16‐4155‐cv
Halleck v. Manhattan Community Access Corp., et al.
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
August Term 2016
Argued: June 19, 2017 Decided: February 9, 2018
Docket No. 16‐4155
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DEEDEE HALLECK, JESUS PAPOLETO MELENDEZ,
Plaintiffs‐Appellants,
v.
MANHATTAN COMMUNITY ACCESS CORPORATION, DANIEL
COUGHLIN, JEANETTE SANTIAGO, CORY BRYCE, CITY OF NEW YORK,
Defendants‐Appellees.
‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐
Before: NEWMAN, JACOBS, and LOHIER, Circuit Judges.
Appeal from the December 14, 2016, judgment of the District Court for the
Southern District of New York, (William H. Pauley III, District Judge), dismissing
for failure to state a valid claim allegations of First Amendment violations
against the City of New York and a private corporation and its employees
operating a public access television channel. See Halleck v. City of New York, 224 F.
1
Supp. 3d 238 (S.D.N.Y. 2016). The Plaintiffs‐Appellants contend that a public
access channel is a public forum.
Affirmed as to the City of New York, reversed as to Manhattan
Community Access Corporation and its employees, and remanded.
Judge Lohier concurs with a separate opinion; Judge Jacobs concurs in part
and dissents in part with a separate opinion.
Robert T. Perry, Brooklyn, NY, for Plaintiffs‐
Appellants.
Michael B. de Leeuw, (Tamar S. Wise, on the
brief), Cozen O’Connor, New York, NY, for
Defendants‐Appellees Manhattan
Community Access Corporation, Daniel
Coughlin, Jeanette Santiago and Cory
Bryce.
Scott N. Shorr, Asst. Corp. Counsel, New York,
NY (Zachary W. Carter, Corp. Counsel of
the City of New York, Claude S. Platton,
Asst. Corp. Counsel, New York, NY, on the
brief), for Defendant‐Appellee City of New
York.
JON O. NEWMAN, Circuit Judge:
This appeal presents the issue of whether the First Amendment’s
limitation on governmental restriction of free speech applies, in the
circumstances of this case, to the operators of public access television channels.
2
More specifically, the main issue is whether the Amendment applies to
employees of a non‐profit corporation, designated by the Manhattan Borough
President to oversee public access TV channels, who are alleged to have
suspended individuals involved in public access TV programming from using
the corporation’s facilities. This issue arises on an appeal by Deedee Halleck and
Jesus Papoleto Melendez from the December 14, 2016, judgment of the District
Court for the Southern District of New York (William H. Pauley III, District
Judge). See Halleck v. City of New York, 224 F. Supp. 3d 238 (S.D.N.Y. 2016). The
judgment dismissed, for failure to state a valid claim, the Plaintiffs‐Appellants’
complaint against Manhattan Community Access Corporation (“MCAC”); three
of its employees, Daniel Coughlin, Jeanette Santiago, and Cory Bryce; and the
City of New York (the “City”). The complaint alleged violations of 42 U.S.C. §
1983; Article 1, Section 8 of the New York State Constitution; and Article 7 of the
New York State Public Officers Law.
We conclude that the public access TV channels in Manhattan are public
forums and that MCAC’s employees were sufficiently alleged to be state actors
taking action barred by the First Amendment to prevent dismissal of the claims
3
against MCAC and its employees, but not against the City. We therefore affirm
in part, reverse in part, and remand.
Background
Statutory, regulatory, and contractual framework. The Cable Communications
Policy Act of 1984 (the “Act”) has special provisions for two categories of cable
TV channels—leased channels and public, educational, or governmental
channels. “[T]o promote competition in the delivery of diverse sources of video
programming,” 47 U.S.C. § 532(a), the Act requires cable system operators to
“designate channel capacity for commercial use by persons unaffiliated with the
operator,” id. § 532(b)(1). These are generally called “leased channels.” See Denver
Area Educational Telecommunications Consortium, Inc. v. FCC, 518 U.S. 727, 734
(1996) (“Denver Area”).
The Act also authorizes cable franchising authorities to require for
franchise renewal “that channel capacity be designated for public, educational,
or governmental use,” 47 U.S.C. § 531(b), and to require “adequate assurance
that the cable operator will provide adequate public, educational, and
governmental access channel capacity, facilities, or financial support,” id. §
541(a)(4)(B). These are what Justice Kennedy’s opinion in Denver Area called
4
“PEG access channels.” 518 U.S. at 781. Public access channels, the P in PEG, are
“available at low or no cost to members of the public, often on a first‐come, first‐
served basis.” Id. at 791.1
In New York, a Public Service Commission regulation requires a cable TV
system with a capacity for 36 or more channels to “designate . . . at least one full‐
time activated channel for public access use.” N.Y. Comp. Codes R. & Regs. tit.
16, § 895.4(b)(1). The regulation defines a public access channel as a channel
“designated for noncommercial use by the public on a first‐come, first‐served,
nondiscriminatory basis.” Id. § 895.4(a)(1).
The City awarded cable franchises for Manhattan to Time Warner
Entertainment Company, L.P. (“Time Warner”). First Amended Complaint
(“FAC”) ¶ 30. The franchise agreement for Northern Manhattan provides that
Time Warner will provide four public access channels. The agreement recites that
the Manhattan Borough President has designated a not‐for‐profit,
nonmembership corporation to serve as the Community Access Organization
Justice Kennedy further explained, “Under many franchises, educational
1
channels are controlled by local school systems, which use them to provide school
information and educational programs. Governmental access channels are committed
by the cable franchise to the local municipal government, which uses them to distribute
information to constituents on public affairs.” Denver Area, 518 U.S. at 790.
5
(“CAO”) for the borough “under whose jurisdiction the Public Access Channels
shall be placed for purposes of Article 8 of this Agreement,” which applies to
public, educational, and governmental services. That CAO is the Defendant‐
Appellee MCAC, known as Manhattan Neighborhood Network (“MNN”).
Allegations of First Amendment violations. Plaintiffs‐Appellants Deedee
Halleck and Jesus Papoleto Melendez alleged that MNN, three of its employees,
and the City violated their First Amendment rights by suspending them from
using MNN’s public access channels because of disapproval of the content of a
TV program that Halleck had submitted to MNN’s programming department for
airing on MNN’s public access channel. This claim is based on the following
factual allegations, which we accept as true for purposes of reviewing, de novo,
the dismissal of the complaint.
Both Halleck and Melendez have been involved in producing public access
programming in Manhattan. In July 2012, MNN held an event to mark the
opening of the El Barrio Firehouse Community Media Center (“El Barrio
Firehouse”). Halleck and Melendez stood outside, interviewing invitees. In
August or September 2012, Halleck submitted to MNN for airing on MNN’s
public access channels a video entitled “The 1% Visits the Barrio,” based on
6
video footage taken at the El Barrio Firehouse opening (the “1% video“). The 1%
video presented the Plaintiffs’ view that MNN was “more interested in pleasing
‘the 1%’ than addressing the community programming needs of those living in
East Harlem.” FAC ¶ 83. MNN aired the 1% video on public access channels in
October 2012.
In a letter dated October 11, 2012, defendant Jeanette Santiago, MNN’s
Programming Director, informed Halleck that she was suspended for three
months from airing programs over MNN’s public access channels. Santiago
stated that the 1% video violated MNN’s program content restrictions barring
“participation in harassment or aggravated threat toward staff and/or other
producers.” FAC ¶ 86.2 The Plaintiffs allege that Halleck was suspended because
the 1% video “presented the view that MNN was more interested in pleasing ‘the
1%’ than addressing the community programming needs of those living in East
Harlem.” FAC ¶ 97.
The letter quoted Melendez’s statement in the 1% video that “People of color
2
work in this building and I have to wait until people get fired, they retire or someone
kills them so that I can come and have access to the facility here.” FAC ¶ 87. Santiago
said the letter “incited violence and harassment towards staff and was in direct
violation of MNN’s ‘zero tolerance on harassment.’”
7
In a letter dated August 1, 2013, defendant Daniel Coughlin, MNN’s
executive director, suspended Melendez indefinitely from all MNN services and
facilities. Coughlin claimed that at an encounter in July 2013 Melendez had
“pushed him over.” FAC ¶ 106. The Plaintiffs allege that Melendez was
suspended because of the views he expressed in the 1% video. In a letter dated
August 9, 2013, Coughlin suspended Halleck for one year from all MNN services
and facilities, claiming receipt of complaints about the 1% video. Although
Halleck’s suspension has ended, she cannot air the 1% video on any public access
channels in Manhattan. By letter dated April 24, 2015, defendant Cory Brice,3
MNN’s manager of production and facilitation, confirmed Melendez’s indefinite
suspension.
District Court opinion. With respect to the Plaintiffs’ First Amendment
claim against MNN, the District Court recognized that the claim, pursued under
42 U.S.C. § 1983, was viable only if MNN was a state actor because the First
Amendment limits only governmental action. Acknowledging that MNN was a
private entity, the Court first considered whether its actions might be subject to
the First Amendment because “‘[a]ctions of private entities can sometimes be
3 The name was misspelled “Bryce” in the FAC.
8
regarded as governmental action for constitutional purposes.’” Halleck, 224 F.
Supp. 3d at 243 (quoting Lebron v. National R.R. Passenger Corp., 513 U.S. 374, 378
(1995)). The District Court noted that in Lebron the Supreme Court had stated that
“‘where . . . the Government creates a corporation by special law, for the
furtherance of governmental objectives, and retains for itself permanent
authority to appoint a majority of the directors of that corporation, the
corporation is part of the Government for purposes of the First Amendment.’” Id.
(quoting Lebron, 513 U.S. at 399). The District Court deemed Lebron inapplicable
because the Manhattan Borough President had authority to appoint only two of
the thirteen members of MNN’s board. See id.
The District Court then considered whether the First Amendment might
apply to MNN’s actions on the theory that a public access channel is a public
forum. See Perry Education Assn. v. Perry Local Educators’ Assn., 460 U.S. 37, 45
(1983) (recognizing traditional and designated public forums). Judge Pauley
noted that Justices of the Supreme Court have taken different positions on the
public forum issue, see Halleck, 224 F. Supp. 3d at 245 (citing opinions of Justices
Kennedy and Thomas with respect to public access channels and Justice Breyer
9
with respect to leased channels), as have courts of appeals and district courts
within the Second Circuit, see id. at 244‐46.
Deeming the issue a “close call,” id. at 246, Judge Pauley ruled that a public
access channel is not a public forum for two reasons. First, he observed that
“‘[t]he ownership and operation of an entertainment facility are not powers
traditionally exclusively reserved to the State, nor are they functions of
sovereignty.’” Id. at 246 (citing Glendora v. Cablevision Systems Corp., 893 F. Supp.
264, 269 (S.D.N.Y. 1995)). Second, he read our Court’s decision in Loce v. Time
Warner Entertainment Advance/Newhouse Partnership, 191 F.3d 256 (2d Cir. 1999),
as “implicitly reject[ing] Plaintiffs’ argument that public access channels are
designated public fora because they are ‘required by government fiat.’” Halleck,
224 F. Supp. 3d. at 247 (quoting Plaintiffs’ opposition to motion to dismiss at 12).
The District Court dismissed the First Amendment claim against MNN (and
presumably its employees) for lack of state action.
With respect to the Plaintiffs’ First Amendment claim against the City, the
District Court noted that “‘Congress did not intend municipalities to be held
liable unless action pursuant to official municipal policy of some nature caused a
constitutional tort.’” Id. at 242 (quoting Monell v. Dept. of Social Services of City of
10
New York, 436 U.S. 658, 691 (1978)). In the absence of such a policy, the Court
dismissed the claim against the City because the Plaintiffs had alleged only that
the City was “‘aware tha[t] MNN has censored plaintiffs’ and other cable access
programming.’” Id. at 243 (quoting FAC ¶ 126).
With the federal claims dismissed, the District Court declined to exercise
pendent jurisdiction over the state law claims and granted the motion to dismiss
the complaint.
Discussion
I. First Amendment Claim Against MNN and Its Employees
Because MNN is a private corporation, the viability of the Plaintiffs’ First
Amendment claim against it and its employees depends on whether MNN’s
actions can be deemed state action. A nominally private entity can be a state
actor in several different circumstances. See Brentwood Academy v. Tennessee
Secondary School Athletic Assn., 531 U.S. 288, 296 (2001) (outlining seven examples
of circumstances in which a private entity may be deemed a state actor).
Our consideration of whether the public access channels in the pending
appeal are public forums must begin with the Supreme Court’s decision in
Denver Area, a case that generated six opinions spanning 112 pages of the United
11
States Reports. The case concerned the constitutionality of three provisions of the
Cable Television Consumer Protection and Competition Act of 1992 (“1992 Act”),
Pub. L. No. 102‐385, §§ 10(a), 10(b), and 10(c), 106 Stat. 1460, 1486 (codified at 47
U.S.C. §§ 532(h), 532(j), and note following § 531). Sections 10(a) and 10(b) apply
to leased channels.4 Section 10(c) applies to public access channels, with which
we are concerned on this appeal. It requires the Federal Communications
Commission to promulgate regulations that permit a cable operator to prohibit
“any programming which contains obscene material, sexually explicit conduct,
or material soliciting or promoting unlawful conduct.” 1992 Act § 10(c).
The Supreme Court ruled section 10(a) constitutional, and sections 10(b)
and 10(c) unconstitutional. See Denver Area, 518 U.S. at 733, 768. With respect to
section 10(c), the only provision applicable to public access channels, the vote to
invalidate was five to four with the Justices issuing four opinions, summarized in
the margin.5
Section 10(a) permits a cable operator to prohibit “patently offensive”
4
programming. 1992 Act § 10(a). Section 10(b) requires the Federal Communications
Commission to promulgate regulations that require cable operators to segregate
“indecent” programming, place it on a single channel, and block access unless a viewer
requests access. Id. § 10(b).
5 Justice Breyer, writing for himself and Justices Stevens and Souter, voted to
invalidate section 10(c) because “the Government cannot sustain its burden of showing
12
Pertinent to the pending appeal, five Justices expressed differing views on
whether public access channels were public forums. Justice Kennedy, with
whom Justice Ginsburg concurred, said, “A public access channel is a public
forum.” Id. at 783. He pointed out, “‘They provide groups and individuals who
generally have not had access to the electronic media with the opportunity to
become sources of information in the electronic marketplace of ideas.’” Id. at 791‐
92 (quoting H.R. Rep. No. 98‐934, at 30 (1984)). He further explained, “It is
important to understand that public access channels are public fora created by
local or state governments in the cable franchise,” id. at 792, and added, “[W]hen
a local government contracts to use private property for public expressive
activity, it creates a public forum,” id. at 794.
that § 10(c) is necessary to protect children or that it is appropriately tailored to secure
that end.” Denver Area, 518 U.S. at 766.
Justice Kennedy, writing for himself and Justice Ginsburg, acknowledged that
Congress has “a compelling interest in protecting children from indecent speech,” but
voted to invalidate section 10(c) because it was not “narrowly tailored to serve a
compelling interest.” Id. at 805‐06.
Justice O’Connor voted to uphold section 10(c) on the ground that it was a
“permissive,” sufficiently “tailored” provision that served “the well‐established
compelling interest of protecting children from exposure to indecent material. Id. at 779
‐80.
Justice Thomas, writing for himself and Chief Justice Rehnquist and Justice
Scalia, voted to uphold section 10(c) on the ground that the public access programmers
could not challenge a scheme that restricted the free speech rights of cable operators. Id.
at 823.
13
On the other hand, Justice Thomas, with whom Chief Justice Rehnquist
and Justice Scalia concurred, said that a public access channel is not a public
forum. His reason: a public access channel is privately owned. See id. at 826‐31.
That point precipitated an exchange between Justices Thomas and Kennedy as to
whether the relationship between the governmental franchising authority and
the operator of the cable system renders nominally private property, a public
access channel, a designated public forum.
Justice Thomas acknowledged the Supreme Court’s statement that “a
public forum may consist of ‘private property dedicated to public use.’” Id. at 827
(quoting Cornelius v. NAACP Legal Defense & Education Fund, Inc., 473 U.S. 788,
801 (1985)). But, he pointed out, the quoted statement “refers to the common
practice of formally dedicating land for streets and parks when subdividing real
estate for developments.” Id. “Such dedications,” he continued, “at least create
enforceable public easements in the dedicated land.” Id. Thus, he concluded, “To
the extent that those easements create a property interest in the underlying land,
it is that government‐owned property interest that may be designated as a public
forum.” Id. at 828.
14
In reply, Justice Kennedy explained, “[I]n return for granting cable
operators easements to use public rights‐of‐way for their cable lines, local
governments have bargained for a right to use cable lines for public access
channels. . . . [N]o particular formalities are necessary to create an easement. . . .
[W]hen a local government contracts to use private property for public
expressive activity, it creates a public forum.” Id. at 793‐94.
In Part II of Denver Area, Justice Breyer, with whom Justices Stevens,
O’Connor, and Souter concurred, explicitly declined to express a view as to
whether a public access channel is a public forum. See id. at 742 (“We therefore
think it premature to answer the broad questions that Justices Kennedy and
Thomas raise in their efforts to find a definitive analogy, deciding, for example,
the extent to which private property can be designated a public forum[.]”).6
In view of the statutory, regulatory, and contractual framework under
which this case arises and the purpose for which Congress authorized public
access channels, we are persuaded by the conclusion reached by Justices
Kennedy and Ginsburg. A public access channel is the electronic version of the
As to leased channels, Justice Breyer said, “[I]t is unnecessary, indeed, unwise,
6
for us definitively to decide whether or how to apply the public forum doctrine to
[them].” 518 U.S. at 749.
15
public square. Without determining whether a public access channel is
necessarily a public forum simply by virtue of its function in providing an
equivalent of the public square, we conclude that where, as here, federal law
authorizes setting aside channels for public access to be “the electronic
marketplace of ideas,” state regulation requires cable operators to provide at
least one public access channel, a municipal contract requires a cable operator to
provide four such channels, and a municipal official has designated a private
corporation to run those channels, those channels are public forums.7
Because facilities or locations deemed to be public forums are usually
operated by governments, determining that a particular facility or location is a
public forum usually suffices to render the challenged action taken there to be
state action subject to First Amendment limitations. See, e.g., Widmar v. Vincent,
454 U.S. 263, 265‐68 (1981) (regulation issued by state university Board of
Curators governing use of university buildings and grounds); City of Madison,
Joint School District No. 8 v. Wisconsin Employment Relations Comm’n, 429 U.S. 167,
169 76 (1976) (order issued by state employment commission governing
employee speech at public school board meeting). In the pending case, however,
7
We note that a State regulation permits the cable operator to prohibit obscenity or other
content unprotected by the First Amendment. See N.Y. Com. Codes R. & Regs. tit. 16, § 895.4(c)(8).
16
the facilities deemed to be public forums are public access channels operated by
a private non‐profit corporation. In this situation, whether the First Amendment
applies to the individuals who have taken the challenged actions in a public
forum depends on whether they have a sufficient connection to governmental
authority to be deemed state actors. That connection is established in this case by
the fact that the Manhattan Borough President designated MNN to run the
public access channels. The employees of MNN are not interlopers in a public
forum; they are exercising precisely the authority to administer such a forum
conferred on them by a senior municipal official. Whether they have taken the
actions alleged and, if so, whether they have thereby violated First Amendment
limitations are matters that remain to be determined in further proceedings.
The non‐municipal defendants invoke our decision in Loce v. Time Warner
Entertainment Advance/Newhouse Partnership, 191 F.3d 256 (2d Cir. 1999), to resist
application of First Amendment restrictions to their alleged conduct. However,
Loce neither ruled nor implied that a public access channel was not a public
forum. Loce concerned leased channels, not public access channels. The different
purposes for which Congress required leased channels and authorized
franchising authorities to require public access channels underscore why the
17
latter are public forums. Congress required leased channels in order “to promote
competition” with commercial channels “in the delivery of diverse sources of
video programming.” 47 U.S.C. § 532(a). The explicit purpose of public access
channels was to give the public an enhanced opportunity to express its views. As
the relevant committee said, public access channels are “the video equivalent of
the speaker’s soap box or the electronic parallel to the printed leaflet.” H.R. Rep.
No. 98‐934, at 30 (1984). Leased channels concern economics. Public access
channels concern democracy.
We note that the defendant in Loce was Time Warner, the operator of a
cable system carrying the leased channel, not, as in this case, the entity operating
the public access channels. And, we noted in Loce, “The record offer[ed] no
evidence that Time Warner and the municipal franchising authorities jointly
administer leased access channels.” Id. at 267. Although Time Warner, the cable
system operator, and the City do not jointly administer the public access
channels in the pending case, MNN administers those channels under explicit
authorization from a senior municipal official.
We acknowledge that other courts have not considered public access
channels to be public forums. In Alliance for Community Media v. FCC, 56 F.3d 105
18
(D.C. Cir. 1995) (in banc), eight members of the eleven member in banc court
found “no state action . . . because that essential element cannot be supplied by
treating access channels as public forums.” Id. at 123. As pointed out above,
when that decision was reviewed and reversed in part by the Supreme Court in
Denver Area, two Justices (Kennedy and Ginsburg) explicitly disagreed with the
D.C. Circuit’s view about public access channels and four Justices (Stevens,
O’Connor, Souter, and Breyer) found it unnecessary to consider that view.8
Several District Courts have considered whether a public access channel is
a public forum and have reached conflicting results. Compare Egli v. Strimel, No.
14‐cv‐6204, 2015 WL 5093048, at *4 (E.D. Pa. Aug. 28, 2015) (public forum);
Brennan v. Williams Paterson College, 34 F. Supp. 3d 416, 428 (D.N.J. 2014) (public
forum plausibly alleged); Rhames v. City of Biddeford, 204 F. Supp. 2d 45, 50 (D.
Me. 2002) (recognizing applicability of public forum analysis); Jersawitz v. People
TV, 71 F. Supp. 2d 1330, 1341 (N.D. Ga. 1999) (public forum), with Morrone v. CSC
Holdings Corp., 363 F. Supp. 2d 552, 558 (E.D.N.Y. 2005) (not public forum);
Glendora v. Tele‐Communications, Inc., No. 96‐cv‐4270 (BSJ), 1996 WL 721077, at *3
In Wilcher v. City of Akron, 498 F.3d 516 (6th Cir. 2007), the Sixth Circuit, without
8
deciding whether a public access channel might be deemed a public forum, ruled that
the operator of a cable system carrying a public access channel was not a state actor.
19
(S.D.N.Y. Dec. 13, 1996) (same); Glendora v. Cablevision Systems Corp., 893 F. Supp.
264, 270 (S.D.N.Y. 1995) (same); see also Glendora v. Hostetter, 916 F. Supp. 1339,
1341 (S.D.N.Y. 1996) (noting that two of the decisions cited above had ruled that
public access channels are not public forums).
With all respect to those courts that have expressed a view different from
ours, we agree with the view expressed by Justices Kennedy and Ginsburg in
Denver Area. Public access channels, authorized by Congress to be “the video
equivalent of the speaker’s soapbox” and operating under the municipal
authority given to MNN in this case, are public forums, and, in the circumstances
of this case, MNN and its employees are subject to First Amendment restrictions.
II. Municipal Liability
We agree with the District Court that the complaint does not allege actions
by the City that suffice to make it liable for the Plaintiffs’ federal claims.
Municipal liability under section 1983 arises when the challenged action was
taken pursuant to a municipal policy. See Monell, 436 U.S. at 691‐95. No such
policy has been alleged in this case, much less the required “direct causal link
between a municipal policy or custom and the alleged constitutional
deprivation,” City of Canton v. Harris, 489 U.S. 378, 385 (1989).
20
Conclusion
The judgment of the District Court is reversed as to MNN and its
employees, affirmed as to the City, and remanded for further proceedings.
21
LOHIER, Circuit Judge, concurring:
I fully agree with the majority opinion. I write separately to add only that
in the specific circumstances of this case we might also rely on the public
function test to conclude that MNN and its employees are state actors subject to
First Amendment restrictions when they regulate the public’s use of the public
access channels at issue here. “Under the public function test, state action may
be found in situations where an activity that traditionally has been the exclusive,
or near exclusive, function of the State has been contracted out to a private
entity.” Grogan v. Blooming Grove Volunteer Ambulance Corps, 768 F.3d 259,
264–65 (2d Cir. 2014) (quotation marks omitted). A private entity’s regulation of
speech in a public forum is a public function when the State has expressly
delegated the regulatory function to that entity. See, e.g., Lee v. Katz, 276 F.3d
550, 555–56 (9th Cir. 2002).
The dissent recognizes this established doctrine, Partial Dissent at 4‐5, but
maintains that MNN’s public access channels are not public forums because they
are merely “entertainment facilit[ies]” that, as such, do not involve a function
“traditionally exclusively reserved to the State,” id. at 5 (quoting Halleck v. City
of New York, 224 F. Supp. 3d 238, 246 (S.D.N.Y. 2016)). Other courts have this
view. See, e.g., Wilcher v. City of Akron, 498 F.3d 516, 519 (6th Cir. 2007) (“TV
service is not a traditional service of local government.”).
But the distinction between entertainment and public speech is perilous as
a matter of constitutional law and in this case unfounded as a matter of fact.
“The Free Speech Clause exists principally to protect discourse on public
matters, but . . . it is difficult to distinguish politics from entertainment, and
dangerous to try.” Brown v. Entm’t Merchs. Ass’n, 564 U.S. 786, 790 (2011)
(Scalia, J.). “What is one man’s amusement, teaches another’s doctrine.” Id.
(quoting Winters v. New York, 333 US 507, 510 (1948)). Depending on one’s
point of view, political debates as far back as Lincoln and Douglas, rock concerts
in Central Park, see Ward v. Rock Against Racism, 491 U.S. 781, 790–91 (1989),
and the comedian’s late night television routine, see FCC v. Pacifica Found., 438
U.S. 726, 744–47 (1978), might count as entertainment, or politics, or something in
between. So simply dismissing a public access channel as an “entertainment
facility” fails to remove it from the category of a public forum.
One look at MNN’s website reveals that MNN’s public access channels
largely offer “the video equivalent of the speaker’s soap box or the electronic
parallel to the printed leaflet.” Denver Area Educ. Telecomms. Consortium, Inc.
2
v. FCC, 518 U.S. 727, 791 (1996) (Kennedy, J., concurring in part, concurring in
the judgment in part, and dissenting in part) (quotation marks omitted). The
programming relates to political advocacy, cultural and community affairs, New
York elections, religion—in a word, democracy. See www.mnn.org/schedule
(last visited February 1, 2018); Majority Op. at 18; 23‐34 94th St. Grocery Corp. v.
New York City Bd. of Health, 685 F.3d 174, 183 n.7 (2d Cir. 2012) (taking judicial
notice of a website).
As the majority suggests without saying it outright, New York City
delegated to MNN the traditionally public function of administering and
regulating speech in the public forum of Manhattan’s public access channels.
For this reason, on this record, I agree that MNN and its employees are subject to
First Amendment restrictions.
3
JACOBS, Judge, concurring in part and dissenting in part:
I join the opinion of the Court in affirming the dismissal of the claims
against the municipal defendants: the complaint fails to allege actions by the city
that amount to “municipal policy.” Op. at 20; Monell, 436 U.S. at 691‐95. I
respectfully dissent because I would also affirm the dismissal of the claims
against Manhattan Community Action Corporation, otherwise known as
Manhattan Neighborhood Network (“MNN”). The controlling precedent is Loce
v. Time Warner Entertainment Advance/Newhouse Partnership, 191 F.3d 256 (2d
Cir. 1999) (Kearse, J.), which ruled that a private corporation operating a
television station under a city franchise agreement and in accordance with
federal statute is not a state actor. The opinion of the Court wholly relies on a
distinction between the leased access channel at issue in Loce and the public
access channel at issue in this case. That tenuous distinction is unconvincing and
in any event unsupported by our First Amendment jurisprudence.
* * *
“[T]he United States Constitution regulates only the Government, not
private parties.” United States v. Int’l Bhd. Of Teamsters, 941 F.2d 1292, 1295 (2d
Cir. 1991). “A plaintiff pressing a claim of violation of his constitutional rights”
1
under 18 U.S.C. § 1983 is therefore “required to show state action.” Tancredi v.
Metro. Life Ins. Co., 316 F.3d 308, 312 (2d Cir. 2003).
MNN is a private corporation. A private entity may become a state actor
only under the following limited conditions:
“(1) the entity acts pursuant to the ‘coercive power’ of the state or is
‘controlled’ by the state (‘the compulsion test’); (2) when the state provides
‘significant encouragement’ to the entity, the entity is a ‘willful participant
in joint activity with the state,’ or the entityʹs functions are “entwined”
with state policies (‘the joint action test’ or ‘close nexus test’); or (3) when
the entity “has been delegated a public function by the state,” (‘the public
function test’).”
Sybalski v. Independent Group Home Living Program, Inc., 546 F.3d 255, 257 (2d
Cir. 2008)(citing Brentwood Acad. v. Tenn. Secondary Sch. Ath. Ass’n, 531 U.S.
288, 296 (2001)).
* * *
MNN cannot be cast as a state actor by application of the tests for
compulsion or joint action.
Compulsion. “Action taken by private entities with the mere approval or
acquiescence of the State is not state action.” Am. Mfrs. Mut. Ins. Co. v. Sullivan,
526 U.S. 40, 52 (1999). MNN’s designation in a franchise agreement and
regulation by a municipal commission do not in and of themselves demonstrate
2
that MNN is “controlled” or “compelled” by the state. See San Francisco Arts &
Athletics, Inc. v. United States Olympic Comm., 483 U.S. 522, 543‐44 (1987)
(finding that granting of a corporate charter by Congress does not create state
action because “[e]ven extensive regulation by the government does not
transform the actions of the regulated entity into those of the government.”). To
allege compulsion, a plaintiff must show that the government compelled the
particular activity that allegedly caused the constitutional injury. See Sybalski,
546 F.3d at 257‐58. The amended complaint has no allegation of government
involvement in the appellants’ suspensions from which state action can be
inferred.
Joint Action. The “decisive factor” in entwinement analysis is the
“amount of control [the municipality] could potentially exercise over the [private
corporation’s] ‘internal management decisions’.” Grogan, 768 F.3d at 269
(internal citations omitted). A corporation thus becomes “part of the
Government for the purposes of the First Amendment” when the Government
retains “permanent authority to appoint a majority of the directors of that
corporation.” Lebron v. Nat’l R.R. Passenger Corp., 513 U.S. 374, 400 (1999). The
city’s power of appointment is limited to two of MNN’s thirteen board members,
3
and is clearly insufficient to support a finding of state action. See Grogan, 768
F.3d at 269. Nor do the statutory guidelines for cable access or the borough’s
oversight activities establish joint action between the Government and MNN.
ʺ[A] regulatory agency’s performance of routine oversight functions to ensure
that a company’s conduct complies with state law does not so entwine the
agency in corporate management as to constitute state action.” Tancredi, 316
F.3d at 313; see also Sybalski, 546 F.3d at 258‐59.
* * *
This leaves the “public function” test as the only remaining vehicle by
which MNN’s activities may be considered state action. Judge Lohier’s
concurring opinion undertakes to establish state action under the “public
function” test.
A private entity performs a “public function” when its specific conduct at
issue in the complaint has historically been “an exclusive prerogative of the
sovereign.” Grogan v. Blooming Grove Volunteer Ambulance Corp., 768 F.3d
259, 265‐67 (2d Cir. 2014) (internal quotation marks omitted). It is argued that
one such “traditional and exclusive public function” is “the regulation of free
speech in a public forum.” Halleck, 224 F. Supp. 3d at 244; cf. Hotel Emps. &
4
Restaurant Emps. Union, Local 100 v. N.Y.C. Dep’t of Parks & Recreation, 311
F.3d 534, 544 (2d Cir. 2002). That presents the question whether a public‐access
channel is a public forum. Contrary to the view expressed in Judge Lohier’s
opinion, it is not. That is because, as Judge Pauley observed, “[t]he ownership
and operation of an entertainment facility are not powers traditionally
exclusively reserved to the State, nor are they functions of sovereignty.” Id. at
246; see also Denver Area Educ. Telecommunications Consortium, Inc. v. F.C.C.,
518 U.S. 727, 740 (1996) (declining to “import” public forum doctrine into the
analysis of speech on cable access channels). And it is fortunate for our liberty
that it is not at all a near‐exclusive function of the state to provide the forums for
public expression, politics, information, or entertainment.
Consideration of MNN’s status as a state actor therefore requires an
examination of its function, guided by these principles. Instead, the opinion of
the Court proceeds as follows: private property leased by the Government for
public expressive activity creates a public forum, Op. at 16; a facility deemed to
be a public forum is usually operated by Government, id.; action taken at a
facility determined to be a public forum usually is state action, id. at 17; the First
Amendment applies to a person acting at such a facility if the person has a
5
sufficient connection to Government authority to constitute state action, id.; and
here, the Borough President’s designation of MNN to administer the public‐
access station is sufficient. The opinion of the Court thus drops a link: that the
private entity (MNN) performs a function that has been the exclusive (or near‐
exclusive) function of Government.
The appellants contend that MNN is a “state actor” under the public
function test because a public access channel is a public forum. This approach is
inconsistent with our Loce precedent that administering leased access channels
does not constitute state action. The holding in Loce applies with (at least) equal
analytical force to the administration of public‐access channels:
The fact that federal law requires a cable operator to maintain leased
access channels and the fact that the cable franchise is granted by a
local government are insufficient, either singly or in combination, to
characterize the cable operator’s conduct of its business as state
action. Nor does it suffice that cable operators, in their management
of leased access channels, are subject to statutory and regulatory
limitations.
191 F.3d at 267. The salient distinction between leased access and public‐access
channels is that federal law requires leased‐access channels and merely
6
authorizes public‐access channels, 47 U.S.C. §§ 531(a), 532(b)(1). So, if anything,
the Loce analysis applies to public‐access channels a fortiori.1
The opinion of the Court distinguishes Loce largely on the basis that there
is a fee for leased access whereas public‐access is free. That seems to be the
whole of it: “Leased channels concern economics. Public access channels concern
democracy.” Op. at 18; see also Concurring Op. at 3. But not every well‐turned
phrase is good law. The grant of access to facilities at no cost by non‐commercial
entities does not transform property into a public forum. Perry Educ. Ass’n v.
Perry Local Educators’ Ass’n, 460 U.S. 37, 47 (1983). Nor does a free, public
television broadcast constitute a public forum, even if it is directed by statute to
serve the “public interest.” See Arkansas Educ. Television Comm’n v. Forbes,
523 U.S. 666, 673 (1998).
We have not expressly applied Loce to the administration of public‐access
channels; but the Sixth Circuit has. In Wilcher v. City of Akron, 498 F.3d 516,
519‐21 (6th Cir. 2007), that court ruled that there was no state action, relying in
1 Judge Lohier’s observation that public speech blends into entertainment is
valid, and increasingly so. I do not suggest otherwise. Our point of respectful
disagreement is whether, under the public function test, the administration of a
cable access channel (whatever its offerings) is a traditional prerogative of
sovereignty. The balance of courts hold that it is not; and the Second Circuit in
Loce is one of them.
7
part on Loce. While Wilcher did not discuss public forum doctrine, as the
concurring opinion concedes, Concurring Op. at 1‐2, its ruling that the
administration of public access channels was not a public function is an implicit
rejection of the theory advanced by Halleck and the opinion of the court. 498
F.3d at 519.
As the Sixth Circuit concluded, the logic of Loce applies with equal force to
public‐access programming. Cable operators are equally obligated to provide
both “forums”: federal law requires them to set aside a portion of their capacity
for leased access, 47 U.S.C. § 532(b)(1), and permits franchising authorities to
require (as the relevant one does) a similar set‐aside for public access, id. § 531(a).
And in both instances the operators are prohibited by law from exercising
editorial control, see id. §§ 532(c)(2), 531(e).
The D.C. Circuit reached the same result in Alliance for Community Media
v. F.C.C. (“ACM”), 56 F.3d 105 (D.C. Cir. 1995). Sitting in banc, the D.C. Circuit
rejected a First Amendment challenge to portions of a federal statute (and its
implementing regulations) that permitted cable operators to block certain non‐
obscene programming on leased‐access and public‐access channels alike. It
reasoned in part that a public‐access channel is not a public forum. Id. at 121, 123
8
(rejecting the label of “public forum” and holding that cable access channels are
not “so dedicated to the public that the First Amendment confers a right to the
users to be free from any control by the owner of the cable system”); see also
Hudgens v. NLRB, 424 U.S. 507, 509 (1976) (finding the dedication of private
property as a public forum “attenuated,” “by no means” constitutionally
required, and untenable).
The in banc court also held that there was no state action under a
compulsion theory because the government did not coerce cable operators to act;
rather, the law authorized but did not require the prohibition of “indecent”
programming. Id. at 116 (“Rather than coerce cable operators, section 10 gives
them a choice.”), 118 (rejecting that mere “encouragement” by the Government
could amount to state action).
When that case was reversed in part and affirmed in part, sub nom.
Denver Area Educ. Telecommunications Consortium, Inc., 518 U.S. 727, the
Supreme Court ruled on the constitutionality of the indecent language statute
and its implementing regulations without however deciding the issue presented
in our case: whether the administration of leased‐access and public‐access
programming by private entities constitutes state action. The chief concern of the
9
Supreme Court’s opinion—the censorship scheme that constituted the
Government action at issue, see 518 U.S. at 737—is absent here. The D.C.
Circuit’s in banc holding on the status of public access (set out below) was thus
left intact:
Petitioners think that by calling leased access and [public access]
channels “public forums” they may avoid the state action problem
and invoke the line of First Amendment decisions restricting
governmental control of speakers because of the location of their
speech. But a “public forum,” or even a “nonpublic forum,” in First
Amendment parlance is government property. It is not, for instance,
a bulletin board in a supermarket, devoted to the public’s use, or a
page in a newspaper reserved for readers to exchange messages, or a
privately owned and operated computer network available to all
those willing to pay the subscription fee. The Supreme Court uses
the “public forum” designation, or lack thereof, to judge
“restrictions that the government seeks to place on the use of its
property.” International Soc’y for Krishna Consciousness v. Lee, 505
U.S. 672 (1992) (italics added). State action is present because the
property is the government’s and the government is doing the
restricting.
ACM, 56 F.3d at 121.
In its discussion of Denver Area, the opinion of the Court parses and
weighs the dicta of individual Justices on an issue that the Court did not disturb:
the D.C. Circuit’s holding that public forum analysis was inapplicable to leased
and public cable access channels. On that score, the D.C. Circuit’s holding is
consonant with the approach to cable access channels in the Second and Sixth
10
Circuits. Moreover, the exchanges among the various Supreme Court opinions
adumbrate support for that holding rather than otherwise.
As the opinion of the Court observes, Justice Kennedy, writing for himself
and one other Justice, would have held that a public‐access channel is a public
forum. But three justices would have held that they are not. Four justices in the
plurality observed that it was “unnecessary, indeed, unwise” to decide the
question; but one reason they adduced for avoiding the question is suggestive:
“[I]t is not at all clear that the public forum doctrine should be imported
wholesale into the area of common carriage regulation.” 518 U.S. at 749. If I
made my living construing tea‐leaves, I would say that a majority of Justices
teetered in favor of the D.C. Circuit’s holding. But the insights gleaned from the
dicta of the various Justices are tentative and indirect, take no account of
intervening changes in the Courtʹs composition, and are wholly unreliable as
support for any analysis that should decide this appeal.
At least four district judges in this circuit have taken up this issue, three of
them in unrelated cases brought by a single busy pro se litigant. In Glendora v.
Cablevision Systems Corp., 893 F. Supp. 264 (S.D.N.Y. 1995), Judge Brieant
agreed with the ACM opinion of the District of Columbia Circuit, id. at 270;
11
described the “two general approaches . . . to determine whether seemingly
private action is in fact state action,” id. at 269 (quoting Jensen v. Farrell Lines,
Inc., 625 F.2d 379, 384 (2d Cir. 1980)); and ruled that neither the “state‐function
approach” nor the “symbiotic relationship” approach supported state action in
the administration of public‐access programming. Id. at 269‐70. In Glendora v.
Hostetter, 916 F. Supp. 1339 (S.D.N.Y. 1996), then‐ District Judge Parker denied a
preliminary injunction in part because he was “not persuaded at this time that
Glendora’s constitutional rights are implicated,” citing ACM and Judge Brieant’s
opinion on state action, id. at 1341. In Glendora v. Tele‐Communications, Inc.,
1996 WL 721077 (S.D.N.Y. 1996), Judge Jones cited and (in substance) replicated
the analysis in Judge Brieant’s opinion, and dismissed the complaint. In
Morrone v. CSC Holdings Corp., 363 F. Supp. 2d 552 (E.D.N.Y. 2005), Judge Spatt
denied a motion for a preliminary injunction in part because “it is clear that” the
cable provider “is not a state actor” and “courts have routinely held that public
access channels are not First Amendment ‘public forums’ for the purposes of state
action,” citing ACM, Judge Brieant’s opinion, and Judge Parker’s opinion. Id. at
558 (emphasis added).
12
Loce, which in my view controls, was issued after ACM and Denver Area,
and after the cases of Glendora, Glendora and Glendora.
* * *
A ruling in favor of MNN will be consistent with our precedent in Loce.
The majority conclusion that MNN is a state actor opens a split with the Sixth
Circuit; considerably worse, it opens a split with the Second Circuit.
13