FILED
COURT OF APPEALS DIV 1
STATE OF V1ASBINGTOli
201611AR -5 AM 9:01
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
)
STATE OF WASHINGTON, ) No. 75738-5-1
)
Respondent, ) DIVISION ONE
)
v. )
)
ALEXANDER FRANCIS VASQUEZ, ) UNPUBLISHED
)
Appellant. ) FILED: March 5, 2018
)
Cox, J. — Alexander Vasquez appeals his judgment and sentence,
challenging the sentence imposed. He contends that the trial court miscalculated
his offender score by counting a prior misdemeanor in which domestic violence
was not pleaded and proven and by failing to evaluate two other prior convictions
as the same criminal conduct. He also contends that the trial court imposed a
sentence exceeding the statutory maximum. The record shows that domestic
violence wa6 not pleaded and proven in the prior misdemeanor. The trial court
should have conducted a same criminal conduct evaluation. And the sentence
imposed exceeded the statutory maximum. We reverse and remand with
instructions.
Vasquez was charged with felony violation of a no contact order by a third
or subsequent violation. A jury found him guilty of that change. The trial court
No. 75738-5-1/2
calculated his offender score at 9 and imposed 60 months of confinement, with
12 additional months of community custody.
Vasquez appeals.
PRIOR MISDEMEANOR
Vasquez argues that the trial court improperly counted a 2015
misdemeanor as a prior offense towards his offender score. We agree.
The State bears the burden to prove by a preponderance of the evidence
the existence of prior convictions.1 Further, the State must prove that a prior
conviction qualifies to bear upon the offender score.2
RCW 9.94A.525(21)(c) provides that, in sentencing for a current domestic
violence felony offense, the trial court "[c]ount[s] one point for each adult prior
conviction for a repetitive domestic violence offense as defined in RCW
9.94A.030, where domestic violence as defined in RCW 9.94A.030, was pleaded
and proven."
We review de novo the calculation of a defendant's offender score.3
Here, the parties do not dispute that the current offense under appeal is a
domestic violence felony. Their argument concerns whether domestic violence
was pleaded and proven for a no contact order violation conviction in 2015. This
1 State v. Hunlev, 175 Wn.2d 901, 909-10, 287 P.3d 584 (2012).
2 SeeIn re Pers. Restraint of Cadwallader, 155 Wn.2d 867, 876-77, 123
P.3d 456 (2005).
3 State v. Johnson, 180 Wn. App. 92, 100, 320 P.3d 197(2014).
2
No. 75738-5-1/3
record does not establish that domestic violence was pleaded and proven for that
conviction.
The citation for that offense was issued based on RCW 26.50.110
"Violation DV No Contact Order." But the record does not include an information •
or other charging document to show that domestic violence was pleaded. The
jury verdict form for this offense asked the jury whether Vasquez was guilty "of
the crime of VIOLATION OF NO CONTACT ORDER." It neither mentioned nor
showed that the jury found domestic violence to be a component of the charged
crime.
The 2015 trial court imposed a 1100 DV fee." It also entered a notice that
Vasquez was ineligible to own a firearm, based on "Violation of a Protection/No
Contact Order" explicitly "against a family or household member." But it did not
check the box on the judgment and sentence indicating whether "DV pled [sic]
and proved."
Vasquez brought these discrepancies to the trial court's attention. The
State additionally alleged that the Justice Information System, a registry of
criminal history information, showed the 2015 conviction as a domestic violence
offense.
The trial court agreed with Vasquez that "there's room for confusion here."
But it found that the 2015 conviction was a qualifying domestic violence offense
based on imposition of the $100 DV fee, reasoning that the failure to check "DV
pled and proved" was a scrivener's error. It correctly acknowledged that
"certainly that is an area for potential appeal."
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No. 75738-5-1/4
The record does not indicate that domestic violence was pleaded and
proven in the 2015 offense. It shows that Vasquez was cited for a domestic
violence offense. And it shows that the 2015 trial court treated the conviction as
a domestic violence offense for purposes of imposing the fee and entering a
notice of ineligibility to own a firearm. But it does not show that the State ever
pleaded or proved a domestic violence offense. Nor does it show that the jury,
as fact finder, ever found a domestic violence offense proven. Thus, the trial
court, while acknowledging the confusion such a record presented, improperly
counted this prior offense under RCW 9.94A.525(21)(c).
SAME CRIMINAL CONDUCT
Vasquez argues that the trial court improperly failed to evaluate whether
two 2006 convictions for drive-by shooting and conspiracy to commit a drive-by
shooting constituted the same criminal conduct. We agree.
At the threshold, we must resolve the State's argument that Vasquez
waived this issue, precluding review under RAP 2.5(a). We disagree.
This court held in State v. Anderson that the defendant may raise for the
first time on appeal the trial court's failure to perform a same criminal conduct
evaluation.4
In that case, Scott Anderson "did not ask for a finding of same criminal
conduct[regarding multiple current offenses] at his sentencing hearing, and the
4 92 Wn. App. 54, 61, 960 P.2d 975(1998).
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No. 75738-5-1/5
trial court did not make one."5 He raised the issue only on appea1.6 This court
held that he could do so, based on "a well-established 'common law' rule that a
party may challenge a sentence for the first time on appeal on the basis that it is
contrary to law."7 "Under this rule, Anderson's failure to raise the issue of same
criminal conduct in the trial court d[id] not preclude appellate review of that
issue."5 But in such circumstances, this court decided to "treat the trial court's
calculation of Anderson's offender score as an implicit determination that his
offenses did not constitute the same criminal conduct."9 And it independently
evaluated for same criminal conduct.19
But a defendant may not raise the issue for the first time on appeal when
she not only fails to raise the issue below but affirmatively and "explicitly agree[s],
in writing, that his offender score was properly calculated."11
State v. Nitsch12 is instructive. In that case, Anthony Nitsch pleaded guilty
to first degree burglary and first degree assault.13 Both Nitsch and the State
5 Id.
6 Id.
7 Id.
8 Id.
9 Id. at 62.
10 Id.
11 State v. Nitsch, 100 Wn. App. 512, 521-22, 997 P.2d 1000 (2000).
12 100 Wn. App. 512, 997 P.2d 1000(2000).
13 Id. at 513-14.
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No. 75738-5-1/6
presented the same standard sentencing range to the trial court, based on
counting each offense as an "other current offense."14 Nitsch then, for the first
time on appeal, argued that the trial court had miscalculated his offender score
because his two crimes encompassed the same criminal conduct.15
We held that he waived this argument by affirmatively and explicitly
acknowledging the standard range in writing.16 We examined the plea
agreement and a presentence report that Nitsch had filed, indicating the same
standard range.17 We explained that:
[while he did not state 'my offender score is two,' his range can be
arrived at only by calculating the score, and thus his explicit
statement of the range is inescapably an implicit assertion of his
score, and also an implicit assertion that his crimes did not
constitute the same criminal conduct.[15]
We also identified further concerns specific to that case that bolstered our •
conclusion. First, we held particularly compelling that Nitsch had made this
acknowledgement "[i]n the context of a complex plea agreement involving the
State's promise not to file additional charges and Nitsch's request for an
exceptional mitigated sentence."19 It would provide the defendant an unfair
windfall to allow him to adopt one posture in plea negotiations and another on
14 Id. at 518.
15 Id. at 514.
16 Id. at 521-22.
17 Id. at 522.
18 Id.
19 Id.
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No. 75738-5-1/7
appea1.2° Second, we noted that in counting current offenses, the same criminal
conduct statute was not mandatory.21 We contrasted this to the mandatory
nature of the out-of-state conviction provision.22
A defendant only affirmatively acknowledges that a prior conviction should
count towards his score when he acknowledges the prior conviction itself.23 A
mere concession to the total offender score is insufficient.24
State v. Lucero25 is instructive. In that case, David Lucero was convicted
of second degree assault.26 At sentencing, he argued that a California conviction
for possession of a controlled substance had washed out.27 He otherwise
"recited a standard sentencing range that was apparently based on the inclusion
of a California burglary conviction in his offender score."25 Lucero then appealed
his sentence and argued, for the first time, that the trial court should have
2° Id. at 524.
21 Id. at 523.
22 Id.
23 State v. Lucero, 168 Wn.2d 785, 789, 230 P.3d 165(2010).
24 Id.
25 168 Wn.2d 785, 230 P.3d 165 (2010).
26 Id. at 787.
27 Id.
28 Id.
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No. 75738-5-1/8
excluded the California burglary conviction from calculation of his offender score
because it was not comparable.29
The supreme court agreed.39 It concluded that "Lucero did not
affirmatively acknowledge that his California convictions were comparable to
Washington crimes. At most, he acknowledged that without the challenged
California drug possession conviction, his offender score would still include the
California burglary conviction."31
Here, Vasquez did not request that the current trial court conduct a same
criminal conduct evaluation on the 2006 convictions. When the prosecutor
handed the trial court documents concerning Vasquez's criminal history, defense
counsel asked that the court "review them independently to make findings with
regard to their applicability in this case." But after colloquy concerning the 2015
no contact order violation, the trial court ruled that otherwise it would score the
convictions presented "as part of[Vasquez's] offender score for purposes of
today's, sentencing" resulting in an offender score of 9. Thus, we hold that
Vasquez did not waive this issue. We proceed accordingly to the merits.
Under RCW 9.94A.525(5)(a), a trial court should count all prior convictions
separately. An exception to this general rule is provided under RCW
9.94A.525(5)(a)(i), which requires a current trial court to conduct a same criminal
29 Id.
39 Id. at 789.
31 Id. (internal quotations omitted).
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No. 75738-5-1/9
conduct evaluation in certain circumstances and count convictions within the
same criminal conduct together. If the prior sentencing court determined multiple
offenses to be the same criminal conduct, the later trial court must follow that
determination.32 But if the prior sentencing court did not determine them to be
the same criminal conduct:
The current sentencing court shall determine with respect to other
prior adult offenses for which sentences were served concurrently.
. . whether those offenses shall be counted as one offense or as
separate offenses using the 'same criminal conduct' analysis found
in RCW 9.94A.589(1)(a), and if the court finds that they shall be
counted as one offense, then the offense that yields the highest
offender score shall be used.[33]
Division Three of this court held that this imposed a mandatory duty on the
trial court to conduct a same criminal conduct analysis in State v. Williams.34 In
that case, Christian Williams appealed his sentence for crimes not relevant
here.35 The trial court separately counted two prior offenses for burglary and
robbery.36 Williams never argued to the trial court that these offenses should be
considered the same criminal conduct.37 And the trial court never performed a
same criminal conduct analysis, instead relying solely on the burglary anti-
32 RCW 9.94A.525(5)(a)(i).
33 Id.(emphasis added).
34 176 Wn. App. 138, 307 P.3d 819(2013).
36 Id. at 139-40.
36 Id.
37 Id. at 144(Korsmo, C.J., dissenting).
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No. 75738-5-1/10
merger statute.35 Division Three of this court reversed and remanded,
concluding that the trial court improperly failed to exercise its discretion under the
same criminal conduct test.39 This failure misapplied the law because the trial
court's duty under RCW 9.94A.525(5)(a)(i) is mandatory when the prior
convictions were sentenced to run concurrently.4° And the failure to exercise
discretion was itself an abuse of discretion.41
The mandatory obligation contrasts with the procedure imposed for
determining whether current offenses constitute the same criminal conduct. In
the latter scenario, a trial court considering current offenses first "enters a finding
that some or all of the current offenses encompass the same criminal conduct
then those current offenses shall be counted as one crime."42 The initial entry of
such a finding is discretionary.43
This court reviews a trial court's evaluation of same criminal conduct for
abuse of discretion or misapplication of law.44 The failure to exercise discretion
is an abuse of discretion.45
38 Id. at 143.
38 Id. at 144.
40 Id. at 142.
41 Id.
42 Nitsch, 100 Wn. App. at 523.
43 Id. at 521.
44 State v. Graciano, 176 Wn.2d 531, 533, 295 P.3d 219 (2013).
45 See Kucera v. Dep't of Transp., 140 Wn.2d 200, 224, 995 P.2d 63
(2000).
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No. 75738-5-1/11
Here, Vasquez was convicted in 2006 for drive-by shooting as well as
conspiracy to commit drive-by shooting. The 2006 trial court imposed concurrent
sentences for those convictions. A line in the judgment and sentence for those
convictions reading "[t]tle court finds that the following prior convictions are one
offense for purposes of determining the offender score" was crossed out. But as
stated, only the prior sentencing court's determination that multiple offenses did
constitute same criminal conduct binds the current sentencing court. The prior
court's determination that multiple offenses did not constitute same criminal
conduct has no such binding effect. Thus, RCW 9.94A.525(5)(a)(i) imposed a
mandatory obligation on the current sentencing court to evaluate for same
criminal conduct. The current sentencing court failed to make such an
evaluation.
Remand is the appropriate remedy under these circumstances and, thus,
we decline to independently conduct this evaluation.46
STATUTORY MAXIMUM
Vasquez argues that the trial court improperly imposed a sentence
exceeding the statutory maximum. We again agree.
Under RCW 9.94A.701(9), a specified term of community custody "shall
be reduced by the court whenever an offender's standard range of confinement
in combination with the term of community custody exceeds the statutory
maximum for the crime as provided in RCW 9A.20.021." Violation of a domestic
46 Williams, 176 Wn. App. at 142-44.
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No. 75738-5-1/12
violence protection order is a class C felony if the defendant has at least two
previous convictions for violating a domestic violence protection order.47 Under
RCW 9A.20.021(1)(c), no person convicted for a class C felony, can be punished.
by confinement in excess of 60 months.
RCW 9.94A.701(9) places the responsibility for reducing the term of
community custody as necessary on the trial court rather than on the Department
of Corrections.48 The remedy in this court is to "remand to the trial court to either
amend the community custody term or resentence [the defendant] on the
protection order violation conviction consistent with RCW 9.94A.701(9). 49
Here, the State correctly concedes that the trial court improperly imposed
community custody in excess of the statutory maximum. Vasquez was convicted
for violating a domestic violence protection order. Because he had at least two
previous such convictions, his current conviction was a class C felony, carrying a
statutory maximum sentence of 60 months. The trial court imposed 60 months of
confinement. Any term of community custody in excess of this violated RCW
9.94A.701(9). Accordingly, we remand to either amend the community custody
term or resentence Vasquez in accordance with RCW 9.94A.701(9).
APPELLATE COSTS
Vasquez asks this court to deny the State its costs on appeal.
47 RCW 26.50.110(5).
48 State v. Boyd, 174 Wn.2d 470, 473, 275 P.3d 321 (2012).
49 Id.
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No. 75738-5-1/13
RCW 10.73.160(1) gives appellate courts discretion to decline to impose •
appellate costs on appea1.5° Under State v. Sinclair, there is a presumption that
indigency continues unless the record shows otherwise.51
Here, the trial court found that Vasquez is indigent. Nothing in this record
overcomes this presumption. Thus, an award of costs would be inappropriate.
We reverse and remand for resentencing in a manner not inconsistent
with this opinion.
60-x i:7
WE CONCUR:
C;atz
,j
50 State v. Nolan, 141 Wn.2d 620, 629,8 P.3d 300 (2000).
192 Wn. App. 380, 392-93, 367 P.3d 612, review denied, 185 Wn.2d
51
1034 (2016).
13