[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
FILED
-------------------------------------------U.S. COURT OF APPEALS
No. 04-13152 ELEVENTH CIRCUIT
APRIL 29, 2005
Non-Argument Calendar
-------------------------------------------- THOMAS K. KAHN
CLERK
D. C. Docket No. 00-00513-CV-FTM-29-DNF
DERRICK ANTOINE POWELL,
Petitioner-Appellant,
versus
SECRETARY, DOC,
Respondent-Appellee.
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Appeal from the United States District Court
for the Middle District of Florida
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(April 29, 2005)
Before EDMONDSON, Chief Judge, TJOFLAT and DUBINA, Circuit Judges.
PER CURIAM:
Derrick Antoine Powell, a Florida prisoner serving a life sentence and
two concurrent seven and a half years’ sentences for first degree felony murder,
armed robbery, and armed burglary, appeals pro se the district court’s denial of his
petition for writ of habeas corpus, pursuant to 28 U.S.C. § 2254. This appeal is
governed by the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA).
The district court granted a certificate of appealability (COA) on (1) whether
Powell was denied his Fifth and Fourteenth Amendment right to a fair trial “when
the State called three admittedly implicated witnesses to the stand for the purpose
of having the witnesses take the Fifth Amendment in front of the jury”; and
(2) whether the introduction of post-arrest confessions by Powell’s codefendants
against him violated the Confrontation Clause and required a new trial. No
reversible error has been shown; we affirm.
BACKGROUND
Powell was a juvenile charged as an adult for his participation in the
shooting death of Emanuel Wooders during a robbery/burglary. Three
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accomplices were charged separately as adults with the same crimes: the state
planned to call each to testify in Powell’s 1995 trial. Defense counsel objected
that calling a witness for the purpose of invoking his Fifth Amendment privilege
was irrelevant and prejudicial. The trial court took a proffer outside the jury’s
presence on each witness; and all three invoked their Fifth Amendment privilege.
At the state’s request, the trial court declared each accomplice unavailable as a
witness. The court then allowed, over objection, the prosecutor to call each
accomplice in front of the jury to ask if he recalled the night that Mr. Wooders was
shot. Each accomplice exercised his Fifth Amendment privilege and was excused.
The state then sought to introduce portions of the post-arrest statements of
two of the accomplices, and a portion of the guilty plea proffer of the third, under
the declaration against penal interest exception to the rule against hearsay, Fla.
Stat. Ann. § 90.804(2)(c). Powell objected, among other things, that this violated
his right to cross-examine adverse witnesses. The trial court admitted edited
versions of the statements -- redacted to exclude references to Powell and plural
pronouns -- through the testimony of a police officer. The jury convicted Powell;
and the state appellate court affirmed Powell’s convictions in 1998. Powell v.
State, 724 So. 2d 1207 (Fla. 2d Dist. Ct. App. 1998).
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DISCUSSION
“We review de novo a district court’s denial of a habeas petition under 28
U.S.C. § 2254.” Maharaj v. Sec’y for the Dep’t of Corr., 304 F.3d 1345, 1348
(11th Cir. 2002). “Our review (and the district court’s review) of a state court’s
decision in a habeas corpus case is governed -- and limited -- by 28 U.S.C. § 2254
as amended by AEDPA.” Hawkins v. Alabama, 318 F.3d 1302, 1305 (11th Cir.
2003). Section 2254(d) provides
An application for a writ of habeas corpus on behalf of a
person in custody pursuant to the judgment of a State court
shall not be granted with respect to any claim that was
adjudicated on the merits in State court proceedings unless
the adjudication of the claim--(1) resulted in a decision that
was contrary to, or involved an unreasonable application
of, clearly established Federal law, as determined by the
Supreme Court of the United States.
28 U.S.C. § 2254(d)(1). The Supreme Court has stated that a state court decision
is “contrary to” Supreme Court precedent if (1) “the state court applies a rule that
contradicts the governing law set forth in our cases”; or (2) the state court
confronts “a set of facts that are materially indistinguishable from a decision of
this Court and nevertheless arrives at a result different from our precedent.”
Williams v. Taylor, 120 S.Ct. 1495, 1519-20 (2000). And a decision is an
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“unreasonable application” of Supreme Court precedent “if the state court
identifies the correct governing legal principle from this Court’s decisions but
unreasonably applies that principle to the facts of the prisoner’s case.” Lockyer v.
Andrade, 123 S.Ct. 1166, 1174 (2003) (citation omitted). In other words, the state
court’s application of clearly established law “must be more than incorrect or
erroneous”: it must be “objectively unreasonable.” Id.
Powell argues first that the state’s calling of the three participants to the
stand, in the presence of the jury and for the purpose of having them exercise their
Fifth Amendment privilege against self-incrimination, allowed the jury to infer
Powell’s guilt as an accomplice from the refusals to testify.
The state court’s allowing the three accomplices to exercise their Fifth
Amendment privilege in front of the jury was not “contrary to” clearly established
Federal law. Powell cites Namet v. United States, 83 S.Ct. 1151 (1963), to
support his position. Namet was a case about a claim of evidentiary error where
the prosecutor asked two witnesses incriminating questions, while knowing that
the witnesses were prepared to invoke their privilege against self-incrimination.
83 S.Ct. at 1154. But the Court wrote that “[n]o constitutional issues of any kind
[were] presented.” Id. And Powell has cited a No Supreme Court case holding
that a defendant’s due process rights are violated when the government calls a
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witness with the knowledge that the witness would invoke his Fifth Amendment
privilege in front of the jury. See Washington v. Crosby, 324 F.3d 1263, 1265
(11th Cir.), cert. denied, 124 S.Ct. 429 (2003) (stating that, where no Supreme
Court precedent is on point, this Court cannot say that the state court’s
conclusion is contrary to clearly established Federal law as determined by the
Supreme Court) (citation omitted).
And the state court did not unreasonably apply governing legal principles to
the facts of this case. The Namet decision discussed two theories under which
lower courts had found error: (1) “prosecutorial misconduct, when the
Government makes a conscious and flagrant attempt to build its case out of
inferences arising from use of the testimonial privilege”; and (2) when “inferences
from a witness’ refusal to answer added critical weight to the prosecution’s case in
a form not subject to cross-examination, and thus unfairly prejudiced the
defendant.” Namet 83 S.Ct. at 1154-55.
To the extent that the state’s acts here in calling the accomplices may have
amounted to prosecutorial misconduct, this by itself “does not raise a distinct
constitutional issue.” Busby v. Holt, 781 F.2d 1475, 1476 (11th Cir. 1986) (noting
that “in some egregious instances prosecutorial bad faith may in itself constitute a
distinct due process violation,” but that “the focus of the due process inquiry is on
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the fairness of the trial, not the culpability of the prosecutor”) (quotation and
citation omitted).
And Powell has not shown prejudice by the prosecutor’s conduct. Any
inference of his involvement in the charged crimes merely was cumulative to the
inferences raised by other evidence. See id. at 1477. This other evidence showed
that Powell was with one or more of the accomplices before and after the shooting,
that Powell admitted that he was at the Wooders’ house and asked to use the
phone, and that Mr. Wooders was shot after someone had asked to use the phone.
And, the only question to which the accomplices invoked their privilege was
whether they remembered the night that Mr. Wooders was shot: the state elicited
neither repeated invocations of the privilege, nor invocations of the privilege in
response to specific questions.
Powell argues second that the trial court’s admission of the accomplices’
statements violated his Confrontation Clause rights, citing Crawford v.
Washington, 124 S.Ct. 1354 (2004). He asserts that the hearsay exception for
declarations against penal interest is not a firmly rooted exception under Florida or
Federal law and that the accomplices’ statements lacked particularized guarantees
of trustworthiness.
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As the district court noted, under current Supreme Court precedent, the
admission of these statements -- which were testimonial and which were admitted
without the prior opportunity for Powell to cross-examine the declarants --
violated the Confrontation Clause. See Crawford, 124 S.Ct. at 1369 (stating that
admission of out-of-court, testimonial statements is barred under the
Confrontation Clause unless the witness is unavailable and the defendant had a
prior opportunity to cross-examine the witness). But Crawford was not the clearly
established Federal law when Powell’s convictions were affirmed in 1998. See
Lockyer, 123 S.Ct. at 1172. Powell points to no pre-Crawford Supreme Court
case holding that a defendant’s Confrontation Clause rights are violated by the
admission of confessions from accomplices that redacted references to the
defendant: the state court’s admission of the statements was not contrary to clearly
established Federal law.
And the state court’s determination that the redacted statements were
admissible was not an unreasonable application of clearly established Federal law.
The applicable Supreme Court precedent at the time, Ohio v. Roberts, 100
S.Ct. 2531, 2539 (1980), allowed for the admission of the hearsay statement of an
unavailable witness as long as the statement bore adequate “indicia of reliability.”1
1
Crawford abrogated Roberts. See Crawford, 124 S.Ct. at 1370-74.
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And reliability “can be inferred without more in a case where the evidence falls
within a firmly rooted hearsay exception. In other cases, the evidence must be
excluded, at least absent a showing of particularized guarantees of
trustworthiness.” Id.
The state court may have incorrectly admitted the statements under Roberts.
State precedent prior to the affirmance of Powell’s convictions strongly suggested
that the “statement against penal interest” exception is not a firmly rooted hearsay
exception. See Franqui v. State, 699 So. 2d 1312, 1319 (Fla. 1997).2 But the
admitted statements were not incriminating against Powell: any references to
Powell or other codefendants were redacted. The state court’s decision in
admitting these statements was not objectively unreasonable. Cf. Douglas v.
Alabama, 85 S.Ct. 1074, (1965) (opining that defendant’s Confrontation Clause
rights were violated when court admitted substance of codefendant’s confession
incriminating defendant, and confession was only direct evidence of guilt).
AFFIRMED.
2
After Powell’s convictions were affirmed, the Supreme Court determined, for Confrontation
Clause purposes, that the declaration against penal interest exception was not a firmly rooted hearsay
exception. See Lilly v. Virginia, 119 S.Ct. 1887, 1899 (1999).
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