Garrard v. Secretary of Health and Human Services

                                                                                REISSUED FOR PUBLICATION
                                                                                                 APR 1 2021
                                                                                                 OSM
                                                                                     U.S. COURT OF FEDERAL CLAIMS
                 In the United States Court of Federal Claims
                                    OFFICE OF SPECIAL MASTERS
                                         Filed: March 10, 2021

* * * * * * *                   *   *    *    *   *    *                 UNPUBLISHED
KAREN GARRARD,                                         *
                                                       *                 No. 20-1331V
                           Petitioner,                 *
v.                                                     *                 Special Master Gowen
                                                       *
SECRETARY OF HEALTH                                    *                 Involuntary Dismissal; Failure
AND HUMAN SERVICES,                                    *                 to Prosecute; Rule 21(b).
                                                       *
                           Respondent.                 *
*    * *     *    *    *   * * * *            *   *    *

Karen Garrard, pro se, Travelers Rest, SC, for petitioner.
Christine M. Becer, U.S. Department of Justice, Washington, D.C., for respondent.

                                                   DECISION1

        On October 5, 2020, Karen Garrard (“petitioner”), acting pro se, filed a petition within
the National Vaccine Injury Compensation Program.2 Petitioner requests compensation under the
Vaccine Act for injuries, including chronic inflammatory demyelinating polyneuropathy (CIDP),
resulting from adverse effects of an influenza (flu) vaccination she received on October 5, 2017.
The information in the record, however, does not show entitlement to an award from the Vaccine
Program. Petitioner’s claim is hereby dismissed for failure to prosecute and for insufficient
proof.
  I. Procedural History

       On October 5, 2020, petitioner filed her petition accompanied by medical records
organized as petitioner’s exhibits (“Pet. Exs.”) 1 – 6 (ECF No. 1). Petitioner requested

1
  Pursuant to the E-Government Act of 2002, see 44 U.S.C. § 3501 note (2012), because this opinion contains a
reasoned explanation for the action in this case, I am required to post it on the website of the United States Court of
Federal Claims. The court’s website is at http://www.uscfc.uscourts.gov/aggregator/sources/7. This means the
opinion will be available to anyone with access to the Internet. Before the opinion is posted on the court’s
website, each party has 14 days to file a motion requesting redaction “of any information furnished by that party:
(1) that is a trade secret or commercial or financial in substance and is privileged or confidential; or (2) that
includes medical files or similar files, the disclosure of which would constitute a clearly unwarranted invasion of
privacy.” Vaccine Rule 18(b). An objecting party must provide the court with a proposed redacted version of the
opinion. Id. If neither party files a motion for redaction within 14 days, the opinion will be posted on the
court’s website without any changes. Id.
2
 The Program comprises Part 2 of the National Childhood Vaccine Injury Act of 1986, 42 U.S.C. §§ 300aa-10 et
seq. (hereinafter “Vaccine Act” or “the Act”). Hereafter, individual section references will be to 42 U.S.C. § 300aa
of the Act.
compensation under the Vaccine Act for injuries, including chronic inflammatory demyelinating
polyneuropathy (“CIDP”), resulting from adverse effects of an influenza (“flu”) vaccination she
received on October 5, 2017. Petition at Preamble. Petitioner also filed a motion to proceed in
forma pauperis (“IFP”) (ECF No. 2). Based on the circumstances detailed in petitioner’s
motion, she has sufficiently demonstrated that she is unable to pay the Court’s filing fee.
Petitioner’s application to proceed in forma pauperis is therefore granted.

        On November 3, 2020, petitioner’s claim was scheduled for an initial telephonic status
conference. My law clerk reached petitioner at the telephone number provided in the petition to
schedule the status conference. In addition, I issued an initial order, which provided the date,
time, and dial-in instructions for the status conference. The initial order was mailed to
petitioner’s address on record.

        The initial status conference was scheduled for Thursday, November 19, 2020 at 4:00
p.m. Eastern Time, and provided dial-in instructions. Petitioner did not join the status
conference or answer multiple phone calls from my law clerk at the scheduled time. Petitioner
was also directed to file the e-Notification Consent Form, however, petitioner did not complete
this task.

        Similar orders were issued on November 20, 2020 and December 15, 2020. Each order
directed petitioner to return the e-Notification Consent Form, which would allow petitioner to
submit and receive case filings via e-mail. Each order also directed petitioner to provide her
availability for a telephonic status conference, during which I would review the evidence
submitted and set further proceedings. Each order was mailed to petitioner’s address on record.
However, petitioner did not respond to these filings (by mail to the Court) or otherwise make any
contact with my chambers (by contacting my law clerk at the telephone number or email address
provided on the orders).

        On January 13, 2021, I ordered petitioner to show cause why her claim should not be
dismissed for failure to prosecute her claim by February 12, 2021. At a minimum, petitioner was
required to complete and file the enclosed e-Notification Consent Form by submitting the form
by e-mail to ProSe_case_filings@cfc.uscourts.gov, and then to file a status report providing her
availability for an initial status conference to take place during the dates of March 1 – 5, 2021
and March 8 – 12, 2021. It was warned that petitioner’s failure to respond to the order to show
cause would result in involuntary dismissal of petitioner’s claim for insufficient proof. However,
petitioner has not responded to these filings or otherwise made any contact with my chambers.3

    II.   Analysis

        Vaccine Rule 21(b)(1) provides that a “special master or the court may dismiss a petition
or any claim therein for failure of the petitioner to prosecute or comply with these rules or any
order of the special master or the court.” A petitioner’s inaction and failure to abide by a special
master’s order risks dismissal of a claim. Tsekouras v. Sec’y of Health & Human Servs., 26 Cl.

3
  My law clerk has also called the telephone number listed on the petition, which goes straight to voicemail and
identifies the number as belonging to someone other than the petitioner. Petitioner did not provide an email address.


                                                         2
Ct. 439, 442 (1992), aff’d per curiam without opin., 991 F.2d 810 (Fed. Cir. 1993); Sapharas v.
Sec’y of Health & Human Servs., 35 Fed. Cl 503, 505 (1996). Here, petitioner has not made any
filings or otherwise made contact with my chambers since November 3, 2020. Petitioner has
been afforded several unsolicited extensions of time and reminders to return the e-Notification
Consent Form, which will allow her to submit and receive case filings by e-mail, and to provide
her availability for a status conference, which would allow the Court and both parties to review
the evidence submitted and set further proceedings. The prior orders also warned that
petitioner’s continued failure to respond would result in her claim being dismissed. Her failure
to comply with orders or to make any contact with my chambers indicate a disinterest in
pursuing her claim.

        Additionally, petitioner’s claim may properly be dismissed on substantive grounds. A
petitioner has the burden of establishing entitlement to compensation through one of two ways.
The first way is to establish that the vaccinee suffered a “Table Injury,” i.e., that he or she
received a vaccine listed on the Vaccine Injury Table and subsequently developed a
corresponding injury within a corresponding period of time. § 300aa-11(c)(1). In the present
case, petitioner does not allege, nor do the medical records indicate, that petitioner suffered a
Table Injury.

        Thus, petitioner must proceed on the second route – she must establish that the vaccine
actually caused (or “caused in fact”) the onset or significant aggravation of a condition she
suffered. § 300aa-13(a)(1)(A). Under the relevant test, petitioner must establish (1) a medical
theory; (2) a logical sequence of cause and effect; and (3) a medically acceptable temporal
relationship between the vaccination and the injury. Althen v. Sec’y of Health & Human Servs.,
418 F.3d 1274, 1278 (Fed. Cir. 2005). Petitioner alleges that as a result of the flu vaccination,
she developed CIDP. However, the medical records do not establish causation-in-fact and she
has not filed an expert report. Therefore, it is appropriate to dismiss petitioner’s claim for
insufficient proof.

III.    Conclusion

        Petitioner’s claim is DISMISSED for failure to prosecute and for insufficient proof.
Petitioner’s motion to proceed in forma pauperis is GRANTED. The Clerk of the Court is
directed to enter judgment on this decision in the absence of a motion for review filed pursuant
to RCFC Appendix B.4

         The Clerk of Court is directed to send a copy of this decision to petitioner by regular
first-class mail at the address provided on her petition and the case docket.

        IT IS SO ORDERED.
                                                                       s/
                                                                       Thomas L. Gowen
                                                                       Special Master

4
 Entry of judgment is expedited by each party’s filing notice renouncing the right to seek review. Vaccine Rule
11(a).


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