Filed
Washington State
Court of Appeals
Division Two
November 5, 2019
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II
In the Matter of the Personal Restraint No. 49767-1-II
Petition of
ROBERT EDWARD JAMES,
UNPUBLISHED OPINION
Petitioner.
WORSWICK, J. — Robert Edward James seeks relief from personal restraint imposed
following his conviction of second degree rape. James contends that his restraint is unlawful
because his defense counsel was ineffective for (1) failing to investigate and understand DNA
(deoxyribonucleic acid) evidence before trial, which impacted his ability to make a meaningful
decision whether to accept a plea offer; (2) failing to request a reasonable belief jury instruction;
(3) failing to object to an inferior degree jury instruction that he contends omitted an essential
element of the offense; (4) failing to request a pretrial competency hearing for the testifying
victim; (5) failing to object to the trial court’s reliance on unproven facts when imposing his
standard range sentence; (6) failing to object to restitution imposed for medical expenses that
were unrelated to his crime of conviction.
James also contends that (7) court staff altered the trial record to conceal trial errors, (8)
court staff failed to preserve a record of his proceedings by improperly destroying tape
recordings of his trial proceedings, (9) he was denied due process because he was not provided
with a record of sufficient completeness to raise issues on direct appeal, (10) his appellate
counsel provided ineffective assistance, and (11) cumulative error denied his right to a fair trial.
No. 49767-1-II
We deny James’s petition.
FACTS
In 2013, James was convicted of second degree rape. The facts underlying James’s
conviction were set forth in our unpublished opinion resolving his direct appeal as follows:
On June 30, 2012, S.C. was inebriated and accepted a ride from James as
she stumbled down the road. After driving around and purchasing alcohol, they
went to the Thunderbird Motel and rented a room. A motel employee, Charlie Kim,
saw S.C. in James’s car drinking whiskey, and saw S.C. and James “hugging and
kissing in the parking lot.” Report of Proceedings (RP) (Mar. 26, 2013) at 38.
A number of tenants at the motel became involved, including Wendy Taylor
and Christa Anderson. Wendy Taylor heard screaming coming from James’s room.
She described what she heard as “crying, screaming real bad, somebody got hurt.”
RP (Mar. 26, 2013) at 53. The next morning, Kim found S.C. in the doorway of
the motel room. S.C. was nude and had blood on her. She said to Kim, “‘Rape,
rape. I’m hurt, hurt. Call the police.’” RP (Mar. 26, 2013) at 36.
Kim asked another tenant, Christa Anderson, to help S.C. Anderson
observed blood and feces on the back of S.C.’.s leg. As she helped S.C. get dressed,
S.C. was in pain and said she was “raped.” RP (Mar. 26, 2013) at 62. S.C. told
Anderson she was raped “from her backside.” RP (Mar. 26, 2013) at 64. Anderson
knew S.C. and said S.C. was groggy, drowsy, and “droggier [sic] than normal.” RP
(Mar. 26, 2013) at 63. Additionally, Anderson observed a “trashed” motel room
with the phone ripped out of the wall. RP (Mar. 26, 2013) at 62.
Law enforcement responded and transported S.C. to the hospital where
Officer Jason Capps interviewed her, shortly after S.C.’s arrival. During the
interview, he observed a bruise on S.C.’s neck. Officer Capps obtained a written
statement from S.C. S.C. could not write at that time, so Officer Capps wrote the
statement for her and read it back to her. When Officer Capps showed S.C. a photo
lineup, she identified James as the man who raped her. S.C. testified that the man
in the photo lineup is the same person she was with in the motel room.
State v. James, No. 44906-4-II, slip op. at 1-2 (Wash. Ct. App. March 31, 2015) (unpublished);
http://www.courts.wa.gov/opinions
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Miriam Thompson, a sexual assault nurse examiner, treated S.C. at the hospital.
Thompson saw a milky white liquid between S.C.’s buttocks cheeks and obtained an anal swab.
S.C. told Thompson that she had voluntarily accepted a ride from her brother’s friend, Louis
Pluff, who drove her to a motel. S.C. said that her assailant strangled her and anally penetrated
her with his penis. S.C. had an anal tear. Due of the severity of S.C.’s injuries stemming from
the assault, she was hospitalized for ten days, required three surgeries, and had to use a
colostomy bag for two months.
James provided a DNA sample to law enforcement, which showed that his DNA was
present in swabs taken from S.C.’s neck.
The State charged James with first degree rape. Before trial, the State gave defense
counsel a Washington State Patrol Crime Lab report regarding the analysis of swabs taken from
S.C. The report concluded in relevant part:
No semen was detected on the pubic comb, vaginal, or perineal swabs. The p30
test result indicates the presence of semen on the anal swabs.
No male DNA was detected in the vaginal, perineal, or anal swab samples.
....
The DNA typing profiles obtained from the skin swabs (“Rt neck” and “Lt neck”)
are mixtures consistent with having originated from at least two individuals. The
DNA profiles present are consistent with originating from the known profiles of
[S.C.] and Robert James. . . .
The deduced male profile obtained from the “Rt neck” sample was entered into and
searched against the Washington State Patrol Combined DNA Index System
(CODIS) database and no matches to a forensic unknown were found.
Br. of Pet’r (Dec. 27, 2016), Attach. 5 at 2.
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At trial, James testified that he and S.C. kissed and were physically affectionate, but he
denied having sexual intercourse with her. He further testified that S.C. was uninjured when he
left the hotel room early in the morning and that he saw her talking with a transient male as he
left.
During closing, the State argued, “In looking at [S.C.’s] statements, if you take out the
name Louis Pluff and put in the man I got in the car with, it simplifies things, because the person
she got in the car with is the person who raped her. And that’s what’s clear after going through
all of the evidence.” Verbatim Report of Proceedings (VRP) (March 27, 2013) at 129. Defense
counsel argued in part during closing that S.C.’s interaction with the transient male at the hotel
created a reasonable doubt that James was the person who raped her.
On appeal, James claimed in part that his defense counsel was ineffective for failing to
adequately investigate and understand the DNA report. We declined to address this argument on
direct appeal because it relied on matters outside the appeal record.
James also argued on appeal that his defense counsel was ineffective for failing to request
a psychiatric examination of S.C. before trial. We rejected this claim on the merits, noting that
James failed to “identify any compelling reason in the record that would ‘overcome the strong
presumption that psychological examinations of witnesses to crimes shall not be allowed.’”
James, No. 44906-4-II, slip op. at 16-17 (quoting State v. Isreal, 91 Wn. App. 846, 853, 963 P.2d
897 (1998)).
After we issued the mandate disposing of James’s direct appeal, James timely filed this
petition. We dismissed his petition, concluding that the issues he raised were frivolous. Order
Dismissing Petition, In re Pers. Restraint of James, No. 49767-1-II (Wash. Ct. App. July 12,
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2017). James moved for discretionary review of our dismissal order, and a commissioner of our
Supreme Court entered a ruling denying review. See In re Pers. Restraint of James, 190 Wn.2d
686, 687, 416 P.3d 719 (2018). James moved to modify the commissioner’s ruling, and our
Supreme Court granted his motion, granted discretionary review, and remanded to this court for
further consideration of his petition. In re James, 190 Wn.2d at 687.
In granting discretionary review, our Supreme Court noted that our order dismissing
James’s petition “likely was correct in determining that the majority of [his] claims for relief are
frivolous,” but that his “ineffective assistance of counsel claim based on counsel’s failure to
understand the DNA evidence may not be frivolous, and it is not clear that the evidence
presented and the State’s statements regarding a plea offer were fully considered below.” In re
James, 190 Wn.2d at 689. Regarding the evidence supporting James’s claim that his trial
counsel was ineffective for failing to adequately investigate and understand the State’s DNA
evidence, our Supreme Court stated:
James contends that he has provided sufficient evidence that his counsel
misunderstood the State’s DNA evidence and that this led him to reject a highly
favorable plea offer. The State has filed a response and appears to acknowledge
that James rejected a plea offer. Suppl. Resp. to Pers. Restraint Pet. at 3 (James
“now regrets his decision to take his case to trial.”). James asserts that his attorney
incorrectly told him there was an unidentified male’s DNA found on the victim—
DNA that did not match James and could be matched to someone else; essentially,
that the DNA evidence would support a defense theory that someone else could
have committed the crime. Thus, James’s documentary evidence, combined with
the State’s apparent acknowledgement that there was a plea offer, provides
sufficient factual basis for more detailed consideration by the Court of Appeals as
to James’s claim that defense counsel was ineffective in misinterpreting the DNA
report, including consideration of whether further factual development is justified
by way of a reference hearing or whether to request the State to admit or deny
specific factual allegations. See RAP 16.9(b); RAP 16.11(b).
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In re James, 190 Wn.2d at 690. Our Supreme Court remanded the matter to this court to
reconsider James’s petition. In re James, 190 Wn.2d at 690.
ANALYSIS
I. PERSONAL RESTRAINT PETITION STANDARDS
A petitioner may request relief through a personal restraint petition when the petitioner is
under an unlawful restraint. RAP 16.4(a)-(c). We have three options when reviewing a personal
restraint petition: (1) dismiss the petition, (2) grant the petition, or (3) transfer the petition to the
trial court for either a full determination on the merits or a reference hearing. In re Pers.
Restraint of Yates, 177 Wn.2d 1, 17, 296 P.3d 872 (2013).
“A personal restraint petitioner must prove either a (1) constitutional error that results in
actual and substantial prejudice or (2) nonconstitutional error that ‘constitutes a fundamental
defect which inherently results in a complete miscarriage of justice.’” In re Pers. Restraint of
Monschke, 160 Wn. App. 479, 488, 251 P.3d 884 (2010) (internal quotation marks omitted)
(quoting In re Pers. Restraint of Davis, 152 Wn.2d 647, 672, 101 P.3d 1 (2004)). The threshold
question for an alleged constitutional violation is whether the petitioner has made a prima facie
case that a violation occurred and that it resulted in actual prejudice. In re Yates, 177 Wn.2d at
17-18. The petitioner must prove prejudice by a preponderance of the evidence. In re Pers.
Restraint of Lord, 152 Wn.2d 182, 188, 94 P.3d 952 (2004).
To make a prima facie showing required for a reference hearing, the petitioner must
present the evidence that is available to support the factual allegations underlying the claim of
unlawful restraint. In re Yates, 177 Wn.2d at 18. A petitioner must state with particularity facts
that, if proven, would entitle the petitioner to relief—bald assertions and conclusory allegations
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are not enough. In re Pers. Restraint of Caldellis, 187 Wn.2d 127, 146, 385 P.3d 135 (2016). If
the petitioner’s allegations are based on matters outside the existing record, the petitioner must
demonstrate that he or she has competent, admissible evidence supporting the allegations. In re
Yates, 177 Wn.2d at 18. If the evidence is based on knowledge in the possession of others, the
petitioner must present their affidavits, with admissible statements, or other corroborative
evidence. In re Monschke, 160 Wn. App. at 488. Factual allegations must be based on more
than speculation, conjecture, or inadmissible hearsay. In re Monschke, 160 Wn. App. at 489.
If the petitioner fails to show that a constitutional violation occurred and that actual
prejudice ensued, we will dismiss the petition. In re Yates, 177 Wn.2d at 17. If the petitioner
establishes that a constitutional violation and actual prejudice occurred, we will grant the
petition. In re Yates, 177 Wn.2d at 18. And if the petitioner makes a prima facie showing of a
violation and resulting prejudice but we cannot determine the merits of the petitioner’s claim on
the record, we will remand for a reference hearing. In re Yates, 177 Wn.2d at 18.
When evaluating a personal restraint petition, we ordinarily will not review issues
previously raised and resolved on direct review. In re Pers. Restraint of Gentry, 137 Wn.2d 378,
388, 972 P.2d 1250 (1999). Raising the same issue but recasting it in a different manner does
not justify a second review. In re Pers. Restraint of Stenson, 142 Wn.2d 710, 720, 16 P.3d 1
(2001); In re Pers. Restraint of Jeffries, 114 Wn.2d 485, 488, 789 P.2d 731 (1990).
II. INEFFECTIVE ASSISTANCE OF TRIAL COUNSEL
A. Legal Principles
The Sixth Amendment to the United States Constitution and article I, section 22 of the
Washington Constitution guarantee a criminal defendant the right to effective assistance of
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counsel. Strickland v. Washington, 466 U.S. 668, 685-86, 104 S. Ct. 2052, 80 L. Ed. 2d 674
(1984); State v. Thomas, 109 Wn.2d 222, 229, 743 P.2d 816 (1987). A defendant claiming
ineffective assistance of counsel bears the burden of establishing that (1) counsel’s performance
was deficient and (2) the deficient performance resulted in prejudice. State v. Grier, 171 Wn.2d
17, 32-33, 246 P.3d 1260 (2011).
Defense counsel’s performance is deficient if it falls “‘below an objective standard of
reasonableness.’” Grier, 171 Wn.2d at 33 (quoting Strickland, 466 U.S. at 688). Prejudice
ensues if there is a reasonable probability that, but for counsel’s deficient performance, the result
of the proceeding would have been different. Grier, 171 Wn.2d at 34. We strongly presume that
counsel’s performance was reasonable and, to rebut this presumption, “the defendant bears the
burden of establishing the absence of any ‘conceivable legitimate tactic explaining counsel’s
performance.’” Grier, 171 Wn.2d at 42 (quoting State v. Reichenbach, 153 Wn.2d 126, 130, 101
P.3d 80 (2004). “We apply the same prejudice standard to ineffective assistance claims brought
in a personal restraint petition as we do on appeal.” In re Pers. Restraint of Lui, 188 Wn.2d 525,
538, 397 P.3d 90 (2017).
B. Failure To Investigate and Understand DNA Report
James first argues that his defense counsel was ineffective before trial for failing to
adequately investigate and understand a report detailing the State’s DNA evidence, and that
defense counsel’s failure impacted his ability to decide whether to accept a plea offer from the
State. Although James has made a prima facie showing that defense counsel performed
deficiently by failing to adequately investigate and understand the DNA report, we conclude that
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he has failed to make a prima facie showing that he suffered prejudice as a result. Accordingly,
James is not entitled to relief or a reference hearing on this issue.
Defense counsel’s failure to adequately investigate, when combined with other
deficiencies, can amount to ineffective assistance of counsel. State v. A.N.J., 168 Wn.2d 91, 110,
225 P.3d 956 (2010). Counsel has a duty to conduct a reasonable investigation under prevailing
professional norms. In re Pers. Restraint of Elmore, 162 Wn.2d 236, 252, 172 P.3d 335 (2007).
An investigation must allow counsel to make informed decisions about representing the
defendant, for example by investigating reasonable lines of defense. In re Elmore, 162 Wn.2d at
253. “The degree and extent of investigation required will vary depending upon the issues and
facts of each case.” A.N.J., 168 Wn.2d at 111.
Defense counsel also has a duty to assist a client in evaluating a plea offer. A.N.J., 168
Wn.2d at 111. The duty of counsel to conduct a reasonable investigation relates to counsel’s
obligation to assist a client in evaluating a plea offer. A.N.J., 168 Wn.2d at 110-12. And, at a
minimum, counsel’s investigation must entail a reasonable evaluation of the evidence against the
accused and the likelihood of a conviction if the case proceeds to trial “so that the defendant can
make a meaningful decision as to whether or not to plead guilty.” A.N.J., 168 Wn.2d at 111-12.
In support of his claim that defense counsel was ineffective, James submitted a
declaration stating that his defense counsel met with him to discuss the DNA report and told him
that the report showed another male’s DNA had been collected from the victim. James’s
declaration further states that, after reading the DNA report, he had concerns that defense
counsel was misinterpreting its conclusions and requested counsel to contact the Washington
State Patrol Crime Lab to confirm his interpretation. James states that defense counsel had
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assured him that counsel would contact the crime lab to confirm his interpretation of the report’s
conclusions.
Additional evidence in the record suggests that defense counsel both misinterpreted the
DNA report’s conclusions and failed to contact the crime lab to confirm his interpretation of the
conclusions. First, the DNA report itself is devoid of any conclusion that DNA from another
male was collected from the victim. Second, defense counsel submitted a trial brief that asserted,
“The DNA exam found this defendant’s DNA on both sides of her neck and another, unidentified
male’s DNA elsewhere on her body.” Clerk’s Papers at 5. Finally, the following exchange
during defense counsel’s cross-examination of the State’s DNA expert, Marion Clark, further
suggests that counsel misinterpreted the DNA report’s conclusions:
[Defense counsel]: Okay. Now, you found another deduced male profile from the
right neck sample?
[Clark]: The mixture is consistent with [S.C.] and Mr. James, with the assumption
that [S.C.] is present on her own neck swab. The types or the STRs that are present
that do not belong to her can be subtracted out into a deduced male profile.
[Defense counsel]: Okay. And that would be something other than the profile of
Mr. James?
[Clark]: No, in fact those types do match Mr. James. It’s just a way so that we can
take those types and compare them in a different way. So those types can be
uploaded into our database or something like that without including [S.C.’s] types.
VRP (March 27, 2013) at 83-84.
James’s declaration, together with the other evidence described above, are sufficient to
make a prima facie showing that his defense counsel rendered deficient performance by failing to
adequately investigate and understand the DNA report’s conclusion that no other male DNA was
obtained from S.C.
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But James fails to make a prima facie showing that defense counsel’s deficient
performance prejudiced him. James argues that his counsel’s failure to adequately investigate
and understand the DNA report impacted his ability to make a meaningful decision about
whether to accept the State’s favorable plea offer. But James does not assert that he would have
accepted the State’s plea offer absent defense counsel’s deficient performance in failing to
investigate and understand the DNA report. This is fatal to James’s ineffective assistance claim
on this issue. Where ineffective assistance allegedly causes a defendant to reject a plea offer, a
defendant must show a reasonable probability that, but for the deficient advice of counsel, he
would have accepted the plea. Lafler v. Cooper, 566 U.S. 156, 164, 132 S. Ct. 1376, 182 L. Ed.
2d 398 (2012). Having failed to identify any evidence that he would have accepted the State’s
plea offer, James cannot show the requisite prejudice to support a claim of ineffective assistance
entitling him to relief or a reference hearing.
C. Reasonable Belief Jury Instruction
Next, James argues that his defense counsel was ineffective at trial for failing to request a
reasonable belief jury instruction. We disagree.
Here, the State charged James with second degree rape as an inferior-degree offense to
first degree rape based on either forcible compulsion or the victim’s incapability to consent due
to physical helplessness or mental incapacity. RCW 9A.44.050(1)(a), (b). RCW 9A.44.030(1)
provides an affirmative defense in sex offense cases where “lack of consent is based solely upon
the victim’s mental incapacity or upon the victim’s being physically helpless,” in which the
defendant may establish by a preponderance of the evidence that he or she “reasonably believed
that the victim was not mentally incapacitated and/or physically helpless.”
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James’s defense at trial was that he did not have sexual intercourse with C.S. and that it
was another individual who raped her and caused her injuries. Therefore, defense counsel’s
decision not to propose an inconsistent jury instruction stating that James committed the act but
had a reasonable belief that the victim had the capacity was as a legitimate trial tactic.
Accordingly, James cannot demonstrate ineffective assistance of counsel on this basis. Grier,
171 Wn.2d at 42.
D. Second Degree Rape To-Convict Instruction
Next, James argues that defense counsel was ineffective for failing to object to the to-
convict jury instruction for second degree rape because the instruction omitted a statutory
element of the offense. Specifically, James argues that the to-convict jury instruction omitted the
statutory element that the rape was committed “under circumstances not constituting rape in the
first degree.” RCW 9A.44.050(1). Because the statutory phrase, “under circumstances not
constituting rape in the first degree” does not constitute an essential element of second degree
rape, we disagree.
“Not every clause in a criminal statute creates an element of a crime.” State v. Goss, 186
Wn.2d 372, 379, 378 P.3d 154 (2016). Rather, an “‘essential element is one whose specification
is necessary to establish the very illegality of the behavior’ charged.” State v. Ward, 148 Wn.2d
803, 811, 64 P.3d 640 (2003) (quoting State v. Johnson, 119 Wn.2d 143, 147, 829 P.2d 1078
(1992)). And “[f]acts that merely divide a lower degree of a crime from a higher one will rarely
meet this standard.” Goss, 186 Wn.2d at 379.
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Facts demonstrating the absence of circumstances constituting first degree rape are not
necessary to establish the illegality of second degree rape and, thus, the statutory language does
serve to establish an essential element of second degree rape. Rather, the language merely serves
to distinguish the lower degree crime from the higher degree crime. Accordingly, James cannot
show that an objection to the to-convict instruction omitting the statutory language would have
been successful and, thus, he fails to show the requisite prejudice to support his ineffective
assistance of counsel claim on this basis.
E. Competency Hearing
Next, James argues that defense counsel was ineffective for failing to request a pretrial
competency hearing to determine if S.C. was capable of accurately recalling and relating events.
This issue was raised, and rejected on its merits, in James’s direct appeal. And a petitioner may
not renew a ground for relief that was raised and rejected on its merits on direct appeal unless the
interests of justice require reconsideration. Gentry, 137 Wn.2d at 388. Because James fails to
demonstrate that the interests of justice require reexamination of this claim, we do not again
address it.
F. Trial Court’s Reliance on Unproven Facts at Sentencing
Next, James argues that his defense counsel was ineffective for failing to object to the
trial court’s reliance on unproven facts when imposing a sentence at the top of the standard
range. We disagree.
RCW 9.94A.530(2) provides in relevant part, “In determining any sentence other than a
sentence above the standard range, the trial court may rely on no more information than is . . .
admitted, acknowledged, or proved in a trial or at the time of sentencing.” Here, the trial court
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noted at sentencing that it was imposing a sentence at the top of the standard range based on the
injuries S.C. suffered as a result of James raping her. The uncontested evidence at trial showed
that S.C. suffered extensive injuries as a result of James’s crime, which required ten days of
hospitalization, three surgeries, and the use of a colostomy bag for two months.
Because the trial court relied on facts proven at trial when imposing a sentence at the top
of the standard range, defense counsel had no basis to object under RCW 9.94A.530(2) and, thus,
did not perform deficiently by failing to do so. Moreover, James cannot show a reasonable
probability that the trial court would have imposed a different sentence had defense counsel
objected. Accordingly, James fails to show the requisite prejudice to support his ineffective of
assistance of counsel claim, and his ineffective assistance of counsel claim cannot succeed for
this reason as well.
G. Restitution
Next, James argues that his defense counsel was ineffective for failing to object to
restitution imposed for medical expenses related to the victim’s injuries. He argues that since he
was not convicted of first degree rape, he was not liable for the victim’s medical expenses. We
disagree.
Former RCW 9.94A.753(3), (5) (2003) provided in relevant part that “[r]estitution shall
be ordered whenever the offender is convicted of an offense which results in injury to any
person” and that the “restitution ordered . . . shall be based on . . . actual expenses incurred for
treatment for injury to persons.” A sentencing court has broad discretion to order restitution
authorized by the statute. State v. Davison, 116 Wn.2d 917, 919, 809 P.2d 1374 (1991).
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Here, the jury returned a verdict finding James guilty of second degree rape based on his
conduct in having sexual intercourse with S.C. either by forcible compulsion or when S.C. was
incapable of consenting to the sexual intercourse. And regardless of the manner in which James
engaged in the sexual intercourse with S.C., extensive evidence at trial showed that S.C. suffered
injuries requiring hospitalization and multiple surgeries as a result of the sexual intercourse.
Accordingly, the trial court acted within its discretion when imposing restitution for medical
expenses related the victim’s injuries and, thus, James cannot show that defense counsel was
ineffective for failing to object to the restitution order.
III. ISSUES RELATED TO TRIAL TRANSCRIPTS
Next, James raises a number of issues related to the transcript of trial proceedings
produced for his direct appeal. Specifically, James asserts that court staff altered the trial record
to conceal trial errors, court staff failed to preserve a record of his proceedings by improperly
destroying the audio recordings used to produce the written transcripts of the trial proceedings,
and he was denied due process because the altered transcripts impeded his ability to raise issues
on direct appeal.
Regarding his contention that court staff intentionally altered the trial transcripts to
conceal trial errors, James fails to identify any evidence in support of his assertion beyond pure
speculation and, thus, we do not further consider it. In re Yates, 177 Wn.2d at 18; In re
Monschke, 160 Wn. App. at 489.
James’s contention that court staff failed to preserve a record of his proceedings by
improperly destroying audio recordings of the trial proceedings is meritless because the court
reporters filed certified transcripts of the trial proceedings. James’s contention regarding the
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destruction of the audio recordings appears to be that such recordings would show a discrepancy
in the certified transcripts.
James contends that his due process rights were violated because the written transcripts
of the trial proceedings contained material omissions preventing him from raising issues on
appeal. In support of this contention, James filed a December 9, 2015 declaration from his sister,
Karen Ketner, that stated she was present during trial and heard testimony from a nurse that the
victim had told her “the person who picked me up is the person who raped me.” Petition (Oct.
24, 2016), Attach. A. Karen Ketner further states in her declaration that defense counsel
objected to this testimony, the trial court sustained the objection and offered to provide a curative
instruction, and defense counsel declined the instruction by stating, “the bell has already been
rung.” Petition (Oct. 24, 2016), Attach. A. Karen Ketner also states in her declaration that the
prosecutor repeatedly referred to this testimony during closing argument absent any objection
from trial counsel. James also filed an October 12, 2016 declaration from his nephew, Jason
Ketner, stating substantially the same.
These declarations, which assert the declarants’ recollection to events that occurred at
trial in apparent contradiction to the verbatim report of proceedings, are insufficient to
demonstrate that the report of proceedings contained the material omissions alleged by James.
The March 27, 2013 verbatim report of proceedings, which contains the entirety of nurse Miriam
Thompson’s testimony, was certified by the court reporter to be a full, true, and correct transcript
of the trial proceedings. A declarant’s statement that he or she recalls events at trial not present
in the certified report of proceedings, without more, is not sufficient to show a material omission
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in the certified transcripts. Accordingly, James cannot show that he is entitled to relief or a
reference hearing based on the alleged material omissions.
Moreover, our review of the record reveals that James’s witnesses’ stated recollections
are highly improbable. One of counsel’s tactics, as demonstrated throughout trial, was to
capitalize on S.C.’s initial contention that Louis Pluff was the person who picked her up and the
person who raped her. Counsel raised this point with every witness who could reiterate these
initial statements. Because it was James’s trial strategy to create a reasonable doubt regarding
identity, it was in his interest for counsel to allow all the witnesses to make these points. Thus,
the contention that the transcript, in this one instance, contains a material omission of an
objection to this evidence is senseless.
James raises several issues in his petition that rely on the alleged material omission that
the trial court had sustained an objection to nurse Thompson’s testimony that the victim told her
“the person who picked me up is the person who raped me.” Petition (Oct. 24, 2016), Attach. A.
Specifically, James argues that, absent this alleged material omission, he could show that (1) the
prosecutor committed misconduct at closing by referring to evidence deemed inadmissible at
trial, (2) the trial court failed to address the prosecutor’s misconduct, (3) defense counsel was
ineffective for failing to request a curative instruction, (4) defense counsel was ineffective for
failing to object to the alleged prosecutorial misconduct, and (5) defense counsel was ineffective
for failing to move for a mistrial based on the prosecutor’s alleged misconduct. Because James’s
fails to demonstrate that the report of proceedings contains the alleged omissions, the record does
not support these claims.
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James also argues that material omissions in the report of proceedings prevented him
from arguing that his defense counsel was ineffective for abandoning him on the witness stand,
and he presents his own declaration and Karen Ketner’s declarations in support of this
contention. Specifically, James claims that at a certain point in his testimony, defense counsel
sat down, forcing him to provide a narrative about S.C.’s encounter with a transient male at the
hotel. The record of proceedings shows that James provided this same testimony in response to
defense counsel’s questioning. Accordingly, even assuming that the report of proceedings was
inaccurate in this regard, and that James provided testimony during a narrative rather than in
response to defense counsel’s questioning, he cannot show a substantial probability that the
outcome of his trial would have differed as a result. He, therefore, fails to demonstrate
ineffective assistance of counsel on this basis and, consequently, cannot show actual prejudice
based on the alleged inaccuracy in the trial transcripts.
Additionally, James argues that material omissions in the trial record would show that the
trial judge engaged in ex parte communications with the jury and failed to preserve for the record
a question from the jury and the court’s response thereto. James fails to identify any evidence in
support of his claim that the trial judge engaged in ex parte communications and, thus, we do not
consider it. Although James presents a declaration from his defense attorney’s co-counsel
suggesting that the jury submitted a question that the State, defense counsel, and trial court
agreed to answer by stating that the jury had already been provided with relevant instructions,
James presents no argument that he was prejudiced by the failure to preserve this question for the
appellate record. Accordingly, even assuming that the trial court erred by failing to preserve the
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No. 49767-1-II
jury’s question for the record, James cannot demonstrate any prejudice resulting from this error
and, thus, he is not entitled to relief on this basis.
IV. INEFFECTIVE ASSISTANCE OF APPELLATE COUNSEL
Next, James argues that appellate counsel rendered ineffective assistance by (1) failing to
communicate with him, (2) failing to investigate the facts of his case, (3) failing to object to a
record of insufficient completeness, (4) failing to present meritorious issues, and (5) failing to
provide him with accurate information. We disagree.
To prevail on a claim of ineffective assistance of appellate counsel, a petitioner must
show that appellate counsel failed to raise a meritorious legal issue and that the petitioner was
actually prejudiced by this failure. In re Pers. Restraint of Maxfield, 133 Wn.2d 332, 344, 945
P.2d 196 (1997). James does not identify any meritorious legal issue that appellate counsel
could have raised on direct appeal. Accordingly, he cannot demonstrate that his appellate
counsel was ineffective.
V. CUMULATIVE ERROR
Finally, James argues that cumulative error denied his right to a fair trial. The cumulative
error doctrine applies where multiple trial errors combine to deny the accused a fair trial, even if
the errors individually would not warrant reversal. In re Det. of Coe, 175 Wn.2d 482, 515, 286
P.3d 29 (2012). Because James has not demonstrated any trial error, the cumulative error
doctrine does not apply.
We deny James’s petition.
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No. 49767-1-II
A majority of the panel having determined that this opinion will not be printed in the
Washington Appellate Reports, but will be filed for public record in accordance with RCW
2.06.040, it is so ordered.
Worswick, J.
We concur:
Lee, A.C.J.
Cruser, J.
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