United States Court of Appeals
Fifth Circuit
F I L E D
IN THE UNITED STATES COURT OF APPEALS
July 12, 2006
FOR THE FIFTH CIRCUIT
Charles R. Fulbruge III
Clerk
No. 05-51421
Summary Calendar
DANIEL A. RAMIREZ,
Plaintiff,
versus
E. MARTIN WALKER, etc; ET AL.,
Defendants.
DANIEL A. RAMIREZ,
Plaintiff – Appellant,
versus
ALEC J. KOROMILAS, chairman, Employees’ Compensation Appeals
Board U.S. Department of Labor in his Official and Individual
Capacity; COLLEEN DUFFY KIKO, Board Member, Employees’
Compensation Appeals Board U.S. Department of Labor in her
Official and Individual Capacity; DAVID S. GERSON, Board
Member, Employees’ Compensation Appeals Board U.S. Department
of Labor in his Official and Individual Capacity; WILLIE T.C.
THOMAS, Board Member, Employees’ Compensation Appeals Board
U.S. Department of Labor in his Official and Individual
Capacity; MICHAEL E. GROOM, Board member, Employees’
Compensation Appeals Board U.S. Department of Labor in his
Official and Individual Capacity; A. PETER KANJORSKI, Board
Member, Employees’ Compensation Appeals Board U.S. Department
of Labor in his Official and Individual Capacity; UNITED
STATES DEPARTMENT OF LABOR; JOHN DOES 1 TO 10, inclusive; in
their Official and Individual Capacities,
Defendants – Appellees.
Appeal from the United States District Court
for the Western District of Texas
(04-CV-1145)
Before BARKSDALE, STEWART and CLEMENT, Circuit Judges
CARL E. STEWART, Circuit Judge*:
Plaintiff-Appellant Daniel A. Ramirez (“Ramirez”) appeals the district court’s grant of
Defendants-Appellees’ (“Koromilas”) motion to dismiss and motion for summary judgment, stating
that the Department of Labor and specifically the Director of the Department’s Office of Workers’
Compensation Programs (“OWCP”) and the members of the Department’s Employees’ Compensation
Appeals Board (“ECAB”) violated his constitutional rights to equal protection and due process of
law when it rejected his Federal Employees’ Compensation Act (“FECA”) claims. He also argues
that the district court erred in adopting the magistrate judge’s ruling that he was not entitled to
discovery for purposes of obtaining the agency’s administrative record in his case prior to the district
court’s ruling on the pleadings. For the following reasons, we affirm the judgment of the district
court.
FACTUAL AND PROCEDURAL BACKGROUND
On March 6, 1991, Ramirez2 filed a claim for compensation under FECA for mental stress due
to factors of his federal employment; he was an industrial hygienist with the United States Department
*
Pursuant to 5th Cir. R. 47.5, the court has determined that this opinion should not be published
and is not precedent except under the limited circumstances set forth in 5th Cir. R. 47.5.4.
2
Ramirez has appeared pro se throughout the administrative and court proceedings.
2
of the Army. On March 6, 1992, the OWCP accepted Ramirez’s claim, finding that he suffered from
Post Traumatic Stress Syndrome. Accordingly, he began receiving temporary total disability benefits.
On August 26, 1992, Ramirez filed a new claim for compensation, asserting that while
working for the Army he had been exposed to toxic chemicals that had caused a neuropsychological
disorder. The OWCP accepted his claim on October 19, 1992; however, in the course of
administering his claim in 1999, the OWCP scheduled second opinion evaluations. The OWCP sent
a notice to Ramirez informing him that he had an appointment with a toxicologist in Dallas on July
12, 1999, and with a psychiatrist in El Paso on July 19, 1999, and that it would reimburse all
reasonable travel expenses. The OWCP informed Ramirez that he should respond immediately if he
were unable to attend either appointment; Ramirez was also told that his compensation benefits could
be suspended if he failed to attend these medical examinations.
On July 20, 1999, the OWCP, after confirming that Ramirez had failed to attend either
evaluation, notified him that it was proposing to suspend his benefits. It explained that unless
Ramirez submitted his reasons for not attending the evaluations within fourteen days of the date of
the letter, his benefits would be suspended under 5 U.S.C. § 8123(d). Ramirez provided no
explanation for his failure to attend either evaluation; accordingly, the OWCP informed him on
August 5, 1999, that it had suspended his benefits.
Ramirez requested a hearing and explained that he had not gone to the evaluations because
there was no conflict in the medical evidence and there was sufficient medical evidence to document
his condition. An OWCP hearing representative, after conducting a hearing, issued a decision
affirming the OWCP’s suspension of his FECA benefits.
3
On September 9, 2000, Ramirez appealed this matter to the ECAB, but because the ECAB
had not received the case file from the OWCP, it remanded the case back to the OWCP. The OWCP
reconstructed the case file and issued a new decision, informing Ramirez that his compensation would
remain suspended until he indicated his willingness to submit to the evaluations.
In a letter to the OWCP dated April 6, 2001, Ramirez responded stating that “as to the date
of this letter and continuing Mr. Ramirez does not have nor claims any remaining disability causally
related [to his injury].” Ramirez, however, also stated that he would no longer resist a medical
examination and requested that the OWCP restore his benefits.
On September 4, 2001, Ramirez filed a request for reconsideration directly with the Secretary
of Labor; this request was forwarded to the OWCP. On March 27, 2002, Ramirez requested that the
OWCP reconsider its March 29, 2001, decision. On September 11, 2002, the OWCP denied
Ramirez’s September 4, 2001, and March 27, 2002, requests for reconsideration and informed
Ramirez that if he attended both medical examinations necessary to resolve his entitlement to benefits,
his compensation benefits would be reinstated, retroactive to April 6, 2001–the day Ramirez first
indicated his willingness to undergo the OWCP-directed medical examinations. The decision also
explained the right to appeal available to him if he disagreed with the OWCP’s conclusion;
specifically, Ramirez was informed that he could request reconsideration with the OWCP within one
year of the date of that decision, or he could file an appeal with the ECAB within ninety days, or, for
good cause shown, within one year of the date of the decision. Ramirez did not file a timely appeal
with the OWCP or the ECAB. He did, however, file suit in federal court; but first, Ramirez attended
4
the medical evaluations directed by the OWCP and on November 8, 2002, the OWCP restored his
benefits3 retroactive to April 6, 2001.
In the first district court proceeding, Ramirez filed suit against the Director of the OWCP in
the Western District of Texas claiming that the OWCP had violated his due process rights in
suspending his FECA benefits for failure to submit to a medical examination. The district court found
that the OWCP had not deprived Ramirez of due process in suspending his FECA benefits. Ramirez
appealed that decision to this court and we affirmed the district court’s dismissal of the case. Ramirez
v. Dir., Office of Workers’ Comp. Programs, 102 F. Appx. 384 (5th Cir. 2004) (unpublished).
On October 28, 2004, Ramirez filed a second lawsuit in the district court. In this proceeding,
he filed suit against the OWCP and E. Martin Walker, Regional Director for the OWCP. On
December 15, 2004, Ramirez also filed suit against Alec J. Koromilas, Colleen Duffy Kiko, David S.
Gerson, Willie T.C. Thomas, Michael E. Groom, A. Peter Kanjorski, all members of the ECAB and
the Department of Labor.4 Ramirez alleged that the defendants had denied him equal protection of
law and due process because the ECAB failed to review the OWCP’s suspension determination and
render its own opinion. The district court consolidated these matters on January 13, 2005.
On May 12, 2005, the magistrate judge entered an interlocutory order denying Ramirez’s
request for discovery and on July 11, 2005, she issued her report and recommendation explaining that
3
As of the date of the filing of Koromilas’s motion to dismiss with the district court, Ramirez had
received $2,255.00 of wage loss compensation for total disability every four weeks and the only
period of compensation for which he has not received retroactive benefits is August 5, 1999, to April
6, 2001.
4
In both complaints, Ramirez named John Does 1-10 as defendants. The district court dismissed
the complaint against the John Does without prejudice as Ramirez failed to identify these defendants
within 120 days. Ramirez has not appealed this dismissal.
5
the district court did not have jurisdiction over the merits of his FECA claim. In regard to the equal
protection claim, the magistrate judge found that Ramirez had failed to allege any specific facts that
he had been intentionally treated differently than any other FECA claimant. Therefore, the magistrate
judge determined that Ramirez’s equal protection claim was without merit and recommended that the
defendant’s motion to dismiss on this issue be granted for failure to state a claim. Regarding
Ramirez’s due process claim, the magistrate judge recommended denial of the motion to dismiss,
finding that Ramirez had raised a substantial constitutional question. In evaluating the merits of that
issue, however, the magistrate judge found no due process violation because Ramirez had no
constitutional right to the ECAB decision. Furthermore, the magistrate judge found that Ramirez had
been provided full notice and an opportunity to appeal the OWCP’s adverse decision to the ECAB,
but failed to do so. The magistrate judge therefore recommended that the defendants’ motion for
summary judgment be granted on the due process challenge, as there was no issue of material fact.
The district court, conducting a de novo review of the magistrate judge’s findings, adopted them on
September 21, 2005. From that decision, Ramirez appeals.
DISCUSSION
A. Standard of Review
We review Ramirez’s equal protection claim de novo, as the district court dismissed it under
Rule 12(b)(6) for failure to state a claim. See Fin. Acquisition Partners LP v. Blackwell, 440 F.3d
278, 286 (5th Cir. 2006). Rule 12(b)(6) motions are “viewed with disfavor and [are] rarely granted”
Lowrey v. Tex. A & M Univ. Sys., 117 F.3d 242, 247 (5th Cir.1997). We will, however, grant such
a motion, but “only if it is evident the plaintiff cannot prove any set of facts entitling [him] to relief.”
Fin. Acquisition, 440 F.3d at 286. Furthermore, we view all well-pleaded facts in the light most
6
favorable to the plaintiff; however, the “plaintiff must plead specific facts, not conclusory allegations,
to avoid dismissal.” Id.
This court also reviews de novo the district court’s grant of summary judgment on Ramirez’s
due process claim. See United Fire & Cas. Co. v. Hixson Bros. Inc., --- F.3d ----, 2006 WL
1669877, *1 (5th Cir. June 19, 2006). Summary judgment will withstand scrutiny “if the pleadings,
depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,
show that there is no genuine issue as to any material fact and that the moving party is entitled to a
judgment as a matter of law.” Id. (citing Fed. R. Civ. P. 56(c)); see also Celotex Corp. v. Catrett,
477 U.S. 317, 322-23 (1986). In determining whether there is a genuine issue of material fact, we
evaluate all facts “in the light most favorable to the non-moving party.” United Fire, 2006 WL
1669877, *1.
B. FECA: a Purely Administrative Remedy
FECA establishes a comprehensive and exclusive workers’ compensation scheme for federal
employees. It provides that “the United States shall pay compensation . . . for the disability or death
of an employee resulting from personal injury sustained while in the performance of his duty.” 5
U.S.C. § 8102(a). In order to receive benefits provided for work-related injuries, FECA requires that
an employee “submit to examination by a medical officer of the United States, or by a physician
designated or approved by the Secretary of Labor,5 after the injury and as frequently and at the times
and places as may be reasonably required.” 5 U.S.C. § 8123(a). Subsection (d) of § 8123 further
provides that an employees’s right to compensation will be suspended if an employee refuses to
5
The Secretary of Labor has the authority to administer and decide all questions arising under
FECA. 5 U.S.C. § 8145. FECA also authorizes the Secretary to prescribe rules and regulations
necessary for the enforcement and administration of the Act. 5 U.S.C. § 8149.
7
submit to or obstructs a medical examination. 5 U.S.C. § 8123(d). The claimant must, however,
be given notice and an opportunity to explain his failure to attend the examination; the OWCP
procedures require that the claimant be notified in writing regarding his scheduled medical
appointment and the ramifications of his failure to attend. 20 C.F.R. § 10.540.
Once a decision has been made by the OWCP, if a claimant is unhappy with the outcome,
FECA provides several avenues for administrative review and potential relief. From the date of
decision, the claimant may: 1) within thirty days, request a hearing before an OWCP hearing
representative or request that the representative review the written record, 5 U.S.C. § 8124; 2) within
thirty days, request reconsideration, 5 U.S.C. § 8128; or 3) within one year, file an appeal with the
ECAB. 20 C.F.R. § 501.
Accordingly, we conclude that Congress provided a remedy via FECA that is exclusively
administrative. See 5 U.S.C. § 8121(b); 5 U.S.C. § 8128(b). Furthermore, the Supreme Court has
stated that “[Through FECA] employees are guaranteed the right to receive immediate, fixed
benefits, regardless of fault and without need for litigation, but in return they lose the right to sue the
Government.” Lockheed Aircraft Corp. v. United States, 460 U.S. 190, 194 (1983). Therefore, the
Secretary’s decisions regarding benefit determinations pursuant to FECA are not subject to judicial
review. Grijalva v. United States, 781 F.2d 472, 474 (5th Cir. 1986).
C. The Exception under FECA allowing Judicial Review
We have, however, recognized a limited exception to FECA’s preclusion of judicial
review–courts are not precluded from considering substantial constitutional claims. Garner v. U.S.
Dep’t of Labor, 221 F.3d 822, 825 (5th Cir. 2000). Merely affixing a constitutional label to an
otherwise precluded claim, however, will not suffice. See Bell v. Hood, 327 U.S. 678, 682-83 (“[A]
8
suit may sometimes be dismissed for want of jurisdiction where the alleged claim under the
Constitution or federal statutes clearly appears to be immaterial and made solely for the purpose of
obtaining jurisdiction or where such a claim is wholly insubstantial and frivolous.”)
Keeping these considerations in mind, we affirm the district court’s dismissal of this case,
holding that Ramirez is prohibited from challenging the merits of the Department of Labor’s decision
to suspend his compensation benefits, as such review on the merits of any aspect of his claim is
precluded under 5 U.S.C. § 8128(b). He had the opportunity to appeal the OWCP’s decision to the
ECAB, but he did not do so. As for Ramirez’s claim that the ECAB violated his constitutional rights
to due process and equal protection in the administration of his claim by failing to conduct an
appellate review and render a decision regarding the suspension of his FECA benefits, we also agree
with the district court. Our conclusion, however, requires additional analysis.
D. Ramirez’s Constitutional Claims
1. Equal Protection
Ramirez argues that ECAB made “him wait more than five (5) years” and continues to do so
“without reviewing the administrative record of the case . . . in violation of his civil rights 42 U.S.C.
[§] 1983.” A viable equal protection claim, however, must allege that similarly situated persons were
intentionally treated differently and the facts pled must be specific. Stoneburner v. Sec’y of the Army,
152 F.3d 485, 491 (5th Cir. 1998). Here, Ramirez states that he was treated differently than other
similarly situated federal employees, but he fails to set forth any substantial cognizable constitutional
challenge sufficient to overcome FECA’s preclusion of review; Ramirez does not present a fact,
statute, regulation, or case to support his position that he was treated differently than other similarly
9
situated federal employees. Accordingly, we hold that the district court properly dismissed Ramirez’s
equal protection claim.
2. Due Process
In evaluating Ramirez’s due process claim, we note that “[t]he fundamental requirement of
due process is the opportunity to be heard ‘at a meaningful time and in a meaningful manner.’”
Mathews v. Eldridge, 424 U.S. 319, 333 (1976) (quoting Armstrong v. Manzo, 380 U.S. 545, 552
(1965)). Ramirez complains that after the OWCP rendered its decision suspending his benefits, the
ECAB failed to review his case and render its own decision. As the district court held, however,
Ramirez, after due notice, having failed to timely appeal his OWCP decision to the ECAB, had no
such constitutional right to receive a decision from the ECAB. Ramirez was given timely notice and
an opportunity to be heard regarding the suspension of his benefits prior to the disposition of his case;
he was 1) told the consequences of not reporting for his medical examinations; 2) notified after he
failed to attend his medical examinations that his benefits would be suspended unless he provided an
explanation within fourteen days; 3) informed, after his benefits were suspended, of all rights available
to him to challenge this determination; and 4) advised in the OWCP’s decision that he could seek
further review, by means of reconsideration or appeal to the OWCP. Ramirez did not heed the
government’s advice–he did not attend his medical examinations, provide an explanation within
fourteen days or timely appeal the decision of the OWCP. Therefore, because the record is clear that
Ramirez was afforded meaningful notice and opportunity at each step leading to the ultimate
suspension of his benefits, we agree with the district court’s determination that Ramirez’s due process
10
complaint has no basis in fact or law, even though, as Koromilas asserts, it is cloaked in constitutional
garb.6
E. Denial of Ramirez’s Request for Discovery
Finally, we hold that the magistrate judge did not err in denying Ramirez’s discovery request,
as discovery was unnecessary prior to ruling on the defendants’ motion to dismiss and motion for
summary judgment. Ramirez states that a “discovery plan are [sic] required in responding to
defendants-appellees’ motion for summary judgment to prove the said continuous . . . conduct against
Ramirez was applied only to him in violation of his civil rights 42 U.S.C. [§] 1983.” Ramirez,
however, had a certified copy of the entire agency record made available to him via his first
proceeding in the district court against the Department of Labor. This same information was also
accessible under the Privacy Act. Furthermore, before the ECAB, Ramirez failed to articulate any
legitimate basis for his need for discovery. To succeed in his claim, Ramirez “must show how the
additional discovery will defeat summary judgment and create a genuine dispute as to a material fact.”
Washington v. Allstate Ins. Co., 901 F.2d 1281, 1285-86 (5th Cir.1990). Ramirez has not made such
a showing. Accordingly, we affirm the magistrate judge’s decision to deny discovery.
CONCLUSION
For the foregoing reasons, the judgment of the district court is AFFIRMED.
6
Courts of Appeals that have considered this issue have unanimously found that the post-
deprivation remedies available to FECA claimants are sufficient to assure that claimants receive
adequate due process, even in situations where there were violations of OWCP procedures prior to
the termination of FECA benefits. Raditch v. United States, 929 F.2d at 478, 480 (9th Cir. 1991);
Lepre v. Dep’t of Labor, 275 F.3d 59, 74 (D.C. Cir. 2001); Suto v. Fleishman, 164 F.3d 820, 825
(2nd Cir. 1999) (each holding that the administrative remedies available pursuant to FECA fully
accord with the requirements of due process and, as a result, in each instance the federal courts
lacked jurisdiction to review any alleged deprivation of the complainant’s property.)
11