NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-3056-18T3
IN THE MATTER OF
CALVIN ROANE
__________________________
Submitted December 10, 2019 – Decided January 21, 2020
Before Judges Gilson and Rose.
On appeal from the Superior Court of New Jersey, Law
Division, Camden County, Indictment No. 18-11-2726.
Joseph E. Krakora, Public Defender, attorney for
appellant Calvin Roane (Susan L. Romeo, Assistant
Deputy Public Defender, of counsel and on the brief).
Respondent State of New Jersey has not filed a brief.
PER CURIAM
Defendant Calvin Roane appeals from an order finding him in contempt
of court and summarily sentencing him to six months of incarceration. We
reverse because defendant was not afforded a sufficient opportunity to be heard
on either the finding of contempt or the sentence. Consequently, the procedural
safeguards set forth in Rule 1:10-1 and In re Daniels, 118 N.J. 51 (1990) were
not honored.
The record establishes the relevant facts. Defendant and his counsel were
before the court on a Miranda1 motion to suppress a statement defendant had
given to the police. After the court denied the motion, the prosecutor asked for
excludable time. Defendant interjected: "Excludable time? How much time
y'all want? I've been here for six months." The court advised defendant to calm
down. Defendant repeated that he had been incarcerated for six months and the
court began to explain to defendant that he needed to have a proper demeanor in
court. In reply, defendant stated: "[m]an, you as a judge can suck my dick."
While defendant used the word "man," the judge was a woman. Without further
proceedings, the court announced that defendant was in contempt. Defendant
responded: "I don't give a fuck."
The court then asked defense counsel whether she wanted to be heard
concerning the sentence. Defense counsel pointed out that her client was often
very emotional and that he had mental health issues. Counsel also contended
that, if given an opportunity, she thought defendant would apologize and
acknowledge that his outburst was unacceptable.
1
Miranda v. Arizona, 384 U.S. 436 (1966).
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Specifically, the following exchange occurred on the record:
[PROCECUTOR]: We would request excludable time,
Your Honor.
[DEFENSE COUNSEL]: No objection.
THE COURT: Okay.
[] DEFENDANT: Excludable time? How much time
y'all want? I've been here for six months.
THE COURT: Mr. Roane, please --
[] DEFENDANT: How much time you want?
THE COURT: -- Mr. Roane, please calm down. It's not
going to help you, Mr. Roane, to have outbursts in
court.
[] DEFENDANT: I don't -- (indiscernible).
THE COURT: Okay. I just want to --
[] DEFENDANT: (Indiscernible) every constitution --
everything, man.
[DEFENSE COUNSEL]: (Indiscernible) next Monday.
THE COURT: [Defense counsel] --
[] DEFENDANT: Come on, man.
THE COURT: -- on his --
[] DEFENDANT: I've been here for six months and
shit, (indiscernible).
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THE COURT: -- [Defense counsel] -- Mr. Roane. Let
me explain to you, Mr. Roane, and this is important.
Now, you have to have proper demeanor in the
courtroom. If you use profanity -- listen, Mr. --
[] DEFENDANT: Man, you as a judge can suck my
dick.
THE COURT: Okay, that's fine. Have a seat, sir. And
what's going to happen is, that is contempt in the
presence of the court. I am holding you in contempt,
sir. Under the court rule --
[] DEFENDANT: I don't give a fuck.
THE COURT: You -- before you are sentenced,
[Defense counsel], do you wish to be heard before I
sentence him? [Defense counsel], do you wish --
[DEFENSE COUNSEL]: Yes, Judge.
THE COURT: -- to be heard before I sentence him?
[DEFENSE COUNSEL]: Judge, with regard to the
contempt, Judge, I would note that we would ask for
you to not hold my client in contempt. My client is
obviously very emotional. He has -- he has been during
my whole representation of him. I believe that Mr.
Roane will apologize and he understands that this
outburst was not acceptable.
Additionally, Your Honor, I do note that he does
have some mental health concerns. I have represented
Mr. Roane before.
The court did not give defendant an opportunity to explain or apologize.
Instead, the court asked the assistant prosecutor for his position. I n response,
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the prosecutor noted that defendant's outburst was inappropriate, but the
prosecutor did not ask for contempt nor did he want to be heard on a sentence.
Consistent with that position, the prosecutor's office elected not to submit a brief
to us and, consequently, took no position on this appeal.
The court then imposed a six-month sentence. In that regard, the court
stated, in total:
THE COURT: Okay. The court finds that Mr. Roane is
in contempt of court in the presence of the judge. The
court rule supports it. When there's a contempt in the
presence of a judge, the court can hold him in contempt.
The language that he used in my courtroom, the
record speaks for itself. He has told the court to suck
his dick in the presence of my -- in the presence of the
court. I find him in contempt.
He's sentenced to six months effective today.
Those proceedings took place on the record on March 15, 2019. Three
days later, the court issued a written order, dated March 15, 2019, holding
defendant in contempt and sentencing him to six months of incarceration. The
order did not stay the sentence for five days as required by Rule 1:10-1.
Both we and the Supreme Court denied defendant's request to file an
emergent motion. In denying defendant's motion, the Supreme Court noted that
if defendant filed an appeal, the provisions of Rule 1:10-1 would control. Under
that rule defendant's sentence would be stayed pending an appeal. Thus, on
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March 20, 2019, defendant first requested a stay from the trial court, which was
denied, and then filed this appeal.
Defendant makes two arguments on appeal, which he articulates as
follows:
POINT I DEFENDANT'S SUMMARY CONVICTION
FOR CONTEMPT MUST BE REVERSED BECAUSE
THE TRIAL COURT'S ALMOST INSTANTANEOUS
ADJUDICATION FAILED TO ACCORD HIM THE
DUE PROCESS TO WHICH HE WAS ENTITLED
UNDER IN RE DANIELS, 118 N.J. 51 (1990), AND
BECAUSE THE COURT IGNORED THE
MITIGATING EVIDENCE OF DEFENDANT'S
MENTAL HEALTH PROBLEMS
POINT II DEFENDANT'S SENTENCE MUST BE
REVERSED BECAUSE THE COURT PROVIDED
NO FACTUAL FINDINGS OR CONCLUSIONS TO
SUPPORT ITS IMPOSITION OF A SIX-MONTH
CONSECUTIVE SENTENCE, WHICH WAS
EXCESSIVE FOR CONDUCT THAT OCCURRED
ON A SINGLE OCCASION AND LASTED ONLY
MINUTES
The power of courts to punish contempt is well-established. Amoresano
v. Laufgas, 171 N.J. 532, 549 (2002) (citing In re Buehrer, 50 N.J. 501, 513
(1967)). It is, however, an "extraordinary power" that "should be exercised
sparingly and only in the rarest of circumstances." In re Daniels, 118 N.J. at 61.
Acts committed in the presence of the court are governed by Rule 1:10-1.
That rule provides:
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A judge conducting a judicial proceeding may
adjudicate contempt summarily without an order to
show cause if:
(a) the conduct has obstructed, or if continued would
obstruct, the proceeding;
(b) the conduct occurred in the actual presence of the
judge, and was actually seen or heard by the judge;
(c) the character of the conduct or its continuation after
an appropriate warning unmistakably demonstrates its
willfulness;
(d) immediate adjudication is necessary to permit the
proceeding to continue in an orderly and proper
manner; and
(e) the judge has afforded the alleged contemnor an
immediate opportunity to respond.
The order of contempt shall recite the facts and contain
a certification by the judge that he or she saw or heard
the conduct constituting the contempt and that the
contemnor was willfully contumacious. Punishment
may be determined forth with or deferred. Execution of
sentence shall be stayed for five days following
imposition and, if an appeal is taken, during the
pendency of the appeal, provided, however, that the
judge may require bail if reasonably necessary to assure
the contemnor's appearance.
The summary contempt power is a narrow exception to due process
requirements "where immediate punishment is essential to prevent
'demoralization of the court's authority' before the public." In re Daniels, 118
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N.J. at 62 (quoting In re Oliver, 333 U.S. 257, 275 (1948)). Our Supreme Court
has explained that before a court takes the extraordinary step of exercising its
summary contempt power, the court should evaluate (1) the gravity of the
conduct; (2) afford the party who is the subject of the contempt an "opportunity
to retreat or explain the circumstances"; (3) consider whether immediate
adjudication is necessary; (4) "evaluate whether the record will adequately
disclose the essence of the contempt"; (5) "consider whether there is any
appearance of personal confrontation or loss of objectivity that woul d require"
referencing the matter to another judge "[i]f the contempt involves personal
insult to the court"; and (6) if "imprisonment may be warranted," consider
whether a "more formal charging process and reference to another judge for
adjudication and sentence" would be appropriate to accord more due process.
Id. at 67-68.
Our review of a summary contempt order is de novo. Id. at 62. In that
regard, Rule 1:10-1 allows an immediate appeal from a finding of contempt and
stays any sentence pending that appeal. Our Supreme Court has explained that
"[t]he provision for de novo appellate review of summary contempt convictions
is a fail-safe mechanism for assuring that the contempt power is not abused."
Ibid. (citing In re Yengo, 84 N.J. 111, 135 (1980) (Handler, J., concurring)).
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Here, the trial court did not afford defendant any opportunity to explain
or apologize for the outburst. The outburst itself was clearly inappropriate. It
was, however, directed at the judge and the judge should have used her
discretion to give defense counsel an opportunity to confer with defendant who
was obviously emotional at the moment. Importantly, the record does not reflect
that defendant's inappropriate comments were made over an extended period of
time after he had been warned that his statements were inappropriate. Instead,
the record reflects that those brief outbursts were a spontaneous, albeit
inappropriate, response to the prosecutor's request for excludable time.
More importantly, there is no explanation for the imposition of a six-
month sentence. Trial courts have a wide array of potential sanctions for
contemptuous behavior. Those sanctions can include censure, fines, or
incarceration. If, however, incarceration is to be imposed, a court should
carefully consider according more due process by referring the contempt matter
to another judge for adjudication and sentence. See In re Daniels, 118 N.J. at
68. Indeed, our Supreme Court has explained that "ordinarily" such a reference
is required when imprisonment may be warranted for contempt. Ibid.
Accordingly, we reverse and vacate the March 15, 2019 order finding
defendant in contempt and imposing a sentence. We remand the matter with the
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direction that if the court believes contempt is still appropriate, the issue should
be referred to another judge for adjudication and sentence.
Reversed and remanded. We do not retain jurisdiction.
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