United States v. Moore

19‐1390‐cr
United States v. Moore

In the
United States Court of Appeals
for the Second Circuit

August Term, 2019
No. 19‐1390‐cr

UNITED STATES OF AMERICA,
Appellee,

v.

JONATHAN T. MOORE,
Defendant‐Appellant.

Appeal from the United States District Court
for the Southern District of New York.
No. 1:08‐cr‐134 — Loretta A. Preska, Judge.

ARGUED: MARCH 9, 2020
DECIDED: SEPTEMBER 15, 2020

Before: CHIN, SULLIVAN, and NARDINI, Circuit Judges.

Defendant‐Appellant Jonathan T. Moore appeals from a final order of
the United States District Court for the Southern District of New York
(Loretta A. Preska, J.) denying his motion for a reduction in sentence
pursuant to the First Step Act of 2018 (“First Step Act”). Moore argues that
the district court erred by failing to recalculate his advisory range under the
United States Sentencing Guidelines in light of case law that was decided
subsequent to his sentencing. Moore also argues that the district court’s
decision relied on a factual error regarding his prison disciplinary record.
We conclude that, when determining whether or to what extent to exercise
discretion under the First Step Act to grant a sentence reduction to an
eligible defendant, a district court is not obligated to re‐calculate the
defendant’s Guidelines range except to reflect changes that flow from the
Fair Sentencing Act of 2010. We also conclude that the district court’s minor
factual misstatement regarding Moore’s disciplinary record did not affect
his substantial rights. We therefore AFFIRM the decision of the district
court.

YUANCHUNG LEE, Federal Defenders of New
York, Inc., New York, New York, for
Defendant‐Appellant.
ANNA M. SKOTKO (Sarah K. Eddy, on the brief),
Assistant United States Attorneys, for Audrey
Strauss, Acting United States Attorney for the
Southern District of New York, New York, New
York, for Appellee.

WILLIAM J. NARDINI, Circuit Judge:

Defendant‐Appellant Jonathan T. Moore appeals from a final order

entered on May 7, 2019, in the United States District Court for the Southern

District of New York (Loretta A. Preska, J.), denying his motion for a

2
sentence reduction pursuant to the First Step Act of 2018 (“First Step Act”),

Pub. L. No. 115‐391, 132 Stat. 5194. Moore argues that the district court erred

by failing to recalculate his advisory range under the United States

Sentencing Guidelines in light of case law that was decided subsequent to

his sentencing. Moore also argues that the district court erred by relying on

a factual error regarding his prison disciplinary record.

As we explain below, in determining whether and to what extent to

exercise its discretion under the First Step Act to reduce an eligible

defendant’s sentence, a district court is not obligated to re‐calculate the

defendant’s Guidelines range except to reflect changes that flow from the

Fair Sentencing Act of 2010 (“Fair Sentencing Act”), Pub. L. 111‐220, 124 Stat.

2372. Moreover, the record provides no basis to conclude that the district

court’s minor factual misstatement regarding Moore’s disciplinary record

affected his substantial rights. We therefore AFFIRM the decision of the

district court.

3
I. Background

A. Moore’s conviction and sentence

On September 28, 2007, a police officer stopped Moore’s car after

observing the rear license plate swinging loosely. As the officer walked up

to the car, he saw Moore push something down in the space between the

driver’s seat and the door. The officer opened the driver’s side door and

saw a loaded gun with an obliterated serial number. After arresting Moore,

the officer searched the car and found 5.8 grams of crack cocaine. Moore

admitted that both the gun and the drugs were his.

On January 7, 2009, Moore pled guilty to (1) possessing a firearm

following a felony conviction, in violation of 18 U.S.C. § 922(g); and (2)

possessing with intent to distribute more than 5 grams of crack cocaine, in

violation of 21 U.S.C. §§ 841(a)(1) and 841(b)(1)(B).

Moore had a long criminal history, including at least five drug

felonies, as well as convictions for trespass, possession of stolen property,

larceny, resisting arrest, and misdemeanor assault. In the Presentence

Report (“PSR”) prepared in advance of Moore’s sentencing, the U.S.

4
Probation Office placed him in criminal history category VI pursuant to the

2008 Guidelines, which were in effect at time of his sentencing.

As to the applicable offense level, the PSR stated that, pursuant to

U.S.S.G. § 3D1.2(d) and § 3D1.3(a),1 the firearm and narcotics counts could

be grouped. The PSR went on to determine that Moore was a career

offender, based in part on his prior conviction under New York Penal Law

§ 220.31 for fifth‐degree criminal sale of a controlled substance. And as a

career offender convicted of a controlled substance offense carrying a

statutory maximum term of 40 years’ imprisonment, 21 U.S.C.

§ 841(b)(1)(B), Moore’s offense level was calculated at 34 pursuant to

U.S.S.G. § 4B1.1(b)(B).2 Reductions for acceptance of responsibility finally

1 In fact, the grouping should have occurred under U.S.S.G. § 3D1.2(c), not § 3D1.2(d).

2Had Moore not been a career offender, his offense level would have been 32 pursuant to
U.S.S.G. § 2K2.1. See PSR 6.

5
yielded a total offense level of 31. Because of his status as a career offender,

Moore was also automatically deemed to be in criminal history category VI.3

The combination of offense level 31 and criminal history category VI

resulted in a Guidelines range of 188‐235 months in prison.

On June 16, 2009, the district court (Stephen C. Robinson, J.) adopted

the PSR’s Guidelines calculation and sentenced Moore to the bottom of the

range: a total of 188 months in prison, to be followed by four years of

supervised release. Moore is presently serving his prison sentence, with a

projected release date of May 22, 2021.

B. The Fair Sentencing Act and First Step Act

About a year after Moore’s sentencing, on August 3, 2010, the Fair

Sentencing Act took effect, which increased the drug amounts needed to

trigger mandatory minimum sentences for crack cocaine trafficking

3Even if Moore had not been a career offender, his 22 prior convictions and 23 criminal
history points would have put him comfortably in criminal history category VI. See PSR 7‐
15.

6
offenses.4 Before the Fair Sentencing Act, an offense charged as involving 5

grams or more of crack cocaine carried a minimum of 5 years and a

maximum of 40 years in prison under 21 U.S.C. § 841(b)(1)(B)(iii). Section 2

of the Fair Sentencing Act raised the threshold quantity for that penalty

range to 28 grams.5 Section 3 eliminated the 5‐year mandatory minimum

sentence for simple possession of crack cocaine under 21 U.S.C. § 844(a).6

The Fair Sentencing Act did not apply retroactively; it applied only to

defendants sentenced on or after August 3, 2010.7

4Pub. L. No. 111‐220, 124 Stat. 2372 (2010); see Dorsey v. United States, 567 U.S. 260, 269
(2012).

5Section 2 also raised the threshold quantity of crack cocaine from 50 grams to 280 grams
for a prison range of ten years to life for offenses charged under 21 U.S.C. 841(b)(1)(A)(iii).
See 124 Stat. 2372.

6 See Dorsey, 567 U.S. at 269.

7Id. at 282; United States v. Martin, No. 19‐1701, 2020 WL 5240648, at *3 (2d Cir. Sept. 3,
2020).

7
 On December 21, 2018, the First Step Act became law.8 Section 404(b)

of the First Step Act states that a court that imposed a sentence for a

“covered offense,” as defined in § 404(a),9 may “impose a reduced sentence

as if sections 2 and 3 of the Fair Sentencing Act . . . were in effect at the time

the covered offense was committed.”10 Such a reduction “is discretionary

. . . and a district judge may exercise that discretion to deny relief where

appropriate.”11

C. Moore’s motion for a reduced sentence

On April 15, 2019, Moore moved for a sentence reduction under

§ 404(b). His motion explained that, had the Fair Sentencing Act been in

8 Pub. L. No. 115‐391, 132 Stat. 5194 (2018).

9Section 404(a) defines “covered offense” to include “a violation of a Federal criminal
statute, the statutory penalties for which were modified by section 2 or 3 of the Fair
Sentencing Act of 2010 . . . that was committed before August 3, 2010.” Id. § 404(a), 132
Stat. at 5222.

10 Id. § 404(b), 132 Stat. at 5222.

11United States v. Johnson, 961 F.3d 181, 191 (2d Cir. 2020); see also United States v. Holloway,
956 F.3d 660, 666 (2d Cir. 2020) (“The First Step Act is clear that it does not ‘require a court
to reduce any sentence.’” (quoting First Step Act § 404(c), 132 Stat. at 5222)).

8
effect at the time of his sentencing, he would not have been subject to any

statutory minimum sentence, and his statutory maximum would have been

20 years instead of 40. Consequently, his base offense level under the career

offender Guideline – which is keyed to a defendant’s statutory maximum

prison term – would have been 32 instead of 34. After a reduction for

acceptance of responsibility, his total offense level would have been 29.

Combining this offense level with criminal history category VI (which

applied regardless of his career offender status) would have yielded a

revised range of 151‐188 months.

Stressing that the district court had originally sentenced him at the

bottom of the then‐applicable Guidelines range (188 months), Moore asked

that the court “reduce the sentence to the bottom of the now‐applicable

guidelines range to a sentence of 151 months.” 12 He also asked that the

district court reduce his term of supervised release to 3 years. In seeking

12 App’x at 24.

9
this reduction, Moore asserted that, during his incarceration, he had held

multiple jobs, received positive work evaluations, gained valuable skills,

obtained his GED, and completed additional vocational programs. He said

that, if released, he planned to live with his wife and seek work in

construction, before eventually becoming a social worker.

The Government opposed Moore’s motion. While agreeing that

Moore was eligible for a sentence reduction under the First Step Act, the

Government asked the district court to exercise its discretion to deny the

motion in light of Moore’s criminal history and prison disciplinary record.

The Government provided the court with a list of Moore’s infractions while

incarcerated, which included: (a) possessing drugs/alcohol in 2018; (b)

fighting with another person in 2016; (c) possessing an unauthorized item

in 2015; (d) possessing a dangerous weapon in 2012; and (e) failing to follow

safety regulations in 2009.

10
 D. The district court’s decision

On May 7, 2019, the district court denied Moore’s motion.13 Of the

applicable revised Guidelines range, the district court said only that “[t]he

Government agrees that . . . the new sentencing guideline range is between

151 and 188 months.” 14 The district court then explained that it was

declining to exercise its discretion to reduce Moore’s sentence because the

more positive aspects of his background were “simply outweighed” by his

“conduct while in prison and lengthy criminal history.” 15 Moore had

engaged in a “relatively unbroken string of criminal activity other than

periods of incarceration from the time [he] was 22 or so years old.” 16

13 In 2011, the case had been re‐assigned to Judge Loretta J. Preska.

14 App’x at 66.

15 Id. at 67.

16 Id. (internal quotation marks omitted).

11
Moore’s many serious infractions after his 2009 sentencing left it “clear that

string continues unbroken.”17

In describing Moore’s infractions, the district court stated that he had

“possessed a dangerous weapon, possessed narcotics, and fought with

another inmate, all in the last 4 years.”18 That explanation contained one

factual misstatement: As reflected properly in the Government’s opposition

to Moore’s motion, Moore’s narcotics and fighting infractions occurred

within the last four years, but his dangerous weapon infraction occurred

seven years prior.

This appeal followed.

II. Discussion

“We typically review the denial of a motion for a discretionary

sentence reduction for abuse of discretion.”19 But when “[t]he underpinning

17 Id. at 68.

18 Id. at 67.

19 Holloway, 956 F.3d at 664.

12
of the district court’s ruling [is] statutory interpretation, we review it de

novo.”20 We review the district court’s factual findings for clear error.21

A district court considering a motion for a sentence reduction under

the First Step Act must conduct a two‐part inquiry. First, the court must

determine whether the defendant is eligible for a reduction. Second, if the

defendant is eligible, the court must determine whether, and to what extent,

to exercise its discretion to reduce the sentence.22

This Court has addressed the eligibility stage of the inquiry in three

recent decisions. In United States v. Holloway, we held that First Step Act

motions are governed by 18 U.S.C. § 3582(c)(1)(B), “which provides that a

‘court may modify an imposed term of imprisonment to the extent

otherwise expressly permitted by statute.’”23 The First Step Act permits a

20 United States v. Williams, 551 F.3d 182, 185 (2d Cir. 2009).

21 See United States v. McCrimon, 788 F.3d 75, 78 (2d Cir. 2015).

22 See Holloway, 956 F.3d at 666.

23 Id. (quoting 18 U.S.C. § 3582(c)(1)(B)).

13
reduction only for a sentence imposed for a “covered offense,” and defines

the term “covered offense” to encompass “‘a violation of a Federal criminal

statute, the statutory penalties for which were modified by section 2 or 3 of

the Fair Sentencing Act.’”24 In United States v. Johnson, we clarified that “it

is the statute under which a defendant was convicted, not the defendant’s

actual conduct, that determines whether a defendant was sentenced for a

‘covered offense’ within the meaning of Section 404(a).”25 Most recently, in

United States v. Martin, we confirmed that the First Step Act authorizes only

“the imposition of a reduced sentence for specific offenses, and where an

inmate has already served his sentence for that specific offense, the Act does

not authorize any relief.”26

24 Johnson, 961 F.3d at 185 (quoting First Step Act § 404(a), 132 Stat. at 5222).

25 Id. at 187.

26Martin, 2020 WL 5240648, at *2; see id. at *8 (“The First Step Act . . . provides no text
authorizing a court to alter sentences other than those imposed for violations of a ‘covered
offense.’”).

14
 Here, the parties do not dispute that the district court properly

determined Moore’s eligibility for a reduction under the First Step Act. At

issue is only the second, discretionary stage of the inquiry. Moore argues

that the district court abused its discretion by (1) failing to recalculate the

Guidelines range to be considered under the First Step Act, in light of case

law that post‐dated his sentencing; and (2) relying on a factual error

regarding his prison disciplinary record. For the reasons that follow, neither

contention has merit.

A. The district court did not err in calculating the applicable
Guidelines range.

Moore first argues that, in calculating the Guidelines range in

connection with his First Step Act motion, the district court erroneously

failed to consider the impact of this Court’s 2018 decision in United States v.

Townsend that a drug conviction under New York Penal Law § 220.31 cannot

serve as a “controlled substance offense” triggering application of the career

15
offender Guideline.27 Applying Townsend, Moore argues that he no longer

has the predicate offenses necessary to support a career offender

enhancement and thus his applicable range should have been 110‐137

months rather than 151‐188 months.

This appeal marks the first time that Moore has argued that the First

Step Act obligated the district court to consider Townsend in calculating his

Guidelines range. We therefore review only for plain error.28 To meet the

plain error standard, Moore must establish four elements:

(1) there is an error; (2) the error is clear or obvious, rather than
subject to reasonable dispute; (3) the error affected the
appellant’s substantial rights; and (4) the error seriously affects
the fairness, integrity or public reputation of judicial
proceedings.29

27 United States v. Townsend, 897 F.3d 66, 75 (2d Cir. 2018).

28See United States v. Villafuerte, 502 F.3d 204, 211 (2d Cir. 2007) (applying plain error
analysis to unpreserved sentencing challenge); see also Fed. R. Crim. P. 52(b) (“A plain
error that affects substantial rights may be considered even though it was not brought to
the court’s attention.”).

29United States v. Balde, 943 F.3d 73, 96 (2d Cir. 2019) (internal quotation marks omitted);
see Villafuerte, 502 F.3d at 209.

16
We begin (and end) with the first of these requirements: whether the district

court committed an error at all.

Moore’s Townsend argument raises a question of first impression in

our Circuit. We have not previously addressed whether the First Step Act

requires a district court to recalculate a defendant’s Guidelines range to

account for anything other than what flows from Sections 2 and 3 of the Fair

Sentencing Act, such as new Guidelines provisions or new judicial

interpretations of existing Guidelines.30

30We recognize that other Circuits have split on this issue. Compare United States v. Denson,
963 F.3d 1080, 1089 (11th Cir. 2020) (“[I]n ruling on a defendant’s First Step Act motion,
the district court . . . is not free to . . . reduce the defendant’s sentence on the covered
offense based on changes in the law beyond those mandated by sections 2 and 3 [of the
Fair Sentencing Act] . . . .”), United States v. Kelley, 962 F.3d 470, 475 (9th Cir. 2020) (“[T]he
First Step Act authorizes the district court to consider the state of the law at the time the
defendant committed the offense, and change only one variable: the addition of sections
2 and 3 of the Fair Sentencing Act as part of the legal landscape.”), and United States v.
Hegwood, 934 F.3d 414, 418 (5th Cir.) (“The district court decides on a new sentence by
placing itself in the time frame of the original sentencing, altering the relevant legal
landscape only by the changes mandated by the 2010 Fair Sentencing Act.”), cert. denied,
140 S. Ct. 285 (2019), with United States v. Boulding, 960 F.3d 774, 784 (6th Cir. 2020) (holding
that review of a First Step Act motion requires “an accurate calculation of the amended
guidelines range at the time of resentencing”), and United States v. Chambers, 956 F.3d 667,
668, 673‐74 (4th Cir. 2020) (in considering a First Step Act motion, a district court “must”
correct “[r]etroactive Guidelines errors based on intervening case law”); see also United
States v. Stewart, 964 F.3d 433, 435‐36, 438 (5th Cir. 2020) (in reviewing a First Step Act

17
 The text of the First Step Act runs contrary to Moore’s argument.31 By

its express terms, the statute does not require plenary resentencing or

operate as a surrogate for collateral review, obliging a court to reconsider all

aspects of an original sentencing. 32 What the First Step Act does say is

simply this: A district court may “impose a reduced sentence as if sections 2

and 3 of the Fair Sentencing Act . . . were in effect at the time the covered offense

was committed.” 33 Through its “as if” clause, all that § 404(b) instructs a

district court to do is to determine the impact of Sections 2 and 3 of the Fair

Sentencing Act – two provisions of law that modified the drug quantity

motion, a district court errs in failing to consider a Guidelines amendment promulgated
in direct response to congressional instruction in the Fair Sentencing Act; however, the
court should not allow a defendant to “take advantage of changes in the law that have
nothing to do with” the Fair Sentencing Act).

31Cf. Martin, 2020 WL 5240648, at *5 (“[I]t seems logical to start with [the First Step Act’s]
plain language.”).

32 See Hegwood, 934 F.3d at 415 (“[T]he First Step Act does not allow plenary resentencing
. . . .”); see also Martin, 2020 WL 5240648, at *8 (“[S]ection 404(b)’s text, along with its narrow
scope, shows that Congress intended to authorize only a limited adjustment to an
otherwise final sentence.”) (internal quotation marks and alteration omitted).

33 First Step Act § 404(b), 132 Stat. at 5222 (emphasis added).

18
thresholds for defendants who were prosecuted for crack cocaine trafficking

under 21 U.S.C. § 841(b)(1)(A)(iii) or (B)(iii), or 21 U.S.C. § 960(b)(1)(C) or

(2)(C) (with respect to Section 2) or crack cocaine possession under 21 U.S.C.

§ 844(a) (with respect to Section 3). To be sure, in order to consider a

defendant’s sentence “as if” Sections 2 and 3 had been in effect at the time

of the offense, a district court must take into account Guidelines range

changes that result directly from the retroactive application of Sections 2 and

3. Thus, in Moore’s case, it was certainly correct for the district court to

lower his offense level from 34 to 32 under § 4B1.1 under the 2008 Guidelines

pursuant to which he was sentenced, to account for the lower statutory

maximum that would have applied under Section 2. But § 404(b) issues no

directive to allow re‐litigation of other Guidelines issues—whether factual

or legal—which are unrelated to the retroactive application of the Fair

Sentencing Act.

Moore argues that a contrary conclusion is required by two phrases

in the First Step Act, but we find his contentions unpersuasive. First, he

19
points out that § 404(b) of the First Step Act authorizes a district court to

“impose a reduced sentence.” He argues that Congress’s use of the word

“impose” mirrors its use in statutes governing a defendant’s original

sentencing – namely, 18 U.S.C. §§ 3553 and 3661 – such that the district

court’s obligations with respect to the Guidelines are therefore the same in

both situations: they must be calculated de novo. But Moore’s argument fails

because it considers the word “impose” in isolation. As we have already

noted, the First Step Act does not simply authorize a district court to

“impose a sentence,” period. Instead, it authorizes the court to do so subject

to the “as if” clause – that is, to determine the impact of sections 2 and 3 of

the Fair Sentencing Act. It would contravene the statutory text to interpret

the First Step Act to require a district court to give retroactive effect to

additional legal provisions not driven by the Fair Sentencing Act, or to

require a district court to engage in collateral review of other unrelated

issues that were previously adjudicated.

20
 Second, Moore points out that § 404(c) of the First Step Act bars

defendants from filing successive sentence reduction motions if their first

motion was “denied after a complete review of the motion on the merits.”

Again, Moore reads too much into this language. Section 404(c) charges a

district court only with “review” of a defendant’s motion. It does not

require that any particular procedures be followed during that review,

much less that the review entail a full‐blown opportunity to relitigate

Guidelines issues, whether legal or factual. Moreover, it would be strange

for Congress to have obliquely slipped a standard for adjudicating First Step

Act motions into a provision that bars repetitive litigation. That would be,

indeed, an elephant in a mousehole.34

The scope of Moore’s proposed rule would effectively turn every First

Step Act motion into a de facto plenary resentencing. If a district court must

34See Whitman v. Am. Trucking Ass’ns, 531 U.S. 457, 468 (2001) (“Congress . . . does not alter
the fundamental details of a regulatory scheme in . . . ancillary provisions—it does not,
one might say, hide elephants in mouseholes.”).

21
engage in de novo Guidelines calculations, then the court would have to

consider not only intervening case law but also novel legal arguments about

why a previous Guidelines calculation was incorrect, or even novel factual

arguments to that effect (such as, for example, a dispute over a narcotics

quantity attributed to a defendant). We do not read the limited procedural

vehicle provided by the First Step Act as requiring a district court to broadly

revisit every aspect of a criminal sentence.35

We therefore hold that the First Step Act does not entail a plenary

resentencing, and that it does not obligate a district court to recalculate an

35For this reason, we do not find persuasive Moore’s suggestion that the district court was
required to apply Townsend because that decision simply interpreted “what controlled
substance offense under [U.S.S.G.] § 4B1.2 had always meant,” and so was not a “change
[in] the law.” Moore Reply at 9‐10 (internal quotation marks and alterations omitted); see
also Moore Br. at 25‐26 n.9 (“[A] Guidelines calculation that takes account of Townsend is
the correct calculation, not merely the ‘current’ calculation. The previous Guidelines
calculation, which counted Mr. Moore as a Career Offender, was simply wrong. And
there is no reason to privilege the incorrect range over the correct one.”). As the Ninth
Circuit has already explained, not only would such an exception contravene the express
terms of the First Step Act, but it would “put defendants convicted of crack cocaine
offenses in a far better position than defendants convicted of other drug offenses . . . .
There is no indication in the statute that Congress intended this limited class of crack
cocaine offenders to enjoy such a windfall.” Kelley, 962 F.3d at 478.

22
eligible defendant’s Guidelines range, except for those changes that flow

from Sections 2 and 3 of the Fair Sentencing Act of 2010, when considering

as a discretionary matter whether (or by how much) to grant a sentence

reduction. Because we hold that the First Step Act did not obligate the

district court to consider the impact of Townsend on Moore’s Guidelines

calculation, there was no legal error here.36

36We hold only that the First Step Act does not obligate a district court to consider post‐
sentencing developments. We note, however, that a district court retains discretion to
decide what factors are relevant as it determines whether and to what extent to reduce a
sentence. Moore does not argue that the district court erred by considering his post‐
sentencing prison disciplinary record, and he in fact asked the court to consider evidence
of his post‐sentencing rehabilitation. The Fifth Circuit has held that courts are not
required to consider post‐sentencing changes in factual circumstances but has suggested
courts may do so as a matter of discretion. See United States v. Jackson, 945 F.3d 315, 322 n.7
(5th Cir. 2019) (“We do not hold that the court cannot consider post‐sentencing conduct—
only that it isn’t required to.”), cert. denied, 206 L. Ed. 2d 839 (Apr. 20, 2020), reh’g denied,
No. 19‐8036, 2020 WL 3146860 (June 15, 2020)); cf. United States v. Praddy, 725 F.3d 147, 161
(2d Cir. 2013) (“The sentencing judge has broad discretion to consider all relevant
information in determining an appropriate sentence . . . .”). Moreover, we note that we
have previously held that First Step Act motions are not governed by 18 U.S.C.
§ 3582(c)(2). See Holloway, 956 F.3d at 665‐66. Accordingly, it is clear that a district court’s
discretion under the First Step Act as to whether to reduce a defendant’s sentence (and if
so, to what extent) is not limited by the applicable Guidelines range. When considering
whether to impose a reduced sentence under the First Step Act, the district court retains
the same discretion under United States v. Booker, 543 U.S. 220 (2005), to vary from the
advisory Guidelines that it would have had at the time of the defendant’s sentencing.

23
 B. The district court’s minor factual misstatement does not
require remand.

Moore next argues that the district court erred in describing three of

his prison disciplinary infractions as occurring within the last four years

when one in fact occurred seven years prior. The Government does not

dispute that the district court made a factual misstatement but argues that

the error could not have impacted the district court’s analysis in any

material way.

Because Moore failed to raise this objection below, plain error review

once again applies.37 As noted above, to demonstrate plain error, Moore

must establish, among other things, that the district court’s error affected his

37Plain error review differs from simple harmless error review in that, when plain error
review applies, “[i]t is the defendant rather than the Government who bears the burden
of persuasion with respect to prejudice.” United States v. Olano, 507 U.S. 725, 734 (1993).
In United States v. Viola, our Court held that the burden of persuasion shifts back to the
Government where the relevant error resulted from a supervening decision that altered
settled law. 35 F.3d 37, 41‐42 (2d Cir. 1994), abrogated on other grounds by Salinas v. United
States, 522 U.S. 52 (1997). As before, we express “doubt” that the Viola gloss on the plain‐
error standard has survived the Supreme Court’s decision in Johnson v. United States, 520
U.S. 461 (1997). United States v. Grote, 961 F.3d 105, 116 n.3 (2d Cir. 2020). We need not
confront that issue here, however, because our decision would be the same regardless of
which party bears the burden of persuasion.

24
substantial rights. “An error affects substantial rights if it is prejudicial and

it affected the outcome of the district court proceedings.”38

The district court declined to resentence Moore in light of his

“relatively unbroken string of criminal activity other than periods of

incarceration from the time [he] was 22 or so years old,” as well as his

continued prison infractions “consistent” with that history.39 To be sure, the

district court misplaced one of those infractions along the timeline of

Moore’s “string” of misbehavior. But the thrust of the court’s observation

remains valid: the misplaced infraction did occur; it was just as serious as

the judge regarded it; and Moore had indeed continued to commit serious

infractions consistent with his prior criminal conduct as recently as 2016 and

2018. On this record, we have no basis to believe that the difference between

four years and seven years, as to the third‐to‐last infraction, could have been

United States v. McLean, 287 F.3d 127, 135 (2d Cir. 2002) (internal quotation marks
38

omitted).

39 App’x at 67 (internal quotation marks omitted).

25
material to the court’s otherwise careful analysis. We therefore find no error

warranting remand.

III. CONCLUSION

In sum, we hold as follows:

1. The First Step Act does not require that an eligible defendant

receive a plenary resentencing, and it does not obligate a district court to

recalculate an eligible defendant’s Guidelines range, except to account for

those changes that flow from Sections 2 and 3 of the Fair Sentencing Act of

2010, when considering as a discretionary matter whether (or by how much)

to grant a sentence reduction.

2. The district court’s minor factual misstatement regarding the

timing of one of Moore’s prison disciplinary infractions does not require

remand because the error did not affect his substantial rights.

We therefore AFFIRM the decision of the district court.

26