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Appellate Court Date: 2019.02.05
15:33:11 -06'00'
Kainrath v. Grider, 2018 IL App (1st) 172270
Appellate Court FRANK KAINRATH, RAUL AGUIRRE, and JASON PYLE,
Caption Plaintiffs-Appellees, v. JAY GRIDER, Individually and in His
Official Capacity as Stickney Township Assessor, LOUIS S.
VIVERITO, Individually and in His Official Capacity as Stickney
Township Supervisor, and THE TOWNSHIP OF STICKNEY,
Defendants (Jay Grider, Individually and In His Official Capacity as
Stickney Township Assessor, and The Township of Stickney,
Defendants-Appellants).
District & No. First District, First Division
Docket No. 1-17-2270
Filed November 26, 2018
Decision Under Appeal from the Circuit Court of Cook County, No. 2015-L-6481; the
Review Hon. Daniel T. Gillespie, Judge, presiding.
Judgment Affirmed.
Counsel on Del Gado Law Group, LLC, of Berwyn (K. Austin Zimmer and
Appeal Joseph A. Giambrone, of counsel), for appellants.
John S. Xydakis, of Chicago, for appellees.
Panel PRESIDING JUSTICE MIKVA delivered the judgment of the court,
with opinion.
Justices Harris and Griffin concurred in the judgment and opinion.
OPINION
¶1 Plaintiffs, three municipal officeholders and current or former employees of the City of
Burbank, Illinois, sued defendants Jay Grider and the Township of Stickney for defamation
and false light. Plaintiffs alleged that Mr. Grider, in his capacity as the Stickney Township
Assessor, sent a letter to newspapers, local officials, and others challenging plaintiffs’ ethics
and accusing them of illegally obtaining property exemptions, effectively causing
homeowners in Burbank to pay more than their fair share in property taxes. Defendants now
appeal from the denial of their motion for summary judgment, in which they claimed
protection under the Citizen Participation Act (Act) (735 ILCS 110/1 et seq. (West 2014)), our
state’s anti-SLAPP (Strategic Lawsuits Against Public Participation) act. For the reasons that
follow, we affirm the judgment of the circuit court.
¶2 BACKGROUND
¶3 Plaintiffs in this case are Burbank Building Commissioner Frank Kainrath, Burbank
Alderman Jason Pyle (also an employee of the Cook County Assessor’s office) and Raul
Aguirre, a former employee of both the Burbank Zoning Department and the Cook County
Board of Review. Mr. Kainrath and Mr. Pyle supported Mr. Aguirre in an unsuccessful
electoral race against defendant Jay Grider for Stickney Township Assessor in 2013. In their
initial complaint, filed on June 25, 2015, plaintiffs alleged that Mr. Grider, in his capacity as
Stickney Township Assessor, sent a defamatory letter accusing them of “wrongful and
criminal acts.” The letter was sent to a number of recipients, including the Cook County
Assessor, the mayor of Burbank, the Better Government Association, and various news
organizations. Plaintiffs sued Mr. Grider, individually and in his capacity as Stickney
Township Assessor, for defamation and false light, seeking $12 million in compensatory
damages and an additional $12 million in punitive damages “or an amount to be proven at
trial.”
¶4 Mr. Grider’s June 2015 letter, which plaintiffs attached to their complaint, bore the heading
“Why homeowners in Burbank can’t catch a break on their property taxes” and stated that it
was “By Jay Grider, Assessor[,] Stickney Township.” In the letter Mr. Grider described how,
“[i]n the course of processing the paperwork that comes through [his] office and reviewing
public records online,” he had “discovered how several current and former public servants
used their inside status to scratch their own backs and lower their own property taxes—causing
[the] homeowners of Burbank to pay more property taxes.”
¶5 Mr. Grider asserted in the letter that “[a]t the top of th[at] ethically-challenged group” and
“tax cheating posse” was Mr. Kainrath, who as building commissioner had “follow[ed] a
pattern of withholding [the] assessable building permits of his preferred network of home
builders and contractors *** to delay the improved properties from reaching the tax rolls in a
timely manner.” According to the letter, Mr. Kainrath was also a “Top Ten rental-property
owner in Burbank,” who used land trusts to hide his ownership interests in multiple
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single-family homes and who for years had received “multiple illegal homeowner
exemptions,” until “the Erroneous Exemption law went into effect.”
¶6 The letter described Mr. Pyle, an employee of the Cook County Assessor’s office for over
10 years, as “Kainrath’s primary inside connection” for illegal exemptions. Mr. Grider asserted
in his letter both that Mr. Kainrath developed and owned the property then used by Mr. Pyle as
a primary residence and that Mr. Pyle assisted Mr. Kainrath with property tax appeals to reduce
the assessed value for the property in 2010-12.
¶7 According to Mr. Grider’s letter, “former Burbank Zoning Department employee Raul
Aguirre,” who “worked for the County Board of Review until his retirement in 2012,” also
helped Mr. Kainrath with property tax appeals and “bled taxpayers through illegal exemptions
and inside-access to property tax appeals for real estate he owned in Burbank.”
¶8 The letter concluded by explaining that Mr. Grider enjoyed his job as township assessor,
“saw it as [his] duty to bring the above listed transgressions to light so the taxpayers in
Burbank c[ould] get some relief,” and believed that what he had detailed in his letter was “only
the tip of the iceberg for th[e] situation.”
¶9 Defendants moved to dismiss plaintiffs’ first amended complaint pursuant to section 2-619
of the Code of Civil Procedure (Code) (735 ILCS 5/2-619(a)(9) (West 2014)), arguing
protection under the Act. A third defendant who was dismissed from the case and is not a party
to this appeal also moved to dismiss, through a combined 2-619.1 motion (id. § 2-619.1).
Ruling from the bench on September 14, 2016, the circuit court struck plaintiffs’ claims for
punitive damages, along with certain of their allegations that it felt did not “go to the issue of
whether or not this statement by [Mr.] Grider was defamatory or not, which is really the issue
we’re talking about.” Without ruling on defendants’ arguments for dismissal based on the
Act—which are at the heart of this appeal—the circuit court granted plaintiffs leave to file a
second amended complaint.
¶ 10 On June 23, 2017, defendants moved for summary judgment, arguing that they were
immune from suit pursuant to the Act. Defendants insisted that no genuine issue of material
fact existed as to whether they were entitled to immunity under sections 15 and 20 of the Act
(735 ILCS 110/15, 20 (West 2014)). Defendants asserted that they had made the required
threshold showings under that law that Mr. Grider’s letter was an act of participation in
government to obtain favorable government action and that plaintiff’s suit was meritless and
filed solely in response to Mr. Grider’s protected actions, both because the statements in the
letter were true and because the statements were reasonably related to Mr. Grider’s duties as
Stickney Township Assessor and were thus privileged and nonactionable. Defendants argued
that the burden then shifted to plaintiffs to demonstrate by clear and convincing evidence that
the letter was not genuinely aimed at procuring favorable government action, and that
plaintiffs failed to carry this burden.
¶ 11 Defendants attached to their motion an affidavit by Mr. Grider, in which he explained that,
as Stickney Township Assessor, he is a deputy assessor for the Cook County Assessor, is
trained and certified to assess the value of residential property in Cook County, and handles
inquiries from taxpayers regarding the amount of real estate taxes assessed on properties
within the township. Mr. Kainrath, as Building Commissioner for the City of Burbank, is
responsible for submitting building permits to Mr. Grider’s office in a timely manner. Mr.
Grider received one such permit for a pool to be built on a vacant piece of property but learned,
by reviewing documents and public records available through the Assessor’s internal operating
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system, that the property was not vacant but in fact contained a brand-new home, for which no
building permit had ever been obtained. This caused Mr. Grider to investigate other permits
from Mr. Kainrath’s office. According to Mr. Grider, the focus of that investigation soon
spread from Mr. Kainrath to Mr. Pyle and Mr. Aguirre and resulted in the findings stated in Mr.
Grider’s June 2015 letter. Mr. Grider attached a number of documents to his affidavit,
including property tax search results and the transcript of his deposition.
¶ 12 In response to defendants’ motion, plaintiffs argued that the Act did not provide immunity
because defendants failed to show that plaintiffs’ lawsuit was brought “solely” in response to
an act of government participation because defendants could not show that the statements in
the letter were true. Plaintiffs submitted the affidavit of their attorney, John Xydakis, who
attached an e-mail from Tom Shaer, deputy assessor for communications at the office of the
Cook County Assessor, to someone named “Katie,” which detailed an investigation by the
assessor’s office into the specific claims in Mr. Grider’s letter, concluding that those claims
were “without merit,” that there was no evidence of an “erroneous exemptions ‘scheme’ ”
(internal quotation marks omitted), and that “[a] detailed examination of [the relevant property
identification numbers] and other information show[ed] very, very substantial compliance.”
¶ 13 Although each side asked the circuit court to strike the opposing parties’ affidavits as
conclusory, lacking a proper foundation, or because they contradicted prior sworn deposition
testimony, there is no indication in the record that the circuit court ruled on these requests.
¶ 14 Following argument, the circuit court denied defendants’ motion, finding that although Mr.
Grider’s letter was sent in furtherance of his right to participate in and obtain favorable
government action, “[t]here [wa]s at least a question of fact” regarding the truth or falsity of the
statements in that letter. As such, defendants had failed to demonstrate that plaintiffs’ claims
were meritless, i.e., that they were “solely based on, related to, or in response [to the letter].”
¶ 15 JURISDICTION
¶ 16 Plaintiffs contend that we lack jurisdiction over this appeal. They argue that, by raising the
affirmative defense of privilege as a reason why plaintiffs’ claims lack merit under the Act,
defendants are using this appeal to improperly obtain interlocutory review of the circuit court’s
order denying a later motion that defendants filed seeking summary judgment on the basis of
privilege. This argument is not jurisdictional; it relates only to the proper scope of what may be
considered when a court decides whether a defendant has met its initial burden under the Act,
an issue we discuss in more detail below.
¶ 17 Our jurisdiction over this appeal is straightforward. Defendants filed their initial motion for
summary judgment based on the Act on June 23, 2017. Although the Act requires that “a
hearing and decision on [such a] motion must occur within 90 days after notice of the motion is
given to the respondent” (735 ILCS 110/20(a) (West 2016)), and the record indicates that the
circuit court did not rule until August 18, 2017, our supreme court has held that failure to
comply with the 90-day requirement does not cause the circuit court to lose jurisdiction
(Sandholm v. Kuecker, 2012 IL 111443, ¶ 67). On September 18, 2017, defendants timely filed
a petition for leave to appeal from the court’s August 18 order pursuant to Illinois Supreme
Court Rule 306(a)(9), which provides for discretionary interlocutory appeals from “order[s] of
the circuit court denying [ ] motion[s] to dispose under the Citizen Participation Act (735 ILCS
110/1 et seq.).” Ill. S. Ct. R. 306(a)(9) (eff. July 1, 2017). We granted defendants’ petition on
October 18, 2017, and accordingly have jurisdiction over this appeal.
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¶ 18 ANALYSIS
¶ 19 Summary judgment is appropriate where, construed liberally in favor of the party opposing
judgment (Carney v. Union Pacific R.R. Co., 2016 IL 118984, ¶ 25), “the pleadings,
depositions, and admissions on file, together with the affidavits, if any, show that there is no
genuine issue as to any material fact and that the moving party is entitled to a judgment as a
matter of law” (735 ILCS 5/2-1005(c) (West 2014)). Although summary judgment is
“encouraged as an aid in the expeditious disposition of a lawsuit,” it is “a drastic means of
disposing of litigation and, therefore, should be allowed only when the right of the moving
party is clear and free from doubt.” Adams v. Northern Illinois Gas Co., 211 Ill. 2d 32, 43
(2004). We review a circuit court’s grant or denial of summary judgment de novo (Doria v.
Village of Downers Grove, 397 Ill. App. 3d 752, 756 (2009)) and may affirm the judgment of
the circuit court “on any basis appearing in the record” (Urban Sites of Chicago, LLC v. Crown
Castle USA, 2012 IL App (1st) 111880, ¶ 21).
¶ 20 As an initial matter, we clarify the scope of this appeal and what portions of the record will
be considered. Defendants petitioned this court for leave to appeal from the circuit court’s
denial of their initial motion for summary judgment, based solely on the Act. In connection
with their petition, defendants filed a Rule 328 (Ill. S. Ct. R. 328 (eff. July 1, 2017)) supporting
record consisting of the various complaints in this matter, the briefing on their initial motion
for summary judgment, and the circuit court’s order denying that motion. Defendants were
later granted leave to supplement the record with a transcript of the hearing on their initial
motion for summary judgment. These are the only documents relevant to our review in this
case.
¶ 21 In their opposition to defendants’ petition for leave to appeal plaintiffs attached their own
Rule 328 supporting record, consisting of the briefing on a second motion for summary
judgment filed by defendants, “Based Upon Privilege, Immunities, and Other Defenses.” This
second motion was not filed until August 11, 2017, less than a week before the court’s denial
of the first motion, and was not fully briefed or ruled on for another month, well after
defendants’ petition for leave to appeal the denial of their first motion was filed in this court. It
is not any part of this interlocutory appeal. The documents in the defendants’ supporting record
are not relevant and will also not be considered because “the scope of appellate review of a
summary judgment motion is limited to the record as it existed when the circuit court ruled.”
Campos v. Campos, 342 Ill. App. 3d 1053, 1066 (2003).
¶ 22 In assessing whether defendants’ initial motion for summary judgment was properly
denied, we look first to the burden-shifting requirements of the Citizen Participation Act and
how those requirements have been construed by our supreme court. We then consider whether
defendants made the necessary threshold showings under the Act, including a showing that
plaintiffs’ claims lacked merit.
¶ 23 A. The Citizen Participation Act and Sandholm
¶ 24 The Act (735 ILCS 110/1 et seq. (West 2014)) was enacted in 2007 to deter SLAPP
litigation—“lawsuits aimed at preventing citizens from exercising their political rights or
punishing those who have done so.” (Internal quotation marks omitted.) Sandholm, 2012 IL
111443, ¶ 33. It was meant to “strike a balance between the rights of persons to file lawsuits for
injury” on the one hand, “and the constitutional rights of persons to petition, speak freely,
associate freely, and otherwise participate in government” and furthermore “to protect and
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encourage public participation in government to the maximum extent permitted by law.” 735
ILCS 110/5 (West 2014). The Act provides that “[a]cts in furtherance of the constitutional
rights to petition, speech, association, and participation in government are immune from
liability, regardless of intent or purpose, except when not genuinely aimed at procuring
favorable government action, result, or outcome.” Id. § 15. The Act provides for summary
dismissal, expedited appellate review, and recovery of attorney fees for the “SLAPPed” party.
Sandholm, 2012 IL 111443, ¶ 35; 735 ILCS 110/20(a), 25 (West 2014). It is to be “construed
liberally to effectuate its purposes and intent fully.” 735 ILCS 110/30(b) (West 2014).
¶ 25 Under the Act, a defendant may move “to dispose of a claim in a judicial proceeding” on
the grounds that (1) he engaged in an act “in furtherance of [his] rights of petition, speech,
association, or to otherwise participate in government” and (2) the plaintiff’s claim “is based
on, relates to, or is in response to” that protected act of citizen participation. Id. § 15. The
burden then shifts to the plaintiff to produce “clear and convincing evidence” that the acts of
the moving party were a sham, i.e., that they were “not genuinely aimed at procuring favorable
government action.” Id. §§ 15, 20(c).
¶ 26 Plaintiffs do not appear to dispute that Mr. Grider’s act of sending his June 2015 letter to
local government officials was an act of government participation. The parties’ arguments
instead center on whether defendants met their additional burden under section 15 of the Act of
showing that plaintiffs’ lawsuit was “based on, relat[ed] to, or [wa]s in response to” that
protected act (id. § 15). If defendants did, the burden shifted to plaintiffs; if they did not,
defendants’ motion for summary judgment was properly denied.
¶ 27 In Sandholm, our supreme court construed the language of section 15 narrowly, holding
that a defendant seeking the act’s protections must demonstrate that the plaintiff’s suit is
“solely based on, relating to, or in response to” the defendant’s act of protected citizen
participation. (Emphasis in original.) Sandholm, 2012 IL 111443, ¶ 45. The court explained
that “SLAPPs are, by definition, meritless,” and a “SLAPP plaintiff’s goals are achieved
through the ancillary effects of the lawsuit itself ***, not through an adjudication on the
merits.” (Internal quotation marks omitted.) Id. ¶¶ 34-35. Thus, “where a plaintiff files suit
genuinely seeking relief for damages for the alleged defamation or intentionally tortious acts of
defendants, the lawsuit is not solely based on defendant’s rights of petition, speech,
association, or participation in government” and will “not be subject to dismissal under the
Act.” (Emphasis added.) Id. ¶ 45. The court noted that this construction would “allow[ ] a
court to identify meritless SLAPP suits subject to the Act” and would “ameliorate the
‘particular danger inherent in anti-SLAPP statutes *** that when constructed or construed too
broadly in protecting the rights of defendants, they may impose a counteractive chilling effect
on prospective plaintiffs’ own rights to seek redress from the courts for injuries suffered.’ ” Id.
¶ 48 (quoting Mark J. Sobczak, Comment, SLAPPed in Illinois: The Scope and Applicability of
the Illinois Citizen Participation Act, 28 N. Ill. U.L. Rev. 559, 575 (2008)).
¶ 28 The plaintiff in Sandholm was a high school athletics director and basketball coach who
alleged that a group of individuals had launched an extensive media and letter-writing
campaign to have him removed as coach due to their disagreement with him over his coaching
style. Id. ¶¶ 3-5. The court concluded that the plaintiff’s suit bore all the hallmarks of a genuine
effort to seek damages for personal harm to his reputation from the defendants’ alleged
defamatory and tortious acts, and that the defendants had failed to show that it was a meritless
suit filed solely to stifle defendants’ right to engage in protected petitioning activities. Id. ¶ 57.
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Notably, the Sandholm court recognized that action taken by a defendant might be both
tortious and in furtherance an act of protected citizen participation. Id. ¶ 53 (“It is entirely
possible that defendants could spread malicious lies about an individual while in the course of
genuinely petitioning the government for a favorable result.”). It made clear that, in such cases,
the Act does not apply. Id. ¶ 51.
¶ 29 This court has acknowledged the tension between the concept of “immun[ity] from
liability” referenced in the Act (735 ILCS 110/15 (West 2014)) and the requirement, following
Sandholm, that a defendant must demonstrate that a plaintiff’s claims are meritless before the
Act will be found to apply. Midwest REM Enterprises, Inc. v. Noonan, 2015 IL App (1st)
132488, ¶ 61. Under this construction, what the Act provides seems less like true immunity
from suit and more like an expedited procedure for reaching the merits of a claim. But we are
bound by the clear holding in Sandholm that the Act applies only to “meritless” claims.
Sandholm, 2012 IL 111443, ¶ 45.
¶ 30 Defendants agree that it was their burden to show that plaintiffs’ claims lacked merit and
contend that the circuit court erred in finding they failed to do so. Defendants argue that
plaintiffs’ defamation claims are meritless because both absolute and qualified privileges
applied to the statements in Mr. Grider’s June 2015 letter and that plaintiffs’ false light claims
are meritless because plaintiffs failed to establish actual malice, a necessary element of that
claim. We turn first to plaintiffs’ defamation claims.
¶ 31 B. Whether Plaintiffs’ Defamation Claims Lack Merit
¶ 32 “The essential elements of a defamation claim are: (1) that the defendant made a false
statement about the plaintiff; (2) that the defendant made an unprivileged publication of that
statement to a third party; and (3) that the publication caused damages.” Goral v. Kulys, 2014
IL App (1st) 133236, ¶ 41. Certain types of statements constitute defamation per se, for which
a plaintiff need not prove damages. Id. These include, among others, statements “that impute a
person has committed a crime,” statements “that impute a person is unable to perform or lacks
integrity in performing her or his employment duties,” and statements “that impute a person
lacks ability or otherwise prejudices that person in her or his profession.” (Internal quotation
marks omitted.) Id.
¶ 33 On appeal, defendants do not include any argument, as they did in the circuit court, that the
statements in Mr. Grider’s letter were true. Defendants instead argue only that plaintiffs’
defamation claims were “meritless” under the Act because both a qualified and an absolute
privilege applied to the statements in Mr. Grider’s letter.
¶ 34 Privilege, whether absolute or qualified, is an affirmative defense, not an element of a
plaintiff’s claim for defamation. As this court recently explained in Garrido, due to a “quirk of
defamation law,” many cases “misleading[ly]” state that an unprivileged publication of the
defamatory statement is an element of the claim, when in fact a plaintiff need only prove lack
of privilege “in the event that the defendant raises that particular affirmative defense.” Garrido
v. Arena, 2013 IL App (1st) 120466, ¶ 25 n.2 (citing Quinn v. Jewel Food Stores, Inc., 276 Ill.
App. 3d 861, 870 (1995), and Restatement (Second) of Torts § 613(2) (1977)); see also Blair v.
Walker, 64 Ill. 2d 1, 5 (1976) (noting that “[t]he defense of privilege” has long been recognized
in tort cases).
¶ 35 The Garrido court went on to conclude that the existence of a valid affirmative defense is
not something a court should consider when assessing whether a plaintiff’s claim is “meritless”
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for purposes of the Act. Garrido, 2013 IL App (1st) 120466, ¶¶ 26-27. It explained that, in its
view, although “[t]he term ‘meritless’ is often used loosely to describe any unsuccessful legal
claim or theory, *** in the context of a SLAPP it is a term of art and means something more.”
Id. ¶ 20. According to Garrido, a claim is “meritless” under the Act only “if a movant
disproves some essential element of the nonmovant’s claim.” Id. ¶ 19.
¶ 36 The defendants in Garrido, like defendants here, argued that they were not liable for
defamation because their statements were privileged. Id. ¶ 25. But the court held that this did
not render the plaintiffs’ claims “meritless” under the Act, because “[a] successful affirmative
defense merely ‘avoid[s] the legal effect of or defeat[s] the cause of action set forth in the
complaint’ ” and in fact “rests upon the idea that conduct which otherwise would be actionable
is to escape liability because the defendant is acting in furtherance of some interest of social
importance, which is entitled to protection even at the expense of uncompensated harm to the
plaintiff’s reputation.” (Emphasis and internal quotation marks omitted.) Id. ¶¶ 26-27 (quoting
735 ILCS 5/2-613(d) (West 2010)).
¶ 37 Other panels of this court have restated the holding in Garrido without providing any
additional analysis of the issue. See Midwest REM Enterprises, 2015 IL App (1st) 132488,
¶ 60 (noting that “[t]o show the complaint lacks merit, the defendant must ‘disprov[e] some
essential element of plaintiff’s prima facie case’ ” (quoting Garrido, 2013 IL App (1st)
120466, ¶ 28)); Goral, 2014 IL App (1st) 133236, ¶ 40 (citing Garrido, 2013 IL App (1st)
120466, ¶ 28, for the proposition that “the existence of an affirmative defense does not
establish that a plaintiff’s claim is ‘meritless’ under the second prong [of the Act]”). The circuit
court in this case, though it did not cite the case by name, seems to have similarly relied on
Garrido in ruling on defendants’ motion, stating: “A defendant cannot fulfill the meritless
prong of the second requirement [of the Act] by asserting an affirmative defense. Instead the
Courts must look to examine the plaintiff’s defamation claim and the allegations contained
within the complaint.”
¶ 38 In their reply brief, defendants argue that Garrido is distinguishable from this case on the
basis that, in Garrido, protection under the Act was sought through a motion to dismiss
pursuant to section 2-619 of the Code (735 ILCS 5/2-619 (West 2014)), and not, as here,
through a motion for summary judgment. We reject this distinction as irrelevant. As this court
noted in August v. Hanlon, 2012 IL App (2d) 111252, ¶ 23, “[t]he Act applies to ‘any motion to
dispose of a claim in a judicial proceeding’ ” (emphasis in original) (quoting 735 ILCS 110/15
(West 2010)), and “for purposes of our analysis, any distinction between a motion for
summary judgment and a motion to dismiss under section 2-619(a)(9) is immaterial” (id. ¶ 24).
¶ 39 We nevertheless question whether the distinction in Garrido—that a claim is meritless for
purposes of the Act only if an essential element of the plaintiff’s claim is disproved and not if a
valid affirmative defense is asserted—flows inexorably from our supreme court’s decision in
Sandholm. Notably, the Garrido court cited no authority for its conclusion that the word
“meritless” is a term of art having a special meaning in the context of a motion under the Act.
See Garrido, 2013 IL App (1st) 120466, ¶ 20. Certainly a claim is meritless if an essential
element of the plaintiff’s prima facie case is disproved, but is it not equally meritless if it is
doomed to fail because it is subject to an obvious affirmative defense?
¶ 40 We need not resolve that question here, however. We conclude that, even if an affirmative
defense—like privilege—can provide a basis for dismissal of a claim under the Act, in this
case defendants failed to establish that a privilege applied to Mr. Grider’s comments.
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¶ 41 As our supreme court explained in Blair, 64 Ill. 2d at 5, “Privileged communications are
generally divided into those which are absolutely privileged and those which are only
qualifiedly privileged.” An absolute privilege “cannot be overcome by a showing of improper
motivation or knowledge of falsity,” whereas a qualified privilege “is conditional upon the
good faith and reasonable behavior of the defendant.” Id. at 6. The defendants argue that both
absolute and qualified privileges apply to Mr. Grider’s comments.
¶ 42 Because it is such a “severe restriction” on a plaintiff’s ability to seek recourse for acts of
defamation, absolute privilege has historically been “narrowly applied to legislative, judicial
and certain military officers and proceedings” and “high executive officials.” Id.; see also
Restatement (Second) of Torts § 591(b) (1977) (noting that, at the state level, application of the
privilege is limited to the “governor or other superior executive officer of a state”);
Restatement (Second) of Torts Appendix § 591, Reporter’s Note, at 21 (1981) (explaining that
“[t]he majority of the state courts have declined to extend the absolute privilege beyond the
superior state officers and have recognized as to other officers only a conditional privilege”).
This is in keeping with society’s interest in “the unfettered discharge of public business” that
such proceedings entail and such individuals are charged with. (Internal quotation marks
omitted.) Blair, 64 Ill. 2d at 6. We agree with plaintiffs that Mr. Grider’s level of executive
authority cannot be compared to that of other public officials, for whom Illinois courts have
recognized an absolute privilege. See, e.g., id. at 7 (extending the privilege to statements made
by the governor); Geick v. Kay, 236 Ill. App. 3d 868, 876 (1992) (extending it to statements
made by mayors of Illinois municipalities).
¶ 43 Mr. Grider’s duties are set out in the Property Tax Code, which provides that township
assessors are “ex-officio deputy assessors” charged with making property assessments in the
townships where they are elected, but that they “shall be under the direction and control of the
county assessor in the same manner as other deputy assessors.” 35 ILCS 200/2-55 (West
2014). At his deposition, Mr. Grider agreed that, as a township assessor, he has no authority to
reassess property, issue exemptions, or issue certificates of error. Defendants have simply not
shown that Mr. Grider exercises the high level of executive discretion necessary for a finding
that statements made within the scope of his duties are absolutely privileged. See Catalano v.
Pechous, 83 Ill. 2d 146, 156 (1980) (concluding that, although a city clerk was an officer of the
government of Berwyn, no privilege attached to his remarks because the ordinances governing
his position demonstrated that his relevant duties were ministerial in nature).
¶ 44 The case defendants primarily rely on, Novoselsky v. Brown, 822 F.3d 342 (7th Cir. 2016),
is not controlling and is also distinguishable. There, the Seventh Circuit recently concluded,
despite the fact that her position “does not entail the same level of executive authority as a
governor or mayor,” that Illinois courts would hold that statements made by Dorothy Brown,
as the Clerk of the Circuit Court of Cook County, enjoy the same executive privilege “insofar
as she communicate[s them] within the scope of [her] functions and duties.” Id. at 350. Of
course, as a federal case, this is not controlling. Even if it were, Mr. Grider’s status, as a deputy
assessor, is simply not equivalent to Brown’s.
¶ 45 Defendants alternatively argue that a qualified privilege applied to the statements Mr.
Grider made in his 2015 letter. “A qualified privilege exists where a communication that might
be defamatory is not actionable because of the occasion on which or the circumstances under
which it was made.” (Emphasis added.) Cianci v. Pettibone Corp., 298 Ill. App. 3d 419, 425
(1998). Three such occasions are recognized: “(1) situations that involve some interest of the
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person who publishes the defamatory matter; (2) situations that involve some interest of the
person to whom the matter is published or of some third person; and (3) situations that involve
a recognized interest of the public.” Id. at 426. A qualified privilege is destroyed, however,
where it has been abused. Id. “An abuse of the privilege may consist of ‘any reckless act which
shows a disregard for the defamed party’s rights, including the failure to properly investigate
the truth of the matter, limit the scope of the material, or send the material to only the proper
parties.’ ” Id. (quoting Kuwik v. Starmark Star Marketing & Administration, Inc., 156 Ill. 2d
16, 30 (1993)); see also Restatement (Second) of Torts § 599 cmt. a (1977) (noting a qualified
privilege “may be abused *** because the publication is made to some person not reasonably
believed to be necessary for the accomplishment of the purpose of the particular privilege”).
“[T]he issue of whether a qualified privilege exists [is] a question of law for the court, and the
issue of whether the privilege was abused [is] a question of fact for the jury.” Kuwik, 156 Ill. 2d
at 25.
¶ 46 Defendants argue that the “undisputed evidence demonstrates that Grider’s statements fall
under two of the three recognized situations” in which a qualified privilege arises: “the
interests of third parties and a recognized interest of the public.” We agree with plaintiffs,
however, that even if such a privilege arose, there is at least a question of material fact
regarding whether Mr. Grider abused the privilege by sending his 2015 letter to parties not
reasonably believed to be necessary to accomplish any proper purpose. At his deposition, Mr.
Grider admitted that he additionally sent the letter to the Better Government Association, the
mayor of Burbank, and to “some media outlets, because [he] was trying to get some action or
reaction for the transgressions *** that took place.” Defendants make no argument defending
the reasonableness or necessity of sending the letter to these recipients in order to accomplish
any reform. Defendants’ casual dismissal of plaintiff’s arguments as “Monday morning
quarterbacking” does not persuade us that reversal is warranted.
¶ 47 In sum, we agree with the circuit court that defendants failed to demonstrate that plaintiffs’
defamation claims were meritless. We need not consider the parties’ arguments about whether
plaintiffs’ claims were also retaliatory. Under Sandholm, a lawsuit is not a SLAPP if it has
potential merit, even if the plaintiff’s motivation in bringing it was, in part, retaliatory.
Sandholm, 2012 IL 111443, ¶ 51. Because defendants failed to demonstrate that plaintiffs
defamation claims were meritless, the burden never shifted to plaintiffs to demonstrate by clear
and convincing evidence that the letter Mr. Grider published was not genuinely aimed at
procuring favorable government action.
¶ 48 We also need not consider defendants’ argument on appeal that no proper foundation was
laid for plaintiffs’ introduction of the e-mail from Mr. Shaer at the office of the Cook County
Assessor concluding, after an apparent investigation by that office, that the statements in Mr.
Grider’s letter were substantially false. As an initial matter, defendants failed to preserve this
issue when they failed to secure a ruling on their motion to strike Mr. Xydakis’s affidavit
attaching the exhibit. See Intercontinental Parts, Inc. v. Caterpillar, Inc., 260 Ill. App. 3d
1085, 1090 (1994) (“When a party moves to strike an affidavit which has been filed in support
of a motion for summary judgment, it is that party’s duty to bring his motion to the attention of
the trial court and to get a ruling on the motion, and the failure to obtain such a ruling will
operate as a waiver [forfeiture] of the objections to the affidavit.”). It also does not matter since
the affidavit went to rebut defendants’ argument that the statements Mr. Grider made were true
and, on appeal, the defendants are no longer pursuing that argument.
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¶ 49 C. Whether Plaintiffs’ False Light Claims Lack Merit
¶ 50 We separately consider whether defendants demonstrated that plaintiffs’ claims for false
light were meritless. See 735 ILCS 110/15 (West 2014) (discussing when “a claim” may be
disposed of under to the Act). The three elements of this cause of action are that “(1) plaintiff
was placed in a false light before the public as a result of defendant’s actions; (2) the false light
would be highly offensive to a reasonable person; and (3) the defendant acted with actual
malice, with knowledge of or reckless disregard for the falsity of the statements.” Wynne v.
Loyola University of Chicago, 318 Ill. App. 3d 443, 454 (2000). Defendants argue that
plaintiffs’ false light claims are meritless because “[t]he undisputed facts presented offer no
evidence that [Mr.] Grider acted with the requisite intent when he sent the letter.”
¶ 51 A defendant who moves for summary judgment has the initial burden of production, which
can be met by either (1) affirmatively introducing evidence that, if uncontroverted, would
disprove the plaintiff’s case or (2) establishing that a lack of sufficient evidence will prevent
the plaintiff from proving an essential element of the cause of action. Hall v. Flowers, 343 Ill.
App. 3d 462, 469-70 (2003). Where the defendant satisfies this initial burden of production,
the burden then shifts to the plaintiff to show a factual basis to support the elements of his
claim. Id. at 470.
¶ 52 Defendants’ argument appears to be that, based on Mr. Grider’s own self-serving
conclusion, made during his deposition testimony, that he acted without malice in sending the
June 2015 letter, the burden of production shifted to plaintiffs to show a factual basis for their
claim of malicious intent. We disagree. “When determining whether factual issues exist for
purposes of a summary judgment motion, we must ignore personal conclusions, opinions and
self-serving statements and consider only facts admissible in evidence.” (Internal quotation
marks omitted.) Parker v. House O’Lite Corp., 324 Ill. App. 3d 1014, 1029-31 (2001)
(finding—the defendant’s own assertions to the contrary—that the plaintiff raised a triable
issue of fact regarding whether the defendant acted recklessly or with “actual malice”); see
also Perfection Corp. v. Lochinvar Corp., 349 Ill. App. 3d 738, 744 (2004) (“[u]nsupported
assertions, opinions, and self-serving or conclusory statements made in deposition testimony
are not admissible evidence upon review of a summary judgment motion”).
¶ 53 Here, plaintiffs alleged that they and Mr. Grider were political rivals. At his deposition Mr.
Grider acknowledged that, in all of his time as township assessor, this was the only
investigation he personally undertook regarding illegal property tax exemptions or other
misconduct, noting that normally, when he receives tips regarding such conduct from
taxpayers, he forwards them on to the office of the Cook County Assessor through that office’s
whistle-blower website. We further note that a fact finder could conclude that the language
used by Mr. Grider in his 2015 letter at times crosses the line between a dispassionate
recitation of the facts into name-calling, referring to plaintiffs as an “ethically challenged
group” who “used their insider status to scratch their own backs” and a “tax cheating posse”
who “bled taxpayers through illegal exemptions and inside-access to property tax appeals.” On
this record, we cannot say that Mr. Grider’s own testimony insisting he did not act with actual
malice when he sent the letter is sufficient to demonstrate the lack of a question of material fact
on this element.
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¶ 54 CONCLUSION
¶ 55 For the above reasons we affirm the circuit court’s denial of defendants’ motion for
summary judgment under the Act. Defendants were not entitled to the protections afforded by
the Act because they failed to show that plaintiff’s claims lacked merit, such that they were
filed solely in response to a protected act of citizen participation.
¶ 56 Affirmed.
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