RENDERED: FEBRUARY 19, 2021; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2019-CA-0847-MR
THEODORE STOUT APPELLANT
APPEAL FROM MCCRACKEN CIRCUIT COURT
v. HONORABLE WILLIAM A. KITCHEN, III, JUDGE
ACTION NO. 91-CR-0063
COMMONWEALTH OF KENTUCKY APPELLEE
OPINION
AFFIRMING
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BEFORE: LAMBERT, MCNEILL, AND TAYLOR, JUDGES
TAYLOR, JUDGE: Theodore Stout, pro se, brings Appeal No. 2019-CA-0847-
MR from an April 25, 2019, order denying Stout relief pursuant to Kentucky Rules
of Civil Procedure (CR) 60.02. We affirm.
Stout was indicted by a McCracken County grand jury on April 30,
1991, upon one count of murder, two counts of first-degree burglary, and two
counts of theft by unlawful taking over $100. Pursuant to a plea agreement with
the Commonwealth, Stout entered a guilty plea to the offenses as charged in the
indictment in exchange for a concurrent 500-year sentence. On January 15, 1992,
a final judgment and sentence of imprisonment was entered sentencing Stout to
500-years’ imprisonment pursuant to the plea agreement.
Some twenty-six years after entry of the January 15, 1992, final
judgment, Stout filed a Motion to Vacate and Modify Sentence Pursuant to CR
60.02. In the CR 60.02 motion filed on September 12, 2018, Stout alleged that his
guilty plea was involuntarily entered as he was coerced by the court and his
attorney to plead guilty with knowledge that he was incompetent to stand trial.
Stout also alleged that his sentence of imprisonment was illegal as it was in
contravention of Kentucky Revised Statutes 532.030.
By order entered April 25, 2019, the circuit court denied Stout’s CR
60.02 motion. Stout brought this appeal (Appeal No. 2019-CA-0847-MR) from
the April 25, 2019, order denying his CR 60.02 relief. Stout also filed a motion
pursuant to CR 59.05 to alter, amend, or vacate the order denying his CR 60.02
motion. The CR 59.05 motion was denied by order entered May 28, 2019. This
appeal follows.
Stout contends the circuit court erroneously denied him relief pursuant
to CR 60.02 as his guilty plea was involuntarily, unknowingly, and unintelligently
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entered.1 More particularly, Stout asserts that he entered his guilty plea “without a
psychiatrist or psychologist examining him for a finding of incompetence at the
time of the commission of the offenses he committed and for a determination of
whether he was then incompetent to stand trial.” Stout’s Brief at 1.
The Kentucky Supreme Court has held that CR 60.02 relief is only
available to raise claims not within the purview of Kentucky Rules of Criminal
Procedure (RCr) 11.42. Sanders v. Commonwealth, 339 S.W.3d 427, 437 (Ky.
2011); Gross v. Commonwealth, 648 S.W.2d 853, 855-57 (Ky. 1983). In Gross,
the Supreme Court explained that the structure for attacking a final judgment is
organized and complete. Gross, 648 S.W.2d at 856. More specifically, the Gross
Court held that the “structure is set out in the rules related to direct appeals, in RCr
11.42, and thereafter in CR 60.02. CR 60.02 is not intended merely as an
additional opportunity to raise Boykin [v. Alabama, 395 U.S. 238 (1969)] defenses.
It is for relief that is not available by direct appeal and not available under RCr
11.42.” Gross, 648 S.W.2d at 856.
In this case, Stout has filed a CR 60.02 motion alleging that his
counsel was ineffective as his guilty plea was involuntary thereby violating due
process per Boykin v. Alabama, 395 U.S. 238 (1969). The claim that Stout’s guilty
1
In Theodore Stout’s pro se appellate brief, it appears that he has abandoned the claim that his
500-year sentence of imprisonment was illegal as violative of Kentucky Revised Statutes
532.030.
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plea was involuntary thereby violating constitutional due process requirements
must be raised in either a motion to withdraw guilty plea under RCr 8.10 or in an
RCr 11.42 motion. See Gross, 648 S.W.2d at 856; Lynch v. Commonwealth, 610
S.W.2d 902, 904-05 (Ky. App. 1980); Bronk v. Commonwealth, 58 S.W.3d 482,
486-88 (Ky. 2001). The record reveals that Stout filed neither a motion pursuant to
RCr 8.10 nor pursuant to RCr 11.42. As Stout improperly filed a 60.02 motion
seeking to set aside his guilty plea as involuntary, we conclude that the circuit
court did not abuse its discretion by denying Stout’s CR 60.02 motion.
For the foregoing reasons, the order of the McCracken Circuit Court is
affirmed.
ALL CONCUR.
BRIEFS FOR APPELLANT: BRIEF FOR APPELLEE:
Theodore Stout, Pro Se Daniel Cameron
Eddyville, Kentucky Attorney General of Kentucky
Frankfort, Kentucky
Ken W. Riggs
Assistant Attorney General
Frankfort, Kentucky
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