MCCLURE v. the STATE.

FIFTH DIVISION
MCFADDEN, P. J.,
RAY and RICKMAN, JJ.

NOTICE: Motions for reconsideration must be
physically received in our clerk’s office within ten
days of the date of decision to be deemed timely filed.
http://www.gaappeals.us/rules

June 21, 2018

In the Court of Appeals of Georgia
A18A0324. MCCLURE v. THE STATE.

RICKMAN, Judge.

Carlos Richard McClure was tried by a jury and convicted on two counts of

aggravated assault. On appeal, McClure contends that his sentence violates his right

against double jeopardy, the trial court erred by failing to instruct the jury on the

affirmative defense of justification, and the trial court abused its discretion by

overruling his objection to an argument the State made during its closing that he

alleges violated the “golden rule.” For the following reasons, we affirm.

On appeal from a criminal conviction, we view the evidence in the
light most favorable to support the jury’s verdict, and the defendant no
longer enjoys a presumption of innocence. We do not weigh the
evidence or judge the credibility of the witnesses, but determine only
whether the evidence authorized the jury to find the defendant guilty of
the crimes beyond a reasonable doubt in accordance with the standard
 set forth in Jackson v. Virginia, 443 U. S. 307 (99 SCt 2781, 61 LE2d
560) (1979).

(Citation and punctuation omitted.) Hall v. State, 335 Ga. App. 895 (783 SE2d 400)

(2016).

So viewed, the evidence showed that on the night of April 2, 2015, the two

victims drove to McClure’s residence to pick up a friend who was unable to drive

herself. When they arrived, the male victim parked his car on the sidewalk in front of

McClure’s residence. The friend was arguing with McClure outside, and when she

got in the victims’ car, she was upset.

After the friend got in the car, the female victim observed McClure disappear

and then come back carrying something. It was dark outside, but the female victim

told the male victim that she thought McClure was carrying a long gun similar to

something used for hunting. McClure pointed the barrel of the gun toward the

victims. Once the male victim saw the barrel of the gun pointed towards him, he

decided to leave.

The victims called 911 and met at a nearby food store with a corporal with the

City of Griffin police department at a nearby food store. The corporal went to

McClure’s residence to speak with him. McClure told the corporal that he did not

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point a gun at anyone. McClure granted permission for the corporal to enter his

residence and showed the corporal a gun. The corporal’s initial impression of the

weapon was that it was a small caliber rifle, but, upon closer inspection, he realized

that it was actually a BB gun.

At trial, McClure testified that, during the incident, he grabbed the BB gun to

use as a club because the friend threatened to have the male victim “get [McClure].”

However, he denied ever pointing the gun at anyone, maintaining that he had the gun

over his shoulder throughout the entire incident.

The grand jury returned an indictment charging McClure with four counts of

aggravated assault and two counts of terroristic threats. The four counts of aggravated

assault included two different variations of aggravated assault, with a “deadly

weapon” and with an “object, device, and instrument which, when used offensively

against a person, is likely to result in serious bodily injury,” one count of each

variation for each victim. McClure was found guilty on two counts of aggravated

assault and two counts of reckless conduct, a lesser included offense of aggravated

assault; he was acquitted on the two counts of terroristic threats. The reckless conduct

counts merged into the convictions for aggravated assault for the purposes of

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sentencing. McClure timely filed a motion for new trial, which was denied. McClure

appeals from his convictions and the denial of his motion for new trial.

1. McClure contends that the trial court erred by failing to “vacate the verdicts”

for the two aggravated assault counts because they violated McClure’s right against

double jeopardy.

When the same conduct of an accused may establish the commission of
more than one crime, the accused may be prosecuted for each crime. He
may not, however, be convicted of more than one crime if: (1) One
crime is included in the other; or (2) The crimes differ only in that one
is defined to prohibit a designated kind of conduct generally and the
other to prohibit a specific instance of such conduct.

OCGA § 16-1-7 (a).

McClure argues that, under OCGA § 16-1-7, the State was prohibited from

prosecuting him for two different variations of aggravated assault, with a “deadly

weapon” and with an “object, device, and instrument which, when used offensively

against a person, is likely to result in serious bodily injury.” However, “OCGA §

16-1-7 (a) permits the state to prosecute an individual for each crime his conduct

established. It is the conviction of more than one crime established by the same

conduct that § 16-1-7 (a) forbids.” Chitwood v. State, 170 Ga. App. 599, 600 (3) (317

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SE2d 589) (1984) (emphasis in original). McClure was convicted of two counts of

aggravated assault with an “object, device, and instrument which, when used

offensively against a person, is likely to result in serious bodily injury,” one for each

victim. Thus, this argument has no merit. See generally id.

2. McClure contends that the trial court erred by failing to instruct the jury on

the affirmative defense of justification in defense of self and defense of habitation.

These defenses require a defendant to admit all of the elements of the crime except

intent:

With a legal affirmative defense, the accused admits the elements of the
crime, but seeks to justify, excuse, or mitigate by showing no criminal
intent; all elements of the parts of the crime are admitted with the
exception of the intent. All defenses which have been held to be
statutory affirmative defenses meet these criteria, i.e., justification,
self-defense or defense of others, rendering assistance to law
enforcement officers, defense of habitation, defense of property other
than habitation, entrapment, and coercion. Each of these affirmative
defenses requires that the defendant admit the crime before he can raise
such defense.

(Citation and punctuation omitted.) Lightning v. State, 297 Ga. App. 54, 60 (5) (676

SE2d 780) (2009). “Thus, to assert a defense of justification, like self-defense, a

defendant must admit the act, or he is not entitled to a charge on that defense.” Id.

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 McClure did not admit to aiming the BB rifle at the victims, an element of

aggravated assault as charged. Therefore the trial court did not err in refusing to give

a charge on the affirmative defense of justification. See Ojemuyiwa v. State, 285 Ga.

App. 617, 619-620 (1) (647 SE2d 598) (2007); see also Rutland v. State, 282 Ga.

App. 728, 729-730 (1) (639 SE2d 628) (2006).1

3. McClure contends that the trial court abused its discretion by overruling his

objection to an argument the State made during its closing that he alleges violated the

“golden rule.”

“A ‘golden rule’ argument is one that, regardless of the nomenclature used,

asks the jurors to place themselves in a victim’s position. Such an argument is

impermissible because it encourages the jurors to depart from neutrality and to decide

the case on the basis of personal interest and bias rather than on the evidence.”

(Citations and punctuation omitted.) Moore v. State, 280 Ga. App. 894, 896 (3) (635

1
We disagree with the dissent’s assertion that we are expanding the long-
standing rule in Georgia that in order to raise an affirmative defense, the defendant
must admit all elements of the charged crime except intent. McClure was convicted
of aggravated assault with an “object, device, and instrument which, when used
offensively against a person, is likely to result in serious bodily injury.” As charged,
pointing the BB rifle at the victims was an element of the crime, one to which
McClure did not admit. Accordingly, under long-standing precedent, McClure was
not entitled to an instruction on justification.

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SE2d 253) (2006). “We review a decision regarding improper argument for abuse of

discretion.” Satterfield v. State, 339 Ga. App. 15, 22 (3) (792 SE2d 451) (2016).

Here, the State argued, “when you get [the BB rifle] back in the jury room, I

want you to take a look at the tip. I want you to take a look at the end of the barrel and

I want you to think about how that would look pointed at you in the dark.” McClure’s

objection was overruled. Continuing, the State argued, “[a]sk yourselves if that’s the

kind of thing that would place a reasonable person in apprehension in fear of

immediately receiving a violent injury.”

The State’s argument did violate the “golden rule” by asking the jurors to place

themselves in the victims’ position, and thus the trial court abused its discretion in

overruling the objection. However, “[e]rror in a trial court’s failure to sustain an

objection to improper closing argument is subject to harmless error analysis.” Galvan

v. State, 330 Ga. App. 589, 596 (3) (b) (768 SE2d 773) (2015). “In conducting such

an analysis, we must determine whether it is highly probable that the trial court’s

error did not contribute to the verdict.” Id.

In this case, after the State made the improper statement and the objection was

overruled, the State immediately followed up by asking the jurors to consider whether

a reasonable person would be in fear of a violent injury upon seeing the barrel of the

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BB rifle pointed at him or her. The second statement helped to ameliorate any

potential harm from the first statement by focusing the jurors on what a reasonable

person would feel like looking at the barrel of the BB gun. Considering the entire

argument in context and the strength of the State’s evidence on the counts for which

McClure was convicted, we find that it is highly probable that the trial court’s error

in overruling the objection did not contribute to the verdict. See McClain v. State, 267

Ga. 378, 383 (3) (a) (477 SE2d 814); Moore, 280 Ga. App. at 897 (3).

Judgment affirmed. Ray, J., concurs and McFadden, P. J., concurring in part

and dissenting in part.*

* DIVISION 2 & 3 OF THIS OPINION IS PHYSICAL PRECEDENT ONLY.

COURT OF APPEALS RULE 33.2(a).

In the Court of Appeals of Georgia
A18A0324. MCCLURE v. THE STATE.

MCFADDEN, Presiding Judge, concurring in part and dissenting in part.

The majority today expands our rule that, in order to raise an affirmative

defense, a defendant must admit the crime. The majority now holds that a defendant
must also admit whatever facts are alleged in the indictment. I disagree and therefore

respectfully dissent from Division 2 of the majority opinion.

I concur in Division 1 and in the error analysis of Division 3. Because I would

find, as to Division 2, that the trial court erroneously failed to charge the jury on the

affirmative defense of justification and so would reverse the convictions, I do not

reach the harm analysis in Division 3.

As the majority explains, McClure was charged with four counts of aggravated

assault. In all four counts, the indictment alleged that he aimed a BB rifle at a

victim.«V1. 3-7» McClure testified that, while he did threaten the victims with the

BB rifle, he did not aim it at them.«V2. 279-280» So, while McClure’s version of the

facts reinforced his claims of self-defense and defense of habitation, it could have

authorized aggravated assault convictions. See OCGA §§ 16-5-20 (a) (2); 16-5-21 (a)

(2). It would have authorized such convictions if the indictment had not been so

narrowly drafted. Cf. Holman v. State, 329 Ga. App. 393, 401 (2) (b) (ii) (765 SE2d

614) (2014) (“[A]verments in an indictment as to the specific manner in which a

crime was committed . . . must be proved as laid, or the failure to prove the same will

amount to a fatal variance and a violation of the defendant’s right to due process of

law.”) (citations and punctuation omitted).

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 So the question before us is the scope of the long-standing rule that in order to

raise an affirmative defense, a defendant must admit all the elements of the charged

crime, except intent. Is it enough for a defendant to admit the statutory elements of

the crime, or must a defendant also admit the specific allegations in the indictment?

In other words, must the defendant admit the crime charged, or must he admit the

crime as charged? I have found no authority that answers that question.

So in order to answer it, we would normally turn to the underlying authority

and rationale for the rule. The trouble is that there isn’t any there there.

The rule has no basis in statute. There is no mention of it in Chapter 3

(Defenses to Criminal Prosecution) of Title 16 (Crimes and Defenses). See OCGA

§ 16-3-1 et seq.

The rule is most commonly stated as follows: “An affirmative defense is one

in which the defendant admits the act but seeks to justify, excuse, or mitigate it. The

defendant must admit the crime before he can raise the defense.” Code v. State, 255

Ga. App. 432, 434 (4) (565 SE2d 477) (2002) (citations omitted).

The idea that an affirmative defense admits the act charged, our Supreme Court

has concluded, apparently originated in a definition found in American Jurisprudence.

“It appears that the first articulation of the principle in its current form was taken from

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a definition that appeared at 21 AmJur2d 204, § 135. See Chandle v. State, 230 Ga.

574 (3) (198 SE2d 289) (1973); Radford v. State, 202 Ga. App. 532, 533, n.1 (415

SE2d 34) (1992).” Williams v. State, 297 Ga. 460, 465 (4) n. 4 (773 SE2d 213)

(2015).

But in Radford, as in Williams, the issue was the content of a jury charge

explaining affirmative defenses generally. And in Chandle the question was who has

the burden of going forward with evidence about an affirmative defense. So nothing

in those cases addresses the question of whether the admission necessary to an

affirmative defense is a binding admission or merely an admission for the sake of

argument.

The rule before us today, that a defendant is not entitled to a jury charge on an

affirmative defense unless he first admits the crime, came later. It appears to have

been adopted in Hightower v. State, 224 Ga. App. 703, 704-705 (2) (481 SE2d 867)

(1997). But nothing in Hightower or any other case I have found undertakes to justify

the rule. Division 2 of Hightower, which is set out in the margin,1 seems to assume

1
Division 2 of Hightower, 244 Ga. App. at 704-705, states, in its entirety, as
follows:

In the second enumeration of error, the appellant contends that

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“the trial court erred in failing to charge the jury that the state had the
burden to prove that someone other than the appellant committed the
crime.”

Pretermitting the fact that, in Division 1, this Court held the
defendant did not present any evidence to raise the defense of alibi, it is
only affirmative defenses that the state has the burden of disproving
beyond a reasonable doubt. State v. McNeill, 234 Ga. 696 (217 SE2d
281) (1975). Affirmative defenses are those in which the defendant
admits doing the act charged, but seeks to justify, excuse, or mitigate it.
State v. Moore, 237 Ga. 269 (227 SE2d 241) (1976); Perkins v. State,
151 Ga. App. 199 (259 SE2d 193) (1979).

The Georgia Supreme Court analogized the standard for charging
on alibi to that of affirmative defenses in Rivers v. State, [250 Ga. 288
(298 SE2d 10) (1982)], however, such analogy does not apply any
further; the burden placed on the state of disproving an affirmative
defense beyond a reasonable doubt does not apply to the defense of
alibi. “Alibi is not truly an independent affirmative defense. It is simply
evidence in support of a defendant’s plea of not guilty, and should be
treated merely as ‘evidence tending to disprove one of the essential
factors in the case of the prosecution, that is, presence of the defendant
at the time and place of the alleged crime.’ Stump v. Bennett, 398 F.2d
111, 115 (8th Cir.1968); 21 AmJur2d 206, § 136; Anno. 29 ALR 1139;
67 ALR 138, 141; 124 ALR 471, 474.” Parham v. State, 120 Ga. App.
723, 727 (171 SE2d 911) (1969). An alibi defense creates a reasonable

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doubt on behalf of the accused, and the state has the risk of failure to
carry the burden of persuasion and, as a consequence, may fail to carry
the standard of proof beyond a reasonable doubt.

With a legal affirmative defense, the accused admits the elements
of the crime, but seeks to justify, excuse, or mitigate by showing no
criminal intent; all elements of the parts of the crime are admitted with
the exception of the intent. All defenses which have been held to be
statutory affirmative defenses meet this criteria; i.e., justification,
self-defense or defense of others, rendering assistance to law
enforcement officers, defense of habitation, defense of property other
than habitation, entrapment, and coercion. See OCGA §§ 16-3-20
through 16-3-28. Each of these affirmative defenses requires that the
defendant admit the crime before he can raise such defense. In fact, even
under the more general provision of OCGA § 16-3-20 (6), the defense
of justification can only be claimed “in all other instances which stand
upon the same footing of reason and justice as those enumerated in this
article (Article 2 of Chapter 3 of Title 16).”

Therefore, contrary to appellant’s assertions, the question that is
before this Court is simply one of the sufficiency of the evidence. “On
appeal we must view the evidence in the light most favorable to the
verdict, Hightower no longer enjoys the presumption of innocence, and
we do not weigh the evidence nor judge the credibility of the witnesses.
Further, we do not speculate which evidence the jury chose to believe

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that the rule follows from the definition taken from American Jurisprudence. I have

found no case that explains why a criminal defendant cannot take inconsistent

positions, why such an admission cannot be one simply for the sake of argument.

The rule is limited to Georgia criminal practice. It does not obtain in our civil

practice. Indeed our Civil Practice Act authorizes inconsistent pleading with clarity

that boarders on belaborment.

A party may set forth two or more statements of a claim or defense
alternatively or hypothetically, either in one count or defense or in
separate counts or defenses. When two or more statements are made in
the alternative and one of them, if made independently, would be
sufficient, the pleading is not made insufficient by the insufficiency of
one or more of the alternative statements. A party may also state as
many separate claims or defenses as he has, regardless of consistency
and whether based on legal or on equitable grounds or on both.

or disbelieve.” (Citations and punctuation omitted.) Thompson v. State,
210 Ga. App. 655, 656 (436 SE2d 799) (1993). The evidence presented
at trial was sufficient to authorize a rational trier of fact to find the
appellant guilty beyond a reasonable doubt of violation of the Georgia
Controlled Substances Act (distribution of cocaine). Jackson v. Virginia,
443 U.S. 307 (99 SC[t] 2781, 61 LEd2d 560) (1979).

(Punctuation omitted.)

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OCGA § 9-11-8 (e) (2).

Nor does the rule apply to the state in criminal cases. It is well established that

“the same offense, that is the same species of offense, may be charged in different

ways . . . to meet the evidence.” Lumpkins v. State, 264 Ga. 255, 256 (2) (443 SE2d

619) (1994) (citation, punctuation, and emphasis omitted). And

[a]s a general rule, a guilty verdict cannot be challenged on the ground
that the jury’s verdict of guilt on one count of an indictment is
inconsistent with an acquittal on another count. Such verdicts are
deemed constitutionally tolerable because they may reflect an exercise
of lenity by the jury that is not necessarily grounded in its view of the
evidence.

State v. Springer, 297 Ga. 376, 377 (1) (774 SE2d 106) (2015) (citations omitted).

“[W]here one offense could be committed in several ways, it is permissible to

incorporate the different ways in one count.” Lumpkins, 264 Ga. at 255 (1) (citation

omitted).

Indeed, outside the particular context of affirmative defenses, it does not apply

to defendants in criminal cases. See Koritta v. State, 263 Ga. 703, 705 n. 2 (438 SE2d

68) (1994) (“‘[M]utually exclusive’ or ‘inconsistent’ defenses are presented to the

jury when there is evidence to support both.”) (citations omitted); Luke v. State, 306

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Ga. App. 701, 704 (703 SE2d 335) (2010) (“a defendant may choose to pursue

alternative defense theories”) (citation omitted). But see Sellers v. State, 245 Ga. App.

621, 623-624 (2) (538 SE2d 511) (2000) (holding that instructing the jury that self-

defense and accident were inconsistent defenses to voluntary manslaughter was not

erroneous because accepting one defense would exclude consideration of the other).

And the rule appears to be unique to Georgia. Elsewhere, “the fact that one

defense is based on the theory that the accused did not commit the offense does not

deprive the defendants of the right to take advantage of other defenses, although

based on the theory of justification or excuse.” 22 CJS Criminal Law: Substantive

Principles § 48 (citing People v. Atchison, 583 P2d 735, 736 (Cal. 1978) (holding that

defendant’s contention in child molestation case that he did nothing improper did not

prevent him from asserting he did not know the age of the child); People v. Moore,

498 NE2d 701, 704 (I) (Ill. App. 1986) (“a defendant may present seemingly

inconsistent defenses; claiming not to have committed the crime and also claiming

to be not guilty by reason of insanity”) (citation omitted); State v. Knowles, 495 A2d

335, 339 (Me.1985) (permitting defendant to deny that he operated his vehicle while

intoxicated and under a suspended licence and also argue that his operation of the

vehicle could be justified under the doctrine of competing harms); State v. Lora, 305

9
SW2d 452, 455-456 (Mo. 1957) (permitting defendant to rely on both alibi and

insanity defenses for the same charge); State v. Shotton, 458 A2d 1105, 1107 (Vt.

1983) (“[I]t is not necessary for a defendant to admit that she committed a crime in

order to avail herself of the defense of necessity.”)). See also United States v. King,

587 F.2d 956, 965 (II) (9th Cir. 1978) (alternative defenses are proper, even if

inconsistent).

In short, I am persuaded that the rule we construe today is one this court

adopted without due consideration, if not accidentally. If authorized to do so, I would

be strongly inclined to overrule it. But our Supreme Court has followed us and made

the rule its own. See, e.g., McLean v. State, 297 Ga. 81, 83 (2) (772 SE2d 685)

(2015). So the exclusive authority to reconsider the rule now rests with that court.

The question before us today is whether to extend it. I would not extend it. I

would not force McClure to admit the crime as charged (pointing the BB rifle at a

victim)«V1. 3-7» in order to claim self-defense, when he has already admitted the

crime as defined by statute.«V2. 279» I would not hold that a defendant must admit

the facts as alleged in the indictment in order to assert an affirmative defense.

I acknowledge that there is some factual similarity between this case and one

on which the majority relies, Lightning v. State, 297 Ga. App. 54 (676 SE2d 780)

10
(2009). Lightning was an appeal from convictions for aggravated assault and simple

battery that arose out of an “argument [that] became a fight.” Id. The defendants

admitted to fighting — but denied kicking the victim in the head — and claimed self-

defense. So, as here, the defendants admitted to conduct sufficient to sustain a

conviction but denied some of the more egregious conduct alleged.

But the legal issue in Lightning was different. It was the propriety of a charge

that “[a]n affirmative defense is a defense that admits the doing of the act charged.

It does not admit that a crime was committed.” Lightning, 297 Ga. App. at 59 (5). As

noted above, that charge follows long standing Georgia law. So Lightning does not

control our decision today.

There is, I suppose, some justice in foreclosing arguments in the form, “it

wasn’t me, but if it was me . . . .” As noted above, however, we do not foreclose such

arguments in any other context. And there is no justice in what has been done to

McClure.

McClure had two mutually reinforcing points: 1) he claims to have acted in

self-defense, and in defense of his home; and 2) he claims to have acted with restraint,

particularly by not pointing the BB rifle at anyone. There was no sound reason to

force him to choose between those two points. Forcing defendants to choose between

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waiving an affirmative defense or adopting the version of the facts set out in the

indictment invests prosecutors with unwarranted power. It was unjust to force

McClure to make that choice. And I would hold that it was error to do so.

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