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www.nebraska.gov/apps-courts-epub/
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Nebraska Supreme Court A dvance Sheets
299 Nebraska R eports
STATE v. TYLER P.
Cite as 299 Neb. 959
State of Nebraska, appellant,
v. Tyler P., appellee.
___ N.W.2d ___
Filed May 11, 2018. No. S-17-1250.
1. Criminal Law: Courts: Juvenile Courts: Jurisdiction: Appeal and
Error. A motion to transfer a pending criminal proceeding to the juve-
nile court is reviewed for an abuse of discretion.
2. Juvenile Courts: Jurisdiction: Waiver. In deciding whether to grant
the requested waiver and to transfer the proceedings to juvenile court,
the court having jurisdiction over a pending criminal prosecution must
carefully consider the juvenile’s request in the light of the criteria or
factors set forth in Neb. Rev. Stat. § 43-276 (Reissue 2016).
3. Courts: Juvenile Courts: Evidence. Under Neb. Rev. Stat. § 29-1816(3)
(Supp. 2017), after considering the evidence and the criteria set forth in
Neb. Rev. Stat. § 43-276 (Reissue 2016), the court shall transfer the
case to juvenile court unless a sound basis exists for retaining the case
in county court or district court.
4. Courts: Juvenile Courts: Jurisdiction: Proof. In a motion to transfer
to juvenile court, the burden of proving a sound basis for retaining juris-
diction in county court or district court lies with the State.
5. Courts: Juvenile Courts: Jurisdiction: Evidence. There is no arith-
metical computation or formula required in a county court’s or district
court’s consideration of the statutory criteria or factors when deciding
whether to grant a request to transfer to juvenile court.
6. ____: ____: ____: ____. When a county court or district court is decid-
ing whether to grant a motion to transfer to juvenile court, there are no
weighted factors, that is, no prescribed method by which more or less
weight is assigned to each factor specified by statute.
7. ____: ____: ____: ____. When a county court or district court is decid-
ing whether to grant a motion to transfer to juvenile court, its consider-
ation is a balancing test by which public protection and societal security
are weighed against the practical and nonproblematical rehabilitation of
the juvenile.
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STATE v. TYLER P.
Cite as 299 Neb. 959
8. Judges: Words and Phrases. A judicial abuse of discretion exists if the
reasons or rulings of a trial judge are clearly untenable, unfairly depriv-
ing a litigant of a substantial right and denying just results in matters
submitted for disposition.
9. Appeal and Error. Abuse of discretion is a highly deferential standard
of review.
10. Criminal Law: Appeal and Error. Harmless error jurisprudence rec-
ognizes that not all trial errors, even those of constitutional magnitude,
entitle a criminal defendant to the reversal of an adverse trial result.
11. Appeal and Error. Only prejudicial error, that is, error which can-
not be said to be harmless beyond a reasonable doubt, which requires
a reversal.
12. ____. When determining whether an alleged error is so prejudicial as to
justify reversal, courts generally consider whether the error, in light of
the totality of the record, influenced the outcome of the case.
Appeal from the District Court for Douglas County: M arlon
A. Polk, Judge. Affirmed.
Donald W. Kleine, Douglas County Attorney, Amy G.
Jacobsen, and Jameson D. Cantwell for appellant.
James Martin Davis, of Davis Law Office, for appellee.
Heavican, C.J., Miller-Lerman, Cassel, Stacy, and Funke,
JJ., and R iedmann, Judge, and M artinez, District Judge.
Funke, J.
Tyler P. was 17 years old when he was charged in the
Douglas County District Court with multiple felonies arising
from a disturbance at his family’s home. He filed a motion to
transfer the case to juvenile court, which was sustained. The
State appeals, assigning error to the grant of the motion to
transfer. We affirm.
BACKGROUND
Facts
The State filed an information in the district court for
Douglas County charging Tyler with five felonies: two charges
of attempted second degree murder, a Class II felony; two
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299 Nebraska R eports
STATE v. TYLER P.
Cite as 299 Neb. 959
charges of use of a deadly weapon (firearm) to commit a
felony, a Class IC felony; and one charge of second degree
assault, a Class IIA felony.
Tyler filed a motion to transfer the matter to juvenile court
under Neb. Rev. Stat. §§ 29-1816 (Supp. 2017) and 43-261
(Reissue 2016). Tyler requested the district court waive juris-
diction of the matter to the separate juvenile court for fur-
ther proceedings under chapter 43, article 2, of the Nebraska
Revised Statutes.
A juvenile transfer hearing was held by the district court at
which several witnesses testified and the State offered police
reports concerning the incident of September 3, 2017. Gail P.,
Tyler’s mother, testified about the events surrounding the inci-
dent; Dr. Terry Davis testified about Tyler’s mental condition;
and Heather Briggs, a juvenile probation officer, testified about
the services available to Tyler in juvenile court.
Gail testified that Tyler was born in February 2000 and that
she and Dennis P. are Tyler’s parents. She also testified that
Tyler resided with Dennis and Gail in their home in Waterloo,
Nebraska; that he was active in high school sports, including
being a standout football player; that he had minimal disci-
plinary problems at home or at school; and that he had never
been in juvenile court.
She further testified that on the evening of September 2,
2017, Tyler had a group of friends at the house to watch a
football game. In the early morning hours of September 3,
Gail noticed activity outside the house so she and Dennis
went to investigate. In doing so, they discovered that the inte-
rior of a barn on their property had significant damage and
they found beer cans present. As a result, Dennis and Gail
confronted Tyler about consuming alcohol and breaking the
rules. In doing so, they noticed that Tyler was unsteady on his
feet and lisping and, at one point, he sat down on the ground
and stared blankly at them. They demanded that Tyler give
them his car keys and cell phone in an effort to punish him
for his behavior. At that time, Tyler became confrontational
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STATE v. TYLER P.
Cite as 299 Neb. 959
and began to verbally and physically abuse Dennis and Gail
and block their entrance into the house. Tyler then ran to a
shed and returned with a baseball bat. Dennis called the 911
emergency dispatch service for assistance, which caused Tyler
to chase Dennis and threaten him with the bat. Eventually
Dennis and Gail were able to gain access to the house and
lock the door. Tyler struck the door of the house with the bat
several times and then gained access to the house through
another door.
Gail was again confronted by Tyler in the family room of the
home. At that time, she noticed that “his eyes were black” and
he was laughing in a “creepy” manner. Tyler then ran toward
the family’s gun safe. Dennis lunged at Tyler and grabbed his
legs in an effort to stop him from reaching the guns. Tyler
broke free of Dennis and began stomping on his head and
kicking him in the back. Tyler picked up an oversized ottoman
in an effort to smash Dennis with it. Gail then began to kick
Tyler in an effort to distract him from hurting Dennis further.
Tyler then punched Gail in the head and struck her in the legs
with the bat. After striking Gail, Tyler fled the house. While
outside, Gail could hear Tyler laughing, yelling, and smash-
ing things around the property. Gail testified that it was a very
foggy night, so she could not see him at the time. Dennis and
Gail exited the home and were standing on a patio when Tyler
emerged from the fog. He appeared “eerily calm” and was say-
ing that it was too late for him, that he was not good at foot-
ball, and that he did not deserve to live. Tyler then went into
the house and retrieved a shotgun.
Law enforcement arrived, and Tyler fled on foot. Deputies
attempted to locate Tyler on the property, but due to the intense
fog, they were not able to see him. Tyler then approached Gail
and pointed the gun directly at her. Gail pleaded for Tyler not
to shoot her and to put down the gun. Tyler then ran off again.
Gail then heard gunfire and saw that Tyler had been shot.
Gail also testified that though she did not see Tyler shoot at
the officers, she knew that he had been accused of doing so.
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STATE v. TYLER P.
Cite as 299 Neb. 959
While in the hospital, Gail told Tyler that he had shot one of
the officers.
Davis, a board-certified psychiatrist who is also certified in
forensic psychiatry and addiction psychiatry, testified on behalf
of Tyler. Davis testified that while playing a football game on
September 1, 2017, Tyler had sustained four head-to-head sig-
nificant impacts which most likely caused a concussion. Davis
stated that Tyler had no memory of the events occurring on
September 3 and that it was his diagnosis that Tyler suffered
from neurocognitive disorder due to a traumatic brain injury.
Davis based his diagnosis on the evaluation he completed of
Tyler, evaluations completed by Tyler’s pediatrician and a
neuropsychologist after the shooting, and an interview of Gail
in which she detailed Tyler’s behavioral changes on the day of
the incident. Davis noted that symptoms exhibited by Tyler,
including such things as a personality change, the flatness of
his affect and emotional display, his aggressive behavior, his
change of smell and taste, and his hypersensitivity to sound
and light are fairly classic signs of a traumatic brain injury.
Davis testified that though Tyler had a blood alcohol content of
.148, his behavior was not the result of alcoholic intoxication
or an alcoholic blackout.
Davis opined that
Tyler was in an amnestic episode and did not fully under-
stand or appreciate what he was doing or that it was
wrong, since he has no memory of it now. Was he able
to intentionally carry out specific motor actions? Yes. He
was able to get a baseball bat. He was able to chase after
his mother. He was able to go to the gun cabinet and get
a gun. He was able to load the gun, I assume, and fire it.
But in terms of his intent to harm anyone or his apprecia-
tion of what his actions were at that time, those would
have been substantially impaired.
Davis further opined that Tyler’s prognosis was good. Davis
stated that Tyler “should pretty much recover” within 3 months
from the type of brain injury he sustained. Though there may
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299 Nebraska R eports
STATE v. TYLER P.
Cite as 299 Neb. 959
be some lingering effects, Davis believed those could be
addressed through rehabilitation treatment through an outpa-
tient brain injury clinic. He also testified that the events of
September 3, 2017, appeared to be an isolated incident, that it
was unlikely Tyler would commit a violent act in the future,
and that incarcerating Tyler was not necessary for the safety of
the public.
Briggs testified that she has been a juvenile probation offi-
cer for 13 years. Briggs stated that juvenile probation could
offer services, including inhome services, family support,
tracker, electronic monitoring, and assistance with arranging
outpatient treatment for mental health or substance abuse.
She further testified that due to Tyler’s turning 18 in February
2018, some services would be limited, including out-of-home
placement. In addition, Briggs testified that Tyler would be
subject to the jurisdiction of the juvenile court only until he
reached the age of 19.
District Court’s Findings
At the completion of the juvenile transfer hearing, the dis-
trict court ruled from the bench and later entered a written
order. The written order indicated that evidence was adduced
and that after having considered the criteria set forth in Neb.
Rev. Stat. § 43-276 (Reissue 2016), and for the reasons stated
in open court, Tyler’s motion to transfer the case to the sepa-
rate juvenile court of Douglas County was sustained.
The court’s full oral pronouncement from the bench is pro-
vided as follows:
It goes without saying, but the Court will say it anyway,
that this was a very serious and life-threatening event to
all those involved, and based upon the fact that [Tyler]
does not have a memory as to the events, it is — I
guess, in that sense, it arguably deprives the Court of
being able to analyze what the motivation for the events
would be or motivation for why he did what he did on
that night.
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Nebraska Supreme Court A dvance Sheets
299 Nebraska R eports
STATE v. TYLER P.
Cite as 299 Neb. 959
At the same time, there is evidence, I guess, adduced
from the expert, Dr. Davis, of this, in his diagnosis, of
the neurocognitive disorder, which resulted from the trau-
matic brain injury, and that does at least coincide with
the fact that a football game was played, that [Tyler]
was involved in the day before, as well as another game,
I guess, arguably, the week before. And when you’re
weighing all that with the factors in [§] 43-276 and hav-
ing to balance those with the fact that he’s never been
through the Juvenile System, then you’re trying to bal-
ance those with the safety of the public. And that is fur-
ther balanced by, I guess, the fact that he has been out
on bond for some time, and you could argue that there
has at least been some time where he may have been
able to access the public and whether this was just a one-
time event.
And I guess from the Court’s perspective, I would not
see if he were to be transferred to the Juvenile Court,
that that would be considered a free pass. I guess the
Court would defer to the — if, in fact, he were in the
Juvenile Court, to their expertise, and clearly there was
something going on that needs to be evaluated and further
evaluated, as it relates to [Tyler] and his mental/emotional
state absolutely needs to be further evaluated and maybe
even treated.
And the Court doesn’t lose sight of the obvious that —
of weighing the best interests of [Tyler], that the Court
believes that he should be transferred to the Juvenile
Court, and that is what the Court is going to do.
ASSIGNMENTS OF ERROR
The State assigns, reordered and restated, that the district
court abused its discretion in transferring Tyler to juvenile
court, because (1) a sound basis existed for retaining the
matter in district court, (2) the court did not sufficiently
make the required findings pursuant to § 43-276, and (3) the
court decided the motion to transfer without first reading and
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STATE v. TYLER P.
Cite as 299 Neb. 959
considering the police reports related to the investigation of the
crimes charged.
STANDARD OF REVIEW
[1] A motion to transfer a pending criminal proceeding to
the juvenile court is reviewed for an abuse of discretion.1
ANALYSIS
Legal Framework
Under § 29-1816(3)(a) for motions to transfer a case from
the county court or district court to juvenile court:
The county court or district court shall schedule a hear-
ing on such motion within fifteen days. . . . The criteria
set forth in section 43-276 shall be considered at such
hearing. After considering all the evidence and reasons
presented by both parties, the case shall be transferred
to juvenile court unless a sound basis exists for retaining
the case in county court or district court[.]
The considerations in determining whether to transfer a case
are set out in § 43-276(1):
The county attorney or city attorney, in making the deter-
mination whether to file a criminal charge, file a juvenile
court petition, offer juvenile pretrial diversion or media-
tion, or transfer a case to or from juvenile court, and the
juvenile court, county court, or district court in making
the determination whether to transfer a case, shall con-
sider: (a) The type of treatment such juvenile would most
likely be amenable to; (b) whether there is evidence that
the alleged offense included violence; (c) the motivation
for the commission of the offense; (d) the age of the
juvenile and the ages and circumstances of any others
involved in the offense; (e) the previous history of the
juvenile, including whether he or she had been convicted
of any previous offenses or adjudicated in juvenile court;
1
See State v. Hunt, ante p. 573, 909 N.W.2d 363 (2018); State v. Dimmitt, 5
Neb. App. 451, 560 N.W.2d 498 (1997).
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Nebraska Supreme Court A dvance Sheets
299 Nebraska R eports
STATE v. TYLER P.
Cite as 299 Neb. 959
(f) the best interests of the juvenile; (g) consideration of
public safety; (h) consideration of the juvenile’s ability to
appreciate the nature and seriousness of his or her con-
duct; (i) whether the best interests of the juvenile and the
security of the public may require that the juvenile con-
tinue in secure detention or under supervision for a period
extending beyond his or her minority and, if so, the avail-
able alternatives best suited to this purpose; (j) whether
the victim agrees to participate in mediation; (k) whether
there is a juvenile pretrial diversion program established
pursuant to sections 43-260.02 to 43-260.07; (l) whether
the juvenile has been convicted of or has acknowledged
unauthorized use or possession of a firearm; (m) whether
a juvenile court order has been issued for the juvenile
pursuant to section 43-2,106.03; (n) whether the juvenile
is a criminal street gang member; and (o) such other mat-
ters as the parties deem relevant to aid in the decision.
District Court Did Not A buse
Discretion Transferring
to Juvenile Court
The State contends that a sound basis existed for retain-
ing the matter in district court. More specifically, the State
argues that the extreme level of violence, the obvious public
safety concerns, the motivation of the offense, and Tyler’s age
at the time of the offense all support retaining the matter in
adult court.
[2-4] This court has stated that in deciding whether to grant
the requested waiver and to transfer the proceedings to juvenile
court, the court having jurisdiction over a pending criminal
prosecution must carefully consider the juvenile’s request in
the light of the criteria or factors set forth in § 43-276.2 After
the court considers the evidence in light of the § 43-276 fac-
tors, “‘the case shall be transferred to juvenile court unless
a sound basis exists for retaining the case in county court or
2
State v. Thieszen, 232 Neb. 952, 442 N.W.2d 887 (1989).
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STATE v. TYLER P.
Cite as 299 Neb. 959
district court.’”3 Thus, transfer in the absence of a sound basis
for retention is the general rule.4 The burden of proving a
sound basis for retention lies with the State.5
[5-7] There is no arithmetical computation or formula required
in a court’s consideration of the statutory criteria or factors.6
Also, there are no weighted factors, that is, no prescribed
method by which more or less weight is assigned to each factor
specified in the statute.7 It is a balancing test by which public
protection and societal security are weighed against the practi-
cal and nonproblematical rehabilitation of the juvenile.8
In the instant matter, based on the evidence considered by the
district court, the district court found that there was not a sound
basis for the adult court to retain jurisdiction of the defendant’s
case. These findings may be summarized as follows:
• The case involved a “very serious and life-threatening event
to all those involved.”
• The court could not determine Tyler’s motives due to his lack
of memory as to the events.
• Davis’ diagnosis provided evidence that Tyler had a neuro-
cognitive disorder, which resulted from a previous traumatic
brain injury.
• Tyler had never been involved with the juvenile system.
• Tyler had been out on bond for some time, and there was no
evidence of additional violence.
• The incident seemed to be a one-time event.
• Were Tyler in juvenile court, he would be subject to further
evaluations for his mental/emotional state.
• Treatment for Tyler’s mental state may be necessary.
3
Hunt, supra note 1, ante at 582, 909 N.W.2d at 371.
4
State v. Doyle, 237 Neb. 60, 464 N.W.2d 779 (1991).
5
Hunt, supra note 1.
6
See State v. Alexander, 215 Neb. 478, 339 N.W.2d 297 (1983).
7
Id.
8
See State v. Dominguez, 290 Neb. 477, 860 N.W.2d 732 (2015).
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STATE v. TYLER P.
Cite as 299 Neb. 959
Although the record shows that this matter involved very
serious crimes and that due to Tyler’s age, he will be under
the jurisdiction of the juvenile court for less than 1 year, the
record also supports the district court’s findings. The evidence
indicates that Tyler continues to reside at home with Dennis
and Gail, that he had not been violent in the past, that he had
no prior criminal record, that his crimes were attributable to a
previously suffered brain trauma, that treatment and the pas-
sage of time would most likely resolve his brain trauma, and
that he had not been violent since the event.
[8,9] Applying the balancing test in the light of the sev-
eral criteria or factors found in § 43-276(1), we find that
the district court did not abuse its discretion in transferring
Tyler’s case to the separate juvenile court. A judicial abuse of
discretion exists if the reasons or rulings of a trial judge are
clearly untenable, unfairly depriving a litigant of a substantial
right and denying just results in matters submitted for dispo-
sition.9 Abuse of discretion is a highly deferential standard
of review.10
Our review indicates the district court applied the general
rule set forth by the Legislature under § 29-1816(3)(a) that the
case “shall be transferred to juvenile court unless a sound basis
exists for retaining the case” and that, when weighed against
the evidence Tyler presented at the hearing, the State failed to
meet its burden to show a sound basis for retention. The State’s
first assignment of error is therefore without merit.
District Court M ade
Sufficient Findings
The State contends that the court failed to set forth suf-
ficient findings to warrant a transfer to juvenile court. Under
§ 29-1816(3)(b), the district court is required to set forth find-
ings for the reason for its decision.
9
Rodriguez v. Surgical Assocs. P.C., 298 Neb. 573, 905 N.W.2d 247 (2018).
10
See Osantowski v. Osantowski, 298 Neb. 339, 904 N.W.2d 251 (2017).
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STATE v. TYLER P.
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In State v. Phinney,11 we held that when a juvenile requests
that the case be transferred to juvenile court, it is mandatory
for a trial court to set forth on the record its findings support-
ing its determination that there is a sound basis for refusing
to transfer the juvenile’s case. We noted that in Kent v. United
States,12 the U.S. Supreme Court, in reviewing a District of
Columbia statute which permitted juvenile courts to waive
jurisdiction over minors to adult criminal courts, stated that
the juvenile court must accompany its waiver order with the
statement of reasons or considerations therefor and that such a
statement “must set forth the basis for the order with sufficient
specificity to permit meaningful review.” We also noted in
State v. Torres13 that a trial court must make a statement of its
findings which provides sufficient specificity to permit mean-
ingful review by this court.
In State v. Stewart,14 we addressed the issue of the findings
that must accompany a trial court’s decision on a motion to
transfer to juvenile court. In Stewart, the trial court made a
separate statement of its findings for retaining jurisdiction of
the case, specifically mentioning five of the factors set forth in
Neb. Rev. Stat. § 43-202.01 (Reissue 1978) (the predecessor
of § 43-276). We found that while it would have been prefer-
able for the trial court to refer to all the considerations set
forth in § 43-202.01, in its order, the statute in question did
not require the court to do so.
However, in State v. Doyle,15 we remanded a motion to
transfer to juvenile court back to the trial court to make spe-
cific findings as provided by statute. Neither the oral findings
11
State v. Phinney, 235 Neb. 486, 455 N.W.2d 795 (1990).
12
Kent v. United States, 383 U.S. 541, 561, 86 S. Ct. 1045, 16 L. Ed. 2d 84
(1966).
13
See State v. Trevino, 230 Neb. 494, 432 N.W.2d 503 (1988).
14
State v. Stewart, 197 Neb. 497, 250 N.W.2d 849 (1977), overruled on
other grounds, State v. Palmer, 224 Neb. 282, 399 N.W.2d 706 (1986).
15
Doyle, supra note 4.
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of the court nor the court’s written order detailed the findings
made in support of the order of denying the transfer.
In the instant matter, the district court’s order merely sets
forth that after considering all the factors of § 43-276, and
for the reasons stated in open court, Tyler’s motion to trans-
fer was sustained. Without more, the order would not permit
meaningful review by this court. However, in its oral findings,
the court stated that it weighed the factors in § 43-276(1)
and balanced those with the safety of the public. In doing so,
the court found that the case should be transferred to juve-
nile court. The court specifically referenced relevant statu-
tory factors, including the motivation behind the offense, the
juvenile’s previous criminal history, the juvenile’s ability to
appreciate his conduct, the best interests of the juvenile, and
the safety of the public. And, as we have previously stated,
though it would have been preferable for the district court to
refer to all the statutory considerations, the statute does not
require it to do so. As a result, this assignment of error is
without merit.
H armless Error Not to
Consider A ll Evidence
The State contends that the district court failed to consider
all of the evidence submitted by the parties prior to pronounc-
ing its ruling. More specifically, the State argues that the court
did not review the investigative reports concerning the events
on September 3, 2017.
Section 29-1816(3)(a) requires that only after the trial court
“consider[s] all the evidence and reasons presented by both
parties” may a case be transferred to juvenile court. (Emphasis
supplied.)
The record is clear that approximately 141 pages of police
reports were offered into evidence by the State at the close
of the juvenile transfer hearing. After receiving the police
reports, the court immediately heard closing arguments from
counsel. Upon completion of the closing arguments, the court
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proceeded to render its findings and decision. Though the State
asked the court to delay its ruling until it had considered all
of the evidence, the court chose not to do so. As a result, the
district court erred by failing to review and consider the police
reports offered by the State.
[10-12] However, the determination that the district court
erred does not end our consideration of this assignment of
error. Our harmless error jurisprudence recognizes that not all
trial errors, even those of constitutional magnitude, entitle a
criminal defendant to the reversal of an adverse trial result.16 It
is only prejudicial error, that is, error which cannot be said to
be harmless beyond a reasonable doubt, which requires a rever-
sal.17 When determining whether an alleged error is so preju-
dicial as to justify reversal, courts generally consider whether
the error, in light of the totality of the record, influenced the
outcome of the case.18
The evidence the district court failed to review involved the
law enforcement investigation of the events on September 3,
2017. Within those reports is evidence that Tyler had consumed
alcohol that night, that he verbally and physically assaulted
Dennis and Gail, that he destroyed property with a baseball
bat, that he physically assaulted Dennis and Gail, that he fired
a shotgun at two law enforcement officers, that one of the
officers received a gunshot wound to his arm, that the officers
returned fire at Tyler, and that one of the officers shot Tyler
in the abdomen. Though the police reports provided detailed
information, the facts set forth in the reports are similar in
nature to the allegations of the information filed by the State
and the facts recounted by Gail and Davis. As noted, the dis-
trict court began its oral findings by stating that “this was a
very serious and life-threatening event to all those involved.”
16
State v. Kidder, ante p. 232, 908 N.W.2d 1 (2018).
17
See id.
18
Id.
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As a result, the error of not reviewing the police reports, in
light of the totality of the record, did not influence the outcome
of the case.
CONCLUSION
For the reasons stated in this opinion, we affirm the deci-
sion of the district court to transfer this matter to the juve-
nile court.
A ffirmed.