Affirm in Part, Reverse and Render in Part; Opinion Filed May 11, 2021
In The
Court of Appeals
Fifth District of Texas at Dallas
No. 05-19-00092-CR
SYED SARTAJ NAWAZ, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 199th Judicial District Court
Collin County, Texas
Trial Court Cause No. 199-81120-2017
MEMORANDUM OPINION
Before Justices Myers, Pedersen, III, and Garcia1
Opinion by Justice Pedersen, III
Appellant Syed Sartaj Nawaz pled not guilty to two counts of injury to a child.
The first count alleged that appellant caused serious bodily injury to a child pursuant
to section 22.04(a)(1) of the Texas Penal Code. The second count alleged that
appellant caused serious mental deficiency, impairment, and injury to a child
pursuant to section 22.04(a)(2) of the Texas Penal Code. Both counts alleged that
appellant’s hands were used as a deadly weapon. A jury convicted appellant on both
1
The Honorable Dennise Garcia succeeded the Honorable Bill Whitehill, a member of the original
panel. Justice Garcia has reviewed the briefs and the record before the Court.
counts and answered “yes” to the special issue regarding a deadly weapon. The jury
assessed his punishment, sentencing him to imprisonment for sixteen years on each
count. The trial court ordered that the sentences be served consecutively.
Appellant raises seven issues for our consideration. He complains that his
convictions violate the Double Jeopardy Clause of the Fifth Amendment to the
United States Constitution. He asserts, alternatively, that the evidence is legally
insufficient to sustain his conviction on the second count. He complains of various
evidentiary rulings, jury charge error, and improper jury argument. He also urges
that the special issue submitted to the jury lacked unanimity and should be vacated.
We affirm the trial court’s judgment in part; we reverse and render in part, vacating
appellant’s conviction on the second count for knowingly causing serious mental
deficiency, impairment, and injury to a child.
I. BACKGROUND
On September 19, 2016, appellant took his baby daughter, A.R., to her
pediatrician, Dr. Gusterloh, for her two-month check-up. Dr. Gusterloh inquired why
A.R. had spots of what appeared to be iodine on her face and head. Appellant
explained that A.R. fell off a mattress the day before and bruised her forehead.
Appellant and Natalie Rossi, his wife and A.R.’s mother, had applied iodine to the
bruises because they thought it would be helpful. Dr. Gusterloh’s nurse was able to
remove most of the iodine. Other than the iodine on her face and a diaper rash, Dr.
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Gusterloh testified that A.R. was a normal, healthy baby. Dr. Gusterloh gave A.R. a
panel of five vaccines as part of her two-month check-up.
That evening, A.R. arrived at Children’s Medical Center in Plano in critical
condition. Her breathing was abnormal, her vital signs were abnormal, and her blood
oxygen levels were abnormally low. The emergency room trauma team immediately
began stabilization measures and attempted to assess what had caused A.R.’s
condition. A.R. did not have any external injuries; however, a CT scan revealed
multiple areas of bleeding in A.R.’s brain, specifically hematomas,
intraparenchymal hematoma, and bleeding around the clivus—where the skull meets
the spinal cord. The emergency room trauma team believed that the type of bleeding
seen in A.R.’s CT scan was indicative of trauma—some sort of external force. They
determined that A.R. should be transferred to Children’s Medical Center in Dallas
to be examined by a neurosurgeon.
Tamara Brown, a clinical social worker at Children’s Medical Center in Plano,
questioned appellant and Natalie about the child’s injuries. At trial, Brown explained
that it was her job to determine whether there was a plausible explanation for the
child’s injuries and to establish a timeline for everyone in contact with the child on
the day the child was injured. Appellant and Natalie were not able to provide any
explanation for A.R.’s injuries. They denied that A.R. fell or was dropped. After her
conversation with appellant and Natalie, Brown called the Plano Police Department
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and asked that an officer be dispatched to the hospital. She also called Child
Protective Services.
When A.R. arrived at Children’s Medical Center in Dallas around 1:00 a.m.
on September 20, she was medically sedated and in critical condition. At trial, Dr.
Michael Cooper, the emergency room pediatrician, described the tests performed on
A.R. and the results of those tests. A CT scan of her cervical spine did not reveal any
fractures but raised concerns about injury to the ligaments in her neck. A complete
skeletal scan showed that A.R. had no broken or fractured bones on her body,
including her skull. The medical team ultimately diagnosed injuries of subdural
hematoma, epidural hemorrhage with loss of consciousness, intraparenchymal
hemorrhage, acute respiratory failure, and hypothermia. Dr. Cooper testified that
A.R.’s condition was not caused by stroke or seizure. It was his opinion that her
injuries were caused by non-accidental abusive head trauma.
Dr. Kristen Reeder, a child abuse pediatrician with the REACH2 team at
Children’s Medical Center, evaluated A.R. later that morning. She reviewed the
medical records and test results, spoke to appellant and Natalie, and examined A.R.
An MRI performed on September 21, 2016, showed several contusions, or bruises,
on different places of A.R.’s brain, indicating that the brain had impacted the skull.
The MRI also showed that A.R. had ligament damage and swelling in her neck,
2
REACH is an acronym for Referral and Evaluation of At Risk Children.
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indicating a whiplash-type motion in which A.R.’s head was swung back and forth
causing extreme bending and stretching of her neck ligaments and muscles. Dr.
Reeder ultimately concluded that A.R.’s injuries were the result of abusive head
trauma—head injuries inflicted on A.R.—and not the result of an accident. A.R.
remained in the hospital until September 30.
On October 5, A.R. returned to Children’s Medical Center in Dallas where
Dr. Ye-Guang He, a pediatric ophthalmologist with a subspecialty in retinas,
performed surgery on her eyes. The surgery revealed extensive multi-layer
hemorrhaging in A.R.’s retinas that was so severe that it extended beyond the retinas
into the vitreous cavity, the gel inside the eyeball. During the surgery, Dr. He was
able to clean the vitreous hemorrhaging and the preretina hemorrhage. He was
unable to clean the hemorrhaging in the intraretina and the subretina because it
would have caused damage to A.R.’s retinas. During the surgery, Dr. He was able
to get a good view to the back of A.R.’s eyes and realized that her prognosis was
very poor. He determined that A.R. was blind and was unlikely to regain useful
vision.
Dr. Reeder examined A.R. again on January 26, 2017. Her observations
corroborated Dr. He’s prognosis. A.R. was unable to track objects and never focused
on anything. She also determined that A.R. was developmentally delayed. A.R. had
been receiving therapy multiple times a week to help her achieve age-appropriate
development. Dr. Reeder opined that it was too soon to say what the extent of A.R.’s
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mental injury or deficiency would be. She explained that because the abusive head
trauma essentially left holes in A.R.’s brain, A.R. would never be completely normal
and would always be at risk for seizure.
Detective James Phelan, an officer assigned to the Family Violence Division
of the Plano Police Department, investigated this matter. After obtaining an affidavit
from Dr. Reeder stating that it was her opinion that A.R. was the victim of an
inflicted injury, Detective Phelan obtained an arrest warrant for appellant. A grand
jury indicted appellant on two counts: Count I—knowingly causing serious bodily
injury to A.R., and Count II—knowingly causing serious mental deficiency,
impairment, and injury to A.R. Appellant pled not guilty. A jury convicted appellant
as charged, found that a deadly weapon was used, and assessed punishment on each
count of sixteen years. After appellant’s motion for new trial and amended motion
for new trial were overruled, he filed this appeal.
II. DISCUSSION
A. DOUBLE JEOPARDY
Appellant contends that his convictions under penal code subsections
22.04(a)(1) and (2) violate double jeopardy because he was convicted and punished
twice for the same conduct and the same injury. The Double Jeopardy Clause of the
Fifth Amendment, applicable to the states through the Fourteenth Amendment,
shields defendants against (1) a second prosecution for the same offense after
acquittal, (2) a second prosecution for the same offense after conviction, and (3)
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multiple punishments for the same offense stemming from a single prosecution. See
Evans v. State, 299 S.W.3d 138, 140–41 (Tex. Crim. App. 2009) (citing Brown v.
Ohio, 432 U.S.161, 165 (1977)); see also U.S. CONST. amends. V, XIV. The Texas
Constitution provides substantially identical protections. TEX. CONST. art. 1, § 14;
see State v. Blackshere, 344 S.W.3d 400, 405 n.8 (Tex. Crim. App. 2011). “A double
jeopardy claim based on multiple punishments arises when the State seeks to punish
the same criminal act twice under two distinct statutes under circumstances in which
the Legislature intended the conduct to be punished only once.” Shelby v. State, 448
S.W.3d 431, 435 (Tex. Crim. App. 2014).
To determine whether there have been multiple punishments for the same
offense, we begin with the “same elements” test set forth in Blockburger v. United
States, 284 U.S. 299 (1932). “[W]here the same act or transaction constitutes a
violation of two distinct statutory provisions, the test to be applied to determine
whether there are two offenses or only one, is whether each provision requires proof
of a fact which the other does not.” Id. at 304. Texas has adopted a modified
Blockburger test, described as a “cognate-pleadings approach,” to determine when
two offenses contain the same elements. See Bigon v. State, 252 S.W.3d 360, 370
(Tex. Crim. App. 2008). “Under the cognate-pleadings approach adopted by this
Court, double-jeopardy challenges should be made even to offenses that have
differing elements under Blockburger, if the same ‘facts required’ are alleged in the
indictment.” Id. If two offenses require proof of different facts, there is a rebuttable
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presumption that the offenses are different for double jeopardy purposes. Ex parte
Benson, 459 S.W.3d 67, 72 (Tex. Crim. App. 2015).
“Application of Blockburger does not serve, however, to negate otherwise
clearly expressed legislative intent.” Villanueva v. State, 227 S.W.3d 744, 747 (Tex.
Crim. App. 2007). The Blockburger test “operates only as a rule of statutory
construction, a mechanism for determining legislative intent.” Id. In Ervin v. State,
the Texas Court of Criminal Appeals clarified that “the Blockburger test cannot
authorize two punishments where the legislature clearly intended only one.” 991
S.W.2d 804, 807 (Tex. Crim. App. 1999). The Ervin court also promulgated a non-
exclusive list of factors to consider when determining whether the legislature
intended to punish conduct only once, even though the conduct violated separate
statutory provisions. Id. at 814. These factors include: (1) whether the offenses are
in the same statutory section; (2) whether the offenses are phrased in the alternative;
(3) whether the offenses are named similarly; (4) whether the offenses have common
punishment ranges; (5) whether the offenses have a common focus; (6) whether the
common focus tends to indicate a single instance of conduct; (7) whether the
elements that differ between the two offenses can be considered the same under an
imputed theory of liability that would result in the offenses being considered the
same under Blockburger; and (8) whether there is legislative history containing an
articulation of an intent to treat offenses as the same for double jeopardy purposes.
Id.
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Both of appellant’s convictions were for offenses under penal code section
22.04(a). Under section 22.04(a), a person commits the offense of injury to a child
if he “intentionally, knowingly, recklessly, or with criminal negligence, by act”
causes to a child (1) serious bodily injury; (2) serious mental deficiency, impairment,
or injury; or (3) bodily injury. TEX. PENAL CODE § 22.04(a). In the indictment, Count
I alleged that appellant committed the offense of knowingly causing serious bodily
injury to A.R., a child under the age of fourteen. Count II alleged that appellant
committed the offense of knowingly causing serious mental deficiency, impairment,
and injury to A.R., a child under the age of fourteen. Applying the Blockburger test
and the Ervin factors, we note that the indictment alleges that appellant violated two
subsections within the same subsection of the same statute—penal code section
22.04(a)(1) and (2). The subsections are phrased in the alternative. The punishment
range is identical. See TEX. PENAL CODE § 22.04(e). The indictment lists identical
manner and means for both counts. The indictment did not allege two separate and
distinct incidents of injury, and the “facts required” that were alleged in the
indictment were exactly the same. See Bigon, 252 S.W.3d at 370.
In Jefferson v. State, the Texas Court of Criminal Appeals noted that “the
essential element or focus of the statute [section 22.04(a)] is the result of the
defendant’s conduct . . . and not the possible combinations of conduct that cause the
result.” 189 S.W.3d 305, 312 (Tex. Crim. App. 2006). Injury to a child is a result-
oriented offense. See Williams v. State, 235 S.W.3d 742, 750 (Tex. Crim. App.
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2007); Villanueva, 227 S.W.3d at 748. This means that the child’s injury forms the
“gravamen of the offense” or the “allowable unit of prosecution.” See Bigon, 252
S.W.3d at 371–72; Villanueva, 227 S.W.3d at 748. Because it is the child’s injury
that defines the offense, the State may not obtain two convictions against a defendant
for causing the same injury. Villanueva, 227 S.W.3d at 748.
The State argues that A.R. suffered two distinct injuries: (1) retinal
hemorrhaging that resulted in blindness—Count I, and (2) developmental and
cognitive delays—Count II. However, the evidence at trial did not establish that
appellant committed two separate and distinct incidents of injury to A.R. on the day
she was injured. The State’s theory of the case was that A.R. suffered non-accidental
abusive head trauma caused by a whip-lash type movement of the baby’s head. Dr.
Reeder opined that this type of movement could have been caused by shaking or
dropping A.R. on something soft, such as a couch or mattress, which would not leave
a mark on the skin. The abusive head trauma was so severe that it resulted in more
than one medical condition. To establish serious bodily injury, the State presented
testimony from Dr. He that the abusive head trauma caused the severe hemorrhaging
in A.R.’s retinas. To establish serious mental deficiency, impairment, or injury, the
State offered testimony from Dr. Reeder that the abusive head trauma caused the
holes in A.R.’s brain that delayed her development and may have caused cognitive
impairment. The abusive head trauma was the injury underlying all of A.R.’s
medical issues.
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Neither party has referred us to a case that specifically analyzes whether
serious bodily injury and serious mental deficiency, impairment, or injury are the
same for double jeopardy purposes. However, the Texas Court of Criminal Appeals
has analyzed legislative intent regarding this statute in related ways. See Villanueva,
227 S.W.3d at 747 (double jeopardy); Stuhler v. State, 218 S.W.3d 706 (Tex. Crim.
App. 2007) (jury unanimity). In Villanueva, the Texas Court of Criminal Appeals
concluded that punishing the appellant in the same proceeding for injury to a child
by act and injury to a child by omission (failing to seek medical treatment) violated
his double-jeopardy protection. 227 S.W.3d at 747. In its analysis, the court
discussed whether the State could obtain two separate convictions for two violations
of the same statutory provision on the same day and concluded that it was
conceivable—so long as the State could prove that two separate and discrete
incidents occurred on that day comprising two violations of the same statutorily
defined offense. Id. at 748. In a concurring opinion, Justice Cochran elaborated:
In “shaken baby” cases, it is conceivable that the State could obtain two
separate convictions for two separate serious bodily injuries. If the
evidence clearly showed that the affirmative act of shaking the baby
caused one specific injury (e.g., retina detachment, broken ribs,
temporary brain swelling), and that the failure to seek immediate
medical attention for that original injury caused death (or permanent
brain damage) which otherwise would not have occurred but for the
failure to take the child to the hospital, these are two discrete serious
bodily injuries.
Id. at 752 (emphasis added). Here, the analysis necessarily differs because the State
did not allege, and the evidence did not establish, that appellant caused serious bodily
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injury to A.R. by act and omission. However, applying the Villanueva analysis to
the case before us, we conclude that the State did not prove two separate and distinct
incidents of injury. A.R.’s injury was non-accidental abusive head trauma caused by
a whip-lash type movement of her head. This single injury caused both the
hemorrhaging in A.R.’s retinas and the holes in A.R.’s brain. Accordingly, on the
particular facts of this case, appellant cannot be punished twice for medical
conditions caused by one incident of injury to A.R.
We conclude that punishing appellant in the same proceeding for causing
serious bodily injury to a child and causing serious mental deficiency, impairment,
and injury to a child violated his double jeopardy protection. The remedy is to retain
the “most serious” offense—the offense for which the jury assessed the highest
punishment—and set aside the other. See Bigon, 252 S.W.3d at 372; Villanueva, 227
S.W.3d at 749. In this case, the jury assessed an identical term of years for each
conviction. No fine or restitution was assessed for either conviction. The trial court
entered an affirmative finding of use of a deadly weapon in the judgment of
conviction for both counts. Under these circumstances, we conclude that the
conviction for injury to a child by causing serious mental deficiency, impairment,
and injury (Count II) should be vacated. We sustain appellant’s first issue.
B. SUFFICIENCY OF THE EVIDENCE
In his second issue, appellant argues, in the alternative, that the evidence is
legally insufficient to support his conviction for Count II. We do not address this
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issue because we conclude above that appellant’s conviction for Count II should be
vacated. See TEX. R. APP. P. 47.1 (“The court of appeals must hand down a written
opinion that is as brief as practicable but that addresses every issue raised and
necessary to final disposition of the appeal.”).
C. WITNESS TESTIMONY
In his third and sixth issues, appellant complains about the admission and
exclusion of evidence. We review a trial court’s decision to admit or exclude
evidence for an abuse of discretion. Rhomer v. State, 569 S.W.3d 664, 669 (Tex.
Crim. App. 2019); Johnson v. State, 490 S.W.3d 895, 908 (Tex. Crim. App. 2016).
The trial court abuses its discretion when it acts without reference to any guiding
rules and principles or acts arbitrarily or unreasonably. Rhomer, 569 S.W.3d at 669
(citing Montgomery v. State, 810 S.W.2d 372, 380 (Tex. Crim. App. 1990)). We will
not reverse the trial court’s ruling unless it falls outside the zone of reasonable
disagreement. Beham v. State, 559 S.W.3d 474, 478 (Tex. Crim. App. 2018).
1. Witness Testimony of Cathy Carter
Appellant contends the trial court erred in overruling his many confrontation
clause, due process, and hearsay objections to the testimony of Cathy Carter, A.R.’s
court-appointed special advocate (CASA). In response, the State asserts that
appellant failed to preserve his confrontation clause claim for review because the
argument he makes on appeal does not comport with his objection at trial. Further,
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the State asserts that any non-verbal statement from A.R. was non-testimonial, and
Carter testified and was cross-examined at trial.
Under the Confrontation Clause of the Sixth Amendment of the United States
Constitution, made applicable to the states through the Fourteenth Amendment, “[i]n
all criminal prosecutions, the accused shall enjoy the right . . . to be confronted with
the witnesses against him.” U.S. CONST. amend. VI. The Supreme Court has
interpreted this right to mean that “testimonial” evidence is inadmissible at trial
unless the witness who made the statement either takes the stand to be cross-
examined or is unavailable and the defendant had a prior opportunity to cross-
examine him. Crawford v. Washington, 541 U.S. 36, 53–54 (2004); Burch v. State,
401 S.W.3d 634, 636 (Tex. Crim. App. 2013). “While the exact contours of what is
testimonial continue to be defined by the courts, such statements are formal and
similar to trial testimony.” Burch, 401 S.W.3d at 636. Testimonial statements
include: (1) “ex parte in-court testimony or its functional equivalent,” i.e., “pretrial
statements that declarants would reasonably expect to be used prosecutorially”; (2)
“extrajudicial statements contained in formalized testimonial materials,” such as
affidavits, depositions, or prior testimony; and (3) “statements that were made under
circumstances which would lead an objective witness reasonably to believe that the
statement would be available for use at a later trial.” Langham v. State, 305 S.W.3d
568, 576 (Tex. Crim. App. 2010) (citing Wall v. State, 184 S.W.3d 730, 735 (Tex.
Crim. App. 2006)). When considering whether a statement is testimonial or non-
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testimonial, we give almost total deference to the trial court’s determination of
historical facts and review de novo the trial court’s application of the law to those
facts. Wall, 184 S.W.3d at 742 (applying hybrid standard of review to issue of
whether statement was testimonial); Mason v. State, 225 S.W.3d 902, 906–07 (Tex.
App.—Dallas 2007, pet. ref’d) (same). The admission of non-testimonial hearsay
does not violate the Confrontation Clause. Sanchez v. State, 354 S.W.3d 476, 485
(Tex. Crim. App. 2011).
During trial, the State called Carter to testify about her observations during
A.R.’s initial hospitalization and A.R.’s eye surgery. Carter was also asked about a
video of appellant and A.R.3 Most of appellant’s objections pertained to Carter’s
testimony about the video.4 Carter testified that she saw a short video of appellant
and A.R. She did not have a copy of the video, and she only watched it one time.
She identified State’s Exhibit 12 as a screen shot of the beginning of the video. She
believed that the video was taken at or around the same time A.R. was injured, and
she explained that the marks on A.R.’s face in the video were the same marks that
were on her face when Carter first saw her in the hospital. She also stated that A.R.
appeared to be the same size in the video as she was in the hospital. The State offered
State’s Exhibit 12 into evidence; defense counsel objected on the basis of objections
3
The video is missing; it was lost or stolen before it could be copied.
4
The trial court first considered Carter’s anticipated testimony during a hearing outside the presence
of the jury. Defense counsel made numerous objections, including objections that Carter’s testimony was
hearsay, and objections that appellant was denied his right of confrontation with regard to the video.
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made outside the presence of the jury. The court overruled the objection and entered
the photograph into evidence.
When the State asked Carter to describe for the jury what she had observed in
the video, defense counsel objected on the basis of due process, stating “it denies
our right to confront this witness.” The court overruled the objection. Carter then
testified that the video showed appellant with his hand around A.R.’s neck, and he
was shaking her. Carter testified that A.R. was screaming, her mouth was open, and
her eyes were wide. Carter then stated that A.R. was scared, she was afraid. The trial
court sustained appellant’s objection that Carter’s testimony related how someone
else felt. The State asked, “Not knowing what was in her head, what did she appear
to look like?” Carter testified that A.R. appeared to look like she was afraid and
scared. Defense counsel’s “same objection” was overruled.
The State asked Carter to describe how hard appellant was shaking A.R.
Defense counsel objected to Carter’s descriptions of the shaking “based on State’s
Exhibit 12” and “confrontation.” The trial court overruled these objections, and
Carter testified that appellant was violently shaking A.R. during most of the video.
Defense counsel cross-examined Carter about the video and State’s Exhibit
12, the screen shot of the beginning of the video. Carter agreed that she did not know
the date that the video was made. Although defense counsel suggested that Carter’s
perceptions of the video were filtered by her role as A.R.’s advocate, she disagreed
and stated that was what she saw on the video.
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At trial, appellant’s confrontation clause objections appeared to focus on his
right to confront Carter. He objected that he was denied his right of confrontation
because he had not seen, and did not have access to, the full video in order to be able
to cross-examine Carter about the contents. On appeal, appellant expanded his
confrontation clause objections to assert he was denied the right to confront the
proponent of the verbal expressions or their equivalent (A.R) because she was
unavailable to testify.5 He argues that the court should not have allowed Carter to
testify that A.R. looked afraid and scared because such testimony described what
Carter thought A.R. was trying to express if only she could. Appellant argues that
such testimony was inadmissible hearsay.
It is not clear from the record that the trial court understood that appellant’s
trial objection that he was denied his right of confrontation was intended to mean his
right to confront A.R. about the expression on her face. To be preserved for appellate
review, defendant’s claim on appeal must comport with objection preserved in the
trial court. See Hallmark v. State, 541 S.W.3d 167, 171 (Tex. Crim. App. 2017). For
appellant’s complaint on appeal to comport with the specific complaint that was
lodged with the trial court, “[t]he appellant must have conveyed to the trial court the
particular complaint raised on appeal, including the precise and proper application
of law as well as the underlying rationale.” Bleimeyer v. State, 616 S.W.3d 234, 250
5
A.R. was approximately two-and-a-half years old at the time of trial.
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(Tex. App.—Houston [14th Dist.] 2021, no pet.). However, even if appellant’s
confrontation clause objection was preserved for appellate review, the trial court did
not abuse its discretion in allowing Carter to testify about the video.
Nonverbal conduct is considered hearsay only when it is an assertive
substitute for verbal expression. See Foster v. State, 779 S.W.2d 845, 862 (Tex.
Crim. App. 1989); see also TEX. R. EVID. 801(a) (“statement” means person’s oral
or written verbal expression, or nonverbal conduct that a person intended as a
substitute for verbal expression). For example, conduct may be a substitute for verbal
expression if the declarant is asked a specific question and responds assertively to
that question in a nonverbal manner. See Foster, 779 S.W.2d at 862; McMinn v.
State, 558 S.W.3d 262, 269 (Tex. App.—Houston [14th Dist.] 2018, no pet.).
However, demeanor and overall behavior are not an assertion and are not considered
a statement for purposes of the hearsay rule. See Foster, 779 S.W.2d at 862;
Reynolds v. State, Nos. 05-92-01709-CR to 05-92-01712-CR, 1994 WL 95480, at
*4 (Tex. App.—Dallas Mar. 21, 1994, no pet.) (not designated for publication)
(stating that police officer’s testimony that abused wife was scared to talk to police
simply stated conclusion he drew after witnessing her demeanor and overall
behavior and was not hearsay because her demeanor and overall behavior could not
be considered an assertion by her).
The trial court considered every aspect of Carter’s proposed testimony in a
lengthy hearing outside the presence of the jury and, after considering all of defense
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counsel’s objections, limited Carter’s testimony to what she saw. She was instructed
that she could not testify about her own personal feelings as she watched the video.
And she was not to provide her own interpretation of how A.R. might be feeling
during the video. The record demonstrates that, for the most part, Carter followed
the trial court’s instructions during her testimony before the jury. The record also
establishes that defense counsel cross-examined Carter about the video.
We conclude that Carter’s testimony about the video did not introduce any
out-of-court statement by A.R. Instead, it simply stated conclusions drawn by Carter
after witnessing A.R.’s demeanor and behavior on the video. A.R.’s facial
expression was not a statement for purposes of the hearsay rule. See Foster, 779
S.W.2d at 862. The trial court did not act outside the zone of reasonable
disagreement by overruling appellant’s hearsay objection to the video because the
trial court reasonably could have believed that the expression on A.R.’s face did not
contain a “statement.” See Rhomer, 569 S.W.3d at 669. Accordingly, the trial court
did not violate appellant’s Sixth Amendment right of confrontation by allowing
Carter to testify about what she saw on the video of appellant and A.R. See Burch,
401 S.W.3d at 636. We overrule appellant’s third issue.
2. Expert Witness Testimony of Dr. Scheller
Appellant retained Dr. Joseph Scheller as a forensic consultant to review
A.R.’s medical records to see if there was an alternative explanation for her injuries.
At trial, Dr. Scheller opined that A.R.’s injuries were “more consistent with small
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venous strokes than with brain contusions from trauma or violence.” In his sixth
issue, appellant complains that the trial court micromanaged and limited Dr.
Scheller’s testimony by refusing to allow Dr. Scheller to testify regarding certain
topics on which he was fully qualified to testify. The State contends that appellant
failed to preserve his complaint for appellate review because he failed to make an
offer of proof showing what substantive evidence was excluded from the jury.
For expert testimony to be admissible, its proponent must demonstrate by
clear and convincing evidence that the testimony is sufficiently reliable and relevant
to help the jury reach accurate results. See TEX. R. EVID. 702; Wolfe v. State, 509
S.W.3d 325, 335 (Tex. Crim. App. 2017). There are three requirements for the
admission of expert testimony: “(1) the witness qualifies as an expert by reason of
his knowledge, skill, experience, training, or education; (2) the subject matter of the
testimony is an appropriate one for expert testimony; and (3) admitting the expert
testimony will actually assist the fact-finder in deciding the case.” Vela v. State, 209
S.W.3d 128, 131 (Tex. Crim. App. 2006). These requirements are commonly
referred to as (1) qualification, (2) reliability, and (3) relevance. Rhomer, 569 S.W.3d
at 669; Davis v. State, 329 S.W.3d 798, 813 (Tex. Crim. App. 2010).
The specialized knowledge that qualifies a witness to offer an expert opinion
may be derived from specialized education, practical experience, a study of technical
works, or a combination of these things. Wyatt v. State, 23 S.W.3d 18, 27 (Tex. Crim.
App. 2000). “A witness must first have a sufficient background in a particular field,
–20–
but a trial judge must then determine whether that background ‘goes to the very
matter on which [the witness] is to give an opinion.’” Vela, 209 S.W.3d at 131
(quoting Broders v. Heise, 924 S.W.2d 148, 153 (Tex. 1996)). “Fit” is a component
of the qualification requirement, and “the expert’s background must be tailored to
the specific area of expertise in which the expert desires to testify.” Id. at 133. “The
party offering expert testimony has the burden to show the witness is qualified on
the matter in question.” Rhomer, 569 S.W.3d at 669.
The record establishes that the trial court carefully examined Dr. Scheller’s
qualifications.6 Dr. Scheller testified that he has practiced medicine for thirty-one
years. He is board certified in pediatrics and neurology with a focus in pediatric
neurology.7 Dr. Scheller testified that as a neurologist, he frequently reads and
reviews radiology reports, CT scans, and MRI scans. He further explained that
although he is not a radiologist, he has an additional certification in brain and spine
imaging from the United Council of Neurologic Subspecialties.8 With respect to
A.R., Dr. Scheller testified that he had reviewed all of A.R.’s medical records,
including the CT scans from September 19 and 20, and the MRI scans from
September 21, October 20, and December 16.
6
During a lengthy hearing outside the presence of the jury, the State objected to Dr. Scheller’s
providing expert testimony in the medical specialties of radiology and ophthalmology. The court
determined that Dr. Scheller could testify as to the areas proffered in the hearing. However, the court
cautioned the parties that testimony by a medical expert should be tailored to the expert’s specific area of
expertise. The court indicated that it would take objections on a question-by-question basis.
7
Dr. Scheller received board certification from the American Board of Medical Specialties.
8
This specialty certification has not been recognized by the American Board of Medical Specialties.
–21–
On appeal, appellant complains that the trial court erred when it sustained five
of the State’s objections during Dr. Scheller’s testimony. To preserve a complaint
regarding the trial court’s exclusion of evidence, the defendant must make an offer
of proof setting forth the substance of the proffered evidence, unless the substance
is apparent. TEX. R. EVID. 103(a)(2); Mays v. State, 285 S.W.3d 884, 889 (Tex. Crim.
App. 2009). Appellant concedes that he did not make an offer of proof. But he asserts
that the rule 705 hearing was “so extremely intensive and thorough” that an offer of
proof was not necessary to show Dr. Scheller’s opinions.
The State agrees that Dr. Scheller’s opinions were thoroughly explored in the
hearing. However, the State contends Dr. Scheller’s testimony in front of the jury
was consistent with his proffered testimony at the hearing. Therefore, with respect
to any testimony excluded by the sustained objections during trial, the State argues
that the substance was not apparent and that an offer of proof was still required.
“The primary purpose of an offer of proof is to enable an appellate court to
determine whether the exclusion was erroneous and harmful. A secondary purpose
is to permit the trial judge to reconsider his ruling in light of the actual evidence.”
Mays, 285 S.W.3d at 890. According to the record, Dr. Scheller’s testimony to the
jury appears to include his opinion in each of the areas that appellant now complains
were prohibited. It was appellant’s responsibility to ensure that the substance of the
excluded evidence was placed into the record, but he failed to do so. See id. at 891.
–22–
Although appellant argues that Dr. Scheller was not allowed to answer
Appellant’s questions or follow-up questions, none of the sustained objections
significantly limited Dr. Scheller’s expert testimony. Indeed, the record reveals that
some of the objections were sustained because of the wording of the questions posed
to Dr. Scheller, or his answers in response. At times, Dr. Scheller had difficulty
limiting his answers to “yes” or “no” when asked questions that should have elicited
a yes or no answer. For example, appellant complains that the trial court erred in
sustaining the State’s objection when he asked Dr. Scheller, “Any external scalp
damage?” However, in response to the question, Dr. Scheller responded, “No. On
the CAT scan, the – in addition to showing –.” At that point, the State objected that
Dr. Scheller’s answer was nonresponsive and the trial court sustained the objection.
Defense counsel followed with a series of questions that allowed Dr. Scheller to
complete his discussion of what he saw on the CT scan.
Other questions posed by defense counsel invited Dr. Scheller to expand his
testimony beyond his specific areas of expertise. See Vela, 209 S.W.3d at 133. After
Dr. Scheller testified extensively about retinal hemorrhaging and its connection to
brain circulation, he was asked what retinal hemorrhaging told him, and what his
medical opinion was with respect to the retinal hemorrhaging. The State objected
that these questions solicited opinions that were outside the scope of Dr. Scheller’s
expertise, and the court sustained the objections. After defense counsel asked
foundational questions to establish Dr. Scheller’s experience in diagnosing retinal
–23–
hemorrhaging as a pediatric neurologist, he was allowed to opine that A.R.’s retinal
hemorrhaging was consistent with increased intracranial pressure. He also discussed
and disagreed with Dr. He’s testimony that there were contusions in A.R.’s brain
that would suggest child abuse, testifying that he did not see signs and symptoms of
contusions in A.R.’s December MRI scans.
Appellant complains that the trial court sustained the State’s objection of
“outside the scope” when Dr. Scheller was asked if fluid on the MRI scan of A.R.’s
neck was indicative of abuse. However, once the question was re-worded, Dr.
Scheller was allowed to opine that the presence of fluid did not tell him anything
with respect to whether there was abuse. Appellant also complains that the trial court
sustained the State’s objection of “outside the scope of his expertise” when defense
counsel asked Dr. Scheller what his opinion was, based on a reasonable degree of
medical certainty. Once counsel re-phrased the question to ask, “As a pediatric
neurologist and a pediatrician, do you have an opinion regarding - - a medical
opinion regarding [A.R.],” The trial court permitted Dr. Scheller to give his medical
opinion that A.R.’s injuries were more consistent with small venous strokes than
with brain contusions from trauma or violence.
The trial court is the gatekeeper against expert testimony that does not help
the trier of fact. See Rhomer, 569 S.W.3d at 670. A trial court’s ruling on the
admissibility of expert testimony will rarely be disturbed on appeal. Buford v. State,
606 S.W.3d 363, 372 (Tex. App.—Houston [1st Dist.] 2020, no pet). “Because the
–24–
possible spectrum of education, skill, and training is so wide, a trial court has great
discretion in determining whether a witness possesses sufficient qualifications to
assist the jury as an expert on a specific topic in a particular case.” Rodgers v. State,
205 S.W.3d 525, 527–28 (Tex. Crim. App. 2006). Appellant complains that the trial
court micromanaged Dr. Scheller’s testimony but as the gatekeeper, that is exactly
what the trial court was required to do. See Rhomer, 569 S.W.3d at 670.
Even if the trial court erred when it sustained the State’s objections to Dr.
Scheller’s testimony, appellant has failed to show that he was harmed by the
exclusion of such evidence. “The erroneous exclusion of a defendant’s evidence
generally constitutes non-constitutional error unless the excluded ‘evidence forms
such a vital portion of the case that exclusion effectively precludes the defendant
from presenting a defense.’” Delapaz v. State, 228 S.W.3d 183, 202 (Tex. App.—
Dallas 2007, pet. ref’d) (quoting Potier v. State, 68 S.W.3d 657, 665 (Tex. Crim.
App. 2002)). Non-constitutional error that does not affect substantial rights must be
disregarded. See TEX. R. APP. P. 44.2(b). Substantial rights are not affected by the
erroneous exclusion of evidence “if the appellate court, after examining the record
as a whole, has fair assurance that the error did not influence the jury, or had but a
slight effect.” Motilla v. State, 78 S.W.3d 352, 355 (Tex. Crim. App. 2002). Because
the record establishes that Dr. Scheller was not prohibited from providing the expert
testimony that formed a vital part of appellant’s defense, and because appellant
failed to ensure that the substance of the excluded evidence was placed into the
–25–
record, we conclude that appellant was not harmed by any error in sustaining the
State’s objections. We overrule appellant’s sixth issue.
D. IMPROPER JURY ARGUMENT
During the State’s closing argument in the guilt/innocence phase of the trial,
the prosecutor stated:
They want to paint the Defendant as this loving and caring father. He is
not the biological father. He initially didn’t want this baby, remember?
Initially. It was only after his then girlfriend, then wife . . .
Defense counsel objected, requested an instruction to disregard, and moved for a
mistrial. The trial court sustained the objection, instructed the jury to disregard the
last statement by the prosecutor, and denied appellant’s request for a mistrial. In his
fifth issue, appellant asserts that the trial court erred by refusing to grant a mistrial
after sustaining appellant’s objection that the prosecutor was arguing outside the
record.
We review a trial court’s ruling on a motion for mistrial for abuse of
discretion. Archie v. State, 340 S.W.3d 734, 738–39 (Tex. Crim. App. 2011). We
view the evidence in the light most favorable to the trial court’s ruling and uphold
the trial court’s ruling if it was within the zone of reasonable disagreement. Ocon v.
State, 284 S.W.3d 880, 884 (Tex. Crim. App. 2009).
A mistrial is an appropriate remedy in “extreme circumstances” for a narrow
class of highly prejudicial and incurable errors. Hawkins v. State, 135 S.W.3d 72, 77
(Tex. Crim. App. 2004). A mistrial halts trial proceedings when error is “so
–26–
prejudicial that expenditure of further time and expense would be wasteful and
futile.” Id. (quoting Ladd v. State, 3 S.W.3d 547, 567 (Tex. Crim. App. 1999)).
Whether an error requires a mistrial must be determined by the particular facts of the
case. Ocon, 284 S.W.3d at 884. Only in extreme circumstances, where the prejudice
is incurable, will a mistrial be required. Id.
To determine whether the trial court abused its discretion in denying a mistrial
for improper jury argument, we consider (1) the severity of the misconduct and
magnitude of the prejudicial effect, (2) the curative measures taken, and (3) the
certainty of conviction absent the misconduct. Archie, 340 S.W.3d at 739 (citing
Mosley v. State, 983 S.W.2d 249, 259 (Tex. Crim. App. 1998)); see also Ramon v.
State, 159 S.W.3d 927, 929 (Tex. Crim. App. 2004). We first weigh the severity of
the misconduct.
Appellant complains that the only evidence of motive during the
guilt/innocence phase of trial was supplied by the prosecutor during her opening9
and closing arguments. He asserts that there is no evidence in the record that he was
not A.R.’s biological father or that he did not want the baby, and he accuses the
prosecutor of testifying to these facts. He argues that by becoming a material witness
against him, the prosecutor engaged in severe misconduct. We disagree. The severity
9
During the State’s opening statement, the prosecutor explained that A.R.’s family structure was
complicated. She explained that appellant and Natalie were dating but they broke up, in part because Natalie
wanted to have a baby but appellant was not ready. During the break-up, Natalie became pregnant with
A.R. through in-vitro fertilization. She and appellant later reconciled, got married, and planned to raise A.R.
together as a family. Appellant did not object to the State’s opening statement.
–27–
of the misconduct, or the magnitude of the prejudicial effect of the prosecutor’s
statement, was low. See Archie, 340 S.W.3d at 739. The jury heard the same
information, without objection, during opening statement. During closing, before
defense counsel objected, the prosecutor had already noted, and repeated, that
appellant did not want the baby initially. The prosecutor’s next statement was
interrupted mid-sentence. But given the prosecutor’s emphasis on the word
“initially,” and her following statement that began “it was only after,” the jury could
have inferred that after A.R. was born, appellant changed his mind about wanting
the baby.
Second, we assess the efficacy of any curative measures taken by the trial
court. See id.; see also Mosely, 983 S.W.2d at 259. A prompt instruction to disregard
ordinarily cures any resulting harm. Wesbrook v. State, 29 S.W.3d 103, 115 (Tex.
Crim. App. 2000); Griffin v. State, 571 S.W.3d 404, 417 (Tex. App.—Houston [1st
Dist.] 2019, pet. ref’d). We presume the jury will heed the trial court’s instructions,
curing any harm from improper argument. Thrift v. State, 176 S.W.3d 221, 224 (Tex.
Crim. App. 2005); Wesbrook, 29 S.W.3d at 116. Here, not only did the trial court
immediately instruct the jury to disregard the prosecutor’s last statement, it also
included the following language in the jury charge:
You are instructed that any statements of counsel made during the
course of the trial or during argument not supported by the evidence, or
statements of laws made by counsel not in harmony with the law as
stated to you by the Court in these instructions, are to be wholly
disregarded.
–28–
See Hawkins, 135 S.W.3d at 84 (analysis of this factor should consider instructions
given in jury charge); Orcasitas v. State, 511 S.W.3d 213, 224 (Tex. App.—San
Antonio 2015, no pet.) (trial court’s instruction to jury that only law it should depend
on was law in jury charge itself cured improper argument); Williams v. State, 417
S.W.3d 162, 179 (Tex. App.—Houston [1st Dist.] 2013, pet. ref’d) (considering as
curative measures, that trial court’s “written jury instructions again advised the jury
that it should not ‘consider, discuss, nor relate any matters not in evidence’”). Based
on the record before us, we conclude that the prosecutor’s statement was not so
extreme that the trial court’s curative instructions were ineffective.
The third factor—the strength of the evidence supporting the conviction—
also supports a conclusion that the trial court did not abuse its discretion in denying
the motion for mistrial. See Archie, 340 S.W.3d at 739; Mosley, 983 S.W.2d at 259.
The record contains compelling evidence of appellant’s guilt, including Dr.
Gusterloh’s testimony that A.R. was a healthy baby when appellant brought her to
her doctor’s appointment on the morning of September 19, 2016, Dr. Cooper’s
testimony as to A.R.’s condition when she arrived in the emergency room at
Children’s Medical Center that evening, and Detective Phelan’s testimony that
appellant was A.R.’s sole caregiver that day. The record also contains Dr. Reeder’s
and Dr. He’s testimony about the extent of A.R.’s injuries and their opinions as to
the cause of those injuries. Having reviewed the entire record, we find no indication
–29–
that the mere mention that appellant was not A.R.’s biological father and did not
initially want a baby, without explanation or argument, caused the jury such
confusion as to undermine appellant’s conviction.
All three of the Mosley factors weigh heavily in favor of the State.
Accordingly, we conclude the trial court did not abuse its discretion in denying
appellant’s motion for mistrial. We overrule appellant’s fifth issue.
E. JURY CHARGE
In his fourth and seventh appellate issues, appellant complains about errors in
the jury charge. In reviewing jury-charge error, we must first determine whether
error exists. See Price v. State, 457 S.W.3d 437, 440 (Tex. Crim. App. 2015) (citing
Almanza v. State, 686 S.W.2d 157, 171 (Tex. Crim. App. 1985) (op. on reh’g)); Ngo
v. State, 175 S.W.3d 738, 743 (Tex. Crim. App. 2005). If we find error, we must
then determine whether the error caused sufficient harm to require reversal. Ngo,
175 S.W.3d at 743. The standard of review differs depending on whether the
defendant made a timely objection at trial. See Jordan v. State, 593 S.W.3d 340, 346
(Tex. Crim. App. 2020). If the error was the subject of a timely objection, reversal
is required if there is some harm to the defendant as a result of the error. See TEX.
CODE CRIM. PROC. ANN. art. 36.19; Gonzalez v. State, 610 S.W.3d 22, 27 (Tex. Crim.
App. 2020). If no proper objection was made at trial, reversal is required only if the
error is so egregious that the defendant was denied a fair and impartial trial.
Chambers v. State, 580 S.W.3d 149, 154 (Tex. Crim. App. 2019).
–30–
1. Alternate Theories of Manner and Means
In appellant’s fourth issue, he complains that the trial court erred by failing to
require that the State elect the manner and means by which A.R. was injured. He
argues that the State failed to prove one of the alleged manners and means—the
allegation that he caused A.R. to strike a couch. He argues that there was no evidence
that he possessed or owned a couch; therefore, this manner and means was not
supported by the evidence and should not have been included in the jury charge.
A trial court must deliver to the jury a written charge distinctly setting forth
the law applicable to the case. CRIM. PROC. art. 36.14. The Court’s instructions must
apply the law to the facts adduced at trial. Gray v. State, 152 S.W.3d 125, 127 (Tex.
Crim. App. 2004). A court should only include alternate theories of how a defendant
committed an offense alleged in an indictment if the evidence presented at trial
supports those theories. See Sanchez v. State, 376 S.W.3d 767, 774 (Tex. Crim. App.
2012). Neither the manner nor means need be unanimously agreed upon by a jury.
See Ngo, 175 S.W.3d at 746.
The indictment alleged that appellant caused the offense of knowingly causing
serious bodily injury to A.R. (Count I) and knowingly causing serious mental
deficiency, impairment, and injury to A.R. (Count II) by: (1) shaking, throwing,
striking, or dropping A.R. with defendant’s hands and arms; or (2) causing A.R. to
strike a couch, mattress, or object unknown to the Grand Jury; or (3) by manner and
means unknown to the Grand Jury. The jury charge tracked the indictment, providing
–31–
the jury with the same three theories of causation for both counts. In his appellate
brief, appellant concedes that the State proffered evidence of all other alleged
manners and means; he only complains that the jury instruction included the word
“couch.”10
The second proposed manner and means alleges appellant knowingly caused
A.R. to strike a couch, mattress, and object unknown to the Grand Jury. Instead of
considering this manner and means as a whole, appellant seems to argue that this
theory of causation should be separated into three distinct theories, alleging that: (1)
appellant caused A.R. to strike a couch; (2) appellant caused A.R. to strike a
mattress; or (3) appellant caused A.R. to strike an unknown object. He further argues
that the State was required to proffer evidence for each of these subcategories. Our
reading of the theory of causation does not persuade us that causing A.R. to strike a
couch is a separate and distinct manner and means, nor are we persuaded that the
State was required to proffer evidence that appellant caused A.R. to strike a couch.11
Furthermore, assuming the trial court should have limited the second theory of
causation instruction to mattress and unknown object, appellant cannot establish he
10
In his brief, appellant states “Appellant concedes for the sake of this appeal the State proffered
evidence Appellant injured A.R. with his hands – and/or proffered evidence he injured her in a manner and
means unknown – and/or he injured A.R. by throwing her on a mattress.”
11
We note that appellant has not made a similar argument with respect to the first theory of causation—
that appellant caused injury by shaking, throwing, striking and dropping A.R. with his hands and arms.
Appellant does not argue that the State was required to proffer separate evidence of shaking, throwing,
striking, and dropping. Indeed, he considered each as part of the theory of causation, and conceded that the
State proffered evidence that appellant injured A.R. with his hands.
–32–
suffered some harm as a result of the inclusion of the word “couch” in the second
theory of causation instruction.12 Sanchez, 376 S.W.3d at 774.
“In a jury charge alleging alternative theories, harm must be measured, ‘at
least in part, against the likelihood that the jury’s verdict was actually based upon an
alternative available theory of culpability not affected by erroneous portions of the
charge.’” Id. at 775 (quoting Atkinson v. State, 923 S.W.2d 21, 27 (Tex. Crim. App.
1996), overruled on other grounds by Motilla v. State, 78 S.W.3d 352 (Tex. Crim.
App. 2002)). “When a jury returns a general guilty verdict on an indictment charging
alternative methods of committing the same offense, the verdict stands ‘if the
evidence is sufficient to support a finding under any of the theories submitted.’” Id.
(quoting Kitchens v. State, 823 S.W.2d 256, 258 (Tex. Crim. App. 1991)). The
presence of overwhelming evidence of guilt plays a determinative role in resolving
the issue and may be considered when assessing jury-charge error. Id.
Considering the entire record, we conclude that the jury charge, if erroneous,
did not result in “actual harm” to appellant. The alternatives for convicting appellant
required the jury to be convinced beyond a reasonable doubt that appellant caused
serious injury to A.R., and the evidence at trial established this. In addition, the
evidence proved at least one of the alternatives in the jury instruction that permitted
a finding of guilt for serious bodily injury to A.R. The testimony at trial established
12
Appellant made a timely objection to the inclusion of the word “couch” in the jury instruction.
Consequently, in addition to establishing error, appellant must demonstrate that he suffered some harm to
obtain reversal of the judgment. Sanchez, 376 S.W.3d at 774.
–33–
that A.R. suffered abusive head trauma while she was in the sole care and custody
of appellant. Dr. Reeder testified that A.R.’s injuries were the result of a whip-lash
type mechanism such as actual, violent shaking, slamming A.R. onto a soft surface
such as a bed or couch, swinging A.R. around, or shaking her from side to side. This
evidence was sufficient to support appellant’s conviction under the first theory of
causation that he shook, threw, struck, or dropped A.R. with his hands and arms.
Accordingly, appellant was not harmed by the inclusion of the word “couch” in the
instruction. We overrule appellant’s fourth issue.
2. Deadly Weapon Special Issue
In his seventh issue, appellant argues that the trial court erred by submitting
only one deadly weapon special issue for two separate counts. The jury charge states:
Only if you have found the defendant guilty of one or more of Counts
I and II, alleged to have been committed on or about the 19th day of
September, 2016, then you are further instructed to answer the
following special issue:
Do you find beyond a reasonable doubt that the defendant used or
exhibited a deadly weapon during the commission of the offense for
which you have found him guilty?
Select one answer. “Yes” or “No”
In answering this question, you are instructed that a “Deadly
Weapon” means anything that in the manner of its use or intended use
is capable of causing death or serious bodily injury, to-wit: the
defendant’s hand(s).
You are further instructed that your answer to this special issue must
be unanimous.
–34–
Appellant argues that because the jury was instructed to answer a combined deadly
weapon question for both counts as if they were one and the same, it is impossible
to know if the jury’s answer was unanimous. In response, the State asserts that: (1)
appellant cannot show that the trial court erred by only submitting one special issue
for both counts, and (2) appellant has not shown or alleged anything more than mere
theoretical harm.
The record reflects that in the indictment, both Count I and Count II contain
an allegation that defendant used a deadly weapon, his hand(s), during the
commission of that offense. In the special issue, the trial court asked the jury to
answer this question: “Do you find beyond a reasonable doubt that the defendant
used or exhibited a deadly weapon during the commission of the offense for which
you have found him guilty?” (emphasis added). The jury found appellant to be guilty
of both Count I and Count II. Thus, when the jury answered “Yes” to the trial court’s
special issue question, the jury answered “yes” that appellant used a deadly weapon
during the offense set forth in Count I, and “yes” that appellant used a deadly weapon
during the offense set forth in Count II. If the jury had not found beyond a reasonable
doubt that the defendant used or exhibited a deadly weapon during the commission
of either or both of the offenses for which they found him guilty, their answer would
necessarily have been “no.”
Although the better practice may have been for the trial court to include a
separate deadly weapon special issue for each separate count, appellant provides no
–35–
authority for his argument that the trial court was required to submit a separate
special issue for each count. He complains that it is impossible to know if the jury’s
answer was unanimous. But he acknowledges that the court instructed the jury that
their answer to the special issue had to be unanimous. On appeal, we generally
presume that the jury followed the trial court’s instructions in the manner presented.
Thrift, 176 S.W.3d at 224. An appellant may refute this presumption, but he must
rebut it by pointing to evidence that the jury failed to follow the instruction. Id.
Appellant has not identified any such evidence in this case.
Even if the combined special issue was error, appellant has not shown that he
was egregiously harmed by such error. Appellant acknowledges that he did not
object to the special issue in the jury charge during trial. When a defendant fails to
object to the court’s charge, any charge error will not result in reversal of the
conviction without a showing of egregious harm that deprived the defendant of a fair
and impartial trial. Chambers, 580 S.W.3d at 154. Such harm must be actual and not
merely theoretical. Id. Charge error is considered egregiously harmful when it
affects the very basis of the case, deprives the defendant of a valuable right, or vitally
affects a defensive theory. Ngo, 175 S.W.3d at 750. “Egregious harm is a ‘high and
difficult standard’ to meet, and such a determination must be ‘borne out by the trial
record.’” Villarreal v. State, 453 S.W.3d 429, 433 (Tex. Crim. App. 2015) (quoting
Reeves v. State, 420 S.W.3d 812, 816 (Tex. Crim. App. 2013)). Overwhelming
evidence of guilt plays a determinative role in resolving the issue and may be
–36–
considered when assessing jury-charge error. Sanchez, 376 S.W.3d at 775. In
examining the record for egregious harm, we consider the entire jury charge, the
state of the evidence, the closing arguments of the parties, and any other relevant
information in the record. Villarreal, 453 S.W.3d at 433.
Appellant argues that this jury charge error affected his parole eligibility and
how he would be treated in prison. However, appellant provides no further
explanation, argument, or citation to the record or authorities to show how he was
actually harmed. We conclude that the record fails to support a conclusion that
appellant suffered actual, not just theoretical, harm from the trial court’s combined
special issue instruction. We overrule appellant’s seventh issue.
III. CONCLUSION
We affirm the trial court’s judgment in part with respect to appellant’s
conviction on Count I, knowingly causing serious bodily injury to a child. We
reverse the trial court’s judgment in part and render judgment vacating appellant’s
conviction on Count II, knowingly causing serious mental deficiency, impairment,
and injury to a child.
/Bill Pedersen, III//
BILL PEDERSEN, III
190092f.u05 JUSTICE
Do Not Publish
TEX. R. APP. P. 47
–37–
Court of Appeals
Fifth District of Texas at Dallas
JUDGMENT
SYED SARTAJ NAWAZ, Appellant On Appeal from the 199th Judicial
District Court, Collin County, Texas
No. 05-19-00092-CR V. Trial Court Cause No. 199-81120-
2017.
THE STATE OF TEXAS, Appellee Opinion delivered by Justice
Pedersen, III. Justices Myers and
Garcia participating.
Based on the Court’s opinion of this date, the judgment of the trial court is
AFFIRMED in part, and REVERSED AND RENDERED in part.
We REVERSE the trial court’s judgment as to Count II, and RENDER
judgment vacating appellant’s conviction for the offense of knowingly causing
serious mental deficiency, impairment, and injury to a child. In all other respects,
the judgment of the trial court is AFFIRMED.
Judgment entered this 11th day of May, 2021.
–38–