COURT OF APPEALS OF VIRGINIA
Present: Chief Judge Decker, Judges Huff and Athey
UNPUBLISHED
Argued by videoconference
ANITA SHANA-NICOLE SIMMS
v. Record No. 0915-20-4
ALEXANDRIA DEPARTMENT OF
COMMUNITY AND HUMAN SERVICES
MEMORANDUM OPINION* BY
ANITA SHANA-NICOLE SIMMS JUDGE CLIFFORD L. ATHEY, JR.
JUNE 15, 2021
v. Record No. 0916-20-4
ALEXANDRIA DEPARTMENT OF
COMMUNITY AND HUMAN SERVICES
FROM THE CIRCUIT COURT OF THE CITY OF ALEXANDRIA
Nolan B. Dawkins, Judge
Teresa E. McGarrity (Neal Goldberg; JustCause Counsel, PLLC, on
briefs), for appellant.
Matthew W. Greene, Special Assistant City Attorney; Gerylee M.
Baron, Guardian ad litem for the infant children (Joanna C.
Anderson; Jill A. Schaub; Greene Law Group, PLLC; Office of the
City Attorney; Law Office of Gerylee M. Baron, on brief), for
appellee.
Through consolidated appeals from the Circuit Court for the City of Alexandria (“trial
court”), the appellant, Anita Shana-Nicole Simms (“mother”), challenges two adjudicatory
orders finding abuse or neglect of her twin daughters (“the children”)1 and two dispositional
*
Pursuant to Code § 17.1-413, this opinion is not designated for publication.
1
To protect their privacy, we use “the children” because mother’s twin daughters have
the same initials. Additionally, the records in this case were sealed. To properly address the
assignments of error mother raises, this opinion includes portions of the sealed records. See
Levick v. MacDougall, 294 Va. 283, 288 n.1 (2017) (“To the extent that this opinion mentions
orders that (1) transferred custody of the children to the Alexandria Department of Community
and Human Services (“ADCHS”), (2) approved foster care plans with the goal of adoption, and
(3) remanded both cases back to the Alexandria Juvenile and Domestic Relations District Court
(“Alexandria JDR”). Mother specifically assigns the following four errors:
I. The trial court erred in ruling on dispositional issues and entering
dispositional orders in each case without holding a dispositional hearing
as statutorily required, but instead, the trial court only set and recorded
non-actual dispositional hearing dates and non-actual dispositional
hearings on the form adjudicatory orders and form dispositional orders.
II. The trial court erred in approving a foster care plan for each child
without reviewing a proposed foster care plan at any hearing, but instead,
the trial court only set and recorded non-actual review hearing dates,
non-actual review hearings, and non-actual filing dates on the form
adjudicatory orders and form dispositional orders.
III. The trial court erred in remanding the cases to Alexandria JDR
pursuant to Code § 16.1-297 without rendering a valid final judgment or
entering a valid final order in each case.
IV. The trial court erred in adjudicating that the children were abused or
neglected as defined in Code § 16.1-228.
We disagree and therefore affirm the decision of the trial court.
I. BACKGROUND
On appeal, “we view the evidence and all reasonable inferences in the light most
favorable to the prevailing party below,” in this case, ADCHS. See Farrell v. Warren Cty. Dep’t
of Soc. Servs., 59 Va. App. 375, 386 (2012) (quoting Jenkins v. Winchester Dep’t of Soc. Servs.,
12 Va. App. 1178, 1180 (1991)). So viewed, the evidence is as follows:
On June 8, 2019, ADCHS received allegations that mother had physically neglected the
children, who were born prematurely that day. During her high-risk pregnancy, mother did not
seek any prenatal care and tested positive for PCP twice. Mother had admitted, after she learned
facts found in the sealed record, we unseal only those specific facts, finding them relevant to the
decision in this case.”).
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of her pregnancy, to using PCP, a drug she had abused for many years. Mother had a history
with ADCHS due to the department’s involvement in terminating her parental rights to her other
three children. Her 2017 parental capacity assessment showed that she suffers cognitive
limitations, has bipolar personality disorder, and is inconsistent with mental health treatment.
Consequently, the 2017 report concluded that she is at risk for future child neglect. Notably, the
trial court had previously made abuse or neglect findings against mother with respect to three of
her other children.2 ADCHS filed abuse and neglect petitions against mother with respect to the
children born on June 8, 2019. After the neo-natal intensive care unit (“NICU”) discharged the
children on July 26, 2019, they were placed in the care and custody of ADCHS pursuant to
emergency removal orders.
Alexandria JDR entered preliminary removal orders on August 2, 2019, and set the
adjudicatory and dispositional hearing dates. At the adjudicatory hearing held on September 20,
2019, Alexandria JDR found the children abused or neglected and entered adjudicatory orders.
At the dispositional hearing on October 2, 2019, Alexandria JDR entered dispositional orders
that transferred the children’s custody to ADCHS and approved foster care plans.
Mother appealed to the trial court for a de novo hearing on both the adjudicatory and
dispositional findings. The trial court then scheduled a single proceeding to occur on March 2,
2020 (“March 2 proceeding”) to hear mother’s appeal. During the de novo March 2 proceeding,
ADCHS presented its case-in-chief, which detailed the conditions in support of an abuse and
neglect finding by the trial court as well as evidence concerning ADCHS’s previous assumption
of the care and custody of the children pursuant to the foster care plans for the children. Once
2
See Simms v. Alexandria Dep’t of Cmty. & Hum. Servs., No. 1357-19-4, at 3
(Va. Ct. App. Feb. 4, 2020) (“After hearing all of the evidence and arguments, the [trial] court
found that the child was abused and neglected.”); Simms v. Alexandria Dep’t of Cmty. & Hum.
Servs., No. 1852-17-4, at 2 (Va. Ct. App. Apr. 24, 2018) (“On May 27, 2016, the [trial] court
entered adjudicatory orders finding that the children were abused or neglected.”).
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ADCHS rested, mother moved to strike, arguing that the evidence ADCHS presented was
insufficient to support the children’s removal or a finding of abuse or neglect under Code
§ 16.1-228. The trial court denied mother’s motion to strike. Mother then testified in her
defense, and ADCHS offered no further evidence in rebuttal.
During closing arguments, ADCHS emphasized that the children were being harmed
because mother refused to address her drug abuse and mental health issues before asking the
court for both an adjudication of abuse and neglect and for a disposition of the matter, which
included continued placement with ADCHS pursuant to the foster care plans. Counsel for
mother responded in closing that the children were not being harmed by her drug abuse and
mental health issues. Counsel then added, “Since we’re here on appeal to the adjudication and
the disposition of the removal of the two children, we ask that even if a finding of abuse and
neglect be entered, the Court does consider placement with [mother], as I do believe that it could
be appropriate at this time.”
The trial court found the children abused and neglected “based on the prenatal suggestion
that there was smoking of PCP and subsequent birth of the children underweight. However,
neither child contained any of the substance in her, in their systems.” Considering the best
interests of the children, the trial court added that they needed support beyond what mother could
provide. The trial court subsequently entered adjudicatory orders on March 6, 2020, that
reflected the abuse or neglect findings, pursuant to Code § 16.1-228(1) and 16.1-228(5).
Specifically, the trial court indicated that mother “create[d] a substantial risk of death,
disfigurement or impairment of bodily or mental functions” for the children. The trial court also
entered dispositional orders the same day, indicating that the dispositional hearings had taken
place in the trial court on January 20, 2020, and March 2, 2020. These appeals followed.
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II. ANALYSIS
A. ASSIGNMENTS OF ERROR I – III
Mother’s first three assignments of error are based on her contention that the trial court
erred by issuing dispositional orders in both cases without conducting separate dispositional
hearings. We find that mother has failed to meet her burden of showing that there were no
dispositional hearings.
Code § 16.1-278.2(A) provides that “[w]ithin 60 days of a preliminary removal order
hearing . . . or a hearing on a preliminary protective order,” a dispositional hearing “shall be held
if the court found abuse or neglect and (i) removed the child from his home or (ii) entered a
preliminary protective order.” Although a panel of this Court decided that a trial court errs when
it fails to hold a dispositional hearing or issue a dispositional order in Byrd v. Petersburg Dep’t
of Soc. Servs., No. 0782-15-2 (Va. Ct. App. July 19, 2016),3 a trial court is not precluded from
holding adjudicatory and dispositional hearings on the same day. In fact, Code § 16.1-278.2(A)
provides that “[i]f a child is found to be [] abused or neglected . . . , the juvenile court or the
circuit court may make any of [seven] orders of disposition to protect the welfare of the child,”
such as “permit[ting] the child to remain with his parent, subject to such conditions and
limitations as the court may order” or “transfer[ring] legal custody” to “[t]he local board of
social services.”
While we recognize that adjudication and disposition are two separate determinations, we
find that these determinations can be made on the same day during a single proceeding, provided
that the adjudicatory abuse and neglect determination occurs first as a predicate to a separate
3
Mother cites Byrd in support of her appeal, but this case is not binding authority under
Rule 5A:1(f). See Baker v. Commonwealth, 59 Va. App. 146, 153 n.3 (2011) (“[U]npublished
opinions are merely persuasive authority and not binding precedent.”), aff’d, 284 Va. 572 (2012).
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dispositional determination on custody. Upon reviewing the timing of the adjudication and
dispositional findings, the trial court made the findings in the correct order.
The record in this case reflects that the trial court scheduled March 2, 2020, to make both
determinations and then held both adjudicatory and dispositional hearings during the March 2
proceeding. ADCHS presented evidence to the trial court that supported its request for an
adjudicatory finding of abuse and neglect as well as its request for entry of a dispositional order
authorizing continued placement with ADCHS. Pursuant to Code § 16.1-278.2(A), the trial
court found the children abused or neglected at the March 2 proceeding and subsequently
considered possible orders of disposition to protect their welfare; specifically, placement with
mother, as she requested, or continued placement with ADCHS – the local board of social
services. The trial court subsequently entered the dispositional orders on March 6, 2020.
Under these circumstances, there is no statutory authority prohibiting the trial court from
proceeding as it did. Although the trial court did not specifically discuss the foster care plans or
provide detailed justifications for its decisions, the foster care plans were before the trial court
for a dispositional decision and the court was not required to state for the record the reasons
underlying its decisions absent a statutory mandate. See Artis v. Jones, 52 Va. App. 356, 364
(2008); see also Barnes v. Commonwealth, 72 Va. App. 160, 168 (2020). Although mother
argues that no dispositional hearing was held at the March 2 proceeding, she notably asked the
trial court during that proceeding to decide the dispositional issue of custody; she specifically
requested that the children be placed with her.
For these reasons, we hold that mother has failed to meet her burden of showing that
there was no dispositional hearing after reviewing the evidence in the light most favorable to
ADCHS as the prevailing party below. Further, the trial court did not err in remanding the cases
to Alexandria JDR pursuant to Code § 16.1-297.
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B. ASSIGNMENT OF ERROR IV – DETERMINATION OF ABUSE OR NEGLECT
Mother also contends that the trial court erred by adjudicating the children abused or
neglected. Specifically, mother claims that the evidence was insufficient to find that she abused
or neglected the children because they did not test positive for PCP and she showed an
appropriate level of care and concern for the children while they were in the NICU.4 We
disagree and find the evidence sufficient to support the trial court’s adjudication of abuse or
neglect.
“In its capacity as a factfinder . . . the [trial] court retains ‘broad discretion in making the
decisions necessary to guard and to foster a child’s best interests.’” Farrell, 59 Va. App. at 401
(alterations in original) (quoting Toms v. Hanover Dep’t of Soc. Servs., 46 Va. App. 257, 266
(2005)). When, in the exercise of that discretion, a trial court determines a parent has abused or
neglected a child, we do not disturb that determination on appeal unless it is “plainly wrong or
without supporting evidence.” Id. at 418.
Under Code § 16.1-228, an “abused or neglected child” includes a child “[w]hose parents
or other person responsible for h[er] care . . . creates a substantial risk of death, disfigurement or
impairment of bodily or mental functions . . . .”
Here, the undisputed evidence shows that during mother’s high-risk pregnancy with the
children, she did not seek any prenatal care. She also admitted to using PCP during the
pregnancy and, in fact, tested positive for PCP on several occasions. The children were then
4
Mother also contends on brief that “[t]he trial court’s finding of child abuse and neglect
[] lacks a proper basis in light of the definition of ‘child’ in [] Code § 16.1-228” and that ADCHS
“failed to present any evidence establishing a causal nexus between occasional PCP use during
pregnancy and premature births or underweight newborns.” We find that Rule 5A:18 bars
appellate consideration of these specific arguments because they were not raised in the trial
court. See Rule 5A:18 (“No ruling of the trial court . . . will be considered as a basis for reversal
unless an objection was stated with reasonable certainty at the time of the ruling . . . .”); Ohree v.
Commonwealth, 26 Va. App. 299, 308 (1998) (“[We] will not consider an argument on appeal
which was not presented to the trial court.”).
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born to her prematurely. It is therefore apparent from the record that her failure to obtain
prenatal care and her continued abuse of PCP during the pregnancy created a substantial risk of
death, disfigurement, or impairment of bodily or mental functions for the children. As a result,
the trial court’s adjudication that mother’s conduct created a “substantial risk of impairment of
bodily or mental functions” was not plainly wrong or without evidence to support it. There were
also previous abuse or neglect findings concerning mother’s three other children. In addition,
mother’s 2017 parental capacity assessment concluded that she suffers from cognitive
limitations, has bipolar personality disorder, and is inconsistent in attending mental health
treatment; consequently, the report concluded that she is at risk for future child neglect.
For these reasons, we find that the trial court’s finding of abuse or neglect was neither
plainly wrong nor without evidence to support it.
III. CONCLUSION
For the foregoing reasons, we affirm the trial court. The case is remanded to the trial
court to correct three scrivener’s errors under Code § 8.01-428(B).5
Affirmed and remanded.
5
The first adjudicatory order incorrectly shows that the dispositional hearing had
occurred before the March 2 proceeding on January 20, 2020; however, the second adjudicatory
order correctly lists the dispositional hearing date as March 2, 2020, which was when the trial
court heard evidence supporting the continued placement of the children with ADCHS.
Accordingly, the incorrect date of January 20, 2020, on the first adjudicatory order is no more
than a scrivener’s error that needs correcting. The other two scrivener’s errors are on the
dispositional orders, which incorrectly note that the foster care plans for the children were
submitted on January 9, 2020. The foster care plans were actually submitted on September 23,
2019, so the dispositional orders must be corrected to reflect this filing date.
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