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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF : IN THE SUPERIOR COURT OF
PENNSYLVANIA : PENNSYLVANIA
:
:
v. :
:
:
BRIAN DAVID SMITH :
: No. 395 MDA 2017
Appellant :
Appeal from the Judgment of Sentence January 3, 2017
In the Court of Common Pleas of Berks County
Criminal Division at No(s): CP-06-CR-0005199-2013
BEFORE: PANELLA, J., STABILE, J., and PLATT, J.
MEMORANDUM BY PANELLA, J. FILED APRIL 24, 2018
Brian David Smith appeals from the judgment of sentence imposed after
a jury convicted him of various crimes arising from his sexual abuse of a ten-
year-old girl. He claims the trial court erred in permitting the Commonwealth
to present evidence of his prior sexual abuse of a child. He further contends
the court erred in denying his request for a continuance and notice of alibi
defense after the Commonwealth amended the dates contained in the
information on the eve of trial. In his final issues, Smith argues the prosecutor
engaged in misconduct by referencing Jerry Sandusky in closing arguments
and that the evidence at trial was insufficient to sustain his conviction for
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Retired Senior Judge assigned to the Superior Court.
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aggravated indecent assault. None of Smith’s issues merit relief, and we
therefore affirm.
For readability purposes, we will address Smith’s issues out of order.
Smith claims the evidence presented by the Commonwealth at trial was
insufficient to support his conviction for aggravated indecent assault. Our
standard of review for a challenge to the sufficiency of the evidence is to
determine whether, when viewed in a light most favorable to the verdict
winner, the evidence at trial and all reasonable inferences therefrom are
sufficient for the trier of fact to find that each element of the crimes charged
is established beyond a reasonable doubt. See Commonwealth v. Dale, 836
A.2d 150, 152 (Pa. Super. 2003).
“[T]he facts and circumstances established by the Commonwealth need
not preclude every possibility of innocence.” Commonwealth v. Bruce, 916
A.2d 657, 661 (Pa. Super. 2007) (citation omitted). Any doubt raised as to
the accused’s guilt is to be resolved by the fact-finder. See Commonwealth
v. Kinney, 863 A.2d 581, 584 (Pa. Super. 2004). “As an appellate court, we
do not assess credibility nor do we assign weight to any of the testimony of
record.” Id. (citation omitted). Therefore, we will not disturb the verdict
“unless the evidence is so weak and inconclusive that as a matter of law no
probability of fact may be drawn from the combined circumstances.” Bruce,
916 A.2d at 661 (citation omitted).
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Aggravated indecent assault requires “penetration, however slight, of
the genitals….” 18 Pa.C.S.A. § 3125(a). The definition encompasses merely
digital penetration. See Commonwealth v. Gonzalez, 109 A.3d 711, 723
(Pa. Super. 2015). It also covers “oral contact with the female genitalia.”
Commonwealth v. Trimble, 615 A.2d 48, 50 (Pa. Super. 1992). Penetration
is not limited to penetration of the vagina; “entrance in the labia is sufficient.”
Commonwealth v. Hunzer, 868 A.2d 498, 505-506 (Pa. Super. 2005)
(citation omitted). If believed by the fact-finder, a victim’s uncorroborated
testimony is sufficient evidence to prove such penetration occurred. See
Trimble, 615 A.2d at 50.
Smith argues there is no evidence capable of supporting an inference
that he penetrated the victim’s genitals. The trial court found the victim’s
testimony that Smith “would rub – rub down there and … try to make me have
an orgasm” was sufficient to allow the jury to infer labial penetration. Smith
asserts this inference constitutes mere surmise.
We agree with the trial court. The victim testified that Smith would rub
her genitals in an attempt to cause her to experience an orgasm. See N.T.,
Jury Trial, 4/18 and 19/16, at 86. Furthermore, she testified she could feel his
tongue on her vagina. See id. This testimony is sufficient to allow the jury to
infer Smith digitally and orally penetrated the victim’s labia. He is due no relief
on this claim.
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Next, Smith claims the trial court erred when it permitted the
Commonwealth to present evidence of his previous sexual abuse of a child. As
the trial court is given discretion on whether to admit evidence, we may
reverse only when it is clear the trial court abused its discretion. See
Commonwealth v. Drumheller, 808 A.2d 893, 904 (Pa. 2002). The trial
court abuses this discretion only “where the law is not applied or where the
record shows that the action is a result of partiality, prejudice, bias, or ill will.”
Commonwealth v. Aikens, 990 A.2d 1181, 1185 (Pa. Super. 2010) (citation
omitted).
The Commonwealth may not present evidence of prior bad acts in a
mere attempt to establish the defendant’s criminal character or proclivities.
See Commonwealth v. Hudson, 955 A.2d 1031, 1034 (Pa. Super. 2008);
Pa.R.E. 404(b)(1). Such evidence, however, may be admissible “where it is
relevant for some other legitimate purpose and not utilized solely to blacken
the defendant’s character.” Commonwealth v. Russell, 938 A.2d 1082,
1092 (Pa. Super. 2007) (citation omitted). “[E]vidence of other crimes,
wrongs or acts may be admitted for other purposes, such as proof of motive,
opportunity, intent, preparation, plan, knowledge, identity or absence of
mistake or lack of accident.” Pa.R.E. 404(b)(2). A common scheme or plan is
present when the circumstances surrounding two or more crimes are so
related to each other that “proof of one tends to prove the other.”
Commonwealth v. O’Brien, 836 A.2d 966, 969 (Pa. Super. 2003). To
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determine whether a common plan is established, we must examine the
similarities between the crimes to determine if they are distinctive. See id.
The Commonwealth presented the testimony of K.S. She testified Smith
was her grandmother’s husband when K.S. was 7 or 8 years old. N.T., Jury
Trial, 4/18 and 19/16, at 115-116. When she would visit her grandmother,
Smith would masturbate in front of her. See id., at 117. One time, he pressed
his penis to her vagina. See id., at 117-118. Smith pled guilty to this abuse
in 1997.
The trial court held this testimony was admissible as evidence of a
common plan or scheme utilized by Smith. In support of this conclusion, the
court noted several similarities between the testimony of the victim and the
testimony of K.S. First, both victims were the granddaughters of women who
were married to Smith at the time of the abuse. Second, both victims were
prepubescent girls. Third, the assaults occurred in the living room of Smith’s
home. And finally, the assaults would end with Smith masturbating to
ejaculation.
The record amply supports these similarities. Furthermore, the trial
court’s reasoning is not unreasonable. Evaluating the totality of the
circumstances, a reasonable person could conclude these similarities
constituted a common scheme that Smith utilized to victimize the girls. Smith
is due no relief on this claim.
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Next, Smith presents a tripartite argument premised upon the
Commonwealth’s modification of the information mere days before trial. First,
he contends the court erred in allowing the Commonwealth to amend the
information.
The criminal information “is a formal written statement charging the
commission of an offense signed and presented to the court by the attorney
for the Commonwealth after a defendant is held for court….” Pa.R.Crim.P.
103. The information apprises the defendant of the filed charges so he can
prepare a defense. See Commonwealth v. Sinclair, 897 A.2d 1218, 1223
(Pa. Super. 2006).
Pennsylvania Rule of Criminal Procedure 564 permits the amendment of
the information “when there is a defect in form, the description of the
offense(s), the description of any person or any property, or the date charged,
provided the information as amended does not charge an additional or
different offense.”1 Rule 564 seeks “to ensure that a defendant is fully
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1 After the trial of this case, but just prior to sentencing, the Supreme Court
of Pennsylvania amended this Rule to read:
The court may allow an information to be amended, provided that
the information as amended does not charge offenses arising from
a different set of events and that the amended charges are not so
materially different from the original charge that the defendant
would be unfairly prejudiced. Upon amendment, the court may
grant such postponement of trial or other relief as is necessary in
the interests of justice.
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apprised of the charges, and to avoid prejudice by prohibiting the last minute
addition of alleged criminal acts of which the defendant is uninformed.”
Sinclair, 897 A.2d at 1221 (citation omitted). To determine whether these
goals have been met, we must evaluate whether the amended information’s
allegations involve different elements or a different factual basis. See id. If
not, we presume the amendment did not prejudice the defendant. See id.
On the other hand, if the amended information does significantly alter
the elements or the factual basis of the crime we must determine whether the
amended information prejudices the defendant. See id., at 1221-1223. A
court must consider a number of factors in determining whether an
amendment results in prejudice:
(1) whether the amendment changes the factual scenario
supporting the charges; (2) whether the amendment adds new
facts previously unknown to the defendant; (3) whether the entire
factual scenario was developed during a preliminary hearing; (4)
whether the description of the charges changed with the
amendment; (5) whether a change in defense strategy was
necessitated by the amendment; and (6) whether the timing of
the Commonwealth’s request for amendment allowed for ample
notice and preparation.
Id. (citation omitted).
Here, the Commonwealth amended the information to indicate that the
assaults occurred during the summer of 2007, as opposed to the summer of
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This amendment was not intended to alter current practice; rather, it was to
“more accurately reflect the interpretation of this rule that has developed since
it first was adopted in 1974.” Pa.R.Crim.P. 564, Comment (citations omitted).
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2006. Under the circumstances of this case, we agree with the trial court this
modification did not alter the elements of the crimes or the factual basis of
the crimes alleged. The amended information comported with the testimony
presented at the preliminary hearing, and only represented a correction of the
time period involved. Thus, the court did not err in permitting the amendment.
However, in the second part of his argument, Smith asserts the
amendment modified his defense strategy such that it would now include an
alibi. If true, the modification of the information on the eve of trial would
prejudice Smith if the court did not subsequently allow him to file a notice of
alibi defense.2 Here, the court denied Smith’s request to file a notice of alibi
defense nunc pro tunc.
In denying the notice of alibi, the trial court noted Smith had violated
Pa.R.Crim.P 567(A)(2) by not identifying any of the witnesses who would
testify to his alibi. While it is true that the late amendment of the information
may have impacted Smith’s ability to explicitly identify these witnesses, it is
also true that Smith has made no attempt since, including in his appellate
brief, to explicitly identify these potential witnesses. Based upon this record,
we cannot conclude the trial court erred in denying the notice of alibi defense.
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2Under the Rules of Criminal Procedure, a defendant who intends to present
an alibi defense must file a notice of alibi defense. See Pa.R.Crim.P. 567(A).
This notice must be filed no later than the deadline for an omnibus pretrial
motion. See id.
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In his final claim based upon the amendment of the information, Smith
argues the trial court erred in dismissing his request for a continuance. He
contends the late amendment of the information required more preparation
for trial. The trial court denied the requested continuance.
For the same reasons set forth above regarding allowing the
amendment, we find the trial court did not err. The amended information did
not fundamentally change the allegations or legal theories Smith faced at trial.
The testimony at trial was nearly identical to the testimony at the preliminary
hearing. And Smith has not identified any particular prejudice in his appellate
brief, other than the late alibi notice discussed above. Thus, Smith’s claims
based upon the Commonwealth’s modification of the information merit no
relief.
In his final claim, Smith argues the trial court should have declared a
mistrial when the prosecutor referenced Jerry Sandusky, an infamous
convicted sexual predator, in her closing argument.
It is well established that a prosecutor is permitted to vigorously
argue his case so long as his comments are supported by the
evidence or constitute legitimate inferences arising from that
evidence.
In considering a claim of prosecutorial misconduct, our
inquiry is centered on whether the defendant was deprived
of a fair trial, not deprived of a perfect one. Thus, a
prosecutor’s remarks do not constitute reversible error
unless their unavoidable effect ... [was] to prejudice the
jury, forming in their minds fixed bias and hostility toward
the defendant so that they could not weigh the evidence
objectively and render a true verdict. Further, the allegedly
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improper remarks must be viewed in the context of the
closing argument as a whole.
Commonwealth v. Luster, 71 A.3d 1029, 1048 (Pa. Super. 2013) (en banc)
(internal quotation marks and citations omitted; brackets in original).
The prosecutor began her closing argument:
When I came before you yesterday and talked about secrets,
those were secrets the defendant wanted kept. And you heard
[the victim] testify that after the defendant sexually abused her,
he told her not to tell because he didn’t want for her grandmother
and him to fight. And she kept those secrets for six years until she
realized what was happening to her wasn’t right. She told you
from that stand that she was seeing things in the media. Ladies
and gentlemen, I submit to you that’s around the time where a
little known man named Mr. Sandusky was being charged and
tried for his –
N.T., Jury Trial, 4/18 and 19/16, at 150.
The trial court found this reference did not have the unavoidable effect
of unfairly prejudicing the jury. We agree. While this reference stretches the
boundaries of fair inference from the record, the prosecutor did not compare
Smith’s crimes to Sandusky’s. The prosecutor explicitly used the reference
to buttress the credibility of the victim in light of the passage of time between
the crimes and the victim’s report to authorities. This did not create a fixed
hostility in the jury towards Smith. As such, Smith’s final issue on appeal
merits no relief.
As none of Smith’s issues on appeal are meritorious, we affirm the
judgment of sentence.
Judgment of sentence affirmed.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 04/24/18
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