IN THE SUPREME COURT OF IOWA
No. 16–1666
Filed June 22, 2018
NOLAN DEEDS,
Appellant,
vs.
CITY OF MARION, IOWA; ST. LUKE’S WORK WELL SOLUTIONS;
ST. LUKE’S HEALTHCARE; and IOWA HEALTH SYSTEM d/b/a
UNITYPOINT HEALTH,
Appellees.
On review from the Iowa Court of Appeals.
Appeal from the Iowa District Court for Linn County,
Christopher L. Bruns, Judge.
Plaintiff seeks further review of court of appeals decision that
affirmed summary judgment dismissing his disability discrimination
claims. DECISION OF COURT OF APPEALS AND DISTRICT COURT
SUMMARY JUDGMENT AFFIRMED.
Brooke Timmer, Katie Ervin Carlson, and Nathan J. Borland (until
withdrawal) of Fiedler & Timmer, P.L.L.C., Johnston, for appellant.
Amy L. Reasner of Lynch Dallas, P.C., Cedar Rapids, for appellee
City of Marion.
2
Karin A. Johnson, Samantha M. Rollins, and Mitch G. Nass of
Faegre Baker Daniels LLP, Des Moines, for appellees St. Luke’s Work
Well Solutions, St. Luke’s Healthcare, and Iowa Health System d/b/a
UnityPoint Health.
3
WATERMAN, Justice.
In this appeal, we must decide whether the district court correctly
granted summary judgment dismissing the plaintiff’s disability
discrimination claims. The plaintiff, who has multiple sclerosis (MS),
applied for a full-time job as a firefighter. The defendant City declined to
hire him after the physician performing its preemployment physical
examination reported the applicant was not medically qualified for the
position. The physician made that determination based on national
firefighter guidelines that disqualify persons with MS with active
symptoms within three years because MS symptoms could hinder job
performance and thereby endanger rescuers and persons needing
assistance in a fire emergency. The physician did not inform the City
that MS was the reason the applicant was found unfit for firefighting,
and the City did not inquire further into why the applicant was
disqualified. The plaintiff did not inform the City he had MS or ask for
any accommodation. Months later, he filed a complaint with the Iowa
Civil Rights Commission (ICRC) alleging disability discrimination and
then failed to accept the City’s offer to explore reasonable
accommodations through an interactive process.
The plaintiff instead sued the City and the physician’s employer
under the Iowa Civil Rights Act (ICRA), alleging disability discrimination
by the City and that the physician aided and abetted the discrimination.
The district court granted summary judgment for all defendants. The
district court concluded that because the City was unaware of the
plaintiff’s MS, plaintiff could not prove the City declined to hire him
because of that disability. And the district court ruled the medical
defendants were not liable under the ICRA for providing an independent
medical opinion in an advisory role. The plaintiff appealed, and we
4
transferred the case to the court of appeals, which affirmed the summary
judgment over a partial dissent. We granted the plaintiff’s application for
further review.
On our review, we hold that the plaintiff could not prove the City
discriminated against him because of his MS when the City was unaware
he had MS. The City is not required to be a mind reader. On this
record, without any requested accommodation by the plaintiff, the City
had no duty to second-guess the physician’s opinion that the plaintiff
was medically unqualified for the position. The physician, in turn, is not
liable for providing her independent medical opinion or for aiding and
abetting without proof the City intentionally discriminated against the
plaintiff. We therefore affirm the summary judgment.
I. Background Facts and Proceedings.
Nolan Deeds had served as a volunteer firefighter for the City of
Coralville since August 2009. Deeds first experienced symptoms of MS
in December 2011. He was deer hunting when he felt numbness in his
right hand. The numbness spread to his right foot and then to his entire
right side. On December 14, Deeds sought treatment at Mercy Urgent
Care where he reported the numbness made it “difficult to rise from bed
in [the] morning” and made him “feel[] weak and unsteady on [his] right
when walking.” Deeds was referred for an MRI and was examined by
Dr. Richard Neiman, a neurologist with Neurological Associates of
Iowa City. On December 22, Dr. Neiman gave a probable diagnosis of
MS. Deeds received treatment, and his symptoms cleared up by late
February 2012.
After Deeds was diagnosed with MS, Dr. Neiman released him to
return to “full activity for the Coralville Fire Department.” The City of
Coralville, however, retained Dr. Patrick Hartley to evaluate Deeds to
5
determine if he was fit for duty. Dr. Hartley was “not comfortable
clearing [Deeds] to resume unrestricted duties as a firefighter.” The
Coralville Fire Department declined to allow Deeds to return to volunteer
firefighting based on Dr. Hartley’s evaluation. Deeds did not challenge
Coralville’s decision to disqualify him from its firefighting position.
In March 2012, Deeds applied for a position as a professional
firefighter with the City of Marion. At the time, he was certified as a
Firefighter I and II and an EMT-B (basic). Deeds was also taking classes
and completing other requirements to obtain a paramedic certification,
which he achieved in 2013. Deeds passed the written civil service
commission test required for the position. Deeds also passed the
physical agility test. In April, Deeds interviewed with Fire Chief Terry
Jackson (who has since retired) and Assistant Fire Chief Deb Krebill (who
is now the Marion fire chief). The interview went well, and Deeds was
placed on a list of approved candidates.
In July, Deeds applied for a firefighter position with the City of
Cedar Rapids. Deeds was interviewed by members of the Cedar Rapids
Fire Department and the City’s civil service commission in the fall of
2012 but did not receive a job offer. He was placed on the certified list of
eligible candidates for the Cedar Rapids firefighter position for one year.
Deeds experienced numbness in his right foot again in December
2012 and January 2013. A clinic note by Dr. Pedro Gonzalez-Alegre set
forth Deeds’s description of his symptoms:
One month ago, patient noted right foot numbness. In the
course of 2-3 days, it spread to involve his left foot as well.
The numbness then began to involve both legs and the back
of both thighs. Over the course of the last week to week and
a half, patient notes that his gait has worsened. Specifically,
he notices that he wobbles when he walks.
6
Deeds’s symptoms resolved by early February. Deeds had no MS
symptoms since then, and in April of that year, he sought a second
opinion from Dr. E. Tourage Shivapour, who diagnosed Deeds with
relapse and remitting MS. He was prescribed different medication, which
he has taken since spring 2013 without side effects.
In July, the Cedar Rapids Fire Department invited Deeds and
others on the City’s certified list to interview for newly opened firefighter
positions. Deeds completed another interview and received a conditional
offer of employment on July 25 “contingent upon satisfactory completion
of a medical screening.”
Deeds then completed a health screening with Jennifer Motroni, an
occupational health nurse for the City of Cedar Rapids. Motroni
conducted some medical tests, and Deeds completed the Municipal Fire
and Police Retirement System of Iowa (MFPRSI) medical history
questionnaire. 1 Deeds informed Motroni that he had been diagnosed
with MS, and Motroni reached out to Dr. Shivapour with specific
questions about how Deeds’s MS diagnosis could affect his performance
as a firefighter. In response, Dr. Shivapour completed a “Physician’s
Report to Employer,” in which he indicated that Deeds could work with
no restrictions.
1Iowa law requires the MFPRSI to set standards for “entrance examinations.”
Iowa Code § 400.8(1) (2014) (“The physical examination of applicants for appointment to
the positions of police officer, police matron, or fire fighter shall be held in accordance
with medical protocols established by the board of trustees of the fire and police
retirement system established by section 411.5 and shall be conducted in accordance
with the directives of the board of trustees.”). One purpose of the MFPRSI is to
“[p]rovide a comprehensive disability program for police officers and fire fighters to
include standards for entrance physical examinations, guidelines for ongoing fitness
and wellness, disability pensions, and postdisability retirement compliance
requirements.” Id. § 411.1A(2).
7
Dr. Jeffrey Westpheling, a St. Luke’s Work Well Solutions (Work
Well) physician, conducted a physical exam of Deeds on September 4 to
determine if Deeds was medically qualified to work as a firefighter for
Cedar Rapids. During the examination, Deeds and Dr. Westpheling
discussed Deeds’s MS diagnosis, the nature of his symptoms, and the
dates when Deeds experienced those symptoms. Dr. Westpheling asked
him to provide medical records from his neurologists; Deeds complied.
Before attending medical school, Dr. Westpheling had worked as a
Des Moines firefighter for over five years and was thereby familiar with
the essential job functions of a firefighter. Dr. Westpheling consulted the
2013 edition of the National Fire Protection Association (NFPA) 1582,
“Standard on Comprehensive Occupational Medical Program for Fire
Departments.” Dr. Westpheling explained why he consulted that
standard:
In cases where there is [a] question on whether or not an
applicant can perform the essential duties of [a] firefighter,
the first standard to look at is the MFPRSI guidelines as set
forth in the protocol. If it’s not something that’s expressed in
the protocol, then one has to go to the next best available
guidance, and in this case it would be the NFPA 1582 which
is a consensus opinion of expert panels including fire chiefs,
fire service members, physicians, [and] specialists in the
areas of recommendations. That in my mind is the next best
available source to look at, and so that’s why I consulted the
NFPA 1582 and have done so numerous times in the past
and since. It’s continually updated with new findings and
new recommendations as well.
NFPA 1582 labels “[m]ultiple sclerosis with activity or evidence of
progression within previous 3 years” as a “Category A” medical condition
that “preclude[s] a person from performing as a member in a training or
emergency operational environment by presenting a significant risk to
the safety and health of the person or others.” Nat’l Fire Prot. Ass’n,
NFPA 1582 Standard on Comprehensive Occupational Medical Program for
8
Fire Departments §§ 3.3.13.1, 6.17.1 (2013 ed.). Based on Deeds’s
history of MS symptoms, Dr. Westpheling’s personal experience working
as a firefighter, and the applicable NFPA Standards, Dr. Westpheling
concluded that Deeds was not medically qualified to work as a firefighter
for the City of Cedar Rapids.
Motroni received a facsimile from Work Well indicating Deeds was
disqualified; the facsimile included a notation that Dr. Westpheling
“cannot specify [a] reason [for disqualification,] as it is considered
personal.” 2 Motroni notified the Cedar Rapids Fire Department that
Deeds had been medically disqualified.
On September 10, Dr. Westpheling spoke with Deeds by phone.
He explained the medical opinion he gave the City of Cedar Rapids and
also suggested to Deeds that he could seek a second opinion regarding
his ability to work as a firefighter. Deeds did not do so.
After the City of Cedar Rapids received Dr. Westpheling’s medical
opinion, Assistant Fire Chief Curtis Hopper called Deeds to revoke the
offer of employment. Deeds did not request any accommodation for his
MS from the City of Cedar Rapids.
2Dr. Westpheling did not state the reasons for the disqualification despite having
an “Authorization for Release of Medical Information” that expressly allowed “St. Luke’s
or St. Luke’s Work Well to release medical information to the City of Cedar Rapids for
treatment dates from 09/04/2013 for the purpose of Employment related screening or
health care.” This is consistent with Dr. Westpheling’s practice of not sharing a
patient’s information with a prospective employer because
prospective employers don’t need information on diagnoses. They only
need information on whether or not that person can do the essential
functions of the job applying for or not.
The actual reason for that is not — is not pertinent or shouldn’t
be pertinent to their decision. So I will often tell someone they’re free to
discuss whatever they choose with the prospective employer, but I as an
examiner am very hesitant to release that information unless I know
expressly that the prospective employee is allowing me to do that.
9
Later that fall, another firefighter position opened with the City of
Marion. Deeds again interviewed with Chief Jackson and Assistant Chief
Krebill, who both concluded Deeds performed very well in his interview.
Neither observed signs of any disability during the interview, and they
did not ask Deeds about any medical conditions or physical disabilities,
nor did Deeds disclose his MS.
On November 13, Chief Jackson tentatively offered Deeds the
firefighter position, stating the offer would “be formalized once [Deeds’s]
physical paperwork indicating job readiness has been received by this
office and all back-grounding has been completed.” Deeds scheduled an
appointment with Dr. Ann McKinstry at Work Well. Dr. McKinstry is a
licensed medical doctor who is board certified in family medicine. She
had on-the-job training for occupational medicine and making
reasonable accommodations for disabilities. Dr. McKinstry had
performed fewer than ten preemployment firefighter medical
examinations for the Cities of Marion and Cedar Rapids. She examined
Deeds on November 21 and learned he had been diagnosed with MS and
had experienced symptoms within the past year.
Dr. McKinstry consulted with Dr. Westpheling, who had performed
over fifty preemployment firefighter examinations. 3 Dr. Westpheling
directed Dr. McKinstry to the NFPA Standards binder in the clinic.
Dr. McKinstry read the NFPA 1582 chapter on “Medical Evaluations of
Candidates” and reviewed Dr. Shivapour’s records regarding Deeds’s
diagnosis, treatment, and course of disease.
3Dr. Westpheling stated in his deposition that this conversation occurred after
Dr. McKinstry already evaluated Deeds. He believed that Dr. McKinstry had already
completed the decision process when the conversation took place. Dr. McKinstry,
however, asserted their conversation occurred during her evaluation of Deeds.
10
Dr. McKinstry completed the MFPRSI medical examination form,
indicating that Deeds was “NOT medically qualified to do the essential
functions of the job.” While the form requested the physician to
comment on reasons why an examinee is not qualified, Dr. McKinstry left
that part blank. Chief Jackson received the form via facsimile on
November 21. No one from Work Well offered additional information
about why Deeds did not qualify for the position. Chief Jackson testified
that he did not ask for such information because he did not have a
medical release from Deeds. There is no evidence that Chief Jackson
knew why Deeds was disqualified or that Deeds had MS.
Chief Jackson called Deeds and informed him that he “was not fit
for duty according to the physicians.” During this phone call, Chief
Jackson did not ask Deeds why he was disqualified, and Deeds did not
tell Chief Jackson that he had MS or that other physicians found him fit
for firefighting. Deeds did not ask for any accommodation or second
opinion. Nor did Deeds ask Dr. McKinstry to change her opinion. Chief
Jackson followed up on his phone call with a letter to Deeds revoking the
conditional employment offer.
In January 2014, Deeds filed a complaint with the ICRC, alleging
that the City of Marion discriminated against him based on his disability.
It was only after Deeds filed his ICRC complaint that the City of Marion
learned that Deeds had MS. The ICRC issued Deeds an administrative
release.
The next month, Deeds filed another complaint with the ICRC
alleging that the City of Cedar Rapids discriminated against him on the
basis of his disability. The ICRC issued Deeds an administrative release
with regard to these charges as well.
11
An attorney for the City of Marion wrote to one of Deeds’s
attorneys, seeking Deeds’s medical records and offering to pay for an
individualized assessment of Deeds to be done if Work Well had not
previously conducted such an assessment. The City also offered to
engage in an interactive process, informing Deeds’s attorney that
[i]f the Work Well Clinic file establishes Mr. Deeds
underwent an individualized physical assessment and can
perform the essential job functions without reasonable
accommodation, then we agree that Mr. Deeds should be
hired and we acknowledge the necessity of resolving any
back pay due and owing.
If the Work Well Clinic file establishes that Mr. Deeds
underwent an individualized physical assessment and may
be able to perform the essential job functions of firefighter
with some accommodation, then we must determine the
reasonableness of any accommodations requested before we
can take any further steps in this process.
The City’s attorney also noted that Deeds “is the only person who has
access to the information necessary to determine whether he can perform
the essential job functions of a firefighter.” Deeds’s attorney responded,
Once I receive confirmation from the Iowa Civil Rights
Commission that the City of Marion has substantively
responded to Mr. Deed’s Complaint, I will be happy to
provide you with a copy of his medical records from
St. Luke’s Work Well Clinic.
The City submitted its substantive response to the complaint, but
Deeds’s attorney nevertheless failed to provide the promised medical
records to the City. Moreover, Deeds did not agree to engage in the
interactive process to explore reasonable accommodations, as offered by
the City.
Deeds instead filed separate civil lawsuits against the City of
Marion and the City of Cedar Rapids on January 30, 2015. Deeds
alleged that Marion and Cedar Rapids discriminated against him based
on his disability in violation of Iowa Code section 216.6(1)(a) (2014). In
12
both lawsuits, Deeds alleged that Well Work, St. Luke’s Healthcare, and
Iowa Health System (collectively, the UnityPoint defendants) aided and
abetted the discrimination.
In Deeds’s suit against the City of Marion, the City filed an answer,
and the UnityPoint defendants filed a motion to dismiss. The motion to
dismiss was denied, and the UnityPoint defendants filed their answer.
The City and the UnityPoint defendants moved for summary judgment.
Deeds resisted the motions. The district court granted both motions for
summary judgment. The district court concluded that Deeds failed to
show a genuine issue of material fact exists as to whether the City took
adverse action because of Deeds’s disability. The district court
concluded Sahai v. Davies, 557 N.W.2d 898 (Iowa 1997) (en banc),
controlled Deeds’s claim against the UnityPoint defendants for aiding and
abetting. The court found “[t]he evidence in the record overwhelming[ly]
demonstrates that Dr. McKinstry played an advisory role to the City of
Marion and rendered an independent medical judgment on Mr. Deeds’
physical qualification.”
Deeds’s lawsuit against the City of Cedar Rapids took a similar
course. The City filed an answer, and the UnityPoint defendants filed a
motion to dismiss that was denied. The UnityPoint defendants then filed
their answer and the City and the UnityPoint defendants moved for
summary judgment. Deeds resisted the motions. The district court
granted both motions for summary judgment on the same grounds as
the City of Marion decision.
Deeds appealed the judgments in both cases, and we transferred
them to the court of appeals. The court of appeals affirmed the summary
judgment in both cases. The court of appeals determined that Deeds
“failed to show the City rescinded its job offer based on his MS
13
diagnosis.” The court of appeals also concluded that “[b]ecause Deeds
has failed to show the City engaged in a discriminatory employment
practice, his claim that UnityPoint aided or abetted in the discriminatory
employment practice necessarily fails.” Deeds applied for further review,
which we granted.
II. Standard of Review.
We review summary judgment rulings for correction of errors at
law. Goodpaster v. Schwan’s Home Serv., Inc., 849 N.W.2d 1, 6 (Iowa
2014). “Summary judgment is proper when the movant establishes there
is no genuine issue of material fact and it is entitled to judgment as a
matter of law.” Id. We view the record in the light most favorable to the
nonmoving party. Id.
III. Analysis.
The ICRA prohibits an employer from discriminating against an
applicant for employment based on disability. See Iowa Code § 216.6(1).
In Goodpaster, we held that MS can be a disability under the ICRA “if the
plaintiff produces evidence that the condition substantially impaired one
or more major life activities during episodes or flare-ups, even if it did not
impair life activities at all when in remission.” 849 N.W.2d at 13. In that
case, the employer was aware of the employee’s MS. Id. at 5. Here, the
fighting issue is whether the City can be liable for discriminating against
an applicant with MS when the City was unaware he had MS. The ICRA
provides,
It shall be an unfair or discriminatory practice for any:
a. Person to refuse to hire . . . or to otherwise
discriminate in employment against any applicant for
employment or any employee because of the . . . disability of
such applicant or employee, unless based upon the nature of
the occupation. If a person with a disability is qualified to
perform a particular occupation, by reason of training or
experience, the nature of that occupation shall not be the
14
basis for exception to the unfair or discriminating practices
prohibited by this subsection.
Iowa Code § 216.6(1) (emphasis added). In order to establish a
prima facie case of disability discrimination, a plaintiff must show “(1) he
or she is a disabled person; (2) he or she is qualified to perform the job,
with or without an accommodation; and (3) he or she suffered an adverse
employment decision because of the disability.” Casey’s Gen. Stores, Inc.
v. Blackford, 661 N.W.2d 515, 519 (Iowa 2003); see also Goodpaster, 849
N.W.2d at 6 (requiring plaintiff to prove “the circumstances of his
termination raise an inference of illegal discrimination”). The ICRA also
provides that it is a discriminatory practice for “[a]ny person to
intentionally aid, abet, compel, or coerce another person to engage in any
of the practices declared unfair or discriminatory by this chapter.” Iowa
Code § 216.11(1).
A. Discrimination Claim Against the City. We must decide
whether the district court correctly entered summary judgment for the
City on grounds that Deeds could not show it declined to hire him
because of his MS. When the City rescinded its job offer to Deeds, the
City did not know he had MS. The City only knew that the physician
reported Deeds was not medically qualified for the firefighter position.
Deeds, however, knew the physician found him unqualified because of
his MS and could have told the City he had that condition and requested
an accommodation but failed to do so. Deeds also failed to engage in the
interactive process offered by the City after his ICRA complaint to explore
reasonable accommodations. We conclude that Deeds cannot show the
City discriminated against him “because of” his disability.
1. The City had no duty to inquire further when Deeds failed to
request an accommodation. Deeds argues the City was required to look
15
behind the medical opinion of Dr. McKinstry. The fire chief testified he
had no idea why Dr. McKinstry found Deeds unfit for the job. Deeds, on
the other hand, knew Dr. McKinstry concluded he was not qualified
because of his MS. Yet he made no effort to challenge her opinion, ask
her to reconsider, request any accommodation from the City, or tell the
fire chief that another physician had found him qualified. Employers
generally are entitled to rely on a physician’s opinion that the employee
or prospective employee is medically unqualified for the job. See Faidley
v. United Parcel Serv. of Am., Inc., 889 F.3d 933, 942 (8th Cir. 2018)
(en banc) (affirming summary judgment dismissing Americans with
Disabilities Act (ADA) claim and stating that “[t]he ADA does not require
an employer to permit an employee to perform a job function that the
employee’s physician has forbidden” (alteration in original) (quoting
Scruggs v. Pulaski County, 817 F.3d 1087, 1094 (8th Cir. 2016) (affirming
summary judgment for employer))); Alexander v. Northland Inn, 321 F.3d
723, 727 (8th Cir. 2003) (affirming summary judgment dismissing ADA
claim and acknowledging that “Northland was entitled to rely and act
upon the written advice from Alexander’s physician . . . . [because i]n this
situation, the employee’s belief or opinion that she can do the function is
simply irrelevant”); Crocker v. Runyon, 207 F.3d 314, 317–18 (6th Cir.
2000) (affirming summary judgment dismissing disability discrimination
claim because the plaintiff, who failed the preemployment physical
conducted by a physician under contract to perform such examinations
for the employer, “failed to offer medical evidence contemporaneous with
his nonhiring to contradict the evidence upon which the [employer]
relied”).
On this record, we decline to impose a duty on the City to second-
guess Dr. McKinstry’s independent medical opinion that Deeds was
16
unqualified for the firefighter position. See Howard v. Steris Corp., 886
F. Supp. 2d 1279, 1293 (M.D. Ala. 2012) (“[I]t would make little sense to
put the burden on the party with relatively less knowledge about the
possible disability (the employer with some inkling that the employee has
a health problem) instead of on the party with relatively more knowledge
about it (the employee who is actually experiencing the symptoms, knows
his medical history, and has firsthand knowledge about how it affects his
job performance).”); cf. Action Indus., Inc. v. Commonwealth, 518 A.2d
610, 613 (Pa. Commw. Ct. 1986) (addressing an applicant’s pretext
challenge to the employer’s defense of reasonable reliance on a medical
opinion and explaining that “a complainant who presents medical
evidence favorable to him which evidence was unknown to the employer
at the time of the refusal to hire does not negate an employer’s showing of
a non-pretextual reason for refusing to hire an employee it perceived as
. . . disabled, where the employer has demonstrated that it reasonably
relied upon the advice of a medical expert in forming its perception and,
for that reason alone, rejected the candidate” (emphasis added)).
The Iowa Administrative Code requires employers to “make
reasonable accommodation to the known physical or mental limitations
of an otherwise qualified handicapped applicant . . . unless the employer
can demonstrate that the accommodation would impose an undue
hardship on the operation of its program.” Iowa Admin. Code
r. 161—8.27(6) (emphasis added).
[T]he employee can’t expect the employer to read his mind
and know he secretly wanted a particular accommodation
and sue the employer for not providing it. Nor is an
employer ordinarily liable for failing to accommodate a
disability of which it had no knowledge.
17
Schmidt v. Safeway, Inc., 864 F. Supp. 991, 997 (D. Or. 1994); see also
Hedberg v. Ind. Bell Tel. Co., 47 F.3d 928, 934 (7th Cir. 1995) (“The ADA
does not require clairvoyance.”). The onus was on Deeds to request an
accommodation, not on the City to inquire further about Deeds’s
disqualification. See Magnussen v. Casey’s Mktg. Co., 787 F. Supp. 2d
929, 956 (N.D. Iowa 2011) (“If an employee fails to make a request for
accommodation, then his employer has no duty to accommodate.”
(quoting Buboltz v. Residential Advantages, Inc., 523 F.3d 864, 870 (8th
Cir. 2008), abrogated on other grounds by Torgerson v. City of Rochester,
643 F.3d 1031, 1043 (8th Cir. 2011))); see also Featherstone v. S. Cal.
Permanente Med. Grp., 217 Cal. Rptr. 3d 258, 273 (Ct. App. 2017) (noting
that the employee who wants an accommodation bears the burden of
giving the employer notice of the disability and emphasizing that an
employer “has no affirmative duty to investigate whether an employee’s
illness might qualify as a disability”).
As the United States Court of Appeals for the Seventh Circuit
noted,
[a]n employee has the initial duty to inform the employer of a
disability before ADA liability may be triggered for failure to
provide accommodations—a duty dictated by common sense
lest a disabled employee keep his disability a secret and sue
later for failure to accommodate.
Beck v. Univ. of Wis. Bd. of Regents, 75 F.3d 1130, 1134 (7th Cir. 1996).
Deeds breached this duty to inform his prospective municipal employers
of his MS and did what the Seventh Circuit warned is impermissible—he
kept his disability a secret and then sued both cities for failing to
accommodate his MS.
It is well established that the employee or applicant bears the
burden of informing the employer of his or her disability. See Taylor v.
18
Principal Fin. Grp., Inc., 93 F.3d 155, 165 (5th Cir. 1996) (noting “it is the
responsibility of the individual with the disability to inform the employer
than an accommodation is needed” (quoting 29 C.F.R. pt. 1630, app.
§ 1630.9 (1995))); see also Lockard v. Gen. Motors Corp., 52 F. App’x 782,
788 (6th Cir. 2002) (concluding employee “never triggered [the employer’s
duty to engage in the interactive process] because of her failure to
request a reasonable accommodation in the first place”); Taylor v.
Phoenixville Sch. Dist., 184 F.3d 296, 313 (3d Cir. 1999) (explaining that
“[w]hat matters under the ADA . . . [is] whether the employee . . . provides
the employer with enough information that, under the circumstances, the
employer can be fairly said to know of both the disability and desire for
an accommodation” (emphasis added)); Loulseged v. Akzo Nobel Inc., 178
F.3d 731, 735 n.4 (5th Cir. 1999) (recognizing that “the burden is on the
employee to request an accommodation” because “[e]mployers cannot be
expected to anticipate all the problems that a disability may create on the
job and spontaneously accommodate them”); Hunt-Golliday v. Metro.
Water Reclamation Dist. of Greater Chi., 104 F.3d 1004, 1013 (7th Cir.
1997) (rejecting failure-to-accommodate claim because the employee
“failed to present anything at all regarding whether she informed [her
employer] of her alleged mental disability and her need for an
accommodation”).
In Avila v. Continental Airlines, Inc., an employee missed several
days of work when he was hospitalized for acute pancreatitis. 82
Cal. Rptr. 3d 440, 446 (Ct. App. 2008). While the employee had provided
the employer with documentation showing that he had been hospitalized,
neither document “contained diagnostic or other information to indicate
the nature of [his] illness or injury.” Id. at 449. The employee missed
additional days of work and was fired for absenteeism. Id. at 446–47.
19
The employee sued his former employer for failing to accommodate his
disability as required by the California Fair Employment and Housing
Act. Id. at 447. The Avila court explained that an “employee bears the
burden of giving the employer notice of his or her disability.” Id. at 453.
Specifically, the court emphasized that “[t]he employee can’t expect the
employer to read his mind and know he secretly wanted a particular
accommodation and sue the employer for not providing it.” Id. (alteration
in original) (quoting Prilliman v. United Air Lines, Inc., 62 Cal. Rptr. 2d
142, 152 (Ct. App. 1997)). The court concluded that the documentation
provided by the employee was insufficient to put the employer on notice
that the employee was disabled. Id. Additionally, evidence that the
employee “called in sick”—without additional information about what
was said during the call—was “inadequate to support a conclusion that
[the employee] informed [the employer] of his disability or the physical
limitations it caused, such that [the employer] was on notice that [the
employee] required accommodation.” Id. The court affirmed summary
judgment on the employee’s failure-to-accommodate claim. Id.
We conclude that the City did not have a legal duty to investigate
after receiving the medical opinion Deeds was not qualified for the
position, when Deeds himself remained silent regarding his medical
disqualification and requested no accommodation. The burden was on
Deeds to give the City notice of his disability; after all, Deeds knew his
MS was the physician’s reason for his disqualification. Yet Deeds kept
his disability a secret when talking to Chief Jackson on the phone. The
City was not required to read Deeds’s mind, and the City was never told
another physician had cleared Deeds to work as a firefighter with no
restrictions.
20
Deeds relies on dicta in Sahai to argue “that an employer’s failure
to ask follow-up questions concerning a physician’s finding that an
employee could not perform the essential functions of a job might violate
‘employment discrimination laws.’ ” Dr. Sahai concluded that Davies
should not be hired for an assembly-line job because she was fourteen
weeks pregnant. 557 N.W.2d at 902 (plurality opinion). Dr. Sahai
phoned a representative of Nissen, the employer, and “informed him that
he did not believe a young woman who was fourteen weeks pregnant
should be doing assembly line work.” Id. We noted,
At this point, Nissen representatives were free to ask follow-
up questions concerning whether Dr. Sahai’s
recommendation was based on his beliefs concerning Davies’
ability to perform assembly line work or upon potential
physical harm to her from doing that work. The fact that
Nissen did not ask these follow-up questions and, as a
result, might have violated employment discrimination laws,
does not make Dr. Sahai’s recommendation, based on health
considerations, a sexually discriminatory act.
Id. (emphasis added).
But in Sahai, the doctor specifically told the employer the
applicant was unqualified because of her pregnancy, which supported a
finding the employer declined to hire Davies because of her disability
(pregnancy). 4 See id. By contrast, Dr. McKinstry did not tell the City
that Deeds had MS. Instead, she simply informed the City that Deeds
was “NOT medically qualified to do the essential functions of the job.”
As the district court correctly concluded,
If, under this set of facts, the City must ask applicants
about their understanding as to why they were not cleared
by the doctor, the City exposes itself to potential liability for
perceived disability discrimination in every case. This
4The employer’s liability was not at issue in Sahai, so we did not decide whether
the employer violated the ICRA. See 557 N.W.2d at 900.
21
potential liability would arise even when the employee is not
disabled as a matter of law.
Thus, the employee should be required to raise the
issue. In this case, Mr. Deeds, who knew why he had not
been medically cleared to perform the job, can question the
employer’s decision either when he is first informed of the
decision or at some point thereafter. If the employee does
raise the issue, the employer’s obligation to consider
reasonable accommodations is then triggered. Mr. Deeds did
not raise the issue until he filed his civil rights claim.
It makes sense for cities to decline to hire employees found
medically unfit for a position requiring dangerous and physically
demanding emergency rescues. Indeed, a city that hires a firefighter
found to be medically unqualified for the position faces liability for
resulting injuries. Iowa recognizes tort liability for negligent hiring or
retention of unfit employees. See Godar v. Edwards, 588 N.W.2d 701,
709 (Iowa 1999) (recognizing a cause of action for negligent hiring and
“conclud[ing] that an employer has a duty to exercise reasonable care in
hiring individuals, who, because of their employment, may pose a threat
of injury to members of the public”). Additionally, cities are liable for a
firefighter’s on-the-job injuries. See Iowa Code § 411.15 (“Cities shall
provide hospital, nursing, and medical attention for the members of the
police and fire departments . . . when injured while in the performance of
their duties as members of such department . . . .”). We will not require
cities to challenge an independent medical opinion that an applicant for
a firefighting position is unqualified when the applicant himself did not
ask the city to do so or seek any accommodation.
2. Deeds caused a breakdown in the interactive process offered by
the City. The City offered to engage in an interactive process after it
learned from Deeds’s ICRC complaint that he had MS. Deeds filed suit
instead of accepting the City’s offer to explore possible reasonable
accommodations through this interactive process. In Casey’s General
22
Stores, we recognized the need for an employer and employee to engage
in the interactive process to determine a reasonable accommodation.
See 661 N.W.2d at 521. Similarly, federal regulations implementing the
ADA recognize that “[t]he appropriate reasonable accommodation is best
determined through a flexible, interactive process that involves both the
employer and the [employee] with a disability.” Beck, 75 F.3d at 1135
(alteration in original) (quoting 29 C.F.R. pt. 1630, app. § 1630.9). The
Beck court recognized that when
the missing information is of the type that can only be
provided by one of the parties, failure to provide the
information may be the cause of the breakdown and the
party withholding the information may be found to have
obstructed the process.
Id. at 1136. “[N]either party should be able to cause a breakdown in the
process for the purpose of either avoiding or inflicting liability.” Id. at
1135.
The City sought to commence the interactive process by requesting
Deeds’s medical results and offering to pay for an individualized
assessment of Deeds to be done if such assessment had not been
conducted already by UnityPoint. Deeds initially refused to provide the
requested medical information or participate in the retesting offered by
the City, demanding that it first respond to his ICRC complaint. 5 Then
after the City filed its response to the ICRC complaint, Deeds filed this
civil lawsuit against the City instead of engaging in the interactive
process. We conclude Deeds caused the breakdown in the interactive
process, which provides another basis for affirming the summary
judgment against him.
5In oral arguments, Deeds’s attorney emphasized that the City only offered
retesting after it denied Deeds employment. But as we discuss below, the City did not
know Deeds had MS until he filed his ICRC complaint.
23
Other courts have granted or affirmed summary judgment for the
employer when the employee claiming disability discrimination refused to
provide the necessary information to move forward with the interactive
process. See, e.g., EEOC v. Kohl’s Dep’t Stores, Inc., 774 F.3d 127, 130–
34 (1st Cir. 2014) (concluding that employee was “primarily responsible
for the breakdown in the interactive process” when the employee walked
out of a meeting after employer stated it could not provide the specific
accommodation the employee requested and the employee later refused
to discuss other potential accommodations); Kratzer v. Rockwell Collins,
Inc., 398 F.3d 1040, 1045 (8th Cir. 2005) (concluding that employee
caused the breakdown in the interactive process when she failed to
obtain the updated physical evaluation as promised so the employer
could determine what accommodation was needed); Templeton v. Neodata
Servs., Inc., 162 F.3d 617, 618–19 (10th Cir. 1998) (concluding employee
failed to establish an ADA violation when she refused to authorize her
physician to release information requested by the employer to determine
reasonable accommodations); Steffes v. Stepan Co., 144 F.3d 1070,
1072–73 (7th Cir. 1998) (concluding employee who “had it within her
power to explain the nature of the job to her doctor and to obtain a more
comprehensive release letter” as requested by her employer failed to do
so and therefore “failed to hold up her end of the interactive process by
clarifying the extent of her medical restrictions”); Gerdes v. Swift-Eckrich,
Inc., 949 F. Supp. 1386, 1406 (N.D. Iowa 1996) (acknowledging that “the
missing information was of the type that could only be provided” by the
employee or his physician and noting that the employee, “his attorney,
and his physician were not forthcoming with the information even
though [the employer] may have exceeded its obligations by making
frequent requests for clarification”). Summary judgment is proper on
24
this record because Deeds failed to do his part to move forward with the
interactive process. This is unfortunate because Deeds missed the
opportunity to determine whether he could have worked as a firefighter
with reasonable accommodations.
3. The City’s knowledge that Deeds was “not medically qualified” is
insufficient to raise a jury question of whether it discriminated against him
“because of” his disability. We next consider what knowledge is sufficient
to find an employer discriminated against an applicant “because of” the
applicant’s disability. It is undisputed that the City was told by the
examining physician that Deeds was not medically qualified for the
firefighter position without explanation or disclosure of his MS. And it is
undisputed the fire chief who made the decision to reject his application
was unaware Deeds had MS. Deeds himself never disclosed his MS to
the City, nor did he request a second medical opinion or any
accommodation when told his application was declined because of the
physician’s report that he was not medically qualified. As the United
States Supreme Court noted,
If [the decision-maker] were truly unaware that . . . a
disability existed, it would be impossible for [the] hiring
decision to have been based, even in part, on [the
applicant’s] disability. And, if no part of the hiring decision
turned on [the applicant’s] status as disabled, he cannot,
ipso facto, have been subject to disparate treatment.
Raytheon Co. v. Hernandez, 540 U.S. 44, 54 n.7, 124 S. Ct. 513, 520 n.7
(2003). We reach the same conclusion.
Numerous other courts have held that a disability discrimination
claim fails when the employer is unaware of the plaintiff’s disability. See,
e.g., Cordoba v. Dillard’s, Inc., 419 F.3d 1169, 1183 (11th Cir. 2005)
(“[The store manager] could not have fired [the employee] ‘because of’ a
disability that she knew nothing about.”); Taylor, 93 F.3d at 163 (“To
25
prove discrimination, an employee must show that the employer knew of
such employee’s substantial physical or mental limitation.”); Hedberg, 47
F.3d at 933 n.5 (“[W]here there is no genuine issue that an employer did
not know of an employee’s disability when it decided to fire him, the
employee cannot make out a case of discriminatory discharge.”); Streeter
v. Premier Servs., Inc., 9 F. Supp. 3d 972, 979 (N.D. Iowa 2014) (“[The
employer] focuses on the third prong [of the prima facie case of disability
discrimination] and points out that there is no evidence that it knew of
[the employee’s] alleged disability. In light of this lack of knowledge, [the
employer] argues that [the employee] cannot prove he suffered an adverse
employment action because of his disability. [The employer] is correct.”);
Brundage v. Hahn, 66 Cal. Rptr. 2d 830, 836 (Ct. App. 1997) (“An
adverse employment decision cannot be made ‘because of’ a disability,
when the disability is not known to the employer. Thus, in order to
prove an ADA claim, a plaintiff must prove the employer had knowledge
of the employee’s disability when the adverse employment decision was
made.”).
The United States Court of Appeals for the Eleventh Circuit has
held that constructive knowledge is insufficient to support a finding that
the employer discriminated against an employee “because of” a disability.
Cordoba, 419 F.3d at 1185 (dismissing as dicta statements in previous
cases that a plaintiff must show the employer “had actual or constructive
knowledge” of the disability). In Cordoba, the employee argued her
employer had constructive knowledge of the alleged disability because
employees other than the employee who decided to fire her
(1) were aware of her condition and scheduled surgery,
(2) had observed her experiencing heart palpitations,
(3) knew that she had left work and gone to the emergency
26
room once because of heart palpitations, and (4) had
accommodated her request for a reduction in hours.
Id. at 1183. The court observed, “As a matter of logic, [the decision-
maker] could not have fired [the employee] ‘because of’ a disability that
she knew nothing about.” Id.
Deeds argues that Dr. McKinstry’s finding he was medically
unqualified for the firefighting position put the City on notice that he had
a disability. We disagree. “While knowledge of the disability can be
inferred from the circumstances, knowledge will only be imputed to the
employer when the fact of disability is the only reasonable interpretation
of the known facts.” Brundage, 66 Cal. Rptr. 2d at 836 (emphasis
added). Persons may fail the medical examination required to be a
professional firefighter for many reasons that do not constitute a
disability within the meaning of the ICRA. See Iowa Code § 216.2(5)
(defining “[d]isability” as “the physical or mental condition of a person
which constitutes a substantial disability”); Goodpaster, 849 N.W.2d at
6–13 (discussing criteria for defining a protected “disability” under the
ICRA). 6 Emergency firefighting is a physically demanding occupation.
6The following administrative rules elaborate on the meaning of disability under
the ICRA:
8.26(1) The term “substantially handicapped person” shall mean
any person who has a physical or mental impairment which
substantially limits one or more major life activities, has a record of such
an impairment, or is regarded as having such an impairment.
8.26(2) The term “physical or mental impairment” means:
a. Any physiological disorder or condition, cosmetic
disfigurement, or anatomical loss affecting one or more of the following
body systems: neurological; musculoskeletal; special sense organs;
respiratory, including speech organs; cardiovascular; reproductive;
digestive; genito-urinary; hemic and lymphatic; skin; and endocrine; or
b. Any mental or psychological disorder, such as mental
retardation, organic brain syndrome, emotional or mental illness, and
specific learning disabilities.
27
Applicants who fail the medical examination for a firefighting position do
not necessarily have a condition that substantially impairs a major life
activity. Indeed, courts have recognized a variety of conditions may
disqualify an applicant from a firefighter position without constituting a
protected disability. See, e.g., Bridges v. City of Bossier, 92 F.3d 329,
331–35 (5th Cir. 1996) (concluding that person disqualified from holding
jobs, such as firefighting, “involving routine exposure to extreme trauma”
due to blood clotting disorder (a mild form of hemophilia) is not disabled
under the ADA because that condition is not “a substantial limitation on
the major life activity of working”); Welsh v. City of Tulsa, 977 F.2d 1415,
1417–19 (10th Cir. 1992) (stating “[d]iminished sensory perception in two
fingers simply is not an impairment that satisfies the test for handicap
under the [Rehabilitation] Act” and affirming summary judgment for city,
concluding “that denial of a single job in a single field due to a physical
condition does not establish that a person is perceived as having an
impairment that substantially limits a major life activity”); Serrano v.
County of Arlington, 986 F. Supp. 992, 995–97 (E.D. Va. 1997)
(acknowledging that applicant’s history of back problems—herniated
discs and spinal stenosis—led to disqualification from firefighting
position and recognizing “[t]he inability to perform a single, particular job
does not constitute a substantial limitation in the major life activity of
working” (quoting 29 C.F.R. § 1630.2(j)(3)(i) (1997))); City of Columbus
Civil Serv. Comm’n v. McGlone, 697 N.E.2d 204, 205–07 (Ohio 1998)
(concluding nearsightedness is not a handicap under Ohio’s ADA and
_______________________
8.26(3) The term “major life activities” means functions such as
caring for one’s self, performing manual tasks, walking, seeing, hearing,
speaking, breathing, learning, and working.
Iowa Admin. Code r. 161—8.26.
28
emphasizing that the applicant “le[d] a normal life” and “that a person
denied employment because of a physical impairment is not necessarily
‘handicapped’ ”). Thus, we are not persuaded that the physician’s report
that Deeds was medically unqualified for firefighting informed the City he
had a disability protected under the ICRA.
Deeds relies on a federal case stating,
An employer knows an employee has a disability when
the employee tells the employer about his condition, or when
the employer otherwise becomes aware of the condition, such
as through a third party or by observation. The employer
need only know the underlying facts, not the legal
significance of those facts.
Schmidt, 864 F. Supp. at 997 (emphasis added). Deeds suggests that
because Dr. McKinstry told the City that Deeds was medically
disqualified, the City was aware of “the underlying facts” of Deeds’s
disability and therefore was not entitled to summary judgment. Schmidt
is distinguishable. The Schmidt court concluded that “whether
defendant knew alcohol abuse is considered a ‘disability’ is of no
consequence here. It is sufficient that defendant knew plaintiff had an
alcohol problem.” Id.; see also United States v. City of Denver, 49
F. Supp. 2d 1233, 1241 (D. Colo. 1999) (“[W]hether a defendant knows
that a physical impairment is considered a disability is of no
consequence. It suffices if the defendant knows the physical impairment
exists.”). We are not confronting a situation in which the City knew
Deeds had MS but did not know MS qualified as a disability under Iowa
law. The City was unaware of his MS.
Another case relied upon by Deeds, Adams v. Rice, is equally
inapposite. 531 F.3d 936, 954 (D.C. Cir. 2008) (“[I]f an employer
discriminates against an employee on the basis of a physical or mental
impairment, . . . and if the impairment in fact qualifies as a ‘disability’
29
under the Act, . . . then the employer may be vulnerable to a charge of
employment discrimination.” (Emphasis added.)). In Adams, the federal
government declined to offer Adams a position with the United States
Foreign Service after learning that Adams previously battled breast
cancer. Id. at 941–42. The court rejected the government’s argument
that
an employer cannot be held liable for discrimination based
on a record of a disability unless it knows not only about the
employee’s alleged history of a physical or mental
impairment, but also how that impairment substantially
limited a major life activity.
Id. at 950. The court explained its reasoning through the following
hypothetical.
Suppose a telephone receptionist takes a leave of absence
from work because he’s experiencing headaches only to
discover that he has a malignant brain tumor. The tumor is
surgically removed, rendering the employee cancer-free. As
a result of the treatment, however, the employee experiences
significant hearing loss. Now suppose the employer learns
about the tumor—but has no idea about the hearing loss—
and informs the employee he’s not welcome back at work
because he had cancer. Is that illegal discrimination under
the Act? Of course it is. In such situations it makes no
difference whether an employer has precise knowledge of an
employee’s substantial limitation; . . . it is enough for the
employer to know about the impairment.
Id. at 953. Because the government knew about Adams’s impairment—
i.e., a history of breast cancer—it did not matter that the government did
not know of the precise limitation caused by cancer; the government
could still “be vulnerable to a charge of employment discrimination.” Id.
at 953–54. Again, it is undisputed that the City did not know Deeds had
MS.
Dr. McKinstry’s opinion that Deeds was not medically qualified for
the firefighter position was insufficient to inform the City that Deeds had
30
a protected disability. See Morisky v. Broward County, 80 F.3d 445, 448
(11th Cir. 1996) (“Vague or conclusory statements revealing an
unspecified incapacity are not sufficient to put an employer on notice of
its obligations under the ADA.”); cf. Pridemore v. Rural Legal Aid Soc’y of
W. Cent. Ohio, 625 F. Supp. 1180, 1184–85 (S.D. Ohio 1985) (concluding
letter to employer in which applicant explained he “was born . . . with
miniscule brain damage to the perceptual and sensory-motor areas of the
brain” and stated that he hoped the employer would not turn him down
“in violation of the Rehabilitation Act of 1973” did not raise a genuine
issue as to the employer’s knowledge of the applicant’s cerebral palsy).
As noted, a person could be “not medically qualified” for a firefighter
position without having a disability protected under the ICRA.
Deeds relies on Boelman v. Mason State Bank, 522 N.W.2d 73, 77
(Iowa 1994), for the proposition that “when the reason for an employee’s
discharge is ‘causally connected to’ the employee’s disability, the
discharge is ‘because of’ the employee’s disability.” In Boelman, the
employee’s MS led to depression and an adjustment disorder, and the
employee’s performance as the vice president of the bank suffered. Id. at
76. The employee was eventually discharged because of his poor
performance, and he sued the bank for disability discrimination. Id. at
76–77. The district court “found that because of his MS [the employee]
was mentally and emotionally unable to handle the job and therefore, he
had failed to show he was qualified for the position of vice president.” Id.
at 77. The court ruled that the employee failed to establish a prima facie
case of discrimination; the employee appealed. Id. We held that “[w]here
an employer fires an employee based on conduct shown to be causally
connected to the employee’s disability, the termination is ‘solely by
reason of’ the disability for purposes of section 504 [of the Federal
31
Rehabilitation Act].” 7 Id. However, because the district court’s finding
that the former employee failed to show he was “qualified” for the
position was supported by substantial evidence, we affirmed the district
court’s ruling. Id. at 77, 82.
Boelman is distinguishable. The employer in that case knew the
employee had MS that affected his job performance. See id. at 78. By
contrast, there is no evidence Chief Jackson and Assistant Chief Krebill
knew Deeds had MS. Deeds never told them or requested any
accommodation. They did not notice any physical limitations when they
interviewed Deeds. Instead, the City rescinded its offer based on the
physician’s medical determination that Deeds could not perform the
essential functions of a firefighter. The medical report did not tell the
City that Deeds had MS. On this record, the district court properly
concluded as a matter of law that Deeds could not prove the City rejected
his job application because of his disability.
Finally, Deeds argues Dr. McKinstry is the City’s agent such that
her knowledge of Deeds’s MS is imputed to the City. We disagree.
Dr. McKinstry is not a City employee; she and the UnityPoint defendants
are independent contractors hired by the City. This is no nefarious shell
game to avoid ICRA liability; Iowa municipalities the size of Marion would
not ordinarily have a physician on staff as a city employee but rather
routinely outsource employment physicals to medical clinics employing
the doctor. Deeds made no showing of a principal–agent relationship
between the City and the UnityPoint defendants. The Restatement
(Third) of Agency defines “agency” as
7Section 504 prohibited discrimination against a “qualified individual” with a
disability “solely by reason of” the disability. Boelman, 522 N.W.2d at 77 (citing 29
U.S.C. § 794 (Supp. II 1990)).
32
the fiduciary relationship that arises when one person (a
“principal”) manifests assent to another person (an “agent”)
that the agent shall act on the principal’s behalf and subject
to the principal’s control, and the agent manifests assent or
otherwise consents so to act.
Restatement (Third) of Agency § 1.01, at 17 (Am. Law Inst. 2006)
(emphasis added). There is no evidence that the City “controlled” or had
a right to control how Dr. McKinstry performed her physical
examinations; rather, she exercised her own independent medical
judgment, as discussed below. 8 Chief Jackson, not Dr. McKinstry, made
the decision not to hire Deeds. Courts under these circumstances have
rejected claims that the physician performing the physical examination is
the employer’s “agent” under the ADA. See Satterfield v. Tennessee, 295
F.3d 611, 617–19 (6th Cir. 2002) (affirming summary judgment
dismissing ADA claim and rejecting theory that physician was “agent” for
employer with policy “not to employ anyone who did not pass the
physical examination”); Burnette v. Univ. of Akron, No. 5:11cv2361, 2012
WL 3587568, at *5 (N.D. Ohio Aug. 20, 2012) (rejecting theory that
physician was an “agent” for employer when there was no allegation the
physician was authorized to make employment decisions on the
employer’s behalf). Accordingly, there is no basis to impute
Dr. McKinstry’s knowledge of Deeds’s MS to the City under an agency
theory.
8In Garlitz v. Alpena Regional Medical Center, the court found a question of fact
whether the employer exercised sufficient control over the physician’s “preemployment
screening procedures” that precluded summary judgment on an agency theory under
Title VII’s definition of “employer.” 834 F. Supp. 2d 668, 680, 683 (E.D. Mich. 2011).
Such evidence of control is lacking here. Another federal trial court found the physician
to be the employer’s agent under Title VII in Jimenez v. Dyncorp International, LLC, 635
F. Supp. 2d 592, 602 (W.D. Tex. 2009). Neither Jimenez nor Garlitz relied on an agency
theory under the ADA. Indeed, the Jimenez court specifically declined to apply
Rehabilitation Act and ADA precedent to the Title VII claim because it was unclear
whether “an agent of an employer under the Rehabilitation Act shares the same
definition as an agent of an employer under Title VII.” 635 F. Supp. 2d at 602–03 &
n.9.
33
The district court correctly concluded that Deeds lacked evidence
the City rescinded its offer because of Deeds’s disability. Deeds argues
this conclusion enables an employer to bury its head in the sand to avoid
liability under the ICRA. However, we see no evidence that the City
deliberately sought to avoid learning about a potentially protected
disability or conspired with any physician to evade liability under the
ICRA. Chief Jackson testified that he did not ask Work Well for
additional information on Deeds’s disqualification because he did not
have a medical release. Deeds made no showing that the City has a
policy of not obtaining a patient’s waiver so that it can purposefully avoid
asking questions about an applicant found medically unqualified.
B. Aiding and Abetting in Discrimination Claim Against the
UnityPoint Defendants. Next, we must decide whether the district
court correctly granted summary judgment for the UnityPoint
defendants. Under the ICRA, it is a discriminatory practice for “[a]ny
person to intentionally aid, abet, compel, or coerce another person to
engage in any of the practices declared unfair or discriminatory by this
chapter.” Iowa Code § 216.11(1). We conclude that Deeds’s aiding-and-
abetting claim fails for two reasons. First, as we explained above, Deeds
failed to show the City violated the ICRA. An aiding-and-abetting claim
fails without an actionable wrong that was aided. 9 Second,
Dr. McKinstry exercised her independent medical judgment in advising
the City that Deeds was medically unqualified. Her conduct is not
actionable under Sahai.
9The district court did not reach this ground, but we may affirm summary
judgment on an alternative ground supported by the record and urged by the movant in
district court and on appeal. Veatch v. City of Waverly, 858 N.W.2d 1, 7 (Iowa 2015).
34
We agree with the court of appeals that a plaintiff must first
establish the employer’s participation in a discriminatory practice before
a third party can be found liable for aiding and abetting. See, e.g.,
Stoddard v. BE & K, Inc., 993 F. Supp. 2d 991, 1007 (S.D. Iowa 2014)
(concluding aiding-and-abetting claim necessarily fails if the underlying
discrimination claim fails); Pellegrini v. Sovereign Hotels, Inc., 740
F. Supp. 2d 344, 356 (N.D.N.Y. 2010) (“Importantly, since ‘[i]t is the
employer’s participation in the discriminatory practice which serves as
the predicate for the imposition of liability on others for aiding and
abetting,’ a plaintiff ‘cannot prevail against [an individual] on her state
. . . claims unless she can first establish the liability of [her employer].’ ”
(Alterations in original.) (first quoting Murphy v. ERA United Realty, 674
N.Y.S.2d 415, 417 (App. Div. 1998); then quoting DeWitt v. Lieberman, 48
F. Supp. 2d 280, 293 (S.D.N.Y. 1999))); PFS Distrib. Co. v. Raduechel, 492
F. Supp. 2d 1061, 1084 (S.D. Iowa 2007) (“To establish a civil claim for
aiding and abetting under Iowa law, plaintiffs must prove: 1) a wrong to
the primary party; 2) knowledge of the wrong on the part of the aider; and
3) substantial assistance by the aider in the achievement of the primary
violation.” (Emphasis added.) (citing Ezzone v. Riccardi, 525 N.W.2d 388,
398 (Iowa 1994))); Tarr v. Ciasulli, 853 A.2d 921, 929 (N.J. 2004) (“[I]n
order to hold an employee liable as an aider or abettor, a plaintiff must
show that . . . ‘the party whom the defendant aids must perform a
wrongful act that causes an injury . . . .’ ” (quoting Hurley v. Atlantic City
Police Dep’t, 174 F.3d 95, 127 (3d Cir. 1999))); cf. Criterion 508 Sols., Inc.
v. Lockheed Martin Servs., Inc., 806 F. Supp. 2d 1078, 1104 (S.D. Iowa
2009) (“If the plaintiff does not present sufficient evidence generating
genuine issues of material fact for the underlying wrongful conduct, then
the civil conspiracy claim also fails.”); Asplund v. iPCS Wireless, Inc., 602
35
F. Supp. 2d 1005, 1011 (N.D. Iowa 2008) (“While the Iowa Supreme
Court has not construed ICRA’s aiding-and-abetting provision, Plaintiff
has a colorable argument that the Iowa Supreme Court would draw upon
its criminal jurisprudence and hold that aiding and abetting occurs
under ICRA when a person actively participates or in some manner
encourages the commission of an unfair or discriminatory practice prior to
or at the time of its commission.” (Emphasis added.)); Wright v. Brooke
Grp. Ltd., 652 N.W.2d 159, 174 (Iowa 2002) (civil conspiracy claim
requires actionable underlying act).
We concluded above that Deeds failed to show the City engaged in
a discriminatory practice. This means there is no ICRA violation that the
UnityPoint defendants could aid and abet, so the UnityPoint defendants
cannot be liable under section 216.11(1).
In any event, in Sahai, we expressly rejected the contention that
“the clinic and its member doctors should be subject to sanction under
the employment discrimination statutes . . . for recommendations that
cause the employer to render discriminatory hiring decisions.” 557
N.W.2d at 901. 10 We instead concluded that the actions of the clinic and
its doctors are not covered by the ICRA when (1) the clinic plays an
advisory role in the employer’s hiring decision and (2) “[t]he advice being
sought was an independent medical judgment.” Id. We conclude that
Sahai’s rationale applies when analyzing a physician’s liability for aiding
and abetting in discriminatory practices.
Deeds suggests that because Dr. McKinstry relied on NFPA 1582,
her recommendation was not an independent medical judgment. We
10In Sahai, we analyzed a discrimination claim against a physician and medical
clinic under section 216.6—rather than an aiding and abetting claim under 216.11.
557 N.W.2d at 901.
36
rejected such a contention in Sahai. There, the physician “candidly
admitted during cross-examination that he would make the same
recommendation against assembly line work for any prospective female
employee in Davies’ stage of pregnancy.” Id. (emphasis added). Because
of this admission, the [ICRC] found that Dr. Sahai’s recommendation was
not an independent medical judgment regarding Davies. Id. But we
disagreed, noting that “physicians regularly issue medical opinions based
on typical prognoses for similarly situated clinical settings.” Id. at 901–
02. We concluded that such evaluations could still be “individualized
when rendered with respect to a particular individual in connection with
a physical examination of that person.” Id. at 902. That is what we have
here. While Dr. McKinstry may have made the same recommendation,
based in part on NFPA 1582, for any individual who experienced MS
symptoms within the past three years, her evaluation was still
individualized with respect to Deeds and the firefighting position.
Dr. McKinstry provided an advisory opinion based on her
independent medical judgment. The district court correctly granted
summary judgment for the UnityPoint defendants.
IV. Disposition.
For these reasons, we affirm the decision of the court of appeals
and the district court’s summary judgment in favor of the City and the
UnityPoint defendants.
DECISION OF COURT OF APPEALS AND DISTRICT COURT
SUMMARY JUDGMENT AFFIRMED.
All justices concur except Appel and Wiggins, JJ., who dissent, and
Hecht, J., who takes no part.
37
#16–1666, Deeds v. City of Marion
APPEL, Justice (dissenting).
I respectfully dissent.
A flat-out ban from employment on anyone with a recurrence of
multiple sclerosis (MS) within the last three years is precisely the kind of
stereotyping that the disability-discrimination provisions of the Iowa Civil
Rights Act (ICRA) are designed to prevent. How is it that such
stereotyping was applied to Nolan Deeds? The evasion of the ICRA was
achieved when the employer contracted out the physical examination to
a third party.
Can it be that an employer can avoid responsibility for disability
discrimination by contracting out the physical examination to a third
party and simply following the third party’s conclusory recommendation
that the person is not qualified for the job because of a medical
condition? I do not think so.
I begin with an overview of disability stereotyping under the ICRA.
The ICRA directs us to construe it “broadly to effectuate its purposes.”
Iowa Code § 216.18 (2014). In construing the prohibition on disability
discrimination, we have endorsed the proposition that the prohibition on
disability discrimination covers not just “affirmative animus” but also
“discrimination based on thoughtlessness, apathy, or stereotype.”
Palmer Coll. of Chiropractic v. Davenport Civil Rights Comm’n, 850 N.W.2d
326, 333 (Iowa 2014) (applying framework for discrimination claims
under the Federal Americans with Disabilities Act and Rehabilitation Act
to claim made under ICRA); see Alexander v. Choate, 469 U.S. 287, 295–
97, 105 S. Ct. 712, 717–18 (1985). Legislation prohibiting disability
discrimination “assures that truly disabled, but genuinely capable,
individuals will not face discrimination in employment because of
38
stereotypes about the insurmountability of their handicaps.” Probasco v.
Iowa Civil Rights Comm’n, 420 N.W.2d 432, 436 (Iowa 1988) (quoting
Forrisi v. Bowen, 794 F.2d 931, 934 (4th Cir. 1986)). It does not matter if
an employer acted in good faith in taking discriminatory actions when
the discrimination is based on unfounded stereotyping. “Stereotyping is
no less harmful to the handicapped employee when it is based on good
faith.” Me. Human Rights Comm’n v. Canadian Pac. Ltd., 458 A.2d 1225,
1231 (Me. 1983).
How does the basic antistereotype principle of the ICRA apply in
this case? Due to the physically demanding nature of being a firefighter,
fire departments may properly screen employees to ensure that they
meet the health requirements for the job. See Iowa Code § 400.8(1)
(requiring physical examination of firefighter applicant to determine
“physical or mental agility of the applicant” but prohibiting consideration
of applicant’s “height, weight, sex, or race”); Stephanie C. Griffin et al.,
Evaluation of a Fitness Intervention for New Firefighters: Injury Reduction
and Economic Benefits, 22 Inj. Prevention 181, 181 (2016) (“Firefighting
is a hazardous profession that often requires strenuous work in dynamic
and unpredictable environments.”). Under Iowa Code section 400.8(1),
the Municipal Fire and Police Retirement System of Iowa sets the
standards for the entrance examination. These standards do not
mention MS. See Medical Examination Protocol for Firefighters, MFPRSI,
[hereinafter MFPRSI, Medical Examination Protocol],
www.mfprsi.org/site_mcdra/
pdfs/fire_protocal_2.pdf (last visited June 18, 2018)
[https://perma.cc//KD9E-RZ4W].
The National Fire Protection Association (NFPA) Standard states
that anyone with MS who has experienced a recurrence or a progression
39
of the disease within three years prior to the examination is precluded
from serving as a firefighter. Nat’l Fire Prof. Ass’n, NFPA 1582 Standard
on Comprehensive Occupational Medical Program for Fire Departments
§§ 3.3.13.1, 6.17.1(4) (2013 ed.). The statutorily mandated Iowa
standards, however, do not refer to the national standard nor direct
healthcare providers to use the NFPA standard. MFPRSI, Medical
Examination Protocol.
But a flat-out ban on anyone with a recurrence of MS within the
last three years is exactly the sort of stereotyping about an illness that
the ICRA was enacted to prohibit. See Probasco, 420 N.W.2d at 436.
Such a ban is far from the sort of individualized medical determination
that is required under the ICRA to be a legitimate medical reason for
denying employment as a firefighter due to MS. See Frank v. Am. Freight
Sys., Inc., 398 N.W.2d 797, 801 (Iowa 1987); see also Holiday v. City of
Chattanooga, 206 F.3d 637, 643 (6th Cir. 2000) (holding under the ADA,
the district curt erroneously treated as dispositive a medical opinion that
concluded the potential employee could not perform the job when there
was no evidence the doctor conducted an individualized inquiry into
whether the potential employee’s disability would actually interfere with
job performance); Me. Human Rights Comm’n, 458 A.2d at 1232–34
(rejecting, under the Maine Human Rights Act, medical examinations
flatly disqualifying all candidates with certain medical conditions without
statistical evidence that every person with that condition is unable to
successfully perform the job, and requiring individual assessments).
So if the use of a flat-out ban is prohibited by the ICRA, does the
fact that the stereotype was applied by a physician, whom the employer
contracted with to perform medical evaluations of prospective employees,
change anything? Under the Iowa law of agency, “[t]he party asserting
40
an agency relationship must prove its existence by a preponderance of
the evidence.” Soults Farms, Inc. v. Schafer, 797 N.W.2d 92, 100 (Iowa
2011); see Chariton Feed & Grain, Inc. v. Harder, 369 N.W.2d 777, 789
(Iowa 1985) (en banc). An agency relationship is created by (1) a
manifestation of consent by the principal that the agent shall act on the
principal’s behalf and subject to the principal’s control, and (2) “consent
by the [agent] to so act.” Soults Farms, 797 N.W.2d at 100 (quoting
Pillsbury Co. v. Ward, 250 N.W.2d 35, 38 (Iowa 1977)). “An agency
relationship can be established through the agent’s actual or apparent
authority to act on behalf of the principal.” Id.; accord Fed. Land Bank of
Omaha v. Union Bank & Tr. Co. of Ottumwa, 228 Iowa 205, 209–10, 290
N.W. 512, 514–15, supplemented on other grounds on denial of reh’g, 292
N.W. 852, 853 (Iowa 1940).
Although the issues before the court in Sahai v. Davies, 557
N.W.2d 898 (Iowa 1997) (en banc), were somewhat different, the case is
still instructive. In Sahai, a prospective employee sued the prospective
employer as well as the physician and medical clinic (medical
defendants) that performed the preemployment physical on behalf of the
prospective employer. Id. at 899, 900 (plurality opinion). 11 The Iowa
Civil Rights Commission found that the medical defendants engaged in
sexual discrimination, but the Sahai court reversed. Id. at 899. The
Sahai plurality found the medical defendants did not commit sexual
discrimination because there was no evidence that the physician’s
recommendation not to hire the plaintiff was solely based on a
stereotyped judgment that all pregnant women were unable to perform
the job. Id. at 901–02. We noted that while the physician’s written
11In Sahai, four justices joined the plurality, Justice Harris concurred in the
result, and four justices dissented. 557 N.W.2d at 899, 903.
41
opinion was simply a conclusory recommendation not to hire the
plaintiff, the physician subsequently phoned the prospective employer
and expressed his belief that women who were fourteen-weeks pregnant
should not be hired to do assembly-line work when they had never done
that type of work before. Id. at 902. We explained that, at that point, the
prospective employer was “free to ask follow-up questions” to determine
whether the physician’s recommendation was based on stereotyped views
of pregnant women or on the plaintiff’s individual limitations, and since
it did not it “might have violated employment discrimination laws.” Id.
But this did not make the physician’s recommendation itself a sexually
discriminatory act. Id. While this observation is dicta, it strongly
suggests that the plaintiff may have had a discrimination claim against
her prospective employer. However, the issues involving the prospective
employer were not the subject of the appeal. Id. at 900, 902.
As in Sahai, the City certainly was free to ask follow up questions.
When Dr. Ann McKinstry performed a physical examination on Deeds,
she learned from him that he had MS. After consulting with Dr. Jeffrey
Westpheling and reviewing Deeds’s medical records from his neurologist
and the NFPA Standards, Dr. McKinstry completed the MFPRSI medical
examination form and indicated Deeds was not qualified to do the
essential functions of the job. She did not indicate on the form why he
was not qualified, even though the form requested the physician to do so.
The form was faxed to the Marion fire chief but he made no inquiry into
the reason for the disqualification. As in Sahai, the City followed a “don’t
ask, don’t tell” approach.
Other courts have held that when a doctor is conducting a
mandatory health screening on behalf of an employer, the doctor may be
an agent of the employer. See Garlitz v. Alpena Reg’l Med. Ctr., 834
42
F. Supp. 2d 668, 680–81 (E.D. Mich. 2011); Jimenez v. Dyncorp Int’l, LLC,
635 F. Supp. 2d 592, 602–04 (W.D. Tex. 2009); cf. Tex. Emp’rs’ Ins. Ass’n
v. Vineyard, 296 S.W.2d 588, 590 (Tex. Civ. App. 1956) (holding the
doctor conducting the workers’ compensation examination was the
employer’s agent, such that the doctor’s fraudulent statements to the
employee in settlement negotiations were the responsibility of the
employer).
In Jimenez, the employer required job applicants to undergo
training and evaluations by independent contractors, which included a
psychological evaluation conducted by a doctor employed by one of the
independent contractors. 635 F. Supp. 2d at 597. The plaintiff failed the
psychological exam, and the employer rescinded its conditional offer of
employment. Id. at 598–99. The plaintiff alleged the doctor failed her
based on gender discrimination. Id. at 599.
The federal district court held the doctor was the agent of the
employer under Title VII based on common law agency principles and the
liberal interpretation given to Title VII provisions. Id. at 601–02. The
court noted the plaintiff’s failed psychological evaluation was the sole
basis for the employer rescinding the employment offer and the employer
provided no further review of the doctor’s decisions before rescinding the
offer. Id. at 602. Thus, the court explained, “it is clear that [the
employer] delegated to [the doctor] and [the independent contractor] the
power to ‘hire, fire, and perform other employer functions’ ” or, at the
very least, allowed the doctor to “participate[] in the decision-making
process” of the employer. Id. (first quoting Cuesta v. Tex. Dep’t of
Criminal Justice, 805 F. Supp. 451, 455 (W.D. Tex. 1991); and then
quoting Hamilton v. Rodgers, 791 F.2d 439, 443 (5th Cir. 1986),
43
overruled on other grounds by Harvey v. Blake, 913 F.2d 226, 228 n.2
(5th Cir. 1990)).
The court distinguished the case from Crocker v. Runyon, 207 F.3d
314 (6th Cir. 2000). Jimenz, 635 F. Supp. 2d at 602–03. The Crocker
court held the employer’s reliance on outside medical opinions in making
its hiring decision was not discriminatory, 207 F.3d at 319, but the
Jimenez court noted, “the plaintiff in Crocker never argued that the
doctors providing medical opinions were agents of the [employer],” 635
F. Supp. 2d at 602. Consequently, unlike in Jimenez, the issue in
Crocker was not whether the plaintiff failed to show the defendant took
an adverse employment action because of the handicap, but rather
whether the plaintiff was able to show that he was otherwise qualified for
the job with or without a reasonable accommodation. Compare Crocker,
207 F.3d at 318–19, with Jimenez, 635 F. Supp. 2d at 603. 12
In Garlitz, the federal district court held there was a genuine issue
of material fact as to whether the preemployment-examination doctor
was the defendant-employer’s agent. 834 F. Supp. 2d at 680. As a
condition of the offer of employment, the defendant required the plaintiff
to undergo a medical examination at an independent clinic that was
contracted to perform preemployment examinations. Id. at 672. The
12In Crocker, the defendant’s physicians did conduct individualized
preemployment physicals on the plaintiff, and the plaintiff was only able to present
more favorable medical opinions based on examinations conducted years after the
defendant decided not to hire the plaintiff. 207 F.3d at 317–18. Such examinations
conducted years later, the United States Court of Appeals for the Sixth Circuit
explained, did not show that the plaintiff was qualified at the time of the hiring decision.
Id. at 318. The court contrasted the physicians’ individualized examinations of the
plaintiff to determine the plaintiff’s job capabilities with Holiday, 206 F.3d 643–44,
where there was evidence of the plaintiff’s contemporaneous ability to serve as a police
officer and the physician did not consider the plaintiff’s personal HIV symptoms and
prognosis but based his medical opinion on the stereotyped view that individuals with
HIV could not serve as police officers. Crocker, 207 F.3d at 320. In Crocker, the
employer relied on the individualized, nonstereotyped opinions in good faith. Id.
44
plaintiff refused to answer the clinic’s medical-history questions about
pregnancy and birth control, and the clinic did not pass her because she
withheld the information. Id. at 673. The defendant then rescinded its
offer of employment. Id. at 673–74. The defendant argued that it was
not responsible for the questions asked by the clinic—the clinic was an
independent organization and the defendant did not direct it to ask the
questions—and, thus, it was entitled to summary judgment on the
discrimination claim. Id. at 679, 680.
In determining whether the clinic was the defendant’s agent, the
Garlitz court looked at the common law of agency and the Restatement
(Second) of Agency. Id. at 681. The court noted that the Restatement
(Second) defines the agency relationship as “the manifestation of consent
by one person to another that the other shall act on his behalf and
subject to his control, and consent by the other so to act.” Id. (quoting
Restatement (Second) of Agency § 1, at 7 (1958) [hereinafter Restatement
(Second) of Agency]). Here, the court explained, the defendant “delegated
to [the clinic] the authority to make certain aspects of [the defendant’s]
employment decisions.” Id. The plaintiff needed to pass the clinic’s
health examination to receive the job, and she could not pass unless she
answered all of the questions asked by the clinic. Id. Further, the
defendant and the clinic’s relationship was exclusive—the defendant sent
all of its potential employees to the clinic for preemployment physicals
unless the clinic lacked the capacity to conduct the physicals. Id. at
681–82. The court concluded the defendant, “[i]n practical terms, . . .
delegated some hiring decisions to [the clinic].” Id. at 682.
On the issue of the amount of control the defendant exercised over
the clinic’s screening practices, there was a genuine issue of material fact
as to whether the defendant ever communicated to the clinic the reason
45
why it was sending individuals to the clinic. Id. at 682–83. The court
acknowledged,
[I]t is possible that [the defendant] never communicated the
reason it was paying [the clinic] to conduct these physicals,
the reason it wanted these individuals to receive physicals,
the type of information [the defendant] wished to obtain from
the physicals, or [the defendant’s] purpose in entering into
the exclusive, ongoing arrangement with [the clinic] to have
[the clinic] provide physicals.
Id. at 683. Yet there was some testimony from the defendant “that [it]
and [the clinic] had worked together to develop the content of the
physical exams” the clinic used to determine whether the employee was
qualified to perform the essential functions of the job. Id. While this
testimony created a genuine issue of material fact, ultimately, “the actual
exercise of control is not essential to create an agency relationship.” Id.
The dispositive finding is “the right to control the conduct of the agent,”
not whether the principal ever exercised that control. Id. (emphasis
added) (quoting Restatement (Second) of Agency § 14, at 60). The court
thus denied this part of the defendant’s motion for summary judgment.
Id. at 690.
Here, Deeds has created a genuine issue of material fact as to
whether the UnityPoint defendants were the City’s agents. A reasonable
fact finder could conclude that the City had control over how the
UnityPoint defendants conducted their exams for the City’s firefighters
based on the testimony of Dr. McKinstry. Like in Garlitz, there is some
evidence the City communicated to the UnityPoint defendants its
requirements about physicals and what it wished to obtain from the
physicals. See id. at 681, 682–83. A medical provider that is truly not
an agent of the employer would only incidentally conduct physicals on
the employer’s behalf, e.g., without a contractual relationship. Cf. id. at
46
682 (noting defendant—principal—contracted with third party—agent—to
perform the examinations); Jimenez, 635 F. Supp. 2d at 597 (same). A
reasonable jury could find the City’s control over the UnityPoint
defendants demonstrated a principal–agent relationship.
Further, like in Garlitz and Jimenez, a fact finder could determine
the City, in effect, delegated its employment decisions to the UnityPoint
defendants. See Garlitz, 834 F. Supp. 2d at 82; Jimenez, 635 F. Supp.
2d at 602. Deeds had to pass the physical in order to be employed by
the City. The fact that Deeds did not pass the physical was the only
reason why the City rescinded its conditional offer of employment.
The majority focuses on the facts that the UnityPoint defendants
are independent contractors and that the City did not control how
Dr. McKinstry conducted the examination. However, just because the
UnityPoint defendants are independent contractors, does not mean that
they are not the City’s agents. And, as I explained above, there is some
evidence in the record suggesting the City did, in some sense, control
how Dr. McKinstry conducted the examination by directing the
UnityPoint defendants to perform certain medical tests for the purpose of
ensuring that potential employees were able to serve as firefighters. The
mere fact that Dr. McKinstry may have exercised some medical judgment
in conducting the tests does not change this crucial element of control.
Here, unlike in Sahai, we are considering whether an employer
discriminated against an employee when the employer did not ask the
UnityPoint doctor for the basis of the medical disqualification. See 557
N.W.2d at 901 (noting the gender discrimination issues involving the
employer were not the subjects of the appeal; only the discrimination
issues involving the doctor and the clinic were). Sahai suggests that
47
such an employer commits discrimination when it fails to do so. Id. at
902.
To hold otherwise would be to encourage employers to take a “don’t
ask, don’t tell” approach. This would permit employers to evade the
ICRA. Cf. Bates v. Dura Auto. Sys., Inc., 767 F.3d 566, 577 (6th Cir.
2014) (“[A]n employer cannot hire a third party to discriminate on its
behalf.”); Wilks v. Taylor Sch. Dist., 435 N.W.2d 436, 437–38 (Mich. Ct.
App. 1988) (per curiam) (noting defendants are not shielded from liability
due to relying on doctor’s opinion because to hold otherwise could allow
the employer “and its hired physician [to] collude, connive or conspire to
eliminate a handicapped applicant’s chances for employment . . . by
making certain that the applicant never be issued the medical
certification required under the law”); Mary Crossley, Infected Judgment:
Legal Responses to Physician Bias, 48 Vill. L. Rev. 195, 279 (2003)
(cautioning that biased medical decisions could be beyond the reach of
antidiscrimination laws if the employer is able to escape liability for a
physician’s medical disqualification); Daniel L. Stickler & Albert F.
Sebok, Legal Issues Surrounding Preemployment Physical Examinations in
the Coal Industry, 94 W. Va. L. Rev. 811, 827 & n.84 (1992) (“Courts,
however, will not find an employer immune from claims of handicap
discrimination merely because the employer has relied upon a
physician’s opinion.”).
I now turn to the question of whether Deeds may be considered
responsible for the employer’s actions because of his failure to engage in
the interactive process. I would not uphold the district court’s ruling on
the basis of Deeds’s failure to cooperate with the interactive process. The
City offered Deeds retesting only after it denied him employment due to
his MS. A potential employee must comply with the interactive process
48
only when the employer seeks to offer the potential employee a
reasonable accommodation for the disability, not after the employer has
already denied employment. See Fahey v. Twin City Fan Cos., 994 F.
Supp. 2d 1064, 1079 (D.S.D. 2014) (emphasizing that an employer has a
duty to engage in an interactive process in good faith before rescinding
an offer of employment based on a disability when it is aware of the
general disability but not the employee’s individual limitations); see also
Taylor v. Phoenixville Sch. Dist., 184 F.3d 296, 313–14 (3d Cir. 1999)
(explaining that an employer’s knowledge of an employee’s disability and
the employee’s desire to work in spite of the disability triggers the
employer’s duty to initiate the interactive process before taking negative
employment action and that no magic words requesting a “reasonable
accommodation” are needed).
Next, there is a question of whether the district court properly
dismissed Deeds’s claim against the UnityPoint defendants. I would
reverse the district court’s grant of summary judgment to the UnityPoint
defendants. Iowa Code section 216.11(1) states that intentionally aiding
and abetting “another person” engaging in any unfair or discriminatory
practice under the ICRA is itself an unfair or discriminatory practice
prohibited by the Act.
Here, unlike in Sahai, there is substantial evidence in the record
that Dr. McKinstry did not exercise her independent medical judgment in
determining that Deeds was not medically qualified for the position. See
557 N.W.2d at 901. Dr. McKinstry testified that once she learned Deeds
had MS and the NFPA Standard banned anyone with MS from serving as
a firefighter, any further exploration of Deeds’s actual ability to perform
the essential functions of the job with or without reasonable
accommodations was “a moot point.” This stereotyped thinking without
49
considering whether the individual employee can perform the essential
functions of the job is the kind of discrimination that the ICRA is
designed to prevent. See Probasco, 420 N.W.2d at 436. Further, unlike
in Sahai, there is evidence that the City simply adopted the conclusory
disqualification and that the UnityPoint defendants did not act in an
advisory role. See 557 N.W.2d at 901. I conclude there was adequate
evidence to show the UnityPoint defendants aided and abetted the
discriminatory action of the City.
For the above reasons, I would vacate the decision of the court of
appeals, reverse the judgment of the district court, and remand the case
for further proceedings.
Wiggins, J., joins this dissent.