19-1731-cr
United States v. Luis Cosme
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY
ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE
OF APPELLATE PROCEDURE 32.1 AND THIS COURT'S LOCAL RULE 32.1.1. WHEN CITING A
SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE
FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION "SUMMARY ORDER"). A
PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED
BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second
Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in
the City of New York, on the 2nd day of July, two thousand twenty.
PRESENT: GUIDO CALABRESI,
DENNY CHIN,
SUSAN L. CARNEY,
Circuit Judges.
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -x
UNITED STATES OF AMERICA,
Appellee,
-v- 19-1731-cr
LUIS COSME, aka Lou Rock,
Defendant-Appellant.
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -x
FOR APPELLEE: MICHAEL J. GUSTAFSON, Assistant United
States Attorney (Marc H. Silverman, Assistant
United States Attorney, on the brief), for John H.
Durham, United States Attorney for the
District of Connecticut, New Haven,
Connecticut.
FOR DEFENDANT-APPELLANT: CHARLES F. WILLSON, Assistant Federal
Public Defender, for Terence Ward, Federal
Public Defender for the District of Connecticut,
Hartford, Connecticut.
Appeal from the United States District Court for the District of
Connecticut (Shea, J.).
ON CONSIDERATION WHEREOF, IT IS HEREBY ORDERED,
ADJUDGED, AND DECREED that the judgment of the district court is AFFIRMED.
Defendant-appellant Luis Cosme appeals from a judgment entered May
29, 2019, convicting him, upon his guilty plea, of unlawful possession of a firearm by a
felon, in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2). The district court sentenced
Cosme principally to 72 months' imprisonment, to be followed by three years of
supervised release. On appeal, Cosme contends that (1) the indictment's failure to
allege that he knew he was a felon at the time he possessed the firearm deprived the
district court of jurisdiction; and (2) his failure to admit such knowledge and the
Government's failure to present evidence of such knowledge during his plea colloquy
requires vacatur of his conviction in light of Rehaif v. United States, 139 S. Ct. 2191 (2019).
We assume the parties' familiarity with the underlying facts, the procedural history of
the case, and the issues on appeal.
2
On April 10, 2017, detectives from the Hartford Police Department pulled
over a vehicle in which Cosme was a passenger for a traffic violation. 1 The detectives
ordered Cosme to exit the vehicle, and he informed them that he had a gun in the car
and also told them where it was located. A detective then located "a Hi-Point, model
JCP .40 caliber handgun with the serial number X7232003" in a purse in the front
passenger seat of the vehicle. Presentence Inv. Rep. ¶ 18. The firearm was loaded with
seven rounds in the magazine and one round in the chamber, and, after waiving his
Miranda rights, Cosme admitted that the firearm was his. Cosme was also asked if he
had a valid pistol permit, to which he replied: "[N]a man I'm a felon man, times are
tough man . . . my boy just got killed." Presentence Inv. Rep. ¶ 19.
On June 21, 2017, a federal grand jury returned an indictment charging
Cosme with seven offenses. Relevant to this appeal, count three charged Cosme with
the unlawful possession of a firearm by a felon as follows:
On or about April 10, 2017, in the District of Connecticut, the
defendant LUIS COSME, aka "Lou Rock," having been
convicted in the Superior Court of the State of Connecticut of
crimes punishable by imprisonment for a term exceeding
one year, that is: (a) Possession of Narcotics, in violation of
C.G.S. § 21a-279(a), on December 22, 2010; (b) Assault 2, in
violation of C.G.S. § 53a-60, on December 22, 2010; (c)
Possession of Narcotics, in violation of C.G.S. § 21a-279(a),
on December 22, 2010; (d) Possession of Narcotics, in
violation of C.G.S. § 21a-279(a), on March 27, 2008; (e) Sale of
a Hallucinogenic/Narcotic Substance, in violation of C.G.S.
1 The following facts are drawn from the Presentence Investigation Report, to which
Cosme did not object and the factual findings of which the district court adopted.
3
§ 21a-277(a), on March 26, 2007; (f) Possession of Narcotics,
in violation of C.G.S. § 21a-279(a), on January 27, 2005;
(g) Possession of Narcotics, in violation of C.G.S. § 21a-
279(a), on May 22, 2001; and (h) Failure to Appear 1, in
violation of C.G.S. § 53a-172, on May 22, 2001, knowingly
and intentionally possessed a firearm in and affecting
commerce, that is, a Hi-Point, model JCP, .40 caliber firearm,
bearing serial number X7232003, which had been shipped
and transported in interstate or foreign commerce.
Gov't App'x at 14.
On September 10, 2018, Cosme pleaded guilty to count three of the
indictment. The written plea agreement enumerated three elements for the offense of
unlawful possession of a firearm by a felon: first, that "[p]rior to April 10, 2017, the
defendant had been convicted of a crime punishable by imprisonment for a term
exceeding one year"; second, that "[o]n April 10, 2017, the defendant knowingly
possessed a firearm as described in the Indictment"; and third, that "[t]he firearm had
traveled in interstate or foreign commerce." Gov't App'x at 17. Cosme admitted to each
of the three elements in his plea allocution, but neither the Government nor the district
court advised Cosme of any element requiring him to know that he was a felon at the
time he possessed the firearm on April 10, 2017. Cosme neither denied nor admitted to
having such knowledge.
On May 28, 2019, the district court sentenced Cosme principally to 72
months of imprisonment. Judgment entered May 29, 2019, and Cosme timely appealed
on June 11, 2019. Ten days later, the Supreme Court decided Rehaif, in which it held
4
that in a prosecution under 18 U.S.C. § 922(g) and § 924(a)(2), "the Government must
prove both that the defendant knew he possessed a firearm and that he knew he
belonged to the relevant category of persons barred from possessing a firearm." 139 S.
Ct. at 2200. Relying on Rehaif, Cosme now seeks vacatur of his count three conviction.
DISCUSSION
I. Jurisdictional Challenge
Cosme first argues that the district court lacked jurisdiction over the
prosecution because, in omitting the knowledge requirement element, the operative
indictment failed to allege an offense "against the laws of the United States." 18 U.S.C.
§ 3231; see also United States v. Yousef, 750 F.3d 254, 259 (2d Cir. 2014). We reject this
argument because it is plainly foreclosed by our precedent. See United States v. Balde,
943 F.3d 73, 90 (2d Cir. 2019) (holding that Rehaif's "knowledge requirement . . . is best
understood as telling us what conduct the statute prohibits and how the statute would
be violated, which is ultimately a merits question and not one that affects the
jurisdiction of the court to adjudicate the case" (internal quotation marks and brackets
omitted)). 2
2
The indictment here is distinguishable from the one charged in Balde only because it
charged Cosme under a different subsection of § 922(g), subsection 1, which prohibits firearm
possession by individuals with previous felony convictions. But as we have since held in two
nonprecedential summary orders, that distinction is without consequence for purposes of the
jurisdictional inquiry. See United States v. Hayes, No. 18-173, 2020 WL 2050646, at *5 (2d Cir.
Apr. 27, 2020); United States v. Keith, 797 Fed. App'x. 649, 651 (2d Cir. 2020).
5
II. Rule 11 Challenge to Guilty Plea
Cosme also contends that even if the district court had jurisdiction over
the indictment, his conviction must nonetheless be vacated because, absent warning or
evidence of the knowledge-of-status element of his conviction, his plea was defective
under Federal Rule of Criminal Procedure 11. Specifically, Cosme argues that the
failure to notify him of the knowledge-of-status element of his charge violated Federal
Rule of Criminal Procedure 11(b)(1)(G), which requires the district court to "determine
that the defendant understands . . . the nature of each charge to which the defendant is
pleading" guilty. He further contends that the government and district court's failure to
inquire into his knowledge of his status as a felon, and his failure to admit such
knowledge, deprived the district court of a "factual basis for the plea," in violation of
Rule 11(b)(3). Fed. R. Crim. P. 11(b)(3).
Where, as here, the defendant fails to raise any Rule 11 objections in the
district court below, we review for plain error. See Balde, 943 F.3d at 95. To demonstrate
plain error, a defendant "must show (1) error that (2) is clear or obvious under current
law; (3) affects his substantial rights, which generally means affects the outcome of the
district court proceedings; and (4) seriously affects the fairness, integrity, or public
reputation of judicial proceedings." United States v. Le, 902 F.3d 104, 109 (2d Cir. 2018).
Regarding the third prong, "[w]ithin the context of plea proceedings, a defendant must
establish that the violation affected substantial rights and that there is a reasonable
6
probability that, but for the error, he would not have entered the plea." Balde, 943 F.3d
at 96 (internal quotation marks omitted).
We reject Cosme's Rule 11 challenge to his conviction because he cannot
demonstrate plain error. Cosme had at least three prior felony convictions by the time
he was found in possession of a firearm on April 10, 2017, resulting in sentences of two
years, fifteen months, and three years respectively. Cosme contends these convictions
and resulting sentences do not necessarily demonstrate his knowledge that had been
convicted of a crime punishable by more than a year in prison, see 18 U.S.C. § 992(g)(1),
particularly in light of his intellectual limitations and because some of his other
convictions resulted in suspended sentences or sentences that ended up being one year
or less. But even were we to credit this assertion, see United States v. Miller, 954 F.3d 551,
559 (2d Cir. 2020) ("[I]t is highly improbable that a person could be convicted of a felony
without being aware that his possible sentence would exceed one year's
imprisonment."), we would still affirm Cosme's conviction. On the date of his arrest,
Cosme told detectives that he did not have a valid pistol permit because "I'm a felon
man." Presentence Inv. Report ¶ 19. On this record, there is no reasonable probability
that Cosme would not have entered his plea had the district court correctly explained
the elements of his offense. Accordingly, Cosme cannot establish an error that affected
his substantial rights, and we reject his Rule 11 challenge to his guilty plea.
* * *
7
We have considered Cosme's remaining arguments and conclude they are
without merit. For the foregoing reasons, we AFFIRM the judgment of the district
court.
FOR THE COURT:
Catherine O'Hagan Wolfe, Clerk
8