPARTMENT OF :
STATE, :
:
Respondents :
CONCURRING AND DISSENTING OPINION
JUSTICE BAER FILED: February 7, 2018
I respectfully offer this response to the Court’s opinion in support of its order of
January 22, 2018 (January 22nd Order). I continue to join the Majority’s conclusion that
the Pennsylvania Congressional Redistricting Act of 2011 (2011 Plan) violates the
Pennsylvania Constitution, as originally set forth in the first sentence of Paragraph First
of the Court’s January 22nd Order. Moreover, I concur with the Majority’s erudite
explication of Article I, Section 5 of the Pennsylvania Constitution (the Free and Equal
Election Clause), PA. CONST. art. I, § 5,1 and the Court’s ultimate conclusion that the
2011 Plan violates the rights protected by that provision.
For the reasons explained below and similar to concerns expressed by Chief
Justice Saylor and Justice Mundy, I diverge from the Majority, which I read to impose
court-designated districting criteria on the Legislature. I, nevertheless, conclude that
Pennsylvania’s Free and Equal Election Clause protects Pennsylvanians’ right to vote
from dilution resulting from extreme partisan gerrymandering. As elucidated infra, I
would hold that extreme partisan gerrymandering occurs when, in the creation of a
districting plan, partisan considerations predominate over all other valid districting
1
The Free and Equal Election Clause is set forth in full infra at 5.
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criteria relevant to the voting community and result in the dilution of a particular group’s
vote.2
In conformity with the other dissenting justices, I additionally dissent from the
portions of the Majority Opinion supporting the remainder of the January 22nd Order,
which enjoin the use of the 2011 Plan for the 2018 election cycle and set forth a
procedure for implementing a new map for the May 2018 primary. 3 In my view, as
explained below, the Court’s remedy threatens the separation of powers dictated by
Article I, Section 4 of the United States Constitution4 by failing to allow our sister
branches sufficient time to legislate a new congressional districting map, potentially
impinges upon the due process rights of the parties at bar as well as other interested
parties, and foments unnecessary confusion in the current election cycle.5
2
Petitioners’ argument on the Free and Equal Elections Clause appears to be tethered
to their claim that the 2011 Plan violates the equal protection guarantees of the
Pennsylvania Constitution provided in Article I, Sections 1 and 26. That being said, it is
clear that Petitioners allege a violation of the Free and Equal Elections Clause, and
thus, such claim is before the Court. Accordingly, I offer this opinion in response to the
Majority’s analysis of that clause.
3
As I would not apply the finding of unconstitutionality to the May 2018 primary, I
concur in Paragraph Sixth of the Court’s January 22 nd Order allowing the March 2018
special election in Pennsylvania’s 18th Congressional District to be held under the 2011
Plan.
4
Article I, Section 4 of the United States Constitution is set forth in relevant part infra at
4.
5
To be precise, I concur in the Majority’s comprehensive recitation of the background of
this case in Part I, the description of this action in Part II, Part III’s summary of the
thorough proceedings in the Commonwealth Court including the factual findings and
conclusions of law of Judge Brobson, and the presentation of the parties’ and amici’s
arguments in Part IV. As said, I concur with the Majority’s analysis of the Free and
Equal Election Clause in Part V. A. I dissent, however, from Part V. B, which I view as
requiring the Legislature to utilize specified districting criteria in drafting a redistricting
(…continued)
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First, I address my concerns with the “measurement of compliance” discussion
set forth in Part V. B, which I interpret as dictating criteria for the Legislature to utilize in
redistricting. Article I, Section 4 of the United States Constitution unambiguously
provides state legislatures with the authority and responsibility for regulating the election
of Senators and Representatives to the United States Congress, subject to any
enactment by Congress. Specifically, Article I, Section 4 provides:
The Times, Places and Manner of holding Elections for
Senators and Representatives, shall be prescribed in each
State by the Legislature thereof; but the Congress may at
any time by Law make or alter such Regulations, except as
to the Places of [choosing] Senators.
U.S. CONST. art. I, § 4. Recently, the United States Supreme Court concluded that the
“legislature” designated in Section 4 includes not only the state legislative assembly but
also legislative acts of the people through referenda to amend their state constitutions,
such as provisions for independent commissions to draw congressional election
districts.
Arizona State Legislature v. Arizona Indep. Redistricting Comm’n, 135 S. Ct. 2652,
2659 (2015). Section 4’s use of the term “legislature,” however, clearly does not
encompass the judicial branch, and thus, courts lack the authority to prescribe the
“times, places, and manner of holding” congressional elections.
As reiterated by the Majority Opinion, this Court’s January 22 nd Order indicated
the following:
[T]o comply with this Order, any congressional districting
plan shall consist of: congressional districts composed of
compact and contiguous territory; as nearly equal in
(continued…)
map, and concur only in the holding of Part V. C that the 2011 Plan is unconstitutional.
Finally, I dissent to the remedy provided in Part VI.
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population as practicable; and which do not divide any
county, city, incorporated town, borough, township, or ward,
except where necessary to ensure equality of population.
January 22nd Order, ¶ “Fourth.” The Majority ably traces the history of the adoption of
nearly identical criteria by the framers of the Pennsylvania Constitution for purposes of
state senatorial and representative districts. PA. CONST. art. II, § 16. Indeed, the
language was also incorporated in regard to municipal election districts. PA. CONST. art.
IX, §11.
In contrast to the state legislative and municipal districts, the Constitution is silent
in regard to the criteria to be applied by the Legislature in establishing congressional
districts for Representatives to the United States Congress. The designated criteria are
also notably absent from the Free and Equal Election Clause, which with elegant
simplicity, provides as follows:
Elections shall be free and equal; and no power, civil or
military, shall at any time interfere to prevent the free
exercise of the right of suffrage.
PA. CONST. art. I, § 5. This language obviously does not address the size or shape of
districts. Moreover, there is nothing inherent in a compact or contiguous district that
insures a free and equal election, as is evidenced by claims of unconstitutional
gerrymandering raised in challenges to redistricting plans of other states which employ
maps created in compliance with the traditional districting criteria of compact and
contiguous territory, equality of population, and minimization of municipal line division.
See, e.g., Whitford v. Gill, 218 F.Supp. 3d 837 (W.D. Wis. 2016).
Accordingly, I am unwilling to engraft into the Pennsylvania Constitution criteria
for the drawing of congressional districts when the framers chose not to include such
provisions despite unquestionably being aware of both the General Assembly’s
responsibility for congressional redistricting and the dangers of gerrymandering. It is
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not this Court’s role to instruct the Legislature as to the “manner of holding elections,”
including the relative weight of districting criteria.
I nonetheless agree with the Majority’s holding that the Free and Equal Election
Clause protects against the dilution of votes because “a diluted vote is not an equal
vote.” Id. at 118. Moreover, I adopt the Majority’s explanation of how extreme partisan
gerrymandering “dilutes the votes of those who in prior elections voted for the party not
in power to give the party in power a lasting electoral advantage . . . [b]y placing voters
preferring one party’s candidates in districts where their votes are wasted on candidates
likely to lose (cracking), or by placing such voters in districts where their votes are cast
for candidates destined to win (packing).” Maj. Op. at 118. Accordingly, I concur with
the Majority’s holding that “[a]n election corrupted by extensive, sophisticated
gerrymandering and partisan dilution of votes is not ‘free and equal.” Maj. Op. at 130.
Therefore, I conclude that the Free and Equal Clause is violated by the use of extreme
partisan gerrymandering by the Legislature and Governor because it constitutes
unconstitutional interference by a civil power “to prevent the free exercise of the right to
suffrage” through vote dilution. PA. CONST. art. I, § 5. 6
To evaluate a challenge to a congressional districting plan, I would hold that a
challenger has the burden to prove that the plan clearly, plainly, and palpably violates
the Free and Equal Election Clause by demonstrating that the plan resulted from
extreme partisan gerrymandering. Stilp v. Commonwealth, 905 A.2d 918, 939 (Pa.
2006) (holding that a “legislative enactment will not be deemed unconstitutional unless it
clearly, palpably, and plainly violates the Constitution”). I propose that extreme partisan
gerrymandering can, in turn, be proven by evidence that partisan considerations
6
I agree with the Majority that Pennsylvania’s congressional districts must also meet the
requirements set forth by the federal Constitution and related statutory enactments.
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predominated over all other valid districting criteria relevant to the voting community and
resulted in the dilution of a particular group’s vote.
I further recognize that a fully developed record establishing the absence of
traditional districting criteria is indicative of extreme partisan gerrymandering for
purposes of vote dilution. As explained by the Majority, because traditional districting
criteria are “fundamentally impartial in nature, their utilization reduces the likelihood of
the creation of congressional districts which confer on any voter an unequal advantage
by giving his or her vote greater weight in the selection of a congressional
representative as prohibited by Article I, Section 5.” Maj. Op. at 122. Moreover, I agree
that the use of traditional districting criteria “substantially reduces the risk that a voter in
a particular congressional district will unfairly suffer the dilution of the power of his or her
vote.” Id.
I do not view, however, the utilization of traditional districting criteria as
dispositive in every redistricting case. A map may fail to satisfy all of the traditional
criteria and yet pass constitutional muster under the Free and Equal Election Clause,
such as where a district is less compact due to a dispersed community of interest.
Similarly, traditional districting criteria could be satisfied in a particular case and yet a
totality of the evidence could still demonstrate that partisan considerations
predominated in the drawing of the map as a result of extreme partisan gerrymandering.
As occurred here, a petitioner may establish that partisan considerations
predominated in the drawing of the map by, inter alia, introducing expert analysis and
testimony that the adopted map is a statistical outlier in contrast with other maps drawn
utilizing traditional districting criteria and that the adopted map was not the product of
other legitimate districting considerations such as the need to protect communities of
interest or promote other interests relevant to the voting community. The extensive
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statistical evidence outlined in detail by Judge Brobson in the Commonwealth Court and
recounted in the Majority Opinion demonstrates that the 2011 Plan resulted from
extreme partisan gerrymandering and, in fact, establishes that this map is one of the
most gerrymandered in the nation. On this basis, Petitioners in the case at bar clearly,
plainly and palpably demonstrated that partisan considerations predominated over other
relevant districting criteria in the drawing of the 2011 Plan and resulted in extreme
partisan gerrymandering in violation of Pennsylvania’s Free and Equal Election Clause.
As I join the Court’s conclusion that the 2011 Plan violates the Pennsylvania
Constitution’s Free and Equal Election Clause, I turn next to the remedy provided by the
Majority in the January 22nd Order, as explained in Part VI of the Majority Opinion. For
the reasons set forth in my concurring and dissenting statement to the January 22 nd
Order, I object to the development of a new redistricting plan for the 2018 election cycle.
I continue to suggest respectfully that the Court reconsider its decision given the
substantial uncertainty, if not outright chaos, currently unfolding in this Commonwealth
regarding the impending elections, in addition to the likely further delays that will result
from the continuing litigation before this Court and, potentially, the United States
Supreme Court, as well as from the map-drawing process and the litigation that process
will inevitably engender.
The Majority correctly observes that “it is beyond peradventure that it is the
legislature, in the first instance, that is primarily charged with the task of
reapportionment.” Maj. Op. at 136. Unfortunately, the Legislature does not have a fair
opportunity to act “in the first instance” where it has less than three weeks to develop a
plan. While it is true that the Legislature technically enacted the 2011 Plan in two
weeks, it is naïve to think that the legislators created the map in that short period of
time, as opposed to developing and negotiating details of the map over prior months. In
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fact, the Majority observes that the Legislature began hearings on the districting map as
early as May of 2011 before the December passage of the 2011 Plan, suggesting that
the development of the map spanned at least eight months. Maj. Op. at 6.
Rather than providing the General Assembly a reasonable opportunity to create a
map and pass legislation to adopt it, the Majority has taken steps in preparation for the
“possible eventuality” that the Legislature cannot act in this compressed time frame.
Order, 1/26/18. Over the objection set forth in Justice Mundy’s dissent, the Majority
posits that state courts have the authority under United States Supreme Court
precedent “to devise and impose a reapportionment plan pending later legislative
action” when the legislative bodies fail to act or when “the imminence of a state election
makes it impractical for [the legislature] to do so.” Maj. Op. at 134 (internal citations
omitted). After reviewing precedent from our sister states and the federal courts, the
Majority opines that the precedent serves “as a bedrock foundation on which stands the
authority of the state judiciary to formulate a valid redistricting plan when necessary.”
Id. at 137.
Respectfully, the circumstances at present do not make it “necessary” for this
Court to formulate a redistricting plan for the impending 2018 elections. Instead, the
unambiguous grant of redistricting authority to the state legislature under Article I,
Section 4 of the Federal Constitution mandates judicial restraint to allow a legislature a
reasonable period of time, which should be measured in months rather than weeks, to
redistrict following a determination of unconstitutionality by a court, which preferably
would provide the legislative bodies with a clear understanding of the nature of the
original plan’s unconstitutionality.
This case does not present a situation where the election cannot go forward
under the current map, such as presumably would occur if the plan provided for more
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representatives than could be seated in Congress. Indeed, the current map has been
utilized for three election cycles, and the Majority is allowing it to be employed again in
the upcoming special election for the 18th District. It is, therefore, unnecessary to act
prior to the 2018 elections.
In support of its decision to impose a judicially created map in the event that our
sister branches fail to enact a plan by February 15 th, my colleagues further rely upon
this Court’s decision in Butcher v. Bloom, 216 A.2d 457 (Pa. 1966). In Butcher,
however, the Court in 1964 had provided the Legislature nearly one year to enact a
valid map. Butcher v. Bloom, 203 A.2d 556, 573 (Pa. 1964). Only after the Legislature
failed to pass a constitutional plan during that year did this Court impose a judicially-
chosen map. In contrast, this Court has provided the Legislature three weeks from the
initial order to produce a new map. In my view, this does not constitute a reasonable
time for the Legislature to act.7
I also have grave concerns regarding the Court’s procedure for drawing the map
should the Legislature and Governor fail to produce one by the dates set forth in the
January 22nd Order, and as supplemented by the January 26th Order, to which I filed a
concurring and dissenting statement.8 The Majority asserts that it has afforded all
7
Indeed, Professor Nathaniel Persily, the expert this Court engaged in its Order of
January 26th, has observed that “[a] quick plan, however, is not necessarily a good plan.
Indeed, a computer can draw a statewide equipopulous plan by itself in a matter of
hours or even minutes, but it is unlikely to be one a court (or anyone) would want to
adopt.” Nathaniel Persily, When Judges Carve Democracies: A Primer on Court-Drawn
Redistricting Plans, 73 Geo. Wash. L. Rev. 1131, 1147 (2005). A good redistricting plan
takes time and thoughtful consideration by legislators who know the communities
impacted by the plan.
8
Despite my disagreement with the remedy provided, I concur with the Majority’s
clarification that, if the Legislature and the Governor agree to a plan, then this Court’s
“role in this matter concludes, unless and until the constitutionality of the plan is
challenged.” Maj. Op. at 132.
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parties and Intervenors a “full and fair opportunity to submit proposed remedial plans for
our consideration.” Maj. Op. at 132-33. I do not agree that allowing parties to submit a
map comports with due process absent their ability to respond to alternative plans,
potentially by submitting additional evidence or cross-examining witnesses. Moreover,
the Majority’s remedy lacks any provision for the parties to object following the release
of the Court’s map, which may indeed be necessary to advise the Court of any potential
oversights or infirmities in the map itself.9
Additionally, it is unclear from the Court’s orders whether the Court will “adopt a
plan based on the evidentiary record developed in the Commonwealth Court” as set
forth in the January 22nd Order, Paragraph Third, or whether the Court will be adopting a
map based upon additional evidence submitted by the parties pursuant to the January
26th Order, obtained from the Commonwealth’s public databases, or from sources
extrinsic to the record utilized by Professor Persily, which have not been subjected to
the rigors of evidentiary challenges either for admissibility or accuracy, as tested
through cross-examination. I object to the lack of transparency of this process and urge
the Court to provide the parties and the public constitutionally-mandated due process by
allowing an opportunity to object to any plan that the Court may adopt.
Finally, as noted in my original concurring and dissenting statement to the
January 22nd Order, I have significant concerns that this Court’s unnecessarily
compressed timeframe may result in the “[s]erious disruption of orderly state election
9
In contrast, Professor Persily has previously recommended that an ideal timeframe
would provide for a court to begin drawing a map three months prior to the beginning of
ballot qualification, allowing one month for development of the map and one month for
hearings on the proposed map. Persily, 73 Geo. Wash. L. Rev. at 1147-48. He
additionally observes that a reasonable goal would provide for “releasing the final
version of a plan one month prior to the beginning of the petitioning period” to “give
potential candidates sufficient notice as to the location of their districts and a reasonable
time to decide whether they wish to run.” Id. at 1147 n.88.
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processes and basic governmental functions.” Butcher, 203 A.2d at 568-69. Indeed, I
fear that candidates will be harmed by the shortened time period and that voters will be
confused as to their district. The litigation and resulting confusion that has ensued since
the release of the January 22nd Order confirm my initial concerns.
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