Filed 3/25/21 P. v. Vang CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Sacramento)
----
THE PEOPLE, C090082
Plaintiff and Respondent, (Super. Ct. No. 17FE012961)
v.
STEVE VANG,
Defendant and Appellant.
Defendant Steve Vang was convicted of multiple counts related to burglary and
the sexual assault of a child during the commission of one of the burglaries. On appeal,
he contends the trial court erred in excluding evidence that unknown male DNA was
found on the child victim’s underwear. We disagree and affirm.
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FACTUAL AND PROCEDURAL BACKGROUND
Defendant was charged in count one with committing a lewd and lascivious act
against E. (Pen. Code, § 288, subd. (a))1 during the commission of a burglary (§ 667.61,
subds. (d)(4), (e)(2), & (j)(2)); in count two with the assault of E., with the intent to
commit a specified sex offense (§ 220, subd. (b)); in count three with the burglary of E.’s
residence with the intent to commit a lewd and lascivious act on a child (§ 459); in count
four with the burglary of the residence of L.D. (§ 459); in count five with driving of the
vehicle of L.D. on June 19 through 20, 2017 (§ 10851, subd. (a)); and in count six with
burglary of the residence of B.D. (§ 459). The information further alleged that defendant
had suffered a prior conviction for a strike offense (§ 667, subd. (a)). Defendant pleaded
not guilty to all counts and denied the enhancement allegation. The trial court
subsequently granted the prosecutor’s motion to amend the information to allege an
occupied residence enhancement as to counts three and four. (§ 667.5, subd. (c)(21).)
The following evidence was adduced at trial. On October 19, 2016, a man entered
a locked home, which was temporarily vacant while the resident, B.D, took her son to
school. When she returned, she found the man in her son’s room. In her son’s room, the
window was open, the screen was broken, and money, jewelry, and a PlayStation were
missing. A deputy lifted two latent prints from the inside of a bedroom windowsill,
which matched defendant. B.D. recognized defendant from two prior occasions when
she saw him peering through her bedroom window and identified defendant as the
burglar from a police photo.
E. was born in September 2004. On the afternoon of June 14, 2017, E.’s mother
went to the store to get some things for her sixth grade graduation celebration. The doors
to the house were locked when E.’s mother left to go to the store. E. was sitting on her
bed playing on her tablet when she heard a noise and a man walked into her room. The
1 Undesignated statutory references are to the Penal Code.
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man briefly left her room, closing the door, and E. could hear him going through drawers.
E. was looking through her cell phone for her mother’s number when the man came back
into her room. He pushed her onto her bed, placed himself on top of her, held her down,
and rubbed her vagina over her underwear, which was painful because he pushed the
underwear inside her. The assault lasted for about five minutes. E. hit him, screamed,
and said she would call 911, and eventually he left through a window, taking her phone.
E. then ran to the home of her neighbor, as the man left through the window and jumped
over a fence. The neighbor called 911 and E. called her mother. E. described the man as
Chinese and possibly White and Mexican. E. identified defendant as the perpetrator in a
police photo lineup and in court. E.’s mother found a cell phone she did not recognize in
her back yard by a fence. A photo on the phone’s wallpaper was of defendant and a
woman.
The prosecution presented a cell phone extraction from the phone found in E.’s
back yard (AK-1), and an extraction from a cell phone found in possession of defendant
at the time of his arrest (AK-2). AK-1 had a user account named VangStevieB@X.com
with Facebook. That phone contained web search histories from May 31, 2017, to June
14, 2017. The searches included about 725 of a pornographic site called xvideo.com.
From June 1 through 14, 2017, the searches of xvideo.com included terms like “molested
hostage,” “beautiful girl abducted and gang banged interracial,” “first anal experience,
my schoolgirl daughter,” “abducted teen sex,” “teens abducted for sex,” “abduction
helpless fuck,” “home invasion sex,” “apartment abduction,” and “scared teenager
destroyed by a robber.”
AK-2 had two user accounts, JacksonPineda161@X.com and
VangStevieB@X.com. The latter was created on Facebook on July 10, 2017. Earlier
searches and messages prior to June 2017 were in Spanish. On June 14, 2017, there were
about 85 searches on xvideo.com, some of which involved search terms like “teens or
daughters,” from about 12:49 a.m. to about 10:49 a.m.
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Police also swabbed the phone found in E.’s backyard and found a mixture of
DNA. After she received the results of the DNA mixture, a criminologist compared those
DNA profiles to defendant’s reference sample. A likelihood ratio expresses how much
more likely it would be to obtain the DNA results if the person of interest is a contributor
or a random, unrelated person is the contributor. At trial, the criminologist opined that it
was at least 3.51 times 10 to the 12th times more likely to obtain these DNA results if
defendant and two random unrelated individuals were contributors, than if three random
unrelated individuals were contributors to the mixture. Defendant’s DNA profile
matched as the 69 percent genetic contributor.
Five days after E.’s assault and 0.3 miles away from E.’s home, on June 19, 2017,
L.D. went to bed with her kitchen window closed and the screen in place, but when she
awoke the next morning, the window was open, the screen was off, and her purse, keys,
and laptop were missing. She called 911. Four latent fingerprints from the outside of the
kitchen window matched the known prints of defendant.
Following the trial, the jury found defendant guilty of all six counts and found the
enhancement allegations to be true. Following a bifurcated bench trial, the trial court
found the prior conviction allegation true. The court sentenced defendant to serve a
doubled term of 50 years to life in prison on count one, with this indeterminate term to be
served consecutively to an aggregate determinate term of 22 years four months.
Defendant filed a timely notice of appeal.
DISCUSSION
Defendant’s sole contention on appeal is that the trial court erred in excluding the
evidence of DNA belonging to an unknown male found on the exterior of E.’s underwear,
claiming that it was relevant and not speculative in supporting a third-party culpability
theory. We disagree.
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I
Background
Prior to trial, the prosecution moved in limine to exclude evidence of third-party
culpability, specifically the presence of an unknown male DNA profile that was found on
the exterior of E.’s underwear. The defense opposed the motion. The trial court
excluded the DNA evidence of third-party culpability, without prejudice to revisiting the
issue if the defense could establish other evidence linking a third person to the
perpetration of the crime. The court reasoned, under Evidence Code section 352: “[T]he
probative value of the DNA testing exclud[ing] the Defendant is very probative, but the
probative value of the DNA pointing to a third person is very, very low . . . . You -- we
really can’t identify who the person is and under what circumstances or what conditions
and the timing of when that DNA got there. [¶] . . . [¶] [A]nd then when you look at the
effect of confusing issues or misleading the jury if a third-party culpability defense is
allowed, what it requires with no evidence at all is a jury to completely speculate as to
who this unidentified third person is, total speculation on how it got there, on when it got
there. It’s just total speculation. There’s no motive. There’s no opportunity. There is no
other evidence at all. [¶] The only evidence we have is that the underwear contained
some unidentified third party’s DNA. And in my opinion, that is not sufficient under
[People v. Hall (1986) 41 Cal.3d 826, 829 (Hall)] or any of the cases coming thereafter to
support a third-party claim. . . . And the risk is, again, confusion of the issues or
misleading the jury and forcing the jury to start speculating over things it has no business
speculating over and drawing conclusions on speculation. So the fact that the
Defendant’s DNA was not on the underwear can come in, pointing to a third person or
using third-party culpability defense cannot.”
The defense subsequently moved the court to reconsider its ruling on third-party
culpability evidence. Following argument, the trial court again denied the motion,
explaining that the motion was “way too vague, speculative, ambiguous, and way too
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lacking in both quality and quantity” for the court to find that a third-party culpability
defense could have been presented to the jury.
II
Analysis
“[C]ourts should . . . treat third-party culpability evidence like any other evidence:
if relevant it is admissible ([Evid. Code,] § 350) unless its probative value is substantially
outweighed by the risk of undue delay, prejudice, or confusion ([Evid. Code,] § 352).”
(Hall, supra, 41 Cal.3d at p. 834.) To be relevant and admissible, however, “evidence of
the culpability of a third party offered by a defendant to demonstrate that a reasonable
doubt exists concerning his or her guilt, must link the third person either directly or
circumstantially to the actual perpetration of the crime. In assessing an offer of proof
relating to such evidence, the court must decide whether the evidence could raise a
reasonable doubt as to defendant’s guilt and whether it is substantially more prejudicial
than probative under Evidence Code section 352.” (People v. Bradford (1997) 15 Cal.4th
1229, 1325.)
These principles do “not . . . require the indiscriminate admission of any evidence
offered to prove third-party culpability.” (People v. Edelbacher (1989) 47 Cal.3d 983,
1017; Hall, supra, 41 Cal.3d at p. 833 [“we do not require that any evidence, however
remote, must be admitted to show a third party’s possible culpability”].) Rather, “[u]nder
Hall and its progeny, third party culpability evidence is relevant and admissible only if it
succeeds in ‘linking the third person to the actual perpetration of the crime.’ ” (People v.
DePriest (2007) 42 Cal.4th 1, 43 (DePriest).) “Without this link, such evidence is
irrelevant and cannot be admitted.” (People v. Ghobrial (2018) 5 Cal.5th 250, 283; see
People v. Lewis (2001) 26 Cal.4th 334, 373 [“The trial court reasonably found the
evidence was too speculative to be relevant”].) “Evidence that another person had
‘motive or opportunity’ to commit the charged crime, or had some ‘remote’ connection to
the victim or crime scene, is not sufficient to” establish the required link. (DePriest, at
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p. 43.) Speculative inferences “ ‘derived from evidence cannot be deemed to be relevant
to establish the speculatively inferred fact.’ ” (People v. Babbitt (1988) 45 Cal.3d 660,
681.)
We review a trial court’s exclusion of third-party culpability evidence for an abuse
of discretion. (People v. Ghobrial, supra, 5 Cal.5th at p. 283.) After doing so here, we
conclude the court did not abuse its discretion in concluding the evidence was too
speculative to link a third party to the commission of the crime. (See DePriest, supra,
42 Cal.4th at p. 43.) In Ghobrial at page 256, the defendant was convicted of murdering
a 12-year-old boy. Unknown sperm was found in the victim’s rectal area. (Id. at p. 280.)
The defense sought to introduce testimony of Oscar Leon about a night he spent with the
victim to create the inference that a man other than the defendant could have been the
source of the unknown sperm. (Id. at p. 282.) Even though the defense identified a
particular suspect, the trial court excluded the evidence as irrelevant. (Ibid.) The trial
court found that a jury could not reasonably infer if the defendant molested the victim or
not based on the victim’s earlier interactions with other adults. (Ibid.) Further, the court
noted, “any such inference would be speculative because Leon’s [known] interaction with
[the victim] had occurred a month before [the victim’s] death.” (Ibid.) Our Supreme
Court ruled that the trial court did not abuse its discretion in excluding the testimony,
because the evidence raised no more than a “ ‘possible suspicion’ ” of a third party’s
guilt. (Id. at p. 283, citing Hall, supra, 41 Cal.3d at p. 832.)
Here, the trial court did allow testimony that defendant’s DNA was not on the
underwear. The proffered evidence was simply that there was unknown male DNA on
the underwear, which could have been deposited there in any number of ways at any
number of times. Defendant contends: “Common sense reflects that male DNA typically
would not be found on the underwear of a 12-year-old girl.” The assertion is wholly
speculative. For example, there was testimony that E. and her mother lived with her
brother and her mother’s boyfriend. Either of these males could have deposited DNA
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while handling laundry. Defendant acknowledges this possibility but claims “the
prosecution presented no evidence that a male did [E.’s] laundry.” It was defendant’s
burden, however, to provide an offer of proof “ ‘linking the third person to the actual
perpetration of the crime.’ ” (DePriest, supra, 42 Cal.4th at p. 43.) He failed to meet his
burden. The proposed evidence of unknown male DNA found on the exterior of the
underwear, with no facts that it was connected to the crime, was not “capable of raising a
reasonable doubt” of defendant’s guilt. (Hall, supra, 41 Cal.3d at p. 833.) As the trial
court discussed, defendant failed to offer any direct or circumstantial evidence linking a
third person to the actual commission of the crime. The presence of unknown DNA
merely raised an inference that another male touched E.’s underwear at some point.
Thus, the trial court did not err in finding the evidence too speculative to be relevant.
(People v. Lewis, supra, 26 Cal.4th at p. 373.)
Even assuming for the sake of argument that the trial court abused its discretion by
refusing to admit the proposed third-party culpability evidence, any error was harmless.
In assessing whether the exclusion of evidence was prejudicial, the applicable
standard of review is generally under People v. Watson (1956) 46 Cal.2d 818. (People v.
Babbitt, supra, 45 Cal.3d at p. 688.) Defendant contends that the error rose to a
constitutional dimension and the proper standard is that of Chapman v. California (1967)
386 U.S. 18. We conclude that evidence is harmless under either standard. The evidence
of defendant’s guilt was overwhelming, and we are convinced beyond a reasonable doubt
that the introduction of the disputed evidence would not have changed the result.
As we have set forth in detail above, police found defendant’s phone along the
assailant’s escape route. Defendant burglarized multiple homes located less than three
miles of each other. He searched a porn site for explicit videos similar to E.’s assault on
both the phone found on his person and the phone found in E.’s yard, including searches
conducted only minutes before he entered her room. Further, E. twice identified
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defendant, once from a photo lineup and a second time at trial. She testified that she was
able to see his face when he was on top of her.
In sum, the circumstances of these crimes point squarely at defendant--and no one
else--as E.’s assailant. At best, the excluded evidence would have suggested the
possibility that some other male touched E.’s underwear at some point in time. There
was absolutely no evidence to support a finding that another man resembling defendant
was even in E.’s vicinity during the relevant time period, much less that he broke into
E.’s residence, walked into her room, sexually assaulted her, and dropped defendant’s
cell phone at the scene. In light of the overwhelming evidence pointing to defendant,
even assuming error that we have not found, excluding the unidentified DNA evidence
was harmless beyond a reasonable doubt.
DISPOSITION
The judgment is affirmed.
/s/
Duarte, J.
We concur:
/s/
Mauro, Acting P. J.
/s/
Krause, J.
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