Filed
Washington State
Court of Appeals
Division Two
June 26, 2018
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II
In the Matter of the Petition of No. 50285-2-II
BARNES MICHAEL WARE to Convene a (Consolidated with:
Grand Jury. No. 50877-0-II)
In the Matter of the Application of
PUBLISHED OPINION
ERIKA JOHNSON for a Citizen’s Complaint.
LEE, J. — Following the Lewis County Prosecuting Attorney’s Office’s decision to not file
charges in an animal abuse case, two private citizens separately sought to independently initiate
criminal charges. In the first case, Erika Johnson filed a petition in district court, requesting
authorization to file a citizen’s complaint. After the district court denied Johnson’s petition,
Barnes Michael Ware filed a petition to summon a grand jury in superior court, based on the same
set of facts underlying Johnson’s petition. The superior court similarly denied Ware’s petition. In
these consolidated appeals, the appellants argue that the lower courts erred in finding that granting
their petitions would unconstitutionally violate the separation of powers. Johnson also argues that
the superior court, on review of the district court’s decision, erred in finding that the prosecutorial
standards did not warrant the filing of criminal charges through her petition.
We hold that the district court did not abuse its discretion in denying Johnson’s petition.
We also hold that the superior court did not abuse its discretion in denying Ware’s petition.
Accordingly, we affirm the district court’s dismissal of Johnson’s petition for issuance of a
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citizen’s complaint, and we affirm the superior court’s dismissal of Ware’s petition to summon a
grand jury.
FACTS
A. THE INCIDENT
On April 28, 2016, the Centralia Police Department responded to a report of animal abuse
at a Centralia apartment complex. The reporting party, Samantha Riggen, told officers that her
neighbors had tortured and killed her mother’s cat by throwing a rock at the cat and stabbing the
cat with a knife.
Officer William D. Phipps of the Centralia Police Department arrived on scene and was
met by a large group of residents from the apartment complex. Officer Phipps interviewed four
witnesses to the incident—one adult and three children. The adult, Alicia Schroeder, told Officer
Phipps that her daughter had come to her and told her that two men “were going to stab the cat.”
Clerk’s Papers (CP) at 29. Schroeder then ran to the back of the apartment complex and saw a
man she identified as Kyle Burke stab the cat in the neck and attempt to push the cat under a chain
link fence.
The three juvenile witnesses who witnessed the incident told Officer Phipps that Emily
Miller, another juvenile who lived in the apartment complex, had squeezed the cat, refused to let
go, and twice threw the cat up toward her mother, who was standing on a second floor balcony.
The girls informed Officer Phipps that at some point Burke threw a rock at the cat. After the cat
fell to the ground, the girls reported seeing Burke and a man identified as Richard Allshouse
running toward the cat with a knife. According to the girls, the two men were arguing about who
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would get to kill the cat first. The girls told Officer Phipps that Burke stabbed the cat and then
shoved its body under a fence.
Based on this information, Officer Phipps determined that there was probable cause to
arrest Burke for first degree animal cruelty. Officer Phipps placed Burke under arrest and had him
transported to Lewis County Jail.
Officer Phipps then went to the back of the apartment building and discovered that the cat’s
body had been removed from the fence and placed in a plastic garbage bag. Officer Phipps
removed the cat’s body from the bag and photographed its remains. Officer Phipps reported that
“[t]he only injury to the cat appeared to be to its head due to bleeding from the mouth and ears,”
and “[b]ecause of the blood I could not tell if there was a stab wound in its ears or not.” CP at 30.
Officer Phipps filled out an incident report detailing the facts set out above. His report
requested that this case be forwarded to the Lewis County Prosecuting Attorney’s Office.
B. PROSECUTOR’S OFFICE DECLINES TO FILE CHARGES
On April 29, the Lewis County Prosecuting Attorney’s Office sent a letter to the Centralia
Police Department, informing them that the prosecutor’s office was declining to file charges in
this case. In the letter, the prosecutor’s office explained that Burke’s “actions related to the
animal’s death are unclear, at best, and he denied even causing the death.” CP at 62. The letter
further explained that, “One account is that Mr. Burke stabbed the cat in the neck; however, when
Officer Phipps examined the cat’s body, he was not able to locate any stab wounds.” CP at 62.
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The letter also stated that the prosecutor’s office found the accounts of the three juvenile
witnesses to be the most credible and unbiased. However, those witness accounts “related that
another juvenile female caused the cat a substantial amount of suffering prior to Mr. Burke ever
becoming involved.” CP at 62. Specifically, the three juvenile witnesses stated that before Burke
arrived on scene, “the cat had been brutally squeezed, had been thrown or dropped from a second
story balcony at least twice, and had a stone dropped upon or thrown against its head.” CP at 62.
The prosecutor’s office stated that given these facts, it did not believe it would be possible to prove
to a jury beyond a reasonable doubt that Burke committed first degree animal cruelty.
The prosecutor’s office also cited the evidentiary issues in the case; namely, that the cat’s
body was not collected at the scene. Without the body, the prosecutor’s office would be unable to
show how the cat died. The letter explained that any effort to recover the cat’s body at this point
in the investigation would be fruitless because the cat’s body could have been tampered with since
the incident occurred.
The letter concluded, “What happened to this animal was deplorable, inhumane, and
without justification. Nevertheless, I cannot charge Mr. Burke with causing these harms without
solid evidence that he is the individual who caused them.” CP at 63.
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C. SUBSEQUENT INVOLVEMENT OF PRIVATE PARTIES
1. Barnes Michael Ware
Barnes Michael Ware is a retired police officer. His wife, Mary Ware,1 followed the
incident involving the cat on Lewis County Sirens.2 When Mary discovered that the cat’s body
had not been taken into evidence, she offered to take the cat and have him cremated.
On April 29, Ware and Mary went to the apartment complex to retrieve the cat’s body.
There, the two discovered that the cat’s body had already been removed from the trash and placed
into a garbage bag inside a cardboard box.3 Neither opened the box, but Ware had Schroeder
initial and date the box to show when he took charge of the box. Ware and Mary returned to their
residence and placed the box inside a spare refrigerator in their garage.
The next day, Ware met with Erika Johnson of Thurston County Animal Services at an
animal hospital in Olympia. Ware signed and dated the box when he released it into Johnson’s
custody.
2. Erika Johnson
Johnson is a former police officer and deputy sheriff in the State of Oregon. At the time
of this incident, Johnson worked as an animal services officer with Thurston County.
1
For clarity, this opinion refers to Barnes Michael Ware by his last name and Mary Ware by her
first name. We intend no disrespect.
2
Lewis County Sirens is an online “independent local news provider,” which provides news of
“crime, police, fire and courts” in greater Lewis County, Washington. LEWIS COUNTY SIRENS,
http://www.lewiscountysirens.com/ (last visited June 18, 2018).
3
The record does not show who removed the cat’s body from the trash, nor does it show when this
occurred. CP at 32.
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After Ware gave Johnson the box containing the cat’s body, Johnson took the box and
turned it over to an animal hospital to conduct a necropsy.4 The report following necropsy stated,
“To summarize the injuries, the cat suffered severe head and neck trauma. The exact cause of
death is either skull fracture, penetrating brain trauma, cervical spinal fracture or possibly choking,
due to the deep contusions and hemorr[h]age within the wall of the trachea and cervical deep
tissues.” CP at 33.
On June 28, Johnson met with the prosecutor’s office and the Centralia Police Chief. The
purpose of the meeting was to discuss the prior charging decision in the case. At the meeting, the
prosecutor’s office told Johnson that it did not believe there was sufficient evidence to prove
Burke’s intent. The prosecutor’s office also informed Johnson that it had referred Miller to the
Juvenile Division. The prosecutor’s office reiterated that it would not be filing charges in this
case.
3. Animal Legal Defense Fund
On November 22, the Animal Legal Defense Fund (ALDF)5 sent a letter to the prosecutor’s
office, urging the prosecutor’s office to bring charges against Burke. In the letter, the ALDF
outlined charging theories that it believed the prosecutor’s office could pursue. The letter then
explained how the necropsy report supported those charging theories.
4
Necropsy is an autopsy performed on an animal. WEBSTER’S THIRD NEW INTERNATIONAL
DICTIONARY 1511 (2002).
5
The ALDF is a nonprofit attorney organization dedicated to protecting and advancing the
interests of animals through the legal system. ANIMAL LEGAL DEFENSE FUND,
http://aldf.org/about-us/ (last visited June 18, 2018).
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The prosecutor’s office responded to the letter, explaining that it had again reviewed the
results of the necropsy, but was still declining to file charges. The prosecutor’s office explained
that “[n]othing in the report leads to any reliable, admissible evidence that Mr. Burke’s actions
constitute a crime beyond a reasonable doubt. What he did is, frankly, horrific. However, the
report itself cannot pinpoint, with certainty, what caused the death in this case.” CP at 70.
The prosecutor’s office informed the ALDF that it takes animal cruelty cases very
seriously, but also “must be mindful of the admissible evidence, the mandates imposed by statutes
and the burden of proof.” CP at 70. The prosecutor’s office reiterated that it was declining to file
charges in this case.
D. PRIVATE CITIZEN PETITIONS
1. Johnson’s Petition
a. Filing in District Court
On December 20, Johnson filed a petition for issuance of a citizen’s complaint under CrRLJ
2.1 (c). Under CrRLJ 2.1(c):
Any person wishing to institute a criminal action alleging a misdemeanor or gross
misdemeanor shall appear before a judge empowered to commit persons charged
with offenses against the State, other than a judge pro tem.
....
In addition to probable cause, the court may consider:
(1) Whether an unsuccessful prosecution will subject the State to costs or
damage claims under RCW 9A.16.110, or other civil proceedings;
(2) Whether the complainant has adequate recourse under laws governing
small claims suits, anti-harassment petitions or other civil actions;
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(3) Whether a criminal investigation is pending;
(4) Whether other criminal charges could be disrupted by allowing the
citizen complaint to be filed;
(5) The availability of witnesses at trial;
(6) The criminal record of the complainant, potential defendant and
potential witnesses, and whether any have been convicted of crimes of dishonesty
as defined by ER 609; and
(7) Prosecution standards under RCW 9.94A.440.
If the judge is satisfied that probable cause exists, and factors (1) through
(7) justify filing charges . . . the judge may authorize the citizen to sign and file a
complaint.
Johnson argued that probable cause existed for filing charges of second degree animal
cruelty,6 taking, concealing, injuring, and killing of a pet animal,7 third degree malicious mischief,8
6
A person is guilty of second degree animal cruelty “if, under circumstances not amounting to
first degree animal cruelty, the person knowingly, recklessly, or with criminal negligence inflicts
unnecessary suffering or pain upon an animal.” RCW 16.52.207(1).
7
Under RCW 9.08.070 (1)(c), a person is guilty of taking, concealing, injuring, killing a pet animal
if he or she “[w]illfully or recklessly kills or injures any pet animal, unless excused by law.”
8
Under RCW 9A.48.090(a), a person commits third degree malicious mischief by “[k]nowingly
and maliciously caus[ing] physical damage to the property of another, under circumstances not
amounting to malicious mischief in the first or second degree.”
8
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and criminal conspiracy.9 Johnson sought to have criminal charges filed against Allshouse, Burke,
Miller, and Miller’s mother, Tina Miller.10
In support of her petition, Johnson filed several declarations of witnesses to the event.
Johnson also filed a personal declaration in which she detailed her background in investigating
animal abuse cases and declared that probable cause existed for the criminal charges she proposed.
The State filed a response in which it explained that the Lewis County Juvenile Court had
exclusive jurisdiction over Miller because she was under 12 years old at the time of the incident.
As to the other proposed defendants, the State argued that there was not enough evidence to prove
criminal activity beyond a reasonable doubt.
On December 27, the district court entered an oral ruling denying Johnson’s petition to
issue a citizen’s complaint. The district court ruled, “I don’t need to hear from any witnesses . . .
the matters were briefed very well by both sides.” CP at 141. The court stated, “I have looked at
the rule, I have read all the briefing, made an evaluation of probable cause for all the suggested
crimes put forth by [Johnson’s trial counsel] and Ms. Johnson, weighed the petition against any
prosecutorial standards under 9.94A.411, both to prosecute and not to prosecute.” CP at 141.
The district court further explained that it had “entertained other equitable considerations
such as the motivation of the complaining party” and “taken into consideration the professional
9
Under RCW 9A.28.040(1), “A person is guilty of criminal conspiracy when, with intent that
conduct constituting a crime be performed, he or she agrees with one or more persons to engage
in or cause the performance of such conduct, and any one of them takes a substantial step in
pursuance of such agreement.”
10
For clarity, this opinion refers to Emily Miller by her last name and Tina Miller by her first
name. We intend no disrespect.
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determination of the Lewis County Prosecutor’s Office.” CP at 141. The district court found that
there was “no willful disregard on behalf of the state of their oath or their duties, that this matter
was fully investigated both by the government and the assistance of private citizens.” CP at 142.
As a result, the district court ruled that it was “not going to allow the petition to proceed or sign
the complaint.” CP at 142.
b. Appeal to Superior Court
Johnson appealed the district court’s denial of her petition for issuance of a citizen’s
complaint to the superior court under RALJ 2.2 and RALJ 2.6. In her appeal, Johnson stated the
assigned errors “include, but are not limited to, the court’s undifferentiated and nonspecific
conclusion denying Ms. Johnson the right to file any charge against any of the potential defendants
under any of those statutes.” CP at 265-66. Johnson argued that “[w]hile the superior court
conducts de novo review, Ms. Johnson nonetheless alleges that Judge Buzzard committed clear
error and abused his discretion.” CP at 266. Johnson also argued that “nothing presented by Ms.
Johnson or [the prosecutor’s office] warranted denial of the petition.” CP at 285. She further
argued that prosecutorial standards under RCW 9.94A.411(2)(a)11 “mandated filing in this
instance.” CP at 286.
In response, the State filed a motion to dismiss Johnson’s RALJ appeal, arguing that there
was no appealable order because the district court ruling was made orally. The State also argued
11
Under RCW 9.94A.411(2)(a), “Crimes against property/other crimes will be filed if the
admissible evidence is of such convincing force as to make it probable that a reasonable and
objective fact finder would convict after hearing all the admissible evidence and the most plausible
defense that could be raised.”
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that Johnson was not the party in interest and could not appeal the decision because she was not
an aggrieved party under RALJ 2.1(a).12 Finally, the State raised for the first time a constitutional
challenge to CrRLJ 2.1(c). Specifically, the State argued that if the superior court were to overturn
the district court’s ruling, then it would be “overstepping into the exclusive authority vested by the
Washington State Constitution in the county prosecutor” and violate the separation of powers. CP
at 292-93.
The superior court found that the district court’s order denying Johnson’s complaint was a
final order because the decision terminated the case. The superior court further held that Johnson
was an aggrieved party and, therefore, had standing to proceed under RALJ.
The superior court then applied de novo review to the district court’s ruling, finding that
there was probable cause to believe that the individuals Johnson named had committed second
degree animal cruelty, taking, concealing, injuring or killing a pet, and third degree malicious
mischief. In considering the other factors enumerated in CrRLJ 2.1(5)(c), the superior court held
that nothing in the record suggested that an unsuccessful prosecution would subject the State to
costs or damage claims and that Johnson may or may not have alternative recourse under the laws.
The superior court also found that it did not appear that other criminal charges would be disrupted
by allowing a citizen’s complaint to be filed.
However, the superior court held that the most persuasive factor was consideration of the
prosecution standards under RCW 9.94A.411, which provides that crimes “will be filed if the
admissible evidence is of such convincing force as to make it probable that a reasonable and
12
Under RALJ 2.1(a), “Only an aggrieved party may appeal.”
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objective fact finder would convict after hearing all the admissible evidence and the most plausible
defense that could be raised.” The superior court agreed that “considering the multiple persons
who inflicted injury to the animal, the varying witness statements which a competent defense
attorney could discredit, and the inexact determination of which wound or wounds contributed to
the suffering and death of the cat,” the evidence was not of such convincing force to make it
probable that a reasonable and objective fact finder would convict. CP at 322.
The superior court also ruled, “Additionally, in that CrRLJ 2.1(c) allows the District Court
to authorize the filing of criminal charges by a party other than the prosecuting attorney, it
unconstitutionally violates the separation of powers doctrine.” CP at 322. The superior court
relied on State v. Rice, 174 Wn.2d 884, 279 P.3d 849 (2012) to hold that another branch of
government “cannot interfere with the core function that essentially defines a prosecuting attorney:
the exercise of broad charging discretion on behalf of the local community.” CP at 322.
Accordingly, the superior court affirmed the district court’s denial of Johnson’s petition for
issuance of a citizen’s complaint.
2. Ware’s Petition
The same day the district court denied Johnson’s petition for issuance of a citizen
complaint, Ware filed a petition to summon a grand jury under RCW 10.27.030. Ware’s petition
contained the identical 10 pages of factual background as Johnson’s petition.
Under RCW 10.27.030:
No grand jury shall be summoned to attend at the superior court of any
county except upon an order signed by a majority of the judges thereof. A grand
jury shall be summoned by the court, where the public interest so demands,
whenever in its opinion there is sufficient evidence of criminal activity or
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corruption within the county or whenever so requested by a public attorney,
corporation counsel or city attorney upon a showing of good cause.
In his petition, Ware argued that “the public interest demands convening of a grand jury”
and that “[t]he Lewis County Prosecuting Attorney’s Office’s decision not to charge Kyle Bobby
Burke raises a question of grave public concern.” CP at 2. Ware further argued that there was
sufficient evidence of criminal activity to warrant submission to a grand jury. Specifically, Ware
argued that there was sufficient evidence that Burke committed first degree animal cruelty13
because there was evidence that Burke inflicted substantial pain and caused physical injury to the
cat. In support, Ware attached declarations of the five witnesses to the incident, which showed
that Burke stabbed the cat and that the cat was seen moving following the stabbing.
The State filed a response, arguing that the superior court should not convene a grand jury
and should dismiss Ware’s petition. The State noted that Ware filed his petition within an hour of
the district court’s ruling dismissing Johnson’s petition for the issuance of a citizen’s complaint.
The State also argued that Ware’s petition was contrary to the purpose of grand juries, which are
“to serve law enforcement in combating crime and corruption.” CP at 85 (quoting RCW
10.27.010). The State reiterated that it did not believe that there was sufficient admissible evidence
in this case to sustain a criminal conviction.
13
RCW 16.52.205(1) states that “[a] person is guilty of animal cruelty in the first degree when,
except as authorized by law, he or she intentionally (a) inflicts substantial pain on, (b) causes
physical injury to, or (c) kills an animal by a means causing undue suffering or while manifesting
extreme indifference to life, or forces a minor to inflict unnecessary pain, injury, or death on an
animal.”
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The State also argued that Ware did not have standing to bring the petition because there
was no evidence he owned the cat or that he lived in Lewis County. Though Johnson was not a
petitioner in this case, the State also challenged Johnson’s standing to bring a petition to summon
a grand jury.
In reply to the State’s response, Ware asserted that he had standing to bring the claim
because he “has paid local sales tax.” CP at 106. He further argued that RCW 10.27.030 does not
require he show residency in the county he seeks to file charges. CP at 106-07. Ware further
argued that “[t]he use of the phrase ‘public interest’ in RCW 10.27.030 contemplates that any
member of the general public may petition the court.” CP at 107.
Two days after Ware filed his reply to the State’s response, the State filed a supplemental
brief in opposition to a grand jury. There, the State argued that RCW 10.27.030 does not allow
private citizens or private attorneys to petition the court to convene a grand jury. The State then
asserted, for the first time, a constitutional challenge to Ware’s petition. The State argued that
Ware’s petition “constitute[ed] an unauthorized intrusion into the constitutional powers of the
elected prosecutor.” CP at 113. The State further argued that convening a grand jury by the
superior court at the request of a private citizen, without involvement of the county prosecutor,
was “an improper encroachment of the judicial branch on the executive branch.” CP at 113.
Ware filed a surreply, and, in addition to addressing the State’s arguments, asserted that
the State was not a party to this action and, therefore, had no right to file either its responsive brief
or its supplemental brief in superior court. Ware asked the court to disregard both of the State’s
responsive briefings.
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On April 21, 2017, the superior court entered an order denying Ware’s petition to summon
a grand jury. The superior court found that
Ware does not specifically allege corruption within the county, but rather focuses
on the criminal activity of one particular individual: Kyle Bobby Burke. Thus, we
focus our inquiry on whether Burke was involved in criminal activity within the
county, and whether the public interest demands that a grand jury be summoned to
investigate this criminal activity.
CP at 129.
The superior court acknowledged that “the death of [the cat] involved criminal conduct is
not disputed.” CP at 129. The superior court then considered the involvement of the prosecutor’s
office in investigating case and its reasons for declining to file charges. The superior court ruled
that “Ware . . . asks us to summon a grand jury, with the obvious objective of indicting Burke on
criminal charges. We decline this invitation because doing so would invade the Prosecuting
Attorney’s Office’s discretion, vested by the Washington State Constitution.” CP at 130.
The superior court further ruled, “Mindful that our Supreme Court continues to recognize
the unique and exclusive power vested in the prosecuting attorney to exercise discretion as to
which individuals are charged and with which offenses, we hereby determine that to usurp this
executive power does not serve the public.” CP at 131. The superior court concluded that its
ruling did not shield the elected prosecutor from public review because “prosecuting attorneys are
accountable to the voting public—a bedrock of Democracy, as is the fundamental principal of
separation of powers, which underlies our decision.” CP at 131.
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E. APPELLATE HISTORY
Ware filed a notice of appeal to this court, seeking review of the superior court’s denial of
his petition to summon a grand jury. Johnson filed a petition for review with the Washington
Supreme Court, seeking review of the district court’s order denying her petition and the superior
court’s order affirming the district court’s denial of her petition for the issuance of a citizen’s
complaint.
The State filed a motion in the Supreme Court to consolidate Johnson’s appeal with Ware’s
appeal under RAP 3.3(b). The court granted the motion to consolidate and ordered this court to
consider both appeals.
ANALYSIS
A. JOHNSON’S PETITION TO FILE A CRIMINAL CITIZEN’S COMPLAINT14
Johnson assigns error to the superior court’s ruling affirming the district court’s dismissal
of her petition to file a citizen’s complaint. Johnson contends that the superior court erred in (1)
declaring CrRLJ 2.1(c) unconstitutional facially and as applied, and (2) finding that the statutory
prosecutorial factors did not warrant the filing of criminal charges in this case. We hold that the
district court did not abuse its discretion in denying Johnson’s petition to file a citizen’s complaint.
14
On appeal, the State challenges both Johnson and Ware’s standing to appeal the superior court
order as aggrieved parties. In Johnson’s case, the State challenged Johnson’s standing for the first
time on appeal. In affirming the district court’s ruling, the superior court held that Johnson was
an aggrieved party and had standing to appeal denial of her petition. In Ware’s case, the superior
court never addressed the State’s standing argument, but instead decided the case on the merits.
Ware argues that the State waived its standing challenge. We exercise our discretion to review
this appeal on its merits. RAP 1.2(a).
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1. Standard of Review
“Appellate review of a district court’s ruling, here and in the superior court, is governed by
the standards contained in the Rules for Appeal of Decisions of Courts of Limited Jurisdiction
(RALJ).” State v. Thomas, 146 Wn. App. 568, 571, 191 P.3d 913 (2008), review denied 165
Wn.2d 1046 (2009). On review, this court “shall accept those factual determinations supported by
substantial evidence in the record (1) which were expressly made by the court of limited
jurisdiction, or (2) that may reasonably be inferred from the judgment of the court of limited
jurisdiction.” RALJ 9.1(b).
We find that the applicable standard in reviewing the denial of a petition to file a citizen’s
complaint under CrRLJ 2.1(c) is abuse of discretion. In interpreting a court rule, we “must ‘give[]
effect to the plain language of a court rule, as discerned by reading the rule in its entirety and
harmonizing all of its provisions.’ ” State v. Otton, 185 Wn.2d 673, 683, 374 P.3d 1108 (2016)
(alteration in original) (quoting State v. George, 160 Wn.2d 727, 735, 158 P.3d 1169 (2007). “
‘Where the decision or order of the trial court is a matter of discretion, it will not be disturbed on
review except on a clear showing of abuse of discretion.’ ” In re Parentage of T.W.J., 193 Wn.
App. 1, 6, 367 P.3d 607 (2016) (quoting State ex rel. Carroll v. Junker, 79 Wn.2d 12, 26, 482 P.2d
775 (1971)).
The plain language of CrRLJ 2.1(c) unambiguously vests the district court with discretion
to authorize a citizen to file a citizen complaint. The rule states that the judge “may require the
appearance to be made on the record,” “may consider any allegations on the basis of an affidavit
sworn to before the judge,” and “may also require the presence of other potential witnesses.”
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CrRLJ 2.1(c) (emphasis added). The rule further states that “[i]n addition to probable cause, the
court may consider” the seven factors outlined in the court rule. CrRLJ 2.1(c) (emphasis added).
Finally, the rule provides that “[i]f the judge is satisfied that probable cause exists, and factors (1)
through (7) justify filing charges,” then the judge “may authorize the citizen to sign and file a
complaint.” CrRLJ 2.1(c) (emphasis added). Thus, we conclude that the plain language of CrRLJ
2.1(c) warrants an abuse of discretion review. 15
A superior court abuses its discretion if its decision “ ‘ “is manifestly unreasonable or based
upon untenable grounds or reasons.” ’ ” Salas v. Hi-Tech Erectors, 168 Wn.2d 664, 668-69, 230
15
On appeal to the superior court, the superior court applied de novo review to the district court’s
ruling. The superior court applied de novo review “[b]ecause the ruling below was based on the
pleadings and declarations.” CP at 321. Johnson argued to the superior court that de novo review
applied based on In re Estate of Bowers, 132 Wn. App. 334, 339, 131 P.3d 916 (2006). Though
the court in In re Estate of Bowers held that “[d]ecisions based on declarations, affidavits, and
written documents are reviewed de novo,” this holding was made in the context of reviewing a
court’s decision to admit a will to probate based exclusively on the written record. 132 Wn. App.
at 339. The In re Estate of Bowers court further held that “[c]ourts have also recognized that
probate proceedings are equitable in nature and reviewed de novo on the entire record.” Id. Here,
proceedings under CrRLJ 2.1(c) are not equitable in nature. Thus, we do not apply de novo review
based on In re Estate of Bowers.
CrRLJ 2.1(c) is a court rule governing the procedure for filing a complaint in the courts of
limited jurisdiction of the State of Washington. CrRLJ 1.1. De novo review arguably should apply
“[b]ecause the application of a court rule to a particular set of facts is a question of law.” Thomas,
146 Wn. App. at 571. However, we decline to apply the Thomas court’s reasoning to this case
because the Thomas court interpreted a district court’s application of Washington’s time-for-trial
rule under CrRLJ 3.3(b)(2), (c)(1). Id. at 572. CrRLJ 3.3(b)(2) provides that a defendant “shall
be brought to trial” within a certain time frame, and (c)(1) provides that the initial commencement
date “shall be the date of arraignment.” Thus, neither court rule at issue in Thomas contained the
discretionary language present in CrRLJ 2.1(c). 146 Wn.2d at 572. Further, neither court rule at
issue in Thomas gave the district court judge discretion to determine whether the facts of a
particular case and applicable factors “justify filing charges.” CrRLJ 2.1(c). Therefore, we find
that the Thomas court’s application of de novo review is not controlling here.
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P.3d 583 (2010) (quoting State v. Stenson, 132 Wn.2d 668, 701, 940 P.2d 1239 (1997), cert.
denied, 523 U.S. 1008 (1998)). A lower court’s decision is manifestly unreasonable if the court “
‘adopts a view “that no reasonable person would take.” ’ ” Id. at 669 (quoting In re Pers. Restraint
of Duncan, 167 Wn.2d 398, 402-03, 219 P.3d 666 (2009)). A court’s decision is based on
untenable grounds or for untenable reasons if the court “ ‘applies the wrong legal standard or relies
on unsupported facts.’ ” Id. (quoting Mayer v. Sto Indus., Inc., 156 Wn.2d 677, 684, 132 P.3d 115
(2006).
2. The District Court did not Abuse its Discretion
Johnson argues that the district court erred in denying her petition to file a citizen’s
complaint because the prosecutorial standards outlined in RCW 9.94A.411(2)(a)16 “mandated”
filing in this case. We disagree.
Johnson’s reliance on the prosecutorial standards of RCW 9.94A.411(2)(a) is misplaced,
as nothing in CrRLJ 2.1(c) mandates that the district court allow a citizen complaint to proceed if
the court finds that RCW 9.94A.411(2)(a) justifies filing charges. Instead, CrRLJ 2.1(c) states that
the judge reviewing the petition “may” consider the prosecution standards. Even if the reviewing
judge determines that criminal charges are warranted, CrRLJ 2.1(c) still does not compel the court
to allow the citizen’s complaint. Instead, the rule provides that the judge “may” then allow the
16
Under RCW 9.94A.411(2)(a), “Crimes against property/other crimes will be filed if the
admissible evidence is of such convincing force as to make it probable that a reasonable and
objective fact finder would convict after hearing all the admissible evidence and the most plausible
defense that could be raised.”
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citizen to sign and file a complaint. CrRLJ 2.1(c).17 Thus, the superior court was not required to
grant Johnson’s petition based on RCW 9.94A.411(2)(a).
Here, the district court applied the standard outlined in CrRLJ 2.1(c) and considered the
evidence presented in support of Johnson’s petition. The district court looked at the rule, read the
briefing, evaluated probable cause for all the suggested crimes in Johnson’s petition, and weighed
the petition against the prosecutorial standards under RCW 9.94A.411. The district court also
“entertained other equitable considerations” required by the rule, including the motivation of the
complaining party and whether anyone had been held accountable for any culpable acts in this
case. CP at 141. The district court then concluded that “there [was] no willful disregard on behalf
of the state” and that “this matter was fully investigated.” CP at 142.
Based on these considerations, the district court ruled that prosecution was not in the best
interest in this particular case and dismissed Johnson’s petition. In its ruling, the district court did
not “ ‘adopt[] a view “that no reasonable person would take.” ’ ” Salas, 168 Wn.2d at 668 (quoting
In re Pers. Restraint of Duncan, 167 Wn.2d at 402-03). Further, the district court did not apply
the wrong legal standard or rely on unsupported facts. Thus, we hold that the district court’s denial
of Johnson’s petition was not based on untenable grounds or for untenable reasons, and the district
17
Johnson erroneously interprets RCW 9.94A.411(2)(a) as requiring a prosecutor to file charges
every time a prosecutor finds that it is probable that a reasonable and objective fact finder would
convict. Johnson bases her argument here on the statutory language “will be filed.” Br. of
Appellant at 46. In Rice, the court held that a statute stating that prosecutors “shall” file a special
allegation of sexual motivation when sufficient admissible evidence exists was nonetheless
directory because the statute did not attach any consequences if the prosecutor failed to comply.
State v. Rice, 174 Wn.2d 884, 896, 279 P.3d 849 (2012).
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court did not abuse its discretion. Accordingly, we affirm the district court’s dismissal of
Johnson’s petition for issuance of a citizen’s complaint.18
B. WARE’S PETITION TO CONVENE A GRAND JURY
Ware asserts that the superior court ruled that allowing his petition to continue was
unconstitutional because it violated the separation of powers. In support, Ware quotes the portion
of the superior court’s ruling finding that petitioning a grand jury in this case would “usurp [the
prosecuting attorney’s] executive power” and that “the fundamental principal of separation of
powers” underlies its ruling. Br. of Appellant at 34. Though inartfully worded, we hold that the
superior court never ruled that allowing private citizens to convene grand juries was
unconstitutional. Thus, we reject Ware’s challenge on this basis.
1. The Superior Court’s Ruling
Ware filed a petition to convene a grand jury under RCW 10.27.030. This statute governs
the summoning of grand juries and provides:
No grand jury shall be summoned to attend at the superior court of any
county except upon an order signed by a majority of the judges thereof. A grand
jury shall be summoned by the court, where the public interest so demands,
whenever in its opinion there is sufficient evidence of criminal activity or
18
The State raised a constitutional challenge to CrRLJ 2.1(c) for the first time on appeal to the
superior court. Even though, on review, the superior court agreed with the State and ruled, “in that
CrRLJ 2.1(c) allows the District Court to authorize the filing of criminal charges by a party other
than the prosecuting attorney, it unconstitutionally violates the separation of powers doctrine,” we
need not address the State’s constitutional challenge. CP at 322. “A reviewing court should not
pass on constitutional issues unless absolutely necessary to the determination of the case.” State
v. Hall, 95 Wn.2d 536, 539, 627 P.2d 101 (1981). Likewise, even though appellant assigns error
to the superior court’s determination of the case based on constitutional grounds, it is not necessary
for this court to address the constitutional error to resolve this case. Therefore, we decline to
address both appellant’s assignment of error to the superior court’s constitutional ruling, as well
as respondent’s argument based on constitutional grounds.
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corruption within the county or whenever so requested by a public attorney,
corporation counsel or city attorney upon showing of good cause.
Here, in its ruling, the superior court specifically stated that its inquiry under RCW
10.27.030 focused on “whether Burke was involved in criminal activity within the county, and
whether the public interest demands that a grand jury be summoned to investigate this criminal
activity.” CP at 135. In considering these statutory requirements, the superior court found that it
was undisputed that the death of the cat was the result of criminal conduct. However, in further
assessing evidence of criminal activity, the superior court considered the Lewis County
Prosecuting Attorney’s Office’s decision to decline to file charges. Specifically, the superior court
considered that the prosecutor’s office had twice declined to file criminal charges against Burke,
even in light of new evidence.
After outlining the evidence of criminal activity in this case, the superior court then
weighed the public interest in summoning a grand jury, as required by RCW 10.27.030. In
assessing the public interest in summoning a grand jury in this particular case, the superior court
noted the authority vested in the prosecuting attorney’s office to make charging decisions and the
doctrine of separation of powers.
The superior court denied Ware’s petition, finding that it would not serve the public interest
to second guess the prosecutor’s charging decision in this case, especially in light of the
prosecutor’s inherent charging discretion.19 In denying Ware’s petition, the superior court ruled,
19
Our Supreme Court has held that “the legislature cannot usurp the inherent charging discretion
of prosecuting attorneys; as an executive officer, a prosecuting attorney necessarily has discretion
to forgo a supplemental charge even if sufficient evidence exists and regardless of whether the
charge would interfere with obtaining a conviction.” Rice, 174 Wn.2d at 890. Further, under
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“Mindful that our Supreme Court continues to recognize the unique and exclusive power vested
in the prosecuting attorney to exercise discretion as to which individuals are charged and with
which offenses, we hereby determine that to usurp this executive power does not serve the public.”
CP at 137.
The superior court never declared RCW 10.27.030 unconstitutional either facially or as
applied to this case. Instead, the superior court considered Ware’s petitions on the merits. The
superior court’s references to the principle of separation of powers and the inherent charging
discretion of the prosecutor’s office are not equivalent to ruling that a statute unconstitutionally
violates separation of powers as applied to private citizens. Thus, we hold that the superior court
never declared RCW 10.27.030 unconstitutional as to private citizens and reject Ware’s challenge
on this basis.
2. Ware’s Petition Decided on the Merits
Ware primarily challenges the superior court’s ruling that allowing a private citizen to
convene a grand jury unconstitutionally violates the separation of powers. As explained above,
Ware’s challenge on this basis fails.
However, on appeal, Ware also erroneously argues that the superior court “never reached
the merits” of his petition. Br. of Appellant at 38. Ware further argues that “[n]o legitimate
RCW 9.94A.411, “A prosecuting attorney may decline to prosecute, even though technically
sufficient evidence to prosecute exists, in situations where prosecution would serve no public
purpose, would defeat the underlying purpose of the law in question or would result in decreased
respect for the law.”
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authority exists to deny Mr. Ware or Ms. Johnson20 the right to petition the court.” Br. of Appellant
at 38. We hold that Ware’s argument fails because the superior court did decide Ware’s petition
on the merits and did not abuse its discretion in doing so.
a. Standard of review
To address whether the superior court erred in dismissing Ware’s petition on its merits, we
must first determine the appropriate standard of review. No court has yet determined the applicable
standard in reviewing a superior court’s denial of a petition to summon a grand jury under RCW
10.27.030. We adopt an abuse of discretion standard.
An abuse of discretion standard is appropriate
when (1) the trial court is generally in a better position than the appellate court to
make a given determination; (2) a determination is fact intensive and involves
numerous factors to be weighed on a case-by-case basis; (3) the trial court has more
experience making a given type of determination and a greater understanding of the
issues involved; (4) the determination is one for which “no rule of general
applicability could be effectively construed,”; and/or (5) there is a strong interest in
finality and avoiding appeals.
State v. Sisouvanh, 175 Wn.2d 607, 621-22, 290 P.3d 942 (2012) (internal citations omitted)
(quoting In re Parentage of Jannot, 149 Wn.2d 123, 127, 65 P.3d 664 (2003) (applying an abuse
of discretion standard in reviewing a trial court’s determination of whether a competency
evaluation had been conducted in a qualified manner). Further, “Where the decision or order of
the trial court is a matter of discretion, it will not be disturbed on review except on a clear showing
20
For clarity, we note that Johnson never joined Ware in his petition to summon a grand jury.
Likewise, the superior court never denied Johnson the opportunity to petition the court to summon
a grand jury. Therefore, Ware’s references to Johnson’s petition in the context of Ware’s petition
to summon a grand jury are misplaced.
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of abuse of discretion.” In re T.W.J., 193 Wn. App. at 6 (quoting State ex rel. Carroll, 79 Wn.2d
at 26.).
These factors support an abuse of discretion standard in reviewing a superior court’s denial
of a petition to summon a grand jury under RCW 10.27.030. RCW 10.27.030 states that the
superior court shall convene a grand jury “where the public interest so demands, whenever in its
opinion there is sufficient evidence of criminal activity or corruption within the county.” Both the
sufficiency of the evidence and public interest at stake are fact intensive determinations, involving
numerous factors that must be weighed on a case-by-case basis. Sisouvanh, 175 Wn.2d at 621-22.
Further, “ ‘no rule of general applicability could be effectively construed’ ” when the statute
requires the superior court to determine “in its opinion,” whether “there is sufficient evidence of
criminal activity” and whether the public interest so demands convening a grand jury in a particular
case. RCW 10.27.030; Sisouvanh, 175 Wn.2d at 621-22 (quoting In re Parentage of Jannot, 149
Wn.2d at 127).
Also, there is a strong interest in finality and avoiding appeals here. RCW 10.27.030 states
that the superior court shall convene a grand jury at the request of a public attorney. Our Supreme
Court has recognized that “prosecuting attorneys have broad charging discretion” and “may
decline to prosecute, even though technically sufficient evidence to prosecute exists.” Rice, 174
Wn.2d at 898 (quoting RCW 9.94A.411(1)). Even here, Ware acknowledges that the practical
effect of convening a grand jury at the request of a private citizen would be for the prosecutor to
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terminate this case by filing a motion to dismiss. 21 Therefore, in light of the considerations
outlined in Sisouvanh, we review the superior court’s denial of Ware’s petition under an abuse of
discretion standard.
Affording the superior court discretion allows the superior court “to operate within a ‘range
of acceptable choices.’ ” Sisouvanh, 175 Wn.2d at 623 (quoting State v. Rohrich, 149 Wn.2d 647,
654, 71 P.3d 638 (2003)). A lower court abuses its discretion if its ruling is “manifestly
unreasonable or is based on untenable grounds or reasons.” State v. Rapozo, 114 Wn. App. 321,
323, 58 P.3d 290 (2002). A court’s decision is based on untenable reasons “if it is based on an
incorrect standard or the facts do not meet the requirements of the correct standard.” In re
Marriage of Littlefield, 133 Wn.2d 39, 47, 940 P.2d 1362 (1997).
b. The Superior Court did not abuse its discretion
Ware contends that the superior court never addressed his petition on the merits because
the court never addressed whether Burke could be found guilty of first degree animal cruelty.
Specifically, Ware argues that the evidence showed that Burke, “without authorization of law,
intentionally caused physical injury to [the cat].” Br. of Appellant at 38. We hold that, while it
may have been inartfully worded, the superior court did address Ware’s petition on the merits.
21
To this point, Ware erroneously argues that “there has never been an instance where a trial judge
has refused the State’s motion [to dismiss].” Appellant Answer to Amicus Brief at 4. Recently,
Division Three of this Court held, as an issue of first impression, that a trial court may deny a
prosecutor’s motion to dismiss criminal charges “only when the prosecuting attorney offers an
inappropriate reason.” State v. Agustin, No. 34579-3-III, slip op. at 12 (Wash. Ct. App. Jan. 4,
2018), http://www.courts.wa.gov/opinions/pdf/345793_pub.pdf. In doing so, the Agustin court
reversed the appellant’s conviction and held that the trial court erred in denying the State’s pretrial
motion to dismiss the case. Agustin, slip op. at 12.
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In its ruling, the superior court specifically discussed the evidence of criminal activity in
this case, as required by RCW 10.27.030. The superior court found that it was “not disputed” that
the cat’s death involved criminal activity. CP at 135. The superior court did not determine whether
the evidence supported a first degree animal cruelty charge. But nothing in RCW 10.27.030
requires the court to state in its opinion what particular criminal activity was present in this
particular case.
After detailing the evidence of criminal activity, the superior court analyzed whether the
public interest demanded summoning a grand jury, which it was required to find by RCW
10.27.030. The superior court ruled that based on the facts of this case, the considerable
investigation conducted by the prosecutor’s office, and the unique and exclusive power vested in
the prosecuting attorney to exercise charging discretion, the public interest did not demand
summoning a grand jury in this particular case. Thus, the record shows that the superior court
considered Ware’s petition on its merits.
Also, the superior court’s decision was not based on untenable reasons or grounds. The
superior court properly considered the standard for convening a grand jury under RCW 10.27.030
and ruled that the public interest did not demand convening a grand jury in this particular situation.
This ruling was not untenable because the prosecutor’s office had already reviewed the evidence
twice and found that the evidence was insufficient to prove charges against Burke beyond a
reasonable doubt.
The superior court did not abuse its discretion in finding that the public interest did not
demand summoning a grand jury in a case where the prosecuting attorney had investigated the
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case, repeatedly assessed the evidence, and decided to not file charges because it determined that
it would not be able to convict Burke of first degree animal cruelty beyond a reasonable doubt.
Therefore, we affirm the superior court’s dismissal of Ware’s petition to summon a grand jury.
CONCLUSION
We hold that the district court’s denial of Johnson’s petition was not based on untenable
grounds or for untenable reasons, and therefore, the district court did not abuse its discretion. We
also hold that the superior court did not abuse its discretion in dismissing Ware’s petition.
Accordingly, we affirm the district court’s dismissal of Johnson’s petition for issuance of a
citizen’s complaint, and we affirm the superior court’s dismissal of Ware’s petition to summon a
grand jury.
Lee, A.C.J.
We concur:
Worswick, J.
Sutton, J.
28