[Cite as State v. Bates, 2020-Ohio-267.]
COURT OF APPEALS OF OHIO
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
STATE OF OHIO, :
Plaintiff-Appellee, :
No. 107868
v. :
ROBERT BATES, :
Defendant-Appellant. :
JOURNAL ENTRY AND OPINION
JUDGMENT: AFFIRMED
RELEASED AND JOURNALIZED: January 30, 2020
Criminal Appeal from the Cuyahoga County Court of Common Pleas
Case No. CR-07-501710-A
Appearances:
Michael C. O’Malley, Cuyahoga County Prosecuting
Attorney, Katherine Mullin, Kristen L. Sobieski, and
Frank Romeo Zeleznikar, Assistant Prosecuting
Attorneys, for appellee.
Mark A. Stanton, Cuyahoga County Public Defender, and
John T. Martin, Assistant Public Defender, for appellant.
FRANK D. CELEBREZZE, JR., J.:
Defendant-appellant, Robert Bates (“appellant”), brings the instant
appeal challenging the three- and five-year terms of postrelease control (or “PRC”)
imposed in connection with his convictions for rape and robbery in Cuyahoga C.P.
No. CR-07-501710-A. Appellant argues that the trial court’s failure to properly
impose postrelease control rendered the postrelease control sanction voidable, not
void, and that the trial court erred by correcting the defective imposition of
postrelease control in 2018. After a thorough review of the record and law, this court
affirms.
I. Factual and Procedural History
On October 4, 2007, the Cuyahoga County Grand Jury returned a
seven-count indictment against appellant. In July 2008, following a bench trial,
appellant was found guilty of one count of kidnapping, a first-degree felony in
violation of R.C. 2905.01(A)(2), with a sexual motivation specification (Count 1),
four counts of rape, first-degree felonies in violation of R.C. 2907.02(A)(2)
(Counts 3, 4, 5, and 6), and two counts of robbery, third-degree felonies in violation
of R.C. 2911.02 (Counts 2 and 7).
The trial court held a sentencing hearing on October 9, 2008. The trial
court imposed an aggregate nine-year prison term: six years on the kidnapping and
rape offenses, to run concurrently with one another, and three years on the robbery
offenses, to run concurrently with one another but consecutively to the kidnapping
and rape offenses. The trial court journalized its sentencing entry on October 14,
2008. The trial court’s sentencing entry provides, in relevant part, “post release
control is part of this prison sentence for 5 years for the above felony(s) under R.C.
2967.28.”
Appellant filed a direct appeal on October 29, 2008. State v. Bates, 8th
Dist. Cuyahoga No. 92323, 2009-Ohio-5819.1 On appeal, appellant argued that “the
trial court erred in failing to suppress his confession because he is a juvenile, and
that he was denied his Fifth Amendment right to an attorney, guardian, or parent
present during his interrogation. [Appellant] also argue[d] that Ohio’s rape shield
law was illegally applied to deny him his Sixth Amendment right of confrontation.”
Id. at ¶ 1. This court affirmed appellant’s convictions. The Ohio Supreme Court
declined to accept appellant’s discretionary appeal. State v. Bates, 124 Ohio St.3d
1509, 2010-Ohio-799, 922 N.E.2d 971.
On September 27, 2018, the trial court issued a judgment entry that
provided, in relevant part, “[appellant] to be returned from the Ohio State
Penitentiary for a sexual predator classification hearing. Sexual predator / [House
Bill]-180 hearing[.]” The trial court held a limited resentencing hearing on October
4, 2018. During this hearing, the prosecutor advised the trial court that he had
reviewed the 2008 sentencing entry and discovered that the trial court erred in
imposing postrelease control at the time of the original sentencing hearing:
[Appellant] wasn’t properly advised of [postrelease control] in the
[2008] judgment entry. It just says post-release control is part of the
sentence for five years.
It doesn’t mention that it’s mandatory and it doesn’t have the
consequences. As we all know, the Supreme Court in [State v. Grimes,
151 Ohio St.3d 19, 2017-Ohio-2927, 85 N.E.3d 700,] has stated in order
for the [Ohio Department of Rehabilitation and Correction (“ODRC”)]
1 See Bates for a full recitation of the factual and procedural history in this case.
to properly place someone on post-release control, they need to be
notified of post-release control.
They need to be given the amount of time that they will be on post-
release control, whether it is mandatory or discretionary, and the
consequences of violation of post-release control in order for the ODRC
to properly place them on post-release control.
That has to be done before they are released. I figure since we are here
now, and I just noticed it, prior to the end of this hearing, if PRC could
be advised and corrected in his judgment entry.
(Tr. 9-10.) Defense counsel objected to the correction of postrelease control, arguing
that it would be untimely to address the issue “just as [appellant is] about to get out
of prison[.]” (Tr. 10.)
The trial court classified appellant as a sexual predator and reviewed
appellant’s reporting requirements. (Tr. 13.) Thereafter, the trial court sought to
correct the previously defective imposition of postrelease control from 2008. The
trial court provided the following advisement to appellant:
As part of your sentence, since you were sent to prison, you are subject,
upon your release from prison, to a period of post-release control to be
supervised by the Adult Parole Authority.
For you, for felonies of the first degree and felonies that are sex
offenses, it is mandatory and it is for a period of five years.
For felonies of the third degree, which was robbery, it would be
mandatory and it is for a period of three years.
If you violate any post-release control rule or condition, you are subject
to a more-restrictive rule or condition, a longer duration under
supervision or you can be sent back to prison even though you have
done all of the time to which you have been sentenced.
You could get up to nine months in prison for each rule violation. The
total for all rule violations cannot be any more than one-half of the
prison sentence that you received, unless the rule violation is for
committing a new felony, in which case you could receive a prison term
of the greater of one year or the time remaining on post-release control
in addition to any time that you receive for the new felony.
This prison term must be served consecutively to any prison term that
you receive for the new felony.
(Tr. 14-16.)
The trial court’s sentencing entry, journalized on October 8, 2018,
provides, in relevant part,
[Appellant] advised of 3 year mandatory PRC on Counts 2, 7
Post release control is part of this prison sentence for 3 years
mandatory for the above felony(s) under R.C. 2967.28. [Appellant]
advised that if/when post release control supervision is imposed
following his/her release from prison and if he/she violates that
supervision or condition of post release control under R.C. 2967.131(B),
parole board may impose a prison term as part of the sentence of up to
one-half of the stated prison term originally imposed upon the
offender.
[Appellant] advised of 5 year mandatory PRC on Counts 1, 3, 4, 5, 6
Post release control is part of this prison sentence for 5 years
mandatory for the above felony(s) under R.C. 2967.28. [Appellant]
advised that if/when post release control supervision is imposed
following his/her release from prison and if he/she violates that
supervision or condition of post release control under R.C. 2967.131(B),
parole board may impose a prison term as part of the sentence of up to
one-half of the stated prison term originally imposed upon the
offender.
On November 5, 2018, appellant filed the instant appeal from the trial
court’s October 8, 2018 sentencing entry. On March 13, 2019, this court remanded
the matter to the trial court for entry of a final appealable order. This court’s order
explained, “[a] review of the trial court’s judgment entry shows that the trial court
failed to include the terms of sentence on each count. The matter is remanded for
the sole purpose of the trial court correcting the judgment entry.” On remand, the
trial court issued a journal entry on March 29, 2019.
On May 6, 2019, this court remanded the matter back to the trial court
again, concluding that although the trial court included postrelease control for each
count, “the sentencing entry still does not contain the sentence as to each
conviction.” Accordingly, this court remanded the matter to the trial court for a new
final judgment that complies with State v. Lester, 130 Ohio St.3d 303, 2011-Ohio-
5204, 958 N.E.2d 142, and State v. Baker, 119 Ohio St.3d 197, 2008-Ohio-3330, 893
N.E.3d 163. On May 12, 2019, the trial court issued a final judgment entry setting
forth, in a single document, “the fact of the conviction[s], the sentence[s], the judge’s
signature, and the entry on the journal by the clerk,” in compliance with Baker,
Lester, and Crim.R. 32(C).
In this appeal, appellant assigns one error for our review:
I. The trial court erred by imposing a term of post-release control in
2018 after the state failed to appeal the original omission of post-
release control from the sentence imposed in 2008.
II. Law and Analysis
In his sole assignment of error, appellant argues that the trial court
erred by correcting the previously defective imposition of postrelease control in
2018, when his sentence “was almost entirely served.” Appellant’s brief at 1.
A trial court has a statutory duty to provide notice of postrelease
control at the sentencing hearing and any sentence imposed without a proper
postrelease control notification is contrary to law. Grimes, 151 Ohio St.3d 19, 2017-
Ohio-2927, 85 N.E.3d 700; State v. Jordan, 104 Ohio St.3d 21, 2004-Ohio-6085,
817 N.E.2d 864, ¶ 23. When a trial court fails to properly impose postrelease control
at sentencing, the postrelease control sanction “‘is void and must be set aside.’”
State v. Loper, 8th Dist. Cuyahoga No. 104828, 2017-Ohio-542, ¶ 10, quoting State
v. Fischer, 128 Ohio St.3d 92, 2010-Ohio-6238, 942 N.E.2d 332, ¶ 26.
In the instant matter, appellant acknowledges (1) the Ohio Supreme
Court’s holding in State v. Simpkins, 117 Ohio St.3d 420, 2008-Ohio-1197, 884
N.E.2d 568, and (2) this court is bound by the Simpkins holding. Nevertheless,
appellant asserts that he brings the instant appeal “to preserve the issue for further
appeal[.]”
In Simpkins, the Ohio Supreme Court held that
[i]n cases in which a defendant is convicted of, or pleads guilty to, an
offense for which postrelease control is required but not properly
included in the sentence, the sentence is void, and the state is entitled
to a new sentencing hearing to have postrelease control imposed on the
defendant unless the defendant has completed his sentence.
(Emphasis added.) Id. at syllabus. The Ohio Supreme Court subsequently explained
that when a trial court errs in imposing postrelease control, only the improper
portion of the sentence — the postrelease control sanction — is void, not the entire
sentence. Fischer at ¶ 28; State v. Holdcroft, 137 Ohio St.3d 526, 2013-Ohio-5014,
1 N.E.3d 382, paragraph two of the syllabus.
Because the postrelease control portion of the sentence is void, either
the state or a defendant is entitled to have the imposition of postrelease control
corrected at any time before the defendant has completed serving his or her
sentence. State ex rel. Lang v. Turner, 8th Dist. Cuyahoga No. 108214, 2019-Ohio-
3520, ¶ 6. On the other hand, if the trial court failed to properly impose postrelease
control, but the defendant completes his or her sentence, the defect cannot be
corrected. Id., citing State v. Bezak, 114 Ohio St.3d 94, 2007-Ohio-3250, 868
N.E.2d 961; Simpkins; and Hernandez v. Kelly, 108 Ohio St.3d 395, 2006-Ohio-
126, 844 N.E.2d 301.
In the instant matter, appellant suggests that this court adopt the
rationale of the dissenting opinion in Simpkins, 117 Ohio St.3d 420, 2008-Ohio-
1197, 884 N.E.2d 568, and find the original sentence imposed in 2008 to be
voidable, not void. Appellant appears to argue that because the sentence was merely
voidable, the state was required to file an appeal seeking to correct the voidable
nature of the sentence within 30 days of final judgment. Furthermore, appellant
suggests that after the 30-day time period for filing an appeal to correct the voidable
sentence expired, the original sentence, including the defective imposition of
postrelease control, is no longer subject to correction.
As appellant acknowledges, the majority opinion in Simpkins is
binding upon this court and controlling in this case. We find no reason to divert
from the Simpkins holding.
The transcript from the original sentencing hearing in October 2008
is not in the record before this court. Accordingly, we must presume regularity —
that the trial court properly imposed postrelease control at the sentencing hearing
in 2008. See State v. Kuhn, 8th Dist. Cuyahoga No. 105391, 2017-Ohio-4193, ¶ 7.
Nevertheless, the record reflects that the trial court’s original sentencing entry,
journalized on October 14, 2008, failed to contain the requisite information and
advisements.
In Grimes, 151 Ohio St.3d 19, 2017-Ohio-2927, 85 N.E.3d 700, the
Ohio Supreme Court specified the information a trial court must include into its
sentencing entry:
to validly impose postrelease control when the court orally provides all
the required advisements at the sentencing hearing, the sentencing
entry must contain the following information: (1) whether postrelease
control is discretionary or mandatory, (2) the duration of the
postrelease-control period, and (3) a statement to the effect that the
Adult Parole Authority (“APA”) will administer the postrelease control
pursuant to R.C. 2967.28 and that any violation by the offender of the
conditions of postrelease control will subject the offender to the
consequences set forth in that statute.
Id. at ¶ 1. Accord Turner, 8th Dist. Cuyahoga No. 108214, 2019-Ohio-3520, at ¶ 7.
“This basic information empowers the executive branch of government to exercise
its discretion in administering postrelease control.” State v. Masterson, 8th Dist.
Cuyahoga No. 107622, 2019-Ohio-711, ¶ 7, citing Grimes at ¶ 13, and Jordan, 104
Ohio St.3d 21, 2004-Ohio-6085, 817 N.E.2d 864, at ¶ 22.
In the instant matter, the original sentencing entry reflects that the
trial court erred in imposing postrelease control. Specifically, the October 14, 2008
sentencing entry (1) failed to indicate whether postrelease control was mandatory or
discretionary, (2) inaccurately stated the duration of the postrelease control period,
and (3) did not incorporate a statement that postrelease control would be
administered by the adult parole authority, pursuant to R.C. 2967.28, nor a
statement that any violation of postrelease control would subject appellant to
additional consequences pursuant to R.C. 2967.28. Regarding the inaccurate
duration of postrelease control, the original sentencing entry provided that
appellant was subject to five years of postrelease control “for the above felony(s),”
including the third-degree felony robbery offenses for which the mandatory term of
postrelease control is three years.
Accordingly, pursuant to Grimes, we find that the trial court’s original
sentencing entry was not sufficient to validly impose postrelease control. The
postrelease control portion of appellant’s sentence was void, and subject to
correction.
Finally, it is of no consequence that appellant had nearly completed
his sentence when the trial court corrected the imposition of postrelease control.
Because the trial court improperly imposed postrelease control in 2008, the
postrelease control portion of appellant’s sentence was void and subject to
correction at any time before appellant finished serving his sentence.
Although appellant had completed service of a majority of his prison
sentence, it is undisputed that he had not completed service of the entire sentence.
Accordingly, the trial court did not err in correcting the defective postrelease control
sanction imposed in 2008 during the hearing in 2018.
For all of the foregoing reasons, appellant’s sole assignment of error
is overruled.
III. Conclusion
After thoroughly reviewing the record, we affirm the trial court’s
judgment. The trial court erred in imposing postrelease control at the original
sentencing hearing in 2008. The trial court’s failure to properly impose postrelease
control in 2008 rendered the postrelease control portion of appellant’s sentence
void, and subject to correction, as long as appellant had not completed service of his
prison sentence.
It is undisputed that at the time the trial court corrected the offending
postrelease control portion of appellant’s original sentence in 2018, appellant had
not completed service of his entire prison sentence. Therefore, the trial court was
permitted to correct the previously defective postrelease control sanction, and did
not err in doing so during the October 4, 2018 hearing and corresponding
sentencing entry journalized on October 8, 2018.
Judgment affirmed.
It is ordered that appellee recover from appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the
common pleas court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27
of the Rules of Appellate Procedure.
FRANK D. CELEBREZZE, JR., JUDGE
MARY J. BOYLE, P.J., and
LARRY A. JONES, SR., J., CONCUR