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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
GENNARO RAUSO :
:
Appellant : No. 1792 EDA 2017
Appeal from the Order April 24, 2017
In the Court of Common Pleas of Delaware County Criminal Division at
No(s): CP-23-CR-0001821-2010
BEFORE: SHOGAN, J., LAZARUS, J., and DUBOW, J.
MEMORANDUM BY SHOGAN, J.: FILED NOVEMBER 08, 2018
Appellant, Gennaro Rauso, appeals from the April 24, 2017 order
denying his June 9, 2016 motion to vacate the August 10, 2011 order of
restitution. In addition, Appellant’s counsel has filed a petition to withdraw as
counsel and a brief pursuant to Anders v. California, 386 U.S. 738 (1967),
and Commonwealth v. Santiago, 978 A.2d 349 (Pa. 2009). We permit
counsel to withdraw and affirm.
The trial court summarized the extensive history of this case as follows:
A criminal complaint was filed on September 23, 2009, by
Corporal Christopher Kennedy, Norwood Police Department,
charging Gennaro Rauso (hereinafter referred to as “Rauso”
and/or [“Appellant”]) with, inter alia, theft by deception1 and
deceptive business practices.2 On this same date (September 23,
2009), the magisterial district judge issued for [Appellant] a bench
warrant. . . .
1 18 Pa.C.S. § 3922.
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2 18 Pa.C.S. § 4107.
* * *
On August 10, 2011, [Appellant] entered a counseled,
negotiated guilty plea to Information B-Theft by Deception, a
felony of the third degree, and Information E-Deceptive Business
Practices, also a third degree felony. N.T. 8/10/11, pp. 11-13.
The prosecution consistent with the plea agreement’s terms orally
motioned, of-record, to amend its past filed criminal informations
to recognize [K]arla Murray[1] as an additional victimized owner of
property, who incurred a financial loss, and that Information E
(deceptive business practices) also be amended to reflect an
amount at issue over two-thousand ($2,000.00) dollars, as well
as a resultant third degree felony gradation. These
____________________________________________
1 Ms. Murray’s given name is misspelled throughout the record and appellate
briefs. N.T., 3/10/10, at 4. Also, for purposes of clarity, at the guilty plea
hearing, the Commonwealth stated as follows:
There is restitution owed to [Karla] Murray in this matter, Your
Honor, in the amount of $6,500. So the [c]ourt’s aware, that
restitution was pre-paid by [Appellant] during the course of this
proceeding, as been—being held in escrow by Court Financial
Services. I do have a stipulation that’s signed by [defense
counsel] and myself, and I would ask the [c]ourt to enter the
stipulation as an Order of the [c]ourt, releasing that $6,500 funds
to Ms. [Karla] Murray, who’s present in the courtroom here, Your
Honor, along with the other victim in this matter, Ms. Brandy
Murray. . . .
* * *
Your Honor, I need the record to be clear, I would need to make
a Motion to amend the Informations that [Appellant] is pleading
to. The victim’s name was in the Information list, Ms. Brandy
Murray only. Property, the money put up for the rental of the
house was actually both Ms. Brandy and [Karla] Murray’s
property, so I would make a Motion to amend that Information as
well.
N.T. (Guilty Plea), 8/10/11, at 5–6.
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Commonwealth amendment applications were allowed, absent
defense objection. N.T. 8/10/11, pp. 5-7. . . .
Immediately subsequent to his entering this plea of guilty
and his attorney waiving such an investigation, [Appellant] was
sentenced wholly consistent with the lawyers’ plea negotiations as
follows: Information B (Theft by Deception)-A term of eighteen
(18) through thirty-six (36) months incarceration at a state
correctional facility; and Information E (Deceptive Business
Practices)-A fifteen (15) through thirty-six (36) month period of
imprisonment at a state correctional institution. [Appellant] . . .
was not entitled to any time served credit and was deemed for
recidivism risk reduction incentive consideration13 ineligible,
without defense opposition. N.T. 8/10/11, pp. 8, 22. Additionally,
per the plea understanding, these sentences were directed to run
consecutively to each other (Informations B and E), but the
entirety of [Appellant’s] sentence at bar was ordered to be served
concurrently with his June 20, 2011, sentence past imposed by
the District Court of the Eastern District of Pennsylvania under
docket, United States v. Rauso, No. DPAE 2: 10 CR 000406-001,
an aggregate period of incarceration of one hundred sixty (160)
months followed by three (3) years supervised release. See
Certificate of Imposition of Judgment of Sentence. N.T. 8/10/11,
pp. 20-22. . . .
13 61 Pa.C.S. §§ 4501 et seq.
No timely or post-sentence motions otherwise were lodged,
including any pleading advancing a challenge to the sentence’s
legality and/or a request to withdraw [Appellant’s] previously
entered negotiated guilty plea. No direct appeal to the Superior
Court of Pennsylvania was filed.
In the course of his ongoing collateral litigation before this
court,14 [Appellant] on June 9, 2016, lodged a Motion to Vacate
August 10, 2011 Restitution Order [etc. and for the Return of Said
Restitution], as well as a Brief in Support. . . .
14 [Appellant] on July 16, 2012, lodged a self-
represented Petition for Post Conviction Collateral
Relief [(“PCRA”)]. See [Appellant’s] PCRA Petition
dated July 16, 2012. This petition being his first such
collateral pleading [Appellant] was entitled to
counsel’s assistance. . . .
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[Appellant] was previously court designated two
(2) lawyers material to the PCRA proceedings.
Following the respective breakdowns of attorney-
client relations between [Appellant] and these
lawyers, he per such an application was permitted to
proceed pro se with . . . “standby counsel.” . . . N.T.
8/28/15; Order dated September 1, 2015. See also
Commonwealth v. Grazier, 552 Pa. 9, 12-13, 713 A.2d
81, 82 (1998). See generally Pa.R.Crim.P. 121.
Following the filing of his initial collateral
petition, [Appellant] lodged a plethora of various self–
represented and a significantly lesser number of
counseled pleadings during his PCRA litigation. . . .[2]
At the listing of June 14, 2017, inter alia,
[Appellant] orally advanced, of-record, an application
for the re-appointment of Post Conviction Relief Act
counsel. N.T. 6/14/17.
Via an order dated June 15, 2017, this court
designated William P. Wismer, Esquire as
[Appellant’s] collateral attorney and directed he file
[3]
an amended PCRA pleading. . . . This court through
another order also of June 15, 2017, relatedly allowed
that Mr. VanRensler was relieved of his past
appointment as [Appellant’s] “standby counsel.” . . .
* * *
[Appellant] on July 17, 2017, lodged his
Amended, Counseled Petition for Post Conviction
Relief. . . .
An evidentiary hearing as then scheduled in the
above-captioned matter regarding [Appellant’s]
____________________________________________
2 The trial court listed forty-seven filings by Appellant dated from July 16,
2012, through July 17, 2017.
3 The PCRA court thus appointed three different counsel to represent
Appellant during the PCRA proceedings.
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counseled, amended PCRA filing commenced and
concluded on August 8, 2017. . . .
At the beginning of this proceeding . . .
[Appellant] opted to appear and participate at this
hearing (August 8, 2017) via telephone, an election
consistent with his stated and preferred such
practices. . . . N.T. 8/8/17, p. 5-6. . . .
Per an order dated August 9, 2017, this court
denied [Appellant’s] Amended, Counseled Petition for
Post Conviction Relief. . . . [Appellant] did not lodge
an appeal from this court’s denial of his amended,
counseled PCRA petition.
The court on February 10, 2017, entered a hearing notice
for February 24, 2017, relevant to, inter alia, [Appellant’s] Motion
to Vacate August 10, 2011 Restitution Order . . . .
[Appellant] on February 22, 2017, filed a Supplemental Brief
in Support of Motion to Vacate August 10, 2011 Restitution
Order. . . .
As past listed, a hearing regarding, inter alia, [Appellant’s]
motion to vacate the restitution order commenced and concluded
on February 24, 2017, before this court. N.T. 2/24/17.
By an order dated February 27, 2017, the court denied
[Appellant’s] Motion to Vacate August 10, 2011 Restitution
Order. . . .
On March 22, 2017, [Appellant] filed a Motion to Vacate,
Rescind . . . [t]his [c]ourt’s February 27, 2017 Order Denying
[Appellant’s] Motion to Vacate August 10, 2011 Restitution
Order . . . .
In an effort to timely resolve this then most recent lodging
(March 22, 2017) and recognizing the same was a defense filing,
as well as the logistical challenges of scheduling at bar electronic
proceedings,15 the court set this reconsideration motion to also be
addressed at a hearing already in place for March 30, 2017. . . .
15[Appellant] throughout the collateral litigation and
restitution payment challenge before this court was
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incarcerated at FCI Schuylkill resulting from his June
20, 2011, sentence past imposed by . . . United States
v. Rauso, No. DPAE 2: 10 CR 000406-001. . . .
As the order denying the challenge to his restitution
payment obligation [Appellant] sought to have revisited was
entered on February 27, 2017, this court only retained its
jurisdiction requisite to reconsider this motion pursuant to 42
Pa.C.S. §5505 (Modification of Orders) through March 29, 2017.
This court to preserve the jurisdictional authority necessary to that
which it believed stemming from the then listed reconsideration
hearing to be a next proper course of action was thus constrained
to vacate the original order of denial (February 27, 2017), address
any such concerns at the upcoming hearing (March 30, 2017), and
again review its February 27, 2017, order in light of the same
following of this scheduling’s (March 30, 2017) conclusion. . . .
A hearing regarding, inter alia, the Motion to Vacate,
Rescind . . . [t]his [c]ourt’s February 27, 2017 Order Denying
[Appellant’s] Motion to Vacate August 10, 2011 Restitution Order
. . . began and ended on March 30, 2017, before this court. N.T.
3/30/17.
Resulting from the March 30, 2017, listing, the court
through an order of April 24, 2017, reinstated its February 27,
2017, order denying [Appellant’s] Motion to Vacate August 10,
2011 Restitution Order . . . . N.T. 2/24/17; and N.T. 3/30/17.[4]
The then self-represented [Appellant] lodged on May 4,
2017, a notice of appeal16 from this court denying the motion to
vacate his restitution sentencing payment obligation, as well as
his vacating of restitution reconsideration’s subsequent denial.17
16 [Appellant] on May 4, 2017, contemporaneously
lodged a second appeal notice stemming from this
court denying his application for the amendment of
____________________________________________
4 To recap, following the February 24, 2017 hearing, the trial court denied
Appellant’s motion for return of restitution on February 27, 2017. On
March 24, 2017, the trial court vacated the February 27, 2017 order and held
another hearing on March 30, 2017. On April 24, 2017, the trial court
reinstated the February 27, 2017 order, and Appellant filed the instant notice
of appeal to this Court.
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the certificate of imposition of judgment of sentence
and his sentencing certificate amendment
reconsideration’s refusal. See Notice of Appeal dated
May 4, 2017, and Superior Court No. 1460 EDA
2017 . . . . (This appeal . . . was withdrawn by
[Appellant] through his lodging of such a Praecipe for
Discontinuance on August 25, 2017. . . .
By an order of June 9, 2017, the Superior Court
recognized that [Appellant] had past filed (2) notices
of appeal, but for whatever the reasons its
prothonotary’s office was only in receipt of one (1)
appeal notice. See Superior Court No. 1460 EDA
2017, Order dated June 9, 2017. The appellate court
via its order (June 9, 2017) thus directed the trial
court to forward “... any other notice of appeal in its
possession filed by Appellant.” See Superior Court
No. 1460 EDA 2017, Order dated June 9, 2017. This
court per an order of June 13, 2017, instructed “...
that the Delaware County Office of Judicial Support
SHALL IMMEDIATELY send to the Pennsylvania
Superior Court’s Prothonotary [Appellant’s] Notice of
Appeal dated May 4, 2017, relevant to this court
denying [Appellant’s] motion to vacate his restitution
sentencing payment obligation, as well as his vacating
of restitution reconsideration’s denial. . . .
17 Although the relevant Pennsylvania rule of appellate
procedure provides a trial court may instruct a
defendant to lodge a statement of error assignments,
it is not required to take such action. See Pa.R.A.P.
1925(b) . . . .
Requiring on the salient record no such
additional clarification, . . . this court has elected not
to direct [Appellant] to lodge an appellate complaints
statement. . . .
Trial Court Opinion, 12/29/17, at 1–5 (some footnotes and internal citations
omitted).
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On June 28, 2017, Appellant, pro se, filed an application to consolidate
his two appeals, the instant appeal and the appeal at Superior Court Docket
Number 1460 EDA 2017. We denied the request to consolidate on August 1,
2017. Present counsel, appointed by the common pleas court on June 15,
2017, entered his appearance in this Court on August 11, 2017. On August
25, 2017, counsel filed a praecipe to withdraw the appeal docketed at 1460
EDA 2017, and we discontinued the appeal that day.
As noted supra, on March 6, 2018, Appellant’s counsel filed an
application to withdraw and an Anders brief. On April 2, 2018, pro se
Appellant filed a “Letter of Intent to Oppose Anders,” which our Prothonotary
filed as Appellant’s “Answer to Application to Withdraw as Counsel.” Thus,
when this Court received Appellant’s request for an extension of time to file
his response to counsel’s request to withdraw, or “Answer,” we denied the
request as moot by order dated May 18, 2018. Appellant filed a second
application for relief requesting an extension to file his response to counsel’s
petition to withdraw, explaining that his April 2, 2018 filing was merely an
intent to file a response, not the actual response. On June 22, 2018, we
granted Appellant a thirty-day extension of time to file his response, which he
filed on July 26, 2018. On August 8, 2018, counsel filed a second motion to
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withdraw as counsel.5 On September 7, 2018, the Commonwealth filed a
responsive brief to Appellant’s “Response in Opposition to Appellate Counsel’s
Anders Brief and Motion to Withdraw as Counsel,” as ordered by this Court on
June 22, 2018. The matter is now ripe for review.
The underlying facts of the crimes, as set forth in the affidavit of
probable cause, are as follows:6
On Friday, September 4th, 2009, I received a complaint from
Brandi Murray who resides at 113 Harrison Avenue, Norwood, Pa.
19074. Murray states she rents a house known as 113 Harrison
Avenue, in Norwood, stating she entered into a residential lease
agreement with [Appellant] of D and B Property Investors
Corporation in June of 2009. The lease became effective June 1st,
2009 and was to continue [until] May 30th and then become month
to month from there.
The lease states that Lessee agrees to pay a sum of one-
thousand three hundred one dollar[s] and three cents per month
by depositing the funds into TD Bank, Account #368366662 in
Cash or Money order only. Murray states that [Appellant] was
given first, last and a security deposit totaling $3,900.00 and
subsequently has given $2,600.00 to [Appellant] in rent.
Murray came to police headquarters today because she
received a notice to vacate the property, by the Sheriff’s
Department. Murray stated that the Veterans’ Administration
actually owns the house after the prior owners Alexandrowicz
defaulted on their mortgage. Murray stated that [Appellant] in an
e-mail stated “whenever you get anything legal coming in, all u
have to do is fax it to me. The Sheriff may be there to serve
____________________________________________
5 In light of our decision herein to grant counsel’s application to withdraw as
counsel filed on April 18, 2018, the second application to withdraw filed on
August 8, 2018, is denied as moot.
6 Appellant stipulated at the guilty plea hearing that the affidavit of probable
cause established an adequate factual basis for the guilty plea. N.T. (Guilty
Plea), 8/10/11, at 12.
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papers. I will explain the whole process to you when I get back
from vacation.”
I then called the Veterans’ Administration Housing Division
who told me that Bank of America deals with all of their
foreclosures. I then contacted Bank of America Fraud Division and
was told that the house was owned by the Veteran’s
Administration and that at no time was [Appellant] or D and B
property Investors Corporation given permission to rent out the
property located at 113 Harrison Avenue in Norwood, Pa. 19074.
Bank of America representatives did tell me that the prior owner
was given an opportunity to hand over the keys in December of
2008 for a sum of two-thousand dollars but the owner Donna
Alexandrowicz declined. Bank of America stated that it was
standard practice to offer homeowners money to vacate a
foreclosed property so that the Sheriffs Department doesn’t have
to get involved.
I was then able to find the prior owner[]s of 113 Harrison
Avenue, and spoke with Donna Alexandrowicz. Alexandrowicz did
tell me that in April of 2009, she was offered $700 by [Appellant]
of D and B Property Investors Corporation to sell him the keys to
113 Harrison Avenue, Norwood. Alexandrowicz stated to me that
she accepted the offer because she was walking away from the
house and wanted nothing more to do with it. Alexandrowicz
stated she believed it was an accepted practice due to the initial
offer she received in December of 2008. At no time did
Alexandrowicz authorize [Appellant] or D and B Property Investors
Corporation to use her name in a Residential Lease agreement
which was signed by [Appellant], President of D and B Property
Investors Corporation.
It is this officer’s opinion that [Appellant] did enter into a
Residential Lease Agreement on a property in which he held no
legal entitlement. [Appellant] also authored and signed a rental
agreement which held a prior owner’s name [of] which the owner
had no knowledge. [Appellant] did have deposited into his TD
Bank Account #368366662 a total of six-thousand five hundred
two dollars and six cents, which he had no authority to collect.
Affidavit of Probable Cause, 9/23/09, at unnumbered 1–2.
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In the Anders brief, counsel describes the issues “that arguably support
the appeal,” as follows:
The issues that support the within appeal, culled from the
various pleadings, supporting briefs and hearings, can be divided
into three categories: the first category are questions pertaining
to the specific terms of the plea agreement. Appellant contends
that the record does not support the conclusion that Appellant
agreed to pay restitution to [K]arla Murray as a specific term of
the plea agreement. He also contends that the Assistant District
Attorney failed to state the terms of the agreement, that he failed
to state that Appellant agreed to pay restitution to [K]arla Murray,
neither Appellant nor his counsel ever stated an agreement to pay
restitution; Appellant also posits that the trial court never
established the terms of the plea agreement, never asked
Appellant if he agreed to the terms of the plea agreement and
never asked Appellant if he agreed to pay restitution to [K]arla
Murray as part of the plea agreement. Appellant faults the trial
court’s finding that he agreed to pay restitution to [K]arla Murray
as lacking support in the record. Appellant alleges a violation of
Pa.R.Crim.P. . . . 590. The second category are questions
pertaining to [K]arla Murray’s status in [the] matter. Appellant
contends that [K]arla Murray did not suffer loss of earnings and
cannot be considered a victim, as that term is defined by 18
Pa.C.S.A. Section 1106. He also alleges that the trial court is
powerless to order restitution to [K]arla Murray because she was
not named as a victim in the Information and no adequate motion
to amend to include her as a victim was made by the
Commonwealth or granted by the court. He also contends that
[K]arla Murray and Brandi Murray were complicit in the crimes he
committed because they were on constructive notice that
Appellant did not have title to the property he purported to lease
to them. As “unindicted co-conspirators,” [K]arla Murray and
Brandi Murray cannot be victims of Appellant’s crimes. Appellant
also claims that even if he did agree to pay restitution to [K]arla
Murray, the Commonwealth was nonetheless required to present
evidence at the plea hearing that would show she is a victim.
None having been offered, the court cannot order restitution to
her. (3) The third category are Appellant’s contentions that the
sentence imposed by the court cannot run concurrently with his
Federal sentence because of the “primary jurisdiction rule.”
Appellant contends that concurrent sentences were indeed part of
the negotiated plea and because the sentences cannot run
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concurrent, he has not gotten his benefit of the bargain and is
therefore entitled to have restitution monies returned to him.
Appellant’s Brief at 21–23.7
We may not review the merits of any underlying issues without first
examining counsel’s petition to withdraw as counsel. Commonwealth v.
Goodwin, 928 A.2d 287, 290 (Pa. Super. 2007) (en banc). Moreover, there
are procedural and briefing requirements imposed upon an attorney who
seeks to withdraw on appeal. The procedural mandates are that counsel
must:
1) petition the court for leave to withdraw stating that, after
making a conscientious examination of the record, counsel has
determined that the appeal would be frivolous; 2) furnish a copy
of the brief to [his client]; and 3) advise [his client] that he or she
has the right to retain private counsel or raise additional
arguments that the [client] deems worthy of the court’s attention.
Commonwealth v. Cartrette, 83 A.3d 1030, 1032 (Pa. Super. 2013) (en
banc) (citation omitted).
In addition, our Supreme Court, in Santiago, stated that an Anders
brief must:
____________________________________________
7 The statement of the issues in the Anders brief does not comply with
Pa.R.A.P. 2116(a). See Commonwealth v. Sanford, 445 A.2d 149, 150
(Pa. Super. 1982) (“When issues are not properly raised and developed in
briefs, and when the briefs are wholly inadequate to present specific issues
for review, a court will not consider the merits thereof.”) (citations omitted).
While the statement of the issues fails to comport with our appellate rules, “in
the interest of justice we address the arguments that can reasonably be
discerned . . . .” Commonwealth v. Lyons, 833 A.2d 245, 252 (Pa. Super.
2003).
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(1) provide a summary of the procedural history and facts, with
citations to the record;
(2) refer to anything in the record that counsel believes arguably
supports the appeal;
(3) set forth counsel’s conclusion that the appeal is frivolous; and
(4) state counsel’s reasons for concluding that the appeal is
frivolous. Counsel should articulate the relevant facts of record,
controlling case law, and/or statutes on point that have led to the
conclusion that the appeal is frivolous.
Santiago, 978 A.2d at 361.
Appellant’s counsel has complied with the first prong of Santiago by
providing a summary of the procedural history in the Anders brief. He has
satisfied the second prong by referring to any evidence in the record that he
believes arguably supports the appeal. Counsel also set forth his conclusion
that the appeal is frivolous, and he stated his reasons for that conclusion, with
appropriate support. Moreover, counsel filed a separate motion to withdraw
as counsel, wherein he stated that he examined the record and concluded that
the appeal is wholly frivolous. Further, counsel has attempted to identify and
develop any issues in support of Appellant’s appeal. Additionally, counsel sent
a letter to Appellant, and he attached a copy of the letter to his Anders Brief.8
In the letter counsel stated that he informed Appellant that he has filed an
____________________________________________
8 While counsel has not included an averment that the trial court did not order
the filing of a Pa.R.A.P. 1925(b) statement, as required by Pa.R.A.P. 2111(d),
we will not quash the Anders brief for this reason. The trial court opinion
makes clear that the trial court did not order the filing of a Rule 1925(b)
statement. Trial Court Opinion, 12/29/17, at 5 n.17.
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Anders brief, and he apprised Appellant of his rights in light of the motion to
withdraw as counsel. Appellant has filed a response to counsel’s request to
withdraw.
Based on the foregoing, we conclude that the procedural and briefing
requirements of Anders and Santiago for withdrawal have been met.
Therefore, we now have the responsibility to make an independent judgment
regarding whether the appeal is, in fact, wholly frivolous. Commonwealth
v. Tukhi, 149 A.3d 881, 886 (Pa. Super. 2016). First, however, we must
address the basis for our jurisdiction to consider the merits of Appellant’s
claims. Commonwealth v. Gentry, 101 A.3d 813, 816 (Pa. Super. 2014).
We may raise issues concerning jurisdiction sua sponte. Commonwealth v.
Andre, 17 A.3d 951, 957–958 (Pa. Super. 2011).
The instant appeal is from the trial court’s order refusing to vacate the
order of restitution. In Gentry, we explained as follows:
[T]his Court has held that the restitution statute, Section 1106 of
the Crimes Code, “permit[s] a defendant to seek a modification or
amendment of the restitution order at any time directly from the
trial court.” Commonwealth v. Stradley, 50 A.3d 769, 772 (Pa.
Super. 2012), citing Commonwealth v. Mitsdarfer, 837 A.2d
1203, 1205 (Pa. Super. 2003). Our case law in this
Commonwealth establishes that the statute creates an
independent cause of action for a defendant to seek a modification
of an existing restitution order. Id.; see also 18 Pa.C.S.A. §
1106(c)(3) (stating, “[T]he court may, at any time or upon the
recommendation of the district attorney . . . alter or amend any
order of restitution made pursuant to paragraph (2), provided,
however, that the court states its reasons and conclusions as a
matter of record for any change or amendment to any previous
order[.]”) (emphases added). . . .
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Gentry, 101 A.3d at 816 (emphases in original). We have interpreted this
provision to permit a defendant to seek modification of a restitution order at
any time from the trial court pursuant to 18 Pa.C.S. § 1106, and not through
PCRA. See Commonwealth v. Mitsdarfer, 837 A.2d 1203 (Pa. Super. 2003)
(holding that proper remedy when defendant requests a reduction in the
amount of restitution is through trial court pursuant to 18 Pa.C.S. § 1106, and
not through PCRA); Stradley, 50 A.3d at 772 (same). Thus, there is no
impediment to our review on the merits.
We note our well-settled standard of review. In the context of criminal
proceedings, an order of “restitution is not simply an award of damages, but,
rather, a sentence.” Commonwealth v. Atanasio, 997 A.2d 1181, 1182–
1183 (Pa. Super. 2010) (citing Commonwealth v. C.L., 963 A.2d 489, 494
(Pa. Super. 2008)). An appeal from an order of restitution based upon a claim
that a restitution order is unsupported by the record “challenges the legality,
rather than the discretionary aspects, of sentencing.” Stradley, 50 A.3d 771–
772.
“A challenge to the legality of a sentence . . . may be entertained
as long as the reviewing court has jurisdiction.” Commonwealth
v. Borovichka, 18 A.3d 1242, 1254 (Pa. Super. 2011) (citation
omitted). It is also well-established that “if no statutory
authorization exists for a particular sentence, that sentence is
illegal and subject to correction.” Commonwealth v. Rivera, 95
A.3d 913, 915 (Pa. Super. 2014) (citation omitted). “An illegal
sentence must be vacated.” Id. “Issues relating to the legality
of a sentence are questions of law; as a result, our standard of
review over such questions is de novo and our scope of review is
plenary.” Commonwealth v. Akbar, 91 A.3d 227, 238 (Pa.
Super. 2014) (citations omitted).
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Gentry, 101 A.3d at 816–817.
Examining the issues we can identify in the Anders brief, we agree with
counsel that the appeal is frivolous. Appellant attempts to challenge the legal
validity of his counseled, negotiated guilty plea, whether he received the
benefit of his bargain, and whether the record supports the court’s restitution
order. We cite with approval the following passage in the Anders brief, which
explains the frivolous nature of Appellant’s allegations in his Motion to Vacate
August 10, 2011 Restitution Order:
The Assistant District Attorney stated the crimes Appellant would
plead to, the grading of the offenses and the recommended
sentence. He then stated that “There is restitution owed to Karla
Murray . . . in the amount of $6,500.00.” He advised the court
“. . . that restitution was pre-paid by [Appellant] during the course
of this proceeding, as been—being held in escrow by Court
Financial Services”. Counsel alluded to “. . . a stipulation that’s
signed here by [Appellant’s plea counsel] and myself, and I would
ask the [c]ourt to enter the stipulation as an [o]rder of the [c]ourt,
releasing the $6,500.00 funds to Ms. Murray, who’s present in the
courtroom here. . . .” Appellant claims, on the other hand, that
the Assistant District Attorney never said that restitution was part
of the agreement, and that a motion was never made or granted
to amend the Informations to name Karla Murray as a victim. The
transcript shows, however, that counsel did in fact make such a
motion and alluded to a stipulation for payment of restitution to
Karla Murray. While Appellant may establish a technical violation
of Rule 590, he is nonetheless not entitled to relief. In order to
obtain relief from a violation of the Rules of Criminal Procedure,
Appellant must show prejudice. . . .
Anders Brief, 9/17/18, at 27 (citing Commonwealth v. Bowman, 840 A.2d
311 (Pa. Super. 2003). Moreover, in affirming this case, we rely on the
thorough, detailed, and insightful opinion filed on December 29, 2017, by the
- 16 -
J-S27021-18
Honorable Kevin F. Kelly, who has presided over this case since its inception
in 2011.9
We also have considered Appellant’s “Response in Opposition to
Appellate Counsel’s Anders Brief and Motion to Withdraw as Counsel . . .,”
(“Response”) filed on July 26, 2018. In his Response, Appellant asks this
Court to disqualify counsel and suggests that counsel’s appointment applied
only to representation during the PCRA proceedings. Response, 7/26/18, at
1–2, 6, 11, and Exhibit D. Appellant also avers that counsel rendered
ineffective assistance in failing to file a praecipe in the common pleas court
pursuant to Pa.R.A.P. 301(d) and a notice of appeal from the judgment of
sentence because counsel did not send Appellant copies of case law. Id. at
3–5, 9, 12.
In his August 8, 2018 Second Application to Withdraw as Counsel,
counsel explains as follows:
That Appellant has at times demanded that the
undersigned . . . file with the lower court a praecipe to enter the
August 10, 2011 sentencing order into the lower court docket,
followed by a Notice of Appeal of that now-entered order to this
Court. Appellant is of a mind that such filings will finalize the
judgment of sentence so that it is now ripe for direct appeal. To
the contrary, as no post sentence motions were filed, Appellant
had 30 days after sentence was imposed in open court, to take a
direct appeal to this Court, Commonwealth vs. Millsock, 873 A2d
748 (Pa. Super. 2008); Commonwealth vs. Gaines, 127 A3d 15
(Pa. Super. 2015); see also, Pa.R.A.P. Rules 108(d)(2),301(a)(1),
(2) and 903. By way of letter dated and sent to Appellant on
____________________________________________
9 The parties are directed to attach a copy of the opinion in the event of future
proceedings.
- 17 -
J-S27021-18
January 29, 2018, the undersigned advised Appellant that such
filings would not revive a direct appeal of his sentence, citing the
above authorities. Appellant does not accept that this Court does
not now have jurisdiction to entertain a new direct appeal of a
sentence announced and imposed on August 10, 2011. To that
end, Appellant has insisted that the undersigned file the above
mentioned praecipe and notice of appeal, under threat of referral
to the Pennsylvania Supreme Court Disciplinary Board as well as
a federal civil rights action for monetary damages. Appellant has
made these threats by way of electronic mail and has made them
public by including them in his filings with this Court, see, Answer,
“Exhibit B[.]”
Second Application to Withdraw as Counsel, 8/8/18, at 4–5.
It is well settled that an indigent defendant does not have “a
constitutional right to compel appointed counsel to press nonfrivolous points
requested by the client, if counsel, as a matter of professional judgment,
decides not to present those points.” Commonwealth v. Morrison, 173 A.3d
286, 292 (Pa. Super. 2017) (citing Jones v. Barnes, 463 U.S. 745, 751,
(1983)). Further, regarding Appellant’s contention that the amendment of the
information to include Karla Murray as an additional person from whom
Appellant had unlawfully obtained United States currency, the claim has no
merit. Pa.R.Crim.P. 564 (“The court may allow an information to be amended
when there is a defect in form, the description of the offense(s), the
description of any person or any property, or the date charged, provided the
- 18 -
J-S27021-18
information as amended does not charge an additional or different
offense.”).10
Appellant also filed an application for relief on October 1, 2018, in which
he asks this Court to “issue an order upon the Director of the Office of Judicial
Support . . . to transmit the documents [Appellant] filed with said Director . . .
to the Prothonotary of this Court . . . so this [C]ourt will have appellate
jurisdiction to review . . . the decisions the trial court rendered in its
August 10, 2011 order . . .” Application for Relief, 10/1/18, at 1. We
concluded supra that we have jurisdiction in this matter. Thus, we deny the
Application as moot.
For all of these reasons, we grant counsel’s petition to withdraw as
counsel. Furthermore, we affirm the trial court’s April 24, 2017 order denying
Appellant’s Motion to Vacate August 10, 2011 Restitution Order.
____________________________________________
10 Pa.R.Crim.P. 564 stated as above in 2011, the time of Appellant’s guilty
plea and sentencing. The rule was amended on December 21, 2016, effective
December 21, 2017, to read:
The court may allow an information to be amended, provided that
the information as amended does not charge offenses arising from
a different set of events and that the amended charges are not so
materially different from the original charge that the defendant
would be unfairly prejudiced. Upon amendment, the court may
grant such postponement of trial or other relief as is necessary in
the interests of justice.
- 19 -
J-S27021-18
March 6, 2018 petition to withdraw as counsel granted. April 24, 2017
order affirmed. August 8, 2018 petition to withdraw as counsel denied as
moot. October 1, 2018 application for relief denied as moot.
Judge Lazarus did not participate in the consideration or decision of this
case.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 11/8/18
- 20 -
Circulated 10/15/2018 03:19 PM
IN THE COURT OF COMMON PLEAS OF DELAWARE COUNTY, PENNSYLVANIA
CRIMINAL
COMMONWEALTH OF PENNSYLVANIA : NO. 1821-10
v.
GENNARO RAUSO Superior Court No. 1792 EDA 2017
A. Sheldon Kovach, Esquire - Deputy District Attorney for the Commonwealth
William P. Wismer, Esquire - Attorney for Gennaro Rauso
OPINION
Kelly, J. Date: December 29, 2017
I. Case History
A criminal complaint was filed on September 23, 2009, by Corporal Christopher
Kennedy, Norwood Police Department, charging Gennaro Rauso (hereinafter referred to as
"Rauso" and/or "Defendant") with, inter alia, theft by deception' and deceptive business
practices.2 On this same date (September 23, 2009), the magisterial district judge issued for the
Defendant a bench warrant. See Bench Warrant, No. CR 253-09 - Magisterial District Court
32-2-42 dated September 23, 2009.
A preliminary hearing was held on March 10, 2010, before the magisterial district court
and after the Commonwealth's presentation of evidence, the magisterial district judge held
Defendant Rauso for trial court proceedings as to, inter alia, theft by deceptions and deceptive
business practices.4
The Defendant on April 8, 2010, was formally arraigned at which time the Office of the
District Attorney of Delaware County lodged against him criminal informations averring, inter
alio, Information B - Theft by Deceptions and Information E - Deceptive Business Practices.6
See Informations.
On August 10, 2011,7 Defendant Rauso entered a counseled, negotiated guilty plea to
Information B - Theft by Deception,8 a felony of the third degree, and Information E -
Deceptive Business Practices,9 also a third degree felony. N.T. 8/10/11, pp. 11-13. The
prosecution consistent with the plea agreement's terms orally motioned, of-record, to amend its
past filed criminal informations to recognize Carla Murray as an additional victimized owner of
property, who incurred a financial loss, and that Information E (deceptive business practices)1°
also be amended to reflect an amount at issue over two -thousand ($2,000.00) dollars, as well as a
resultant third degree felony gradation. These Commonwealth amendment applications were
allowed, absent defense objection. N.T. 8/10/11, pp. 5-7. See also Defendant's Guilty Plea
Statement, and Informations B and E. See generally Pa.R.Crim.P. 564.
Immediately subsequent to his entering this plea of guilty and his attorney waiving such
an investigation, Defendant Rauso was sentenced wholly consistent with the lawyers' plea
negotiations as follows: Information B (Theft by Deception)" -A term of eighteen (18) through
thirty-six (36) months incarceration at a state correctional facility; and Information E (Deceptive
Business Practices)12 -A fifteen (15) through thirty-six (36) month period of imprisonment at a
state correctional institution. Defendant Rauso by that which both counsel acknowledged was
not entitled to any time served credit and was deemed for recidivism risk reduction incentive
considerationu ineligible, without defense opposition. N.T, 8/10/11, pp. 8, 22. Additionally, per
the plea understanding, these sentences were directed to run consecutively to each other
(Informations B and E), but the entirety of the Defendant's sentence at bar was ordered to be
served concurrently with his June 20, 2011, sentence past imposed by the District Court of the
2
Eastern District of Pennsylvania under docket, United States v. Rauso, No. DPAE 2: 10 CR
000406-001, an aggregate period of incarceration of one hundred sixty (160) months followed
by
three (3) years supervised release, See Certificate of Imposition of Judgment of Sentence. N.T.
8/10/11, pp. 20-22. See also United States v. Rauso, No. DPAE 2: 10 CR 000406-001 - United
States District Court-Eastern District of Pennsylvania.
No timely or post -sentence motions otherwise were lodged, including any pleading
advancing a challenge to the sentence's legality and/or a request to withdraw Defendant Rauso's
previously entered negotiated guilty plea. No direct appeal to the Superior Court of
Pennsylvania was filed.
In the course of his ongoing collateral litigation before this court,14 the Defendant on June
9, 2016, lodged a Motion to Vacate August 10, 2011 Restitution Order ... , as well as a Brief in
Support of Motion to Vacate August 10, 2011 Restitution Order ... . See Motion to Vacate
August 10, 2011 Restitution Order ... dated June 9, 2016. See also Brief in Support of Motion
to
Vacate August 10, 2011 Restitution Order ... dated June 9, 2016.
The court on February 10, 2017, entered a hearing notice for February 24, 2017, relevant
to, inter alia, the Defendant's Motion to Vacate August 10, 2011 Restitution Order See
Hearing Notice dated February 10, 2017. See also Motion to Vacate August 10, 2011 Restitution
Order ... dated June 9, 2016.
Defendant Rauso on February 22, 2017, filed a Supplemental Brief in Support of Motion
of
to Vacate August 10, 2011 Restitution Order. See Defendant's Supplemental Brief in Support
Motion to Vacate August 10, 2011 Restitution Order ... dated February 22, 2017.
3
As past listed, a hearing regarding, inter alia, the Defendant's motion to vacate the
restitution order commenced and concluded on February 24, 2017, before this court. N.T.
2/24/17.
By an order dated February 27, 2017, the court denied the Defendant's Motion to Vacate
August 10, 2011 Restitution Order ... . See Order dated February 27, 2017. See also Motion to
Vacate August 10, 2011 Restitution Order ... dated June 9, 2016.
On March 22, 2017, Defendant Rauso filed a Motion to Vacate, Rescind ... This Court's
February 27, 2017 Order Denying Defendant's Motion to Vacate August 10, 2011 Restitution
Order ... [sic]. See Motion to Vacate, Rescind ... This Court's February 27, 2017 Order
Denying Defendant's Motion to Vacate August 10, 2011 Restitution Order ... [sic] dated March
22, 2017.
In an effort to timely resolve this then most recent lodging (March 22, 2017) and
recognizing the same was a defense filing, as well as the logistical challenges of scheduling at
bar electronic proceedings,15 the court set this reconsideration motion to also be addressed at a
hearing already in place for March 30, 2017. See Motion to Vacate, Rescind This Court's
February 27, 2017 Order Denying Defendant's Motion to Vacate August 10, 2011 Restitution
Order ... [sic] dated March 22, 2017. See also Hearing Notice dated March 24, 2017.
As the order denying the challenge to his restitution payment obligation the Defendant
sought to have revisited was entered on February 27, 2017, this court only retained its
jurisdiction requisite to reconsider this motion pursuant to 42 Pa.C.S. §5505 (Modification of
to
Orders) through March 29, 2017. This court to preserve the jurisdictional authority necessary
that which it believed stemming from the then listed reconsideration hearing to be a next proper
course of action was thus constrained to vacate the original order of denial (February 27, 2017),
4
address any such concerns at the upcoming hearing (March 30, 2017), and again
review its
February 27, 2017, order in light of the same following of this scheduling's (March 30,
2017)
conclusion. See Order dated March 24, 2017. See also Motion to Vacate, Rescind
... This
2011
Court's February 27, 2017 Order Denying Defendant's Motion to Vacate August 10,
Restitution Order ... [sic] dated March 22, 2017.
A hearing regarding, inter alia, the Motion to Vacate, Rescind ... This Court's February
27, 2017 Order Denying Defendant's Motion to Vacate August 10, 2011 Restitution
Order ...
[sic] as then set began and ended on March 30, 2017, before this court. N.T. 3/30/17.
Resulting from the March 30, 2017, listing, the court through an order of April 24, 2017,
reinstated its February 27, 2017, order denying the Defendant's Motion to Vacate August
10,
2011 Restitution Order ... . See Orders dated February 27, 2017, and April 24, 2017. See also
Motion to Vacate, Rescind This Court's February 27, 2017 Order Denying Defendant's
to
Motion to Vacate August 10, 2011 Restitution Order ... [sic] dated March 22, 2017; Motion
Support
Vacate August 10, 2011 Restitution Order ... dated June 9, 2016, Defendant's Brief in
of Motion to Vacate August 10, 2011 Restitution Order ... dated June 9, 2016; Defendant's
... dated
Supplemental Brief in Support of Motion to Vacate August 10, 2011 Restitution Order
February 22, 2017; N.T. 2/24/17; and N.T. 3/30/17.
from
The then self -represented Defendant lodged on May 4, 2017, a notice of appeal
as well as
this court denying the motion to vacate his restitution sentencing payment obligation,
Appeal dated
his vacating of restitution reconsideration's subsequent denia1.17 See Notice of
27,
May 4, 2017, and Superior Court No. 1792 EDA 2017. See also Orders dated February
Order
2017, and April 24, 2017; Motion to Vacate, Rescind ... This Court's February 27, 2017
dated March
Denying Defendant's Motion to Vacate August 10, 2011 Restitution Order ... [sic]
5
22, 2017; Motion to Vacate August 10, 2011 Restitution Order ... dated June 9, 2016,
Defendant's Brief in Support of Motion to Vacate August 10, 2011 Restitution Order ... dated
June 9, 2016; and Defendant's Supplemental Brief in Support of Motion to Vacate August 10,
2011 Restitution Order ... dated February 22, 2017.
H. Discussion
Through Defendant Rauso's numerous pleadings seeking that his restitution payment
obligation be vacated and the reconsideration lodging of the court denying the same, he
maintained that both his restitution sentencing condition stemming from such an expressly
agreed on term of his negotiated guilty plea should be set aside, as well that he is entitled to the
return of the restitution amount he past and fully paid, prior to pleading guilty. In support of this
challenge, inter alia, the Defendant advanced various claims, including a contention he was
unaware and/or did not agree as part of the plea bargain to a restitution payment obligation, as
well as that although this restitution sentencing responsibility resulted from a counseled
negotiated plea of guilty, the failure of the 'prosecution to present evidence and/or witness
testimony salient to the financial loss the victim suffered rendered this restitution sentencing
condition legally infirm. The Defendant also baldly maintained in the alternative that despite
this court accepting such a term of the plea agreement and the sentencing certificate
unquestionably directing the sentence at bar was to be served concurrently to his then ongoing
federal court sentence,I8 he as a matter of law could not be afforded that benefit of the plea
bargain because the certificate of imposition of judgment of sentence did not further specify
certain language from the Pennsylvania judicial code's section 9761(b), 42 Pa.C.S. §9761(b).
See Orders dated February 27, 2017, and April 24, 2017. See also Defendant's Motion to Vacate
August 10, 2011 Restitution Order ... dated June 9, 2016; Brief in Support of Motion to Vacate
6
August 10, 2011 Restitution Order ... dated June 9, 2016, pp. 17-24; Supplemental Brief in
Support of Motion to Vacate August 10, 2011 Restitution Order ... dated February 22, 2017, pp.
6-9; and Motion to Vacate, Rescind ... This Court's February 27, 2017 Order Denying
Defendant's Motion to Vacate August 10, 2011 Restitution Order ... [sic] dated March 22, 2017.
These arguments of Defendant Rauso on the instant record are meritless.
Jurisdiction to Adjudicate
Salient to current considerations, section 1106 of the Pennsylvania crimes code provides
that below:
- Upon conviction
(a) General Rule.
property has been stolen, ... or otherwise
for any crime wherein
unlawfully obtained,
as a direct result of the crime, ... the offender SHALL be
.
sentenced to make restitution in addition to the punishment
prescribed therefor....
(c) Mandatory restitution. -
(1) The court SHALL ORDER FULL RESTITUTION:
(i) Regardless of the current financial resources of
the defendant, so as to provide the victim with the
fullest compensation for the loss. ...
(2) At the time of sentencing the court shall specify the
amount and method of the restitution. In determining the
amount and method of restitution, the court:
(i) Shall consider the extent of injury suffered by
the victim, the victim's request for restitution as
presented to the district attorney ... and such other
matters as it deems appropriate....
(3) The court may, at any time or upon the
recommendation of the district attorney that is based on
information received from the victim and the probation
section of the county or other agent designated by the
county commissioners of the county with the approval of
the president judge to collect restitution, alter or amend
any order of restitution ... , provided, however, that the
7
court states its reasons and conclusions as a matter of
record for any change or amendment to any previous order.
18 Pa.C.S. §1106(a)(c)(1)(i)(2)(i)(3). (Emphasis in original and added).
Although the Defendant's various challenges targeting his sentencing restitution payment
responsibility were launched well after his sentencing judgment became final, this court flowing
from certain of the material statutory language cited above as seen by the appellate courts yet
retained necessary jurisdictional authority to adjudicate his restitution challenge. See Certificate
of Imposition of Judgment of Sentence and Defendant's Motion to Vacate August 10, 2011
Restitution Order ... dated June 9, 2016. Specifically, the Pennsylvania Superior Court has held
that below:
This provision [18 Pa.C.S. §1106(c)(3)] has been interpreted by
our Court to permit a defendant to seek a modification or
amendment of a restitution order at any time directly from the
trial court See Commonwealth v. Mitsdarfer, 837 A.2d 1203
(Pa. Super. 2003)(holding that proper remedy for defendant
requesting a reduction in the amount of restitution, entered
following no contest plea to unauthorized use of an automobile,
eleven months after judgment of sentence was entered, was
through trial court, pursuant to 18 Pa.C.S. § 1106, and not PCRA;
since statute afforded trial court authority to amend or alter
restitution order at any time, defendant was not time -barred from
filing an appropriate motion with the trial court).
Commonwealth v. Stradley, 50 A.3d 769, 772 (Pa.Super. 2012). (Emphasis added). See also
Commonwealth v. Holms, 155 A.3d 69, 77 (Pa.Super. 2017) citing Commonwealth v. Stradley
supra 50 A.3d at 772 (" ... [A] motion requesting modification of restitution is not considered a
typical post -sentence motion subject to timeliness constraints.") and Commonwealth v. Gentry,
101 A.3d 813, 816 (Pa.Super. 2014) quoting Commonwealth v. Stradley supra 50 A.3d at 772.
Recognizing the clearly stated directions of the above cited appellate court opinions, this
court enjoyed the requisite jurisdiction relevant to the Defendant's numerous attacks on his past
imposed restitution payment sentencing term. See Orders dated February 27, 2017, and April 24,
2017. See also Defendant's Motion to Vacate August 10, 2011 Restitution Order dated June
9, 2016; Brief in Support of Motion to Vacate August 10, 2011 Restitution Order ... dated June
9, 2016, pp. 17-24; Supplemental Brief in Support of Motion to Vacate August 10, 2011
Restitution Order ... dated February 22, 2017, pp. 6-9; and Motion to Vacate, Rescind ... This
Court's February 27, 2017 Order Denying Defendant's Motion to Vacate August 10, 2011
Restitution Order ... [sic] dated March 22, 2017. See also Commonwealth v. Stradley supra 50
A.3d at 772.
Validity of Counseled, Negotiated Plea of Guilty
A core underpinning of the Defendant's varied contentions that his sentencing condition
of restitution was unlawful, as well as his then ongoing collateral litigation, were challenges to
the legal validity of his counseled, negotiated guilty plea. See Motion to Vacate Restitution, pp.
6, 12-13; Brief in Support of Motion to Vacate August 10, 2011 Restitution Order ... dated June
9, 2016, pp. 8-13; and Motion to Vacate, Rescind ... This Court's February 27, 2017 Order
Denying Defendant's Motion to Vacate August 10, 2011 Restitution Order [sic] dated March
22, 2017, pp. 4-7, 9-10. See also Motion to Withdraw Guilty Plea and or Modification of
Sentence ... Nunc Pro Tunc [sic] dated March 8, 2017; Motion for Leave to File Motion to
Withdraw Guilty Plea and or for Modification of Sentence Nunc Pro Tunc [sic] dated March 8,
2017; Brief in Support of Motion to Withdraw Guilty Plea and or Modification of Sentence ...
Nunc Pro Tune [sic] dated May 30, 2017; Second Motion for Leave to Amend Petition for Post
Conviction Collateral Relief dated May 30, 2017; Amended, Counseled Petition for Post
Conviction Relief ... dated July 17, 2017; Defendant's Pro Se Motion to Correct the Judgment of
Conviction ... dated January 21, 2016; Brief in Support of Motion to Correct Judgment ... dated
January 21, 2016; Reply to the Commonwealth's Answer ... dated April 20, 2016; Motion to
Rescind, Modify And Or Reconsider This Court's February 27, 2017 Order Denying
Defendant's Application for the Amendment of the Certificate of Imposition of Judgment of
Sentence [sic] dated March 22, 2017; and Defendant's Pro Se Second, Motion for an Extension
of Time by Which to File a Brief in Support of His Motion to Withdraw Guilty Plea and or for
Modification of Sentence; Alternatively to File Said Motion Nunc Pro Tune [sic] dated April 27,
2017. Despite Defendant Rauso's assertions otherwise, a review of the record at bar
demonstrates that his counseled, negotiated plea of guilty was certainly in all material respects
lawful.
In general, a guilty plea is a waiver of treasured rights, and to be valid the plea must be
knowing, intelligent and voluntary. Commonwealth v. Sauter, 389 Pa.Super. 484, 487-88, 567
A.2d 707, 708-09 (1989) and Pa.R.Crim.P. 590. "A guilty plea colloquy must include inquiry as
to whether: (1) the defendant understood the nature of the charge to which he is pleading guilty;
(2) there is a factual basis for the plea; (3) the defendant understands that he has the right to a
jury trial; (4) the defendant understands that he is presumed innocent until he is found guilty; (5)
the defendant is aware as to the permissible range of sentences; and (6) the defendant is aware
that the judge is not bound by the terms of any plea agreement unless he accepts such
agreements." Commonwealth v. Flood, 426 Pa.Super. 555, 565, 627 A.2d 1193, 1198 (1993)
quoting Commonwealth v. Willis, 471 Pa. 50, 51-52, 369 A.2d 1189, 1189-90 (1977). See also
Commonwealth v. Morrison, 878 A.2d 102, 107 (Pa.Super. 2005) citing Commonwealth v.
Flanagan, 578 Pa. 587, 608-09, 854 A.2d 489, 502 (2004); and Commonwealth v. Reid, 117
A.3d 777, 782-83 (Pa.Super. 2015). Inquiry about these six (6) areas is in every guilty plea
colloquy mandatory. Commonwealth v. Morrison supra 878 A.2d at 111; Commonwealth v.
Moser, 921 A.2d 526, 529 (Pa.Super. 2007); Commonwealth v. Mendoza, 730 A.2d 503, 506
(Pa.Super. 1999) citing Commonwealth v. Persinger, 532 Pa. 317, 321-22, 615 A.2d 1305, 1307
10
(1992) and Commonwealth v. McClendon, 403 Pa.Super. 467, 469-70, 589 A.2d 706, 707-08
(1991). See also Comment to Pa.R.Crim.P. 590.
The critical purpose of the guilty plea colloquy is to provide memorialized evidence that
the plea was a voluntary and intelligent action undertaken with a full awareness of its
ramifications. Commonwealth v. Iseley, 419 Pa.Super. 364, 377, 615 A.2d 408, 415 (1992)
citing Commonwealth v. Ingram, 455 Pa. 198, 200, 316 A.2d 77, 78 (1974); Commonwealth v.
Rush, 909 A.2d 805, 808 (Pa.Super. 2006) Commonwealth v. McCauley, 797 A.2d 920, 922
(Pa.Super. 2000; Commonwealth v. Yeomans, 24 A.3d 1044, 1047 (Pa.Super. 2011) quoting
Commonwealth v. Fluharty, 429 Pa.Super. 213, 219, 632 A.2d 312, 314-15 (1993).
The guilty plea colloquy must affirmatively demonstrate that the defendant understood
what the plea connoted and its consequences. Commonwealth v. Bedell, 954 A.2d 1209, 1212
(Pa.Super. 2008) citing Commonwealth v. Lewis, 708 A.2d 497, 501 (Pa.Super. 1998). See also
Commonwealth v. Hart, 2017 WL 5246752, p. 7 (Pa.Super. 2017) quoting Commonwealth v.
Yeomans supra 24 A.3d at 1047; Commonwealth v. Willis, 68 A.3d 997, 1002 (Pa.Super. 2013)
quoting Commonwealth v. Lewis supra 708 A.2d at 501; and Commonwealth v. Miller, 432
or
Pa.Super. 619, 629, 639 A.2d 815, 820 (1994). The court may direct this plea examination, it
may permit defense counsel or the attorney for the Commonwealth to conduct such an of-record
colloquy. Commonwealth v. McCauley supra 797 A.2d at 922.
While the rule 59019 inquiries are necessary to the lawfulness of any plea of guilty, in
a guilty
discerning a defendant's actual knowledge of the implications and rights associated with
plea and its legal validity, a court is free to examine the totality of the material circumstances
surrounding the plea. Commonwealth v. Fears, 575 Pa. 281, 302, 836 A.2d 52, 64 (2003) citing
Allen, 557 Pa. 135, 145, 732 A.2d 582, 588-89 (1999). See also
Commonwealth v.
11
Commonwealth v. Kelly, 136 A.3d 1007, 1013 (Pa.Super. 2016) citing Commonwealth v,
Muhammad, 794 A.2d 378, 383-84 (Pa.Super. 2002); Commonwealth v. Broaden, 980 A.2d 124,
129 (Pa.Super. 2009) citing Commonwealth v. Flanagan supra 578 Pa. at 605-06, 854 A.2d at
500; and Commonwealth v. Bedell supra 954 A.2d at 1213 citing Commonwealth v. Fletcher,
604 Pa. 493, 515, 986 A.2d 759, 772 (2009); Commonwealth v. Naiividad, 595 Pa. 188, 207, 938
A.2d 310, 321 (2007). Under this standard, the trial court may properly consider a wide array of
relevant evidence, including but not limited to written plea agreements. Commonwealth v. Allen
supra 557 Pa. at 146-47, 732 A.2d at 589. Hence, the needed inquiries do not have to be solely
oral, but may be supplemented by a written colloquy that the defendant reads, completes and
signs, which is also incorporated as part of the case record, in addition to some of-record, verbal
examination. Commonwealth v. McCauley supra 797 A.2d at 922 and Commonwealth v.
Morrison supra 878 A.2d at 108.
When deciding a collateral attack targeting a guilty plea's lawfulness and/or relatedly
plea counsel's alleged professional incompetence regarding the same grounded on a claim a
defendant did not receive "the benefit of the bargain," inter alia, courts " ... focus on whether a
guilty plea was entered premised on an expectation that was legally impossible to fulfill."
Commonwealth v. Kersteter, 877 A.2d 466, 470 (Pa.Super. 2005). " 'Assuming the plea
agreement is legally possible to fulfill, ... and the court accepts and approves the plea, then the
parties and the court must abide by the terms of the agreement.' " Commonwealth v. Anderson,
955 A.2d 1184, 1191 (Pa.Super. 2010) quoting Commonwealth v. Parsons, 969 A.2d 1259,
1267-68 (Pa.Super. 2009) citing Commonwealth v. Coles, 365 Pa.Super. 562, 571, 530 A.2d 453,
458 (1981) and Commonwealth v. Reichle, 441 Pa.Super. 1, 4, 589 A.2d 1140, 1141 (1991).
12
Defendant Rauso's written guilty plea statement is four (4) pages in length and consists
of twenty-seven (27) individually numbered paragraphs descriptively and comprehensively
detailing the following: Ability to Understand; Contact with Lawyer; Right to Trial; Trial Rights;
Trial by Jury; Trial by Judge; Motions Before Trial; Effect of Plea; Admission of Guilt ... and
Guilty Plea
Penalties; Plea Agreement; Loss of Rights; and Voluntary Plea. See Defendant's
Statement. The Defendant's duly executed guilty plea statement salient to current considerations
provides that below:
If you choose to plead guilty ... , this Guilty Plea Statement should
be completed by you. ... You should read this statement carefully
and review it with your lawyer. It is IMPORTANT that you
understand, agree with and answer truthfully everything contained
in this Guilty Plea Statement. If you understand and agree with
what is said in a paragraph of this statement, place your initials on
the line provided. Ifyou do not understand and agree with what
is said in a paragraph, DO NOT place your initials on the line
provided, and you should tell the judge what you do not agree
with or understand....
... I can read, write, speak and understand the English
Language....
I do not have any physical, emotional or mental problems which
affect my ability to understand what I ant doing today, the rights
which I have and the rights which I am giving up by pleading
guilty ... and I am not now under the influence of any narcotics,
drugs, alcohol or any other substance.
I have fully discussed this case with my lawyer including the facts
and possible defenses I may have to these charges such as but not
limited to: I didn't commit the crimes charged, mistaken identity,
alibi ... insanity ... , justification ... , and any lawful excuse for
my acts. I understand and my lawyer has explained to me all of
the possible defenses I may have to these charges. I am satisfied
that my lawyer knows of all the facts and law concerning this case.
I am fully satisfied with what my lawyer has done for me in the
past and what my lawyer is doing for me today concerning this
case. ...
13
I understand and my lawyer has explained to me that if I plead not
guilty, I have a right to have a trial before a judge and a jury or I
may ask that my trial be before a judge alone without a jury.
I understand and my lawyer has explained to me that if I plead not
guilty and have a trial:
I am presumed to be innocent of these crimes and the
Commonwealth has the burden of proving that I committed each of
the elements of the crimes charged beyond a reasonable doubt....
My plea of guilty ... will have the same effect in criminal law as if
I had a trial and was convicted of the crimes to which I have pled
guilty ... .
I understand and agree that I am pleading guilty ... to the crimes
listed below.
I understand and my lawyer has explained to me the elements of
these crimes and the possible penalties for them. By pleading
guilty, I agree and admit that I committed each element of these
crimes ... I agree that the Commonwealth can prove that I
.
committed each element of these crimes beyond a reasonable
doubt. I am pleading guilty ... to the following crimes:
A) Theft by Deception a felony of the 3rd degree ... .
B) Deceptive Business Practice a ... felony of the 3rd degree and
the maximum penalty for this crime is 7 years in jail and a
$15,000 fine.
I understand and my lawyer has explained to me that:
I could be sentenced to the maximum penalty for each of these
crimes and the total maximum sentence I could receive is 14
[years] in jail and a $30,000 fine....
I understand and my lawyer has explained to me that the judge is
not bound to follow the terms of any plea agreement that I have
with the Commonwealth ... but if the judge decides not to accept
the plea agreement, I will be allowed to withdraw or take back my
pleas of guilty and the judge has not taken part in any plea
discussions or plea agreements.
I understand and my lawyer has fully explained to me all of the
facts and rights which I have that are contained in this guilty plea
statement and that by pleading guilty ... , I give up or lose all of
these rights.
14
I have not been pressured, forced or threatened in any way by
anyone to plead guilty ... to these charges, and I have not been
promised anything by anyone in return for pleading guilty ...
other than the plea agreement, if any, which has been presented
to thejudge.
I have had enough time to fully discuss my case and my decision
to plead guilty ... and everything contained in this Guilty Plea
Statement with my lawyer and, by placing my initials on all of the
lines provided, I am saying that I understand, agree with, and
answered truthfully everything contained in this Guilty Plea
Statement
-
See Defendant's Guilty Plea Statement Instructions and Paragraph Nos. 1, 2, 3, 4, 6, 7, 19, 21,
22, 24, 25, 26, 27. (Emphasis added.) N.T. 8/10/11.
After his being sworn, inter alia, this court colloquied Defendant Rauso as to his
understanding of the negotiated guilty plea and his execution of the guilty plea statement:
The Court:
Mr. Rauso, you have had the opportunity to review
fully with Mr. Bros [sic] a Guilty Plea Statement[?]
Defendant Rauso:
Yes, Your Honor.
The Court:
You have signed and initialed that document where
required[?]
Defendant Rauso:
Yes.
The Court:
Would you like any more time to further talk
privately with Mr. Bros [sic] about any of the
rights related to Information [sic[2° that Guilty
Plea Statement discusses?
15
Defendant Rauso:
No.
The Court:
Do you have any questions about those rights and
that information you'd care to ask me?
Defendant Rauso:
No.
The Court:
It's your belief then you understand those rights and
that information.
Defendant Rauso:
Yes....
The Court:
... Mr. Rauso, would you like any more time to
further talk privately with Mr. Bros [sic] about
your decision to enter this Guilty Plea?
Defendant Rauso:
No.
The Court:
You're satisfied with Mr. Bros [sic] being your
attorney in this case?
Defendant Rauso:
Yes.
The Court:
You would like me then to accept your plea of
guilty as well as the sentencing recommendation the
attorney's [sic] have reached?
16
Defendant Rauso:
I'm sorry. I didn't hear that.
The Court:
You would like me to accept your Guilty Plea,
and follow the sentencing recommendations the
attorneys have agreed on?
Defendant Rauso:
Yes.
N.T. 8/10/11, pp. 9-10, 12-13. (Emphasis added.)
Although standing immediately to the left of his lawyer at the bar of the court and
literally within three (3) feet of the assistant district attorney when counsel recounted
and
confirmed the crimes to which he was pleading, the guilty plea being negotiated, and the plea
agreement's terms, including but not limited to his then already paid restitution sentencing
obligation, Defendant Rauso did not in any manner dispute the same, despite the court affording
the Defendant the opportunity to once more consult privately with his attorney about his plea
decision and/or inquiring directly of him whether he had any questions and/or concerns he then
to
needed to bring to the court's attention. N.T. 8/10/11, pp. 3-8, 9-13. Furthermore, in response
the court's direct query whether he wanted it to accept his guilty plea and its recommended
sentence, Defendant Rauso unequivocally replied, "Yes." N.T. 8/10/11, pp. 12-13.
The Defendant in further memorialization of his pleading guilty to Information B - Theft
by Deception21 signed this information (B) acknowledging he " ... unlawfully and intentionally
at
obtain[ed] or with[held] property of another, to wit: U.S. Currency [sic], valued
Defendant
$6,502.06 ... ." See Information B. See also N.T. 8/10/11, pp. 10-11. Likewise,
Rauso also executed relevant to Information E - Deceptive Business Practices22 the information
17
(E) recognizing he " in the course of business [made] a false or misleading written
See also N.T.
statement for the purpose of obtaining property or credit; ... ." See Information E.
8/10/11, pp. 11-12.
his
Material to the verbal affirmations Defendant Rauso offered while under oath during
plea of guilty colloquy, the Superior Court has recognized as follows:
Our law presumes that a defendant who enters a guilty plea was
aware of what he was doing. He bears the burden proving
otherwise.....
The longstanding rule of Pennsylvania law is that a defendant may
not challenge his guilty plea by asserting that he lied while under
oath, even if he avers that counsel induced the lies. A person who
elects to plead guilty is bound by the statements he makes in open
court while under oath and may not later assert grounds for
withdrawing the plea which contradicts the statements he made at
his plea colloquy....
[AJ defendant who elects to plead guilty has a duty to answer
questions truthfully. We (cannot] permit a defendant to postpone
the final disposition of his case by lying to the court and later
alleging that his lies were induced by the prompting of counsel.
Commonwealth v. Pollard, 832 A.2d 517, 523-24 (Pa.Super. 2003) citing Commonwealth
v.
Stork, 737 A.2d 789, 790 (Pa.Super. 1999)(Emphasis added) and Commonwealth v.
Cappelli,
Brown, 242
340 Pa.Super. 9, 20-21, 489 A.2d 813, 819 (1985) quoting Commonwealth v.
Pa.Super. 240, 247, 363 A.2d 1249, 1253 (1976).
On this record at bar, the Defendant's assertions that his plea of guilty was in some
manner unlawful is wholly meritless. Commonwealth v. Mendoza supra 730 A.2d at 505 citing
Young supra 695 A.2d at 416. See also Commonwealth v. Pollard supra
832
Commonwealth v.
A.2d at 523-24 citing Commonwealth v. Stork supra 737 A.2d at 790 and Commonwealth v.
Brown supra
Cappelli supra 340 Pa. Super. at 20-21, 489 A.2d at 819 quoting Commonwealth v.
enters a guilty
242 Pa.Super. at 247, 363 A.2d at 1253 ("Our law presumes that a defendant who
plea was aware of what he was doing. He bears the burden proving otherwise.").
18
Defendant Rauso Received the Benefit ofhis Bargain
Defendant Rauso repeatedly contended by not only his vacating of restitution pleadings
and related reconsideration motion, but also per his Post Conviction Relief Act litigation before
this court, that because the terms of his counseled, negotiated plea of guilty could not as a matter
of law enforced he did not receive "the benefit of his bargain" and he was thus entitled to the
return his pre -paid restitution's return. See Motion to Vacate Restitution, pp. 8-13; Brief in
Support of Motion to Vacate August 10, 2011 Restitution Order ... dated June 9, 2016, pp. 22-
24; Defendant's Supplemental Brief in Support of Motion to Vacate August 10, 2011 Restitution
Order ... dated February 22, 2017, pp. 2-9; and Motion to Vacate, Rescind ... This Court's
February 27, 2017 Order Denying Defendant's Motion to Vacate August 10, 2011 Restitution
Order ... [sic] dated March 22, 2017, pp. 4-7, 9-10.
The Defendant in support of his intertwined contentions that the sentence at bar being
served concurrent to that past imposed by the federal court was a critical term to his plea
agreement and as the same could not supposedly be legally recognized proffered many
arguments, particularly often repeated claims focused on the sentencing certificate not listing
certain language grounded in the Pennsylvania judicial code's section 9761, 42 Pa.C.S. §9761.
See Motion to Vacate Restitution, pp. 8-13; Brief in Support of Motion to Vacate August 10,
2011 Restitution Order ... dated June 9, 2016, pp. 22-24; Defendant's Supplemental
Brief in
Support of Motion to Vacate August 10, 2011 Restitution Order ... dated February 22, 2017, pp.
Denying
2-9; and Motion to Vacate, Rescind ... This Court's February 27, 2017 Order
Defendant's Motion to Vacate August 10, 2011 Restitution Order ... [sic] dated March 22, 2017,
pp. 4-7, 9-10. The Defendant at the original hearing on his motion seeking to set aside his
sentencing restitution payment responsibility (February 24, 2017), as well as during the listing
of
19
his application that the court revisit its denial of the same (March 30, 2017), just largely
reiterated these contentions and neither presented any witness testimony nor persuasively
dispositive evidence otherwise (E.g. Documentation from the Pennsylvania Department of
Corrections and/or Federal Bureau of Prisons refuting the sentencing certificate's clear direction
this court's sentence was to be served concurrent with that of the federal courts.).24 N.T. 2/24/17
and N.T. 3/30/17.
The prosecution did not dispute that it was an express and material condition of
Defendant Rauso's negotiated guilty plea that the at bar sentence be served concurrent to that
imposed previous by the federal courts, while maintaining he had been afforded this obvious plea
bargain benefit. See N.T. 8/10/11; N.T. 2/24/17; N.T. 3/30/17; Certificate of Judgment of
Imposition of Sentence; and United States v. Rauso, No. DPAE 2: 10 CR 000406-001 - United
States District Court-Eastern District of Pennsylvania. Moreover, this court from a review of the
guilty plea - sentencing hearing readily agreed from the defense perspective the concurrency of
its and the federal court's sentences was an integral term of the plea agreement and Defendant
Rauso likewise from the Commonwealth's viewpoint prepaying prior to his negotiated guilty
plea and resultant sentencing imposition six thousand five hundred ($6,500.00) dollars victim
restitution was an equally essential condition of the plea bargain. N.T. 8/11/10, pp. 3-6, 14-20,
21-22. See also Criminal Complaint and Probable Cause Affidavit; Information B; Certificate
of
Imposition of Judgment of Sentence; and Order dated August 10, 2011.
Despite the number of such pleadings attendant to his attacking the sentencing restitution
payment condition and two (2) resultant hearings (February 27, 2017, and March 30, 2017), the
than
sum of the Defendant's challenge to his sentence's restitution term rested on nothing more
and
dubious, extrapolated legal arguments cobbled together from a superfluity of federal
20
his
Pennsylvania appellate court opinions having very little, if any, direct application to whether
sentence at bar was in fact running concurrent to his federal court sentence25 and the underlining
claim he had been thus deprived of his plea agreement's bargain. See Motion to Vacate
Restitution, pp. 8-13; Brief in Support of Motion to Vacate August 10, 2011 Restitution Order
...
dated June 9, 2016, pp. 22-24; Defendant's Supplemental Brief in Support of Motion to Vacate
August 10, 2011 Restitution Order ... dated February 22, 2017, pp. 2-9; and Motion to Vacate,
Rescind ... This Court's February 27, 2017 Order Denying Defendant's Motion to Vacate
August 10, 2011 Restitution Order ... [sic] dated March 22, 2017, pp. 4-7, 9-10. This court
accordingly and rightly in denying Defendant Rauso's application that his restitution sentencing
obligation be set aside concluded as follows:
In light of the foregoing, Defendant Rauso has not sufficiently
demonstrated he has been deprived of the plea negotiation's
material term that his sentence at bar be served concurrent to that
imposed by the federal courts so as to warrant the setting aside of
his agreed upon restitution payment responsibility. N.T. 8/10/11,
pp. 3-6, 8, 12, 21-22. This court as described above had the lawful
authority to impose its sentence concurrent to that of the existing
federal court sentence. 42 Pa.C.S. §9761(b). See United States v,
-
Rauso, No. DPAE 2: 10 CRE 00406-001 United States District
Court-Eastern District of Pennsylvania.
Wholly consistent with the plea agreement, this court when
imposing its sentence stated and relatedly directed by the
sentencing certificate that the sentence at bar was to be served
concurrently to the Defendant's ongoing federal court sentence.
N.T. 8/10/11, pp. 21-22. See also Certificate of Imposition of
Judgment of Sentence. Given the eighty-eight (88) month
disparity between this court's maximum sentence and the
Defendant's federal court imprisonment term, well prior to his
release from federal custody, Defendant Rauso ... shall be
deemed to have sewed his sentence,' 42 Pa.C.S §9761(b). See
also Certificate of Imposition of Judgment of Sentence, and United
States v. Rauso, No. DPAE 2: 10 CRE 00406-001 - United States
District Court-Eastern District of Pennsylvania.
See Order dated February 27, 2017, p. 7.
21
Moreover, this recurrent contention by Defendant Rauso that he could not as a matter of
law receive this obviously core "benefit of his plea bargain" (Le. Sentence at bar concurrent to
that of the federal court26) was just flatly refuted when the Commonwealth in response to the
very same claim advanced via a collateral effort to withdrawal the Defendant's guilty plea
presented the uncontradicted testimony of Pennsylvania Department of Corrections and Federal
Bureaus of Prisons officials which unquestionably established the sentence of this court was in
fact recognized by each respective penal agency to be concurrent to Defendant Rauso's federal
court sentence.27 N.T. 8/8/17, pp. 8-9. See generally N.T. 8/8/17. See also Motion to Withdraw
Guilty Plea and or Modification of Sentence ... Nunc Pro Tunc [sic] dated March 8, 2017;
Motion for Leave to File Motion to Withdraw Guilty Plea and or for Modification of Sentence
Nunc Pro Tunc [sic] dated March 8, 2017; Brief in Support of Motion to Withdraw Guilty Plea
and or Modification of Sentence ... Nunc Pro Tunc [sic] dated May 30, 2017; Second Motion for
Leave to Amend Petition for Post Conviction Collateral Relief dated May 30, 2017; Defendant's
Pro Se Brief in Support of Motion to Withdraw Guilty Plea and or Modification of Sentence ...
Nunc Pro Tunc [sic] dated May 30, 2017; Motion to Vacate, Rescind ... This Court's February
27, 2017 Order Denying Defendant's Motion to Vacate August 10, 2011 Restitution Order ...
[sic] dated March 22, 2017; Motion to Rescind, Modify And Or Reconsider This Court's
February 27, 2017 Order Denying Defendant's Application for the Amendment of the Certificate
of Imposition of Judgment of Sentence [sic] dated March 22, 2017; Defendant's Supplemental
Brief in Support of Motion to Vacate August 10, 2011 Restitution Order ... dated February 22,
2017; and Amended, Counseled Petition for Post Conviction Relief ... dated July 17, 2017.
Similar to the initial restitution challenge and reconsideration proceedings stemming from
such self-represented filings of Defendant Rauso, at the hearing on August 8, 2017, the defense
22
in support of its Amended, Counseled Petition for Post Conviction Relief maintaining the
Defendant could not legally receive the concurrent sentence benefit of his bargain neither
presented any witness testimony nor offered any other evidence material to the same, but simply
relied on the existing, salient case record, including but not limited to the sentencing certificate,
and related argument. N.T. 8/8/17, pp. 8-11. See also Amended, Counseled Petition for
Post
Conviction Relief ... dated July 17, 2017; Motion to Vacate August 10, 2011 Restitution
Order ... dated June 9, 2016; Motion to Vacate, Rescind ... This Court's February 27,
2017
Order Denying Defendant's Motion to Vacate August 10, 2011 Restitution Order ... [sic] dated
March 22, 2017; N.T. 2/24/17; and N.T. 3/30/17.
The Commonwealth in opposing Defendant Rauso's sought after Post Conviction Relief
Act remedy presented two (2) witnesses' testimony, Jamie Mayorga and Denise Wood.28 N.T.
8/8/17, pp. 15-22, 23-40.
Jamie Mayorga had been employed for seven (7) years by the Federal Bureau of Prisons.
NT. 8/8/17, p. 15. Over the past three (3) years, Ms. Mayorga has been so employed as a
Classification and Sentencing Computation Specialist. N.T. 8/8/17, p. 15. Her current duties
included calculating sentences for federal inmates throughout the United States. N.T. 8/8/17, pp.
15-16.
Ms. Mayorga confirmed, inter alia, Defendant Rauso is serving a one hundred (160)
month incarceration term imposed on June 20, 2011, by the federal courts. N.T. 8/8/17, pp.
18.
See United States v. Rauso, No. DPAE 2: 10 CR 000406-001 - United States District Court -
Eastern District of Pennsylvania. (Ms. Mayorga's material records review and related sentencing
computations were guided by the Defendant having a unique federal registration or inmate
number, 481929066.) Ms. Mayorga as part of her considerations was aware that
this court's
23
sentence in the above -captioned matter was directed to be served concurrent to Defendant
N.T. 8/8/17, pp. 18-19. See also
Rauso's federal court sentence previously imposed.
Commonwealth Exhibit CP-1 - Certificate of Imposition of Judgment of Sentence dated August
10, 2011, and United States v. Rauso, No. DPAE 2: 10 CR 000406-001 -
United States District
Court-Eastern District of Pennsylvania.
Directly contrary to such concerns the defense otherwise simply argued, Ms. Mayorga
referencing the "primary jurisdiction rule" (Le. Defendant first sentenced and resultantly
committed to federal custody) unequivocally testified that the Federal Bureau of Prisons
authorities had no opposition and/or objection to the Defendant's sentence at bar being
recognized as served concurrently to that imposed by the federal courts. N.T. 8/8/17, pp. 19-20.
See also Commonwealth Exhibit CP-1 - Certificate of Imposition of Judgment of Sentence dated
August 10, 2011, and United States v. Rauso, No. DPAE 2: 10 CR 000406-001 - United States
District Court -Eastern District of Pennsylvania. Ms. Mayorga relatedly offered that this court's
sentence being accepted as concurrent to that the federal courts directed had no adverse and/or
N.T. 8/8/17, p. 20. See also
impact otherwise on Defendant Rauso's federal sentence.
Commonwealth Exhibit CP-1 - Certificate of Imposition of Judgment of Sentence dated August
10, 2011, and United States v. Rauso, No. DPAE 2: 10 CR 000406-001 - United States
District
Court -Eastern District of Pennsylvania.
Denise Wood for the past twenty-four and one half (24.5) years has been employed by
to the
the Pennsylvania Department of Corrections, the entirety of her tenure being devoted
department's inmate record keeping and/or sentencing calculations. N.T. 8/8/17, pp. 23-24.
Throughout the past approximate seven (7) years, Ms. Wood for the entirety of the department
of
inter aria,
corrections has been the Records Administrator. N.T. 8/8/17, p. 23, In this capacity,
24
Ms. Wood is responsible for overseeing statewide the accuracy of the corrections department
inmate sentencing computations. N.T. 8/8/17, p. 24.
Ms. Wood related that she was aware of both the sentence this court imposed and that
Defendant Rauso was also serving an unrelated sentence directed by the federal courts. N.T.
8/8/17, pp. 24-27. See also Commonwealth Exhibit CP-1 - Certificate of Imposition of
Judgment of Sentence dated August 10, 2011, and United States v. Rauso, No. DPAE 2: 10 CR
000406-001 - United States District Court -Eastern District of Pennsylvania. Based on such
knowledge and her related professional experiences and/or expertise, Ms. Wood completed a
Pennsylvania Department of Corrections Sentence Status Summary or DC16E form. N.T.
8/8/17, pp. 28-30. See also Commonwealth Exhibit CP-2 - DC16E Form. (The Defendant to
assure the accuracy and continuity of the department's sentencing calculation records was
assigned by Ms. Wood a unique, Pennsylvania inmate number, NA-8207. See Commonwealth
Exhibit CP-2 - DC16E Form.) This DCI6E document memorializes for department of
corrections' purposes a defendant's sentencing calculations, including but not limited to an
effective date, a minimum or parole eligible date, and/or a maximum or sentencing expiration
date. N.T. 8/8/17, pp. 27-30. See also Commonwealth Exhibit CP-2 - DC16E Form.
Per Ms. Wood's sentencing determinations salient to Defendant Rauso, she testified the
sentence at bar became effective August 10, 2011, the minimum or parole eligible date was May
10, 2017.
10, 2014, and that the maximum expiration date of this court's sentence was August
N.T. 8/8/17, pp. 30-31. See also Commonwealth Exhibit CP-2 - DC16E Form, p. 1.
Having concluded the Defendant's sentence in the above -captioned matter had a
maximum or expiration date of August 10, 2017, and that the Defendant's federal sentence
incarceration will not be satisfied until an approximate eighty-eight (88) months subsequent, Ms.
25
Wood unequivocally testified that on the Defendant's release from the Federal
Bureau of
Prisons' confinement he will not for any purposes be remanded to the Pennsylvania Department
of Corrections' custody. N.T. 8/8/17, pp. 31-34, 38-39. See also Commonwealth Exhibit CP-2
-
dated
DC16E Form. Ms. Wood also offered that it was her intention via such a correspondence
to notify Federal
August 11, 2017 (the first day after Defendant Rauso's sentence at bar expired),
that the
Bureau of Prisons and/or FCI Schuylkill officials of the department's determination
pp. 38-
Defendant's sentence in the above-captioned matter has been fully served. N.T. 8/8/17,
39.
and
The combined testimony of the Federal Bureau of Prisons' Classification
Computation Specialist, Jamie Mayorga, and the Pennsylvania Department of
Corrections'
proved that the
Records Administrator, Denise Wood, at the hearing on August 8, 2017, readily
and state
Defendant's at bar sentence per the plea agreement was recognized by both federal
docket, United
penal authorities as being served concurrent to his unrelated sentence under the
States v. Rauso, No. DPAE 2: 10 CR 000406-001 - United States District Court-Eastern District
same is a
of Pennsylvania, despite any extrapolated and surmised defense arguments that the
does not note
legal impossibility because the above -captioned matter's sentencing certificate
Federal Bureau of
credit for time served while in prison at a penal facility designated by the
returned to the Federal
Prisons, the Defendant following his at bar sentencing imposition was
Department of
Bureau of Prisons' custody versus his commitment to the Pennsylvania
code's section
Corrections, and/or some incantation-like recitation of the Pennsylvania judicial
of sentence so
9761, 42 Pa.C.S. §9761, not being on the certificate of imposition of judgment
detailed. See Amended, Counseled Petition for Post Conviction Relief
... dated July 17, 2017,
pp. 4-5, 6-9, 10-11; and Commonwealth Exhibits CP-1 - Certificate of Imposition of Judgment
26
of Sentence dated August 10, 2011 and CP-2 - DC16E Form. See also N.T. 8/8/17, pp. 15-40.
See also Motion to Withdraw Guilty Plea and or Modification of Sentence ... Nunc Pro
Tune
[sic] dated March 8, 2017; Motion for Leave to File Motion to Withdraw Guilty Plea
and or for
Modification of Sentence Nunc Pro Tune [sic] dated March 8, 2017; Brief in Support of Motion
30,
to Withdraw Guilty Plea and or Modification of Sentence ... Nunc Pro Tune [sic] dated May
2017; Second Motion for Leave to Amend Petition for Post Conviction Collateral Relief
dated
May 30, 2017; and Amended, Counseled Petition for Post Conviction Relief dated July 17,
2017. Furthermore, as it related to the specific defense argument that the concurrency of
Defendant Rauso's sentence at bar to that imposed by the federal court demands the sentencing
certificate for some otherwise unspecified reasons must include the language of 42 Pa.C.S.
§9761, Ms. Wood, the Pennsylvania Department of Corrections' Chief Records Administrator,
when so questioned at the evidentiary hearing (August 8, 2017) summarily rejected the same.
N.T. 8/8/17, p. 36. See also Commonwealth Exhibits CP-1 - Certificate of Imposition of
Judgment of Sentence dated August 10, 2011 and CP-2 - DC16E Font
Not only does the combined testimony of Ms. Wood (Pennsylvania Department of
the
Corrections) and Ms. Mayorga (Federal Bureau of Prisons) uncontradictedly demonstrate
Defendant received "the benefit of the bargain," Ms. Wood further related to the obvious and
at bar
additional benefit of Defendant Rauso that because the department has determined the
sentence's maximum or expiration date is well before his federal sentencing's imprisonment
a state
concludes, he on his release from federal custody will not for any purposes be subject to
See
correctional institution's commitment. See Commonwealth Exhibit CP-2 - DC16E Form.
also 42 Pa.C.S. §9761(b)(" [ilf the defendant is released after the maximum time imposed
27
under the sentence of imprisonment he shall be deemed to have served his sentence.").
(Emphasis added).
In light of the foregoing, the Defendant's proffered allegations and/or other implications
he contrary to plea negotiations did not receive at bar a sentence concurrent to that imposed by
the federal court are wholly meritless and not a basis to now relieve him of his sentencing
restitution payment condition. Defendant Rauso received his critical benefit of that which he
bargained and he should not on the instant record be permitted having secured such to
unilaterally abrogate that same plea agreement's corresponding obligation of obviously equal
importance to the prosecution -the already paid restitution to his victim. See Certificate of
Imposition of Judgment of Sentence. As the terms of the Defendant's counseled, negotiated plea
of guilty as patently established at bar and recounted above and below were legally cognizable,
the court accepted and directed the sentence to which the Commonwealth and defense agreed,
" ... the parties and the court must abide by the terms of the plea agreement.' " Commonwealth
v. Anderson supra 955 A.2d at 1191 quoting Commonwealth v. Parsons supra 969 A.2d at 1267-
68 citing Commonwealth v. Coles supra 365 Pa.Super. at 571, 530 A.2d at 458 and
Commonwealth v. Reichle supra 441 Pa.Super. at 4, 589 A.2d at 1141.
Validity and Defendant's Rauso 's Knowledge and Acceptance of his Sentence's Restitution
Payment Condition
Via his vacate restitution motion and reconsideration of this court's denial of the same,
Defendant Rauso also asserted the record at bar failed to support this court's restitution
of
sentencing payment obligation, See Motion to Vacate Restitution, pp. 8-13; Brief in Support
and
Motion to Vacate August 10, 2011 Restitution Order ... dated June 9, 2016, pp. 2-14;
Motion to Vacate, Rescind ... This Court's February 27, 2017 Order Denying Defendant's
11-14.
Motion to Vacate August 10, 2011 Restitution Order ... [sic] dated March 22, 2017, pp.
28
was an
Even a cursory review of the instant record patently reveals the payment of restitution
express term of the guilty plea agreement, sufficiently supported in the context
of a negotiated
aware.
plea of guilty, and a sentencing condition of which the Defendant was most obviously
His arguments to the contrary are just meritless.
When the prosecutor, in open court, of-record, recited the plea agreement and its
six
Rauso was also at
thousand five hundred ($6,500.00) dollar restitution payment term, Defendant
the bar of the court and then standing literally within three (3) feet of the
Commonwealth's
attorney, separated only by defense counsel's presence. Likewise, the Defendant was so
without
positioned on the prosecution orally motioning, of-record, and the court allowing,
E (deceptive
defense objection, the amendment of Informations B (theft by deception29) and
pp. 3, 4-8.
business practices") to reflect as an additional victim, Carla Murray. N.T. 8/10/11,
See also Informations B and E. Defendant Rauso was yet still standing immediately to his
attorney's
lawyer's left when defense counsel confirmed for the court the assistant district
8. In response
statement of the guilty plea agreement's terms was accurate. N.T. 8/10/11, pp. 3,
its recommended
to the court's direct query whether he wanted it to accept his guilty plea and
sentence, which certainly included the already noted, of-record, six
thousand five hundred
($6,500.00) dollar restitution, Defendant Rauso unequivocally replied, "Yes."
N.T. 8/10/11, pp.
Furthermore, the Defendant was present when this court engaged in an
of-record
12-13.
about whether she
dialogue with the person to whom the restitution was payable, Carla Murray,
would be satisfied with the prepaid restitution amount less a state fee.
N.T. 8/10/11, pp. 3, 14-
20. In light of the foregoing, the Defendant was well aware his payment of restitution was part
See
of the negotiated plea agreement and would be a resultant sentencing condition.
Pollard supra 832 A.2d at 523-24 citing Commonwealth v. Stork supra 737
Commonwealth v.
29
A.2d at 790 and Commonwealth v. Cappelli supra 340 Pa.Super. at 20-21, 489 A.2d at 819
quoting Commonwealth v. Brown supra 242 Pa. Super. at 247, 363 A.2d at 1253. See also N.T,
8/10/11, pp. 9-10, 12-13 and Defendant's Guilty Plea Statement.
is
Moreover, Defendant Rauso's knowledge that the plea agreement required restitution
County Court
undoubtedly demonstrated by his having then in fact previously paid to Delaware
pp. 4-5. See
Financial Services the six thousand five hundred ($6,500.00) dollars. N.T. 8/10/11,
also Order dated August 10, 2011.
Likewise, in the context of a counseled, negotiated guilty plea which the court accepted,
including its imposition of the recommended sentence, the case record at
bar for the restitution
payment obligation contains adequate support.
caused a six
The stipulated affidavit of probable cause clearly details the Defendant
Probable Cause
thousand five hundred ($6,500.00) dollar loss. See Criminal Complaint and
a
Affidavit. See also N.T. 8/10/11, p. 12. Although the probable cause affidavit referenced
explained that the
Brandi Murray, the prosecution when initially reciting the guilty plea's terms
was that of
money the affidavit of probable cause described Defendant Rauso illegally receiving
the prepaid restitution
both Brandi and Carla Murray and seemingly by these victims' agreement
and Carla Murray
was to be disbursed to Carla Murray. N.T. 8/10/11, pp. 5-6. (Both Brandi
as to whom
were present at the guilty plea hearing and after the Commonwealth's representation
to address the court,
the prepaid restitution was to be released, each declined an opportunity
N.T. 8/10/11, pp. 3-8, 20-21.).
This court in light of the foregoing concluded there was a sufficient of-record basis for it
direct that the six
to accept that term of the negotiated guilty plea agreement and relatedly
County Court
thousand five hundred ($6,500.00) dollars Defendant Rauso prepaid to Delaware
30
N.T. 8/10/11, pp. 3-6, 14-
Financial Services was as restitution to be disbursed to Carla Murray.
Informations B and E; and
20, 21. See also Criminal Complaint and Probable Cause Affidavit;
18 Pa.C.S. §1106(a)(c)(1)(i). See also Order dated August 10,
2011.
In Conclusion
his at bar
Defendant Rauso has just failed in any salient manner to demonstrate
than legally proper. This
sentencing restitution payment condition was anything other
plea of guilty which in all
sentencing term resulted from the Defendant's counseled, negotiated
Informations B and E; and
material respects was lawful. See Defendant's Guilty Plea Statement;
shall be sentenced to make
N.T. 8/10/11. See also 18 Pa.C.S. §1106(a)(c)("... [T]he offender
claims that
restitution ... . ... The court shall order full restitution. ... .") Defendant Rauso's
the payment of restitution was not an express and agreed upon condition
of his plea bargained
instant record simply fallacious,
sentence and/or that he had no knowledge of the same are on the
negotiations before his even
particularly recognizing he paid the same consistent with counsel's
at the guilty plea hearing
pleading guilty and the disbursement of this prepaid amount was
discussed in his direct presence to a notable length, of-record,
between the court, the lawyers,
opportunities once more
and the then present victim. Certainly, and despite then being afforded
to ask of it questions about his
to consult privately with his lawyer and/or the court's invitation
this court accept both his guilty
sentence, the Defendant unambiguously voiced his desire that
he now challenges.
plea and the recommended sentence, including the restitution responsibility
v. Pollard supra 832 A.2d
N.T. 8/10/11, pp. 3-8, 10, 12, 14-20, 22-23. See also Commonwealth
and Commonwealth v. Cappelli
at 523-24 citing Commonwealth v. Stork supra 737 A.2d at 790
Brown supra 242
supra 340 Pa.Super. at 20-21, 489 A.2d at 819 quoting Commonwealth
v.
Pa.Super. at 247, 363 A.2d at 1253 ("Our law presumes that
defendant who enters a guilty plea
31
was aware of what he was doing. He bears the burden proving otherwise. ... A defendant
who
elects to plead guilty has a duty to answer questions truthfully."). Likewise, any contentions that
the restitution sentencing condition lacked in the context of the Defendant's negotiated plea of
guilty a sufficient basis again is on the instant record meritless. See Criminal Complaint and
Probable Cause Affidavit; Informations B and E; and N.T. 8/10/11, pp. 3-8, 14-20. Having
enjoyed the obvious benefit of his plea bargain and receiving in the above-captioned a sentence
wholly concurrent to and fully served well before he is eligible for release under his federal court
sentence,31 Defendant Rauso cannot now on the instant record unilaterally renege
his
corresponding restitution obligation, a payment he knowingly made as part of the plea agreement
before even pleading guilty. Commonwealth v. Anderson supra 955 A.2d at 1191 quoting
Commonwealth v. Parsons supra 969 A. at 1191 quoting Commonwealth v. Parsons supra 969
A.2d at 1267-68 citing Commonwealth v. Coles supra 353 Pa.Super. at 571, 530 A.2d at 458 and
Commonwealth v. Reichle supra 441 Pa.Super. at 4, 589 A.2d at 1141. See also N.T. 8/8/17.
For all these reasons, this court's denial of Defendant Rauso's Motion to Vacate August
10, 2011 Restitution Order ... and reconsideration application of the same should be affirmed.
CO :2 old 62 330 LIE
32
18 Pa.C.S. §3922.
2 18 Pa.C.S. §4107.
3 18 Pa.C.S. §3922.
4 18 Pa.C.S. §4107.
5 18 Pa.C.S. §3922.
6 18 Pa.C.S. §4107.
7 Numerous trial listings of the above-captioned matter were continued at the request
of the defense, absent
federal prosecution to conclude with the apparent
Commonwealth objection, seemingly to allow Defendant Rauso's
well be a function of the federal matter's outcome.
understanding that the instant case's resolution could very
s 18 Pa.C.S. §3922.
18 Pa.C.S. §4107.
20/d.
II 18 Pa.C.S. §3922.
12 18 Pa.C.S. §4107.
13 61 Pa.C.S. §§450l et seq.
Relief. See
14
The Defendant on July 16, 2012, lodged a self-represented Petition for Post Conviction Collateral
2012. This petition being his first such collateral pleading Defendant
Defendant's PCRA Petition dated July 16,
assistance. See generally Commonwealth v. Luckett, 700 A,2d 1014, 1016
Rauso was entitled to counsel's
(Pa.Super. 1997); Commonwealth v. Perez, 799 A.2d 848, 851-52 (Pa.Super. 2002) citing Commonwealth v.
179 (Pa.Super. 1998);
Guthrie, 749 A.2d 502, 504 (Pa.Super. 2000); Commonwealth v. Ferguson, 722 A.2d 177,
14 A.3d 894,
Commonwealth v. Hampton, 718 A.2d 1250, 1252-53 (Pa.Super. 1998); and Commonwealth v. Ramos,
895-96 (Pa.Super. 2011).
Defendant Rauso was previously court designated two (2) lawyers material to the PCRA proceedings. Following
such an
the respective breakdowns of attorney -client relations between the Defendant and these lawyers, he per
counsel."
application was permitted to proceed pro se with Barry W. VanRensler, Esquire serving as his "standby
See Order dated July 19, 2012; Application to Withdraw Appearance dated June 10, 2013;
Order dated July 31,
2013; Defendant's Motion for Leave to Proceed Pro Se [sic] dated August 7, 2015; N.T. 8/28/15; Order dated
September 1, 2015. See also Commonwealth v, Grazier, 552 Pa. 9, 12-13, 713 A.2d 81, 82 (1998). See generally
Pa.R.Crim.P, 121.
Following the filing of his initial collateral petition, Defendant Rauso lodged a plethora of various self-represented
Pro Se PCRA
and a significantly lesser number of counseled pleadings during his PCRA litigation. See Defendant's
Petition dated July 16, 2012. See also Defendant's Pro Se Praecipe dated June 10, 2013; Defendant's Pro Se
of Law dated
Praecipe dated July 1, 2013; Defendant's Pro Se Motion to Order Counsel to File a Memorandum
2014, and November 14,
March 12, 2014; Defendant's Pro Se Praecipes dated September 10, 2014, September 29,
dated February 6, 2015;
2014; Defendant's Pro Se Praecipe dated December 3, 2014; Defendant's Pro Se Praecipe
2015; Defendant's
Defendant's Pro Se Praecipe dated March 17, 2015; Defendant's Pro Se Praecipe dated May 11,
Pro Se Praecipe dated July 13, 2015; Defendant's Pro Se Praecipe dated July 28, 2015; Defendant's Pro Se Motion
2015; Defendant's Pro Se Praecipe dated October 30, 2015;
for Leave to Proceed Pro Se [sic] dated August 7,
of Time By Which to File an Amended Petition for Post Conviction
Defendant's Pro Se Motion for an Extension
Collateral Relief dated October 30, 2015; Defendant's Pro Se Second Motion for Extension
of Time dated
Defendant's Pro Se Motion to Correct the Judgment of Conviction ... dated January 21, 2016;
December 30, 2015;
Defendant's Pro Se
Defendant's Pro Se Brief In Support of Motion to Correct Judgment ... dated January 21, 2016;
Relief ... dated March 31, 2016;
Motion to Either Stay the Presently Pending Petition for Post Conviction Collateral
Answer ... dated April 28, 2016
Defendant's Pro Se Motion for Leave to File a Reply to the Commonwealth's
lodged with his Motion for Leave to File a Reply
(Although not granted leave by this court, Defendant Rauso jointly
to Correct the
to the Commonwealth's Answer ... a Reply to the Commonwealth's Answer to Defendant's Motion
Answer to Defendant's Motion to Correct the Judgment
Judgment of Conviction Etc. Reply to the Commonwealth's
2016.); Defendant's Pro Se Reply to the Commonwealth's Answer ... dated April
of Conviction Etc. dated April 28,
to File Enter and Docket April 28, 2016, Letter Motion dated April 28,
28, 2016; Defendant's Pro Se Praecipe
2016; Defendant's
2016; Defendant's Pro Se Motion to Vacate August 10, 2011 Restitution Order ... dated June 9,
33
Pro Se Brief in Support of Motion to Vacate August 10, 2011 Restitution Order .., dated June 9, 2016; Defendant's
Pro Se Praecipe to File, Enter and Docket January 31, 2017 Letter ... dated February 3, 2017; Defendant's Pro Se
Second Motion to Correct Docket Entries dated February 3, 2017; Brief Supporting Second Motion to Correct
Docket Entries dated February 3, 2017; Defendant's Pro Se Supplemental Brief in Support of Motion to Vacate
August 10, 2011 Restitution Order ... dated February 22, 2017; Defendant's Pro Se Praecipe to File, Enter and
Docket the Judgement [sic] of Sentence Entered in the Case dated February 22, 2017; Defendant's Pro Se Motion
for Leave to File Motion to Withdraw Guilty Plea and or for Modification of Sentence Nunc Pro Tunc [sic] dated
March 8, 2017; Defendant's Pro Se Motion to Withdraw Guilty Plea and or Modification of Sentence ... Nunc Pro
Tunc [sic] dated March 8, 2017; Defendant's Pro Se Motion to Vacate, Rescind This Court's February 27, 2017
Order Denying Defendant's Motion to Vacate August 10, 2011 Restitution Order ... [sic] dated March 22, 2017;
Defendant's Pro Se Motion to Rescind, Modify And Or Reconsider This Court's February 27, 2017 Order Denying
Defendant's Application for the Amendment of the Certificate of Imposition of Judgment of Sentence [sic] dated
March 22, 2017; Defendant's Pro Se Motion to Modify And Or Reconsider February 27, 2017 Order Which Denied
Defendant's Motion to Stay ... [sic] dated March 22, 2017; Defendant's Pro Se [sic] Praecipe to File, Enter and
Docket February 24t, 2017 Transcripts of Proceedings dated March 23, 2017; Defendant's Pro Se Praecipe to File,
Enter and Docket Emails Sent to Stand-by Counsel dated March 30, 2017; Defendant's Pro Se Praecipe to File,
Enter and Docket True, Correct and Complete Copies of the Docket dated March 30, 2017; Defendant's Pro Se
Praecipe to File, Enter and Docket True, Complete and Correct Copies of the Docket Entries dated June 8, 2016 and
March 29, 2017 dated April 27, 2017; Defendant's Pro Se Third Motion to Correct Docket and to Bifurcate
Evidence Admitted During the March 30, 2017 Hearing dated April 27, 2017; Defendant's Pro Se Second Motion
for an Extension of Time by Which to File a Brief in Support of His Motion to Withdraw Guilty Plea and or for
Modification of Sentence; Alternatively to File Said Motion Nunc Pro Tunc [sic] dated April 27, 2017; Defendant's
Pro Se Notices of Appeal dated May 4, 2017; Defendant's Pro Se Brief in Support of Motion to Withdraw Guilty
Plea and or Modification of Sentence ,.. Nunc Pro Tunc [sic] dated May 30, 2017; Defendant's Pro Se Second
Motion for Leave to Amend Petition for Post Conviction Collateral Relief dated May 30, 2017; Defendant's
Counseled Extension Application dated July 14, 2017; and Amended, Counseled Petition for Post Conviction
Relief ... dated July 17, 2017,
At the listing of June 14, 2017, inter alia, the Defendant orally advanced, of-record, an application for the
re -appointment of Post Conviction Relief Act counsel. N.T. 6/14/17.
Via an order dated June 15, 2017, this court designated William P. Wismer, Esquire as Defendant Rauso's
collateral attorney and directed he file an amended PCRA pleading no later than July 14, 2017. See Order dated
June 15, 2017, See generally Commonwealth v. Luckett supra 700 A.2d at 1016; Commonwealth v. Perez supra 799
A.2d at 851-52 citing Commonwealth v. Guthrie supra 749 A.2d at 504; Commonwealth v. Ferguson supra 722
A.2d at 179; Commonwealth v. Hampton supra 718 A.2d at 1252-53; and Commonwealth v. Ramos supra 14 A.3d
at 895-96. See generally Pa.R.Crim.P. 905(A). This court through another order also of June 15, 2017, relatedly
allowed that Mr. VanRensler was relieved of his past appointment as the Defendant's "standby counsel." See Order
dated June 15, 2017. See also Order dated September 1, 2015.
On July 14, 2017, Mr. Wismer lodged an extension application seeking until July 17, 2017, to file the past
instructed, amended collateral pleading. See Extension Application dated July 14, 2017. In an order of that same
date (July 14, 2017), the court granted the defense's extension request. See Order dated July 14, 2017.
Defendant Rauso on July 17, 2017, lodged his Amended, Counseled Petition for Post Conviction Relief. See
Amended, Counseled Petition for Post Conviction Relief ... dated July 17, 2017.
An evidentiary hearing as then scheduled in the above -captioned matter regarding Defendant Rauso's counseled,
amended PCRA filing commenced and concluded on August 8, 2017, before this court. See Hearing Notice dated
July 21, 2017. See also generally Pa.R.Crim.P. 908(A)(2).
At the beginning of this proceeding (August 8, 2017), the Defendant's collateral lawyer once more confirmed
of-record, knowing he had a right to be physically present and appreciating that should he choose not to appear in
person Defendant Rauso's ability to effectively advance certain PCRA claims may very well be limited given the
only available electronic means to participate was that of telephone, the Defendant after further consultation with his
34
collateral attorney opted to appear and participate at this hearing (August 8, 2017) via telephone, an election
consistent with his stated and preferred such practices. The Defendant relatedly, of-record, acknowledged the same
and confirmed he would again be appearing and participating for purposes of this listing by telephone. N.T. 8/8/17,
-
p. 5-6. See Defense Exhibit D-1 Mr. Wismer's Letter dated July 26, 2017, and Correspondence dated July 21,
2017. See also Amended, Counseled Petition for Post Conviction Relief dated July 17, 2017, pp. 5-10; Praecipe
to File, Enter and Docket January 31, 2017 Letter ... dated February 3, 2017; Motion to Vacate, Rescind ... This
Court's February 27, 2017 Order Denying Defendant's Motion to Vacate August 10, 2011 Restitution Order ... [sic]
dated March 22, 2017, and Proposed Hearing Notice; Motion to Modify And Or Reconsider February 27, 2017
Order Which Denied Defendant's Motion to Stay ,.. [sic] dated March 22, 2017, and Proposed Hearing Notice; and
Motion to Rescind, Modify And Or Reconsider This Court's February 27, 2017 Order Denying Defendant's
Application for the Amendment of the Certificate of Imposition of Judgment of Sentence [sic] dated March 22,
2017, and Proposed Hearing Notice. See generally Pa.R.Crim.P. 119.
Per an order dated August 9, 2017, this court denied Defendant Rauso's Amended, Counseled Petition for Post
Conviction Relief ... . See Order dated August 9, 2017. See also Amended, Counseled Petition for Post Conviction
Relief dated July 17, 2017. The Defendant did not lodge an appeal from this court's denial of his amended,
counseled PCRA petition. See Order dated August 9, 2017.
15 Defendant Rauso throughout the collateral litigation and restitution payment challenge before this court was
incarcerated at FCI Schuylkill resulting from his June 20, 2011, sentence past imposed by the District Court of the
Eastern District of Pennsylvania under the docket, United States v. Rauso, No. DPAE 2: 10 CR 000406-001, an
aggregate period of incarceration of one hundred sixty (160) months followed by three (3) years supervised release.
-
See United States v. Rauso, No. DPAE 2: 10 CR 000406-001 United States District Court-Eastern District of
Pennsylvania. Through his Praecipe to File, Enter and Docket January 31, 2017 Letter ... and other various
pleadings, Defendant Rauso confirmed his past voiced preference to appear in any hearings at bar via telephone, the
only electronic inmate hearing participation means federal penal authorities made available to this court.
The scheduling of a date certain for any of these electronic listings necessitated that Delaware County Legal and
Audio Visual Office staff contact directly the Defendant's assigned FCI counselor and a measure of time was
needed given this person's other professional commitments to fmalize any such arrangements. See Praecipe to File,
Enter and Docket January 31, 2017 Letter .., dated February 3, 2017. See also Motion for Leave to File Motion to
Withdraw Guilty Plea and or for Modification of Sentence Nunc Pro Tune [sic] dated March 8, 2017 Proposed -
Hearing Notice; Motion to Withdraw Guilty Plea and or Modification of Sentence ... Nunc Pro Tunc [sic] dated
March 8, 2017 - Proposed Hearing Notice; and Motion to Vacate, Rescind This Court's February 27, 2017 Order
Denying Defendant's Motion to Vacate August 10, 2011 Restitution Order ... [sic] dated March 22, 2017, and
Proposed Hearing Notice. See generally Pa.R.Crim.P. 119.
16The Defendant on May 4, 2017, contemporaneously lodged a second appeal notice stemming from this court
denying his application for the amendment of the certificate of imposition of judgment of sentence and his
sentencing certificate amendment reconsideration's refusal. See Notice of Appeal dated May 4, 2017, and Superior
Court No. 1460 EDA 2017. See also Motion to Modify And Or Reconsider This Court's February 27, 2017 Order
Denying Defendant's Application for the Amendment of the Certificate of Imposition of Judgment of Sentence [sic]
dated March 22, 2017; Motion to Correct the Judgment of Conviction ... dated January 21, 2016; Brief in Support of
Motion to Correct Judgment ... dated January 21, 2016; and Reply to the Commonwealth's Answer ... dated April
20, 2016. (This appeal before the Superior Court under docket No. 1460 EDA 2017 was withdrawn by the
Defendant through his lodging of such a Praecipe for Discontinuance on August 25, 2017. See Superior Court No.
1460 EDA 2017.)
By an order of June 9, 2017, the Superior Court recognized that Defendant Rauso had past filed (2) notices of
appeal, but for whatever the reasons its prothonotary's office was only in receipt of one (1) appeal notice. See
Superior Court No. 1460 EDA 2017, Order dated June 9, 2017. The appellate court via its order (June 9, 2017) thus
directed the trial court to forward " ... any other notice of appeal in its possession filed by Appellant." See Superior
Court No. 1460 EDA 2017, Order dated June 9, 2017. This court per an order of June 13, 2017, instructed " that
the Delaware County Office of Judicial Support SHALL IMMEDIATELY send to the Pennsylvania Superior
Court's Prothonotary the Defendant's Notice of Appeal dated May 4, 2017, relevant to this court denying the
35
Defendant's motion to vacate his restitution sentencing payment obligation, as well as his vacating of restitution
reconsideration's denial. See Notice of Appeal dated May 4, 2017. See also Orders dated February 27, 2017, and
April 24, 2017." See Order dated June 13, 2017. See also Superior Court No. 1792 EDA 2017.
17Although the relevant Pennsylvania rule of appellate procedure provides a trial court may instruct a defendant to
lodge a statement of error assignments, it is not required to take such action. See Pa.R.A.P. 1925(b)("If the judge
entering the order giving rise to the notice of appeal (judge') desires clarification of the errors complained of on
appeal, the judge may enter an order directing the appellant to file of record in the trial court and serve on the judge
a concise statement of the errors complained of on appeal ('Statement').")(Emphasis added.).
Requiring on the salient record no such additional clarification material to the appellate court review of its denial
of his Motion to Vacate August 10, 2011 Restitution Order and related reconsideration motion of the same's
rejection, this court has elected not to direct Defendant Rauso to lodge an appellate complaints statement. See
Notice of Appeal dated May 4, 2017. See also Orders dated February 27, 2017, and April 24, 2017; Motion to
Vacate, Rescind ... This Court's February 27, 2017 Order Denying Defendant's Motion to Vacate August 10, 2011
Restitution Order ... [sic] dated March 22, 2017; Motion to Vacate August 10, 2011 Restitution Order dated June
9, 2016, Defendant's Brief in Support of Motion to Vacate August 10, 2011 Restitution Order ... dated June 9,
2016; Defendant's Supplemental Brief in Support of Motion to Vacate August 10, 2011 Restitution Order ... dated
February 22, 2017; N.T. 2/24/17; N.T. 3/30/17; and N.T. 8/8/17.
18 See Certificate of Imposition of Judgment of Sentence and United States v. Rauso, No. DPAE 2: 10 CR 000406-
001 - United States District Court -Eastern District of Pennsylvania.
19 Pa.R.Crim.P. 590.
20A review of the guilty plea hearing's (August 10, 2011) audio recording shows this question of the court to be as
follows: "Would you like any more time to further talk privately with Mr. Bros [sic] about any of the rights and/or
related information that Guilty Plea Statement discusses?"
21 18 Pa.C.S. §3922.
22 18 Pa.C.S. §4107.
23 United States v. Rauso, No. DPAE 2: 10 CR 000406-001 - United States District Court -Eastern District of
Pennsylvania.
24 See Certificate of Imposition of Judgment of Sentence and United States v. Rauso, No. DPAE 2: 10 CR 000406-
001 -United States District Court -Eastern District of Pennsylvania.
25United States v. Rauso, No. DPAE 2: 10 CR 000406-001 - United States District Court-Eastern District of
Pennsylvania.
26 United States v. Rauso, No. DPAE 2: 10 CR 000406-001 - United States District Court -Eastern District of
Pennsylvania.
27 United States v. Rauso, No. DPAE 2: 10 CR 000406-001 - United States District Court -Eastern District of
Pennsylvania.
28Not only was the testimony of both these prosecution witnesses uncontradicted, this court found the above
summarized testimonial evidence of each Commonwealth witness to be otherwise credible.
2918 Pa.C.S. §3922.
" 18 Pa.C.S. §4107.
31United States v. Rauso, No. DPAE 2: 10 CR 000406-001 - United States District Court -Eastern District of
Pennsylvania.
36