FILED
NOT FOR PUBLICATION
OCT 28 2019
UNITED STATES COURT OF APPEALS MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
JAMES W. ELSEY II, No. 18-35660
Plaintiff-Appellant, D.C. No. 3:17-cv-05633-JPD
v.
MEMORANDUM*
ANDREW M. SAUL,
Commissioner of Social Security,
Defendant-Appellee.
Appeal from the United States District Court
for the Western District of Washington
James P. Donohue, Magistrate Judge, Presiding
Submitted October 22, 2019**
Seattle, Washington
Before: CLIFTON and IKUTA, Circuit Judges, and RAKOFF,*** District Judge.
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
**
The panel unanimously concludes this case is suitable for decision
without oral argument. See Fed. R. App. P. 34(a)(2).
***
The Honorable Jed S. Rakoff, District Judge for the Southern District
of New York, sitting by designation.
James W. Elsey appeals the judgment of the District Court affirming the
denial by an administrative law judge (ALJ) of his application for disability
insurance benefits and supplemental security income. Like the District Court, we
conclude the ALJ did not err in evaluating the medical evidence or Elsey’s own
testimony, and that the evidence later submitted to the Appeals Council does not
undermine the ALJ’s determination. Accordingly, we affirm.
The ALJ did not err in evaluating the medical evidence provided by nurse
practitioner Veronica Darville and chiropractor Michael Koob. In both cases, the
ALJ need only have provided germane reasons for discounting their evidence, see
Popa v. Berryhill, 872 F.3d 901, 906 (9th Cir. 2017), and this standard was met.
The ALJ determined that Ms. Darville’s opinion was inconsistent with the other
evidence provided. The ALJ also found that Dr. Koob failed to provide treatment
notes to support his opinion and that his opinion was inconsistent with other
examinations and imaging.
The ALJ also did not err in evaluating the medical evidence from Dr.
Yoshihiro Yamamoto, Dr. Brian Iuliano, pain specialist Harvey Hall, and other
medical providers. Under the relevant standard of review, “[i]f the evidence can
reasonably support either affirming or reversing the [ALJ’s] conclusion, th[is]
court may not substitute its judgment for that of the [ALJ].” Flaten v. Sec’y of
2
Health & Human Servs., 44 F.3d 1453, 1457 (9th Cir. 1995). As to each of those
sources, Elsey provided an alternative understanding of the evidence but did not
demonstrate that the ALJ’s understanding was incorrect. Instead, in each case,
substantial evidence supports the ALJ’s interpretation of the medical evidence. See
Molina v. Astrue, 674 F.3d 1104, 1110 (9th Cir. 2012).
The ALJ also did not err in considering the evidence provided by state
agency physician Dr. Gordon Hale. The report of a non-treating, non-examining
source (such as Dr. Hale) is not required to be discounted unless contradicted by
“all other evidence in the record.” See Andrews v. Shalala, 53 F.3d 1035, 1041 (9th
Cir. 1995) (emphasis omitted). Dr. Hale’s evidence was not contradicted in such a
manner. Additionally, the fact that Dr. Hale did not consider all of the evidence in
his determination does not require the ALJ to discount his opinion. The regulations
require that an ALJ evaluate the degree to which a non-examining source considers
the evidence, not that a failure to consider all evidence requires the source to be
discounted. See 20 C.F.R. § 404.1527(c)(3). The ALJ had the opportunity to
consider this, and there is no indication that she erred in this regard.
Additionally, the ALJ offered specific, clear, and convincing reasons for
rejecting Elsey’s testimony regarding his symptoms. See Lingenfelter v. Astrue,
504 F.3d 1028, 1035-36 (9th Cir. 2007). Even assuming that the District Court was
3
correct that the ALJ erred in evaluating Elsey’s daily activities, the ALJ provided
sufficient additional reasons to discount Elsey’s testimony. First, the ALJ found
that Elsey’s testimony was not consistent with medical imaging or physical
examinations. These inconsistences included a doctor’s note that Elsey’s reported
pain was disproportionate to the results of an MRI, a reported heart attack of which
doctors did not find any evidence, and the observation that his appearance was out
of line with his reported sleep deprivation. Second, the ALJ found that Elsey’s
work history demonstrated a lack of motivation to work. We have previously held
that a work history that was “spotty, at best, with years of unemployment between
jobs” can negatively affect a claimant’s credibility. Thomas v. Barnhart, 278 F.3d
947, 959 (9th Cir. 2002). Elsey’s work history falls into this pattern, as he had no
earnings between 1997 and 2005, or in 2008. Each of these examples is a specific,
clear, and convincing reason for discounting Elsey’s testimony.
Finally, the new evidence presented to the Appeals Council, does not
undermine the substantial evidence in favor of the ALJ’s determination. In contrast
to Elsey’s claims, the evidence does not demonstrate that Elsey required surgery,
but rather that he was a candidate for surgery. Being such a candidate did not
necessarily indicate that Elsey was incapable of performing light work in the
4
meantime or that he had any additional limitations not accounted for in the ALJ’s
determination.
AFFIRMED.
5