Filed 8/6/21 P. v. Tidwell CA1/3
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION THREE
THE PEOPLE,
Plaintiff and Respondent, A158243
v.
ROY LINN TIDWELL, (Napa County
Defendant and Appellant. Super. Ct. No. 18CR003274)
This is an appeal from final judgment after a jury convicted defendant
Roy Linn Tidwell of one count of forcible lewd conduct upon a child under
age 14. Defendant raises three instructional challenges on appeal. These
relate to: (1) defense counsel’s failure to request a limiting instruction
regarding the proper use of fresh complaint testimony; (2) the propriety of
giving CALCRIM No. 361, which permitted the jury to draw an adverse
inference from defendant’s failure to explain or deny incriminating evidence;
and (3) the constitutionality of CALCRIM No. 1193, which permitted the jury
to consider expert testimony on child sexual abuse accommodation syndrome.
We affirm.
1
FACTUAL AND PROCEDURAL BACKGROUND
On December 7, 2018, an information was filed charging defendant
with one count of forcible lewd act upon K.D.,1 a child under age 14, in
violation of Penal Code section 288, subdivision (b)(1).2 The information
further alleged that defendant committed the crime through force or fear
(§ 1203.066, subd. (a)(1)) and that the crime involved substantial sexual
conduct (§ 1203.066, subd. (a)(8)).
I. Prosecution’s Case.
A. K.D.
K.D., 19 years old at trial, was raised by her mother, T.D., in a small
house in American Canyon. When K.D. was about four years old, T.D. began
dating defendant, and a few years later he moved into their house.
When K.D. was about six years old, defendant began exposing his penis
to her. This occurred about 10 separate times, when T.D. was elsewhere
inside the house. K.D. did not disclose defendant’s indecent exposures
because she feared him.
On November 15, 2007, when K.D. was about seven years old, she
spent the evening alone in the house with defendant while T.D. was at the
hospital with her ailing grandfather. K.D. was in her room, playing with
dolls, when defendant entered and led her into the other bedroom. He threw
K.D. onto the bed and rubbed her vagina over her pajamas. While K.D.
struggled, defendant, smelling of alcohol, held her down and kissed her on
the mouth. He then put his hand under her pajamas, but over her
underwear, and rubbed her vagina. K.D. tried to escape, but defendant
1To protect this child victim’s privacy, we do not refer to her name.
(Cal. Rules of Court, rule 8.90.)
2 Unless otherwise stated, all statutory citations are to the Penal Code.
2
grabbed her by the hair, pushed her back on the bed and continued rubbing
her vagina. The assault ended when T.D. telephoned to report that her
grandfather had died. K.D. did not tell T.D. that defendant molested her
because she was scared and she knew T.D. loved defendant.
K.D. subsequently suffered a series of panic attacks due to defendant’s
sexual assault. While defendant never directly acknowledged the incident,
he often inexplicably apologized to K.D. He continued to live with K.D. and
T.D. on and off until 2015.
In 2016, K.D. finally disclosed defendant’s crime, telling her cousin,
R.D., some of the details. Later that same year, K.D. disclosed the crime to
her sisters, A.H. and L.M. Then, in 2017, she disclosed the crime to T.D.,
reserving the details for a subsequent letter written to her mother on
August 13, 2017. This letter stated, in relevant part:
“I know you want to know what happened, so I’m going to tell you. . . .
“I was playing in my room and I remember him coming into my room
and saying something to me, but I cant remember what was said. A lot of the
event I cant remember, I only remember the major parts.
“The next thing I remember was him throwing me on your bed and he
started touching my vagina. I tried getting up to go back to my room, but
thats when he pushed me back down a stuck his tongue down my throat. It
was disgusting. The smell of alcohol and cigarettes was overwhelming and I
felt like I couldnt breathe. I remember him continuing to rub my vagina on
top of my underwear and me crying and praying for it to end.
3
“The next thing I remember was the phone ringing and talking to you
and finding out that great grandpa passed away. Thats all I remember.”
(Sic.)3
B. T.D.
T.D. testified about an incident when K.D. was eight or nine years old.
One night, T.D. heard defendant get out of bed. A few minutes later, T.D.
thought defendant had called to her, so she left her bed and went into the
adjacent hallway. There, T.D. saw defendant with his hands in front of his
sweat pants; K.D. was standing nearby, looking “petrified” and “hugging the
wall” as if trying to make herself invisible. T.D. grabbed K.D. and took her
outside to the porch. T.D. asked K.D. what happened, and K.D. “just kept
saying” that she “didn’t see anything.”
T.D. sent K.D. to her grandfather’s house. When she returned, T.D.
asked defendant what happened. Initially, defendant stated that nothing
happened, but he eventually admitted that he exposed his penis in K.D.’s
presence. He insisted that he believed he was exposing himself to T.D., not
K.D. Confused, T.D. ordered defendant to move out.
About a year later, defendant showed up at T.D.’s house and needed a
place to stay. He apologized for the late-night incident, insisting he was
“drunk” and “didn’t mean it” and promising it “would never happen again.”
Because she still loved defendant, T.D. allowed him to move back in.
T.D. also testified about the charged incident, which occurred on
November 15, 2007, the day her grandfather died. T.D. went to the hospital
to visit him; after his passing, she called K.D., who was at home with
defendant. When T.D. returned later that evening, K.D. was asleep in her
K.D. testified at trial she only remembered that defendant kissed her
3
and could not recall whether he stuck his tongue down her throat.
4
bedroom and defendant was outside, drinking. T.D. observed nothing
unusual.
T.D. and defendant permanently separated in or around October 2016,
when a serious argument culminated in the police removing defendant from
her home. Several months later, in March 2017, K.D. finally told T.D. about
the November 2007 sexual assault. K.D., crying and upset, said only that
defendant “molested me.” The next day, T.D. took K.D. to see a counselor,
who told them to contact the Child Protective Services division of the State
Department of Social Services. T.D. and K.D. did so and later cooperated
with the police in their investigation of defendant. T.D. also gave the police
K.D.’s August 13, 2017 letter explaining in more detail defendant’s assault.
On cross-examination, T.D. acknowledged that she told a police
detective that K.D. always seemed happier when defendant was present in
the house. T.D. also testified that K.D. may have told her, when she first
disclosed defendant’s sexual assault, that he threw her on the bed and stuck
his tongue down her throat.
C. Fresh Complaint Witnesses.
Three of K.D.’s relatives testified that K.D. disclosed defendant’s sexual
assault on separate occasions long before trial.
R.D., K.D.’s cousin, testified that K.D. disclosed defendant’s sexual
assault on two occasions, once in 2015 and again in 2018. The first time,
K.D. told R.D. that defendant exposed himself to her when she was six years
old and “molested” her when she was seven years old. In 2018, K.D. gave
R.D. a more detailed and emotional account of the event, disclosing that
while T.D. was away, defendant took her into T.D.’s bedroom, placed her on
the bed, removed her pants, and touched her genitals.
5
L.M., K.D.’s stepsister4 and very close friend, testified that during her
Thanksgiving 2016 visit to K.D. and T.D.’s house, K.D. told L.M. and a few
other relatives that defendant sexually assaulted her in T.D.’s bedroom while
T.D. was visiting K.D.’s great-grandfather in the hospital. When disclosing
this information, K.D. was distraught and appeared to be having a panic
attack. L.M. instructed K.D. to tell her mother and warned that if she did
not do so within three months, L.M. would tell her mother.
A.H., K.D.’s older sister, testified that she was also present on
Thanksgiving 2016 when K.D. emotionally disclosed defendant’s sexual
assault. A.H. also testified that she previously learned from her mother that
defendant exposed himself to K.D. on two occasions.
D. Expert Testimony on CSAAS.5
Blake Carmichael, Ph.D., a psychologist at the UC Davis Children’s
Hospital, gave expert testimony regarding CSAAS, explaining that its
purpose is to dispel certain common “myths and misconceptions” about child
sexual abuse victims and their apparent reluctance to disclose their abuse.
Dr. Carmichael explained each of CSAAS’s five components: secrecy,
helplessness, entrapment and accommodation, delayed and unconvincing
disclosure, and retraction and recantation. Briefly stated, this syndrome is a
consequence of the fact that the sexual abuser of a child is often an older
person with whom the child has an ongoing relationship. The abuser often
manipulates the child by, among other things, threatening him or her
emotionally or physically in order to maintain secrecy. The child victim, in
turn, feels afraid and helpless and, thus, will often delay reporting the sexual
4 T.D. is L.M.’s guardian. However, K.D. and L.M. are not actual blood
relatives.
5 “CSAAS” refers to child sexual abuse accommodation syndrome.
6
abuse, give vague or incomplete descriptions, report the abuse over time in a
piecemeal fashion, and/or recant his or her disclosures.
Dr. Carmichael had no opinion as to whether K.D. was sexually abused
and, in fact, did not know any of the specifics of this case.
II. Defense Case.
Defendant adamantly denied molesting or exposing his penis to K.D.
Defendant described himself as the victim in this case, of a “false allegation”
and a “besmirched reputation.” Nonetheless, as discussed in greater detail
post (see discussion, part II), defendant admitted “it’s possible” that he told
Detective Perry when interviewed that “maybe you did touch the victim in
the wrong place while you were playing in the backyard.” Further, when
asked whether he told Detective Perry “something about pulling the front
waistband of your sweats away from your body sort of in her presence,”
defendant responded, “I was under pressure then. I can’t answer that
question, honestly.”
Defendant acknowledged his conviction in 2008 for an incident of
domestic violence against T.D. and his “issue” with drinking that led to “a few
DUIs.”6
III. Jury Verdict, Sentencing and Appeal.
On June 12, 2019, the jury found defendant guilty as charged and
found true both enhancements. Defendant, sentenced to the midterm of eight
years, has timely appealed.
DISCUSSION
Defendant raises three instructional challenges on appeal: (1) defense
counsel provided ineffective legal assistance by failing to request an
6“DUI” is shorthand for the offense of driving under the influence of
alcohol or drugs. (See Veh. Code, § 23152.)
7
instruction limiting the purposes for which the jury could consider “fresh
complaint” evidence; (2) instructing the jury on CALCRIM No. 361 was
prejudicial error because it lacked a factual basis in the record; and
(3) CALCRIM No. 1193, as written, violates the constitutional guarantee of
due process by reducing the prosecution’s burden of proof. We address each
argument in turn.
I. Ineffective Assistance: Failing to Request a Limiting Instruction
Based on the Fresh Complaint Doctrine.
Defendant contends his constitutional right to effective assistance of
counsel was violated when his trial counsel failed to request an instruction
limiting the purposes for which the jury could consider K.D.’s statements to
her relatives (T.D., R.D., A.H., and L.M.) disclosing defendant’s sexual
assault.
To prevail on a claim of ineffective assistance of counsel, “the defendant
must show counsel’s performance fell below a standard of reasonable
competence, and that prejudice resulted.” (People v. Anderson (2001) 25
Cal.4th 543, 569.) “Prejudice” in this context occurs only where defense
counsel’s deficient performance “ ‘so undermined the proper functioning of the
adversarial process’ ” that the outcome cannot be deemed reliable. (People v.
Kipp (1998) 18 Cal.4th 349, 366, quoting Strickland v. Washington (1984) 466
U.S. 668, 686 (Strickland).)
In applying this standard (hereinafter, Strickland standard), the
defendant must overcome a strong presumption that counsel’s conduct was
sound legal strategy or otherwise within the wide range of reasonable
professional assistance. (People v. Burnett (1999) 71 Cal.App.4th 151, 180;
People v. Bunyard (1988) 45 Cal.3d 1189, 1215.) “Defendant’s burden is
difficult to carry on direct appeal, as we have observed: ‘ “Reviewing courts
will reverse convictions [on direct appeal] on the ground of inadequate
8
counsel only if the record on appeal affirmatively discloses that counsel had
no rational tactical purpose for [his or her] act or omission.” ’ [Citation.]”
(People v. Lucas (1995) 12 Cal.4th 415, 437.)
If “defendant has failed to show that the challenged actions of counsel
were prejudicial, a reviewing court may reject the claim on that ground
without determining whether counsel’s performance was deficient.” (People
v. Kipp, supra, 18 Cal.4th at p. 366.)
Relevant here, the fresh complaint doctrine provides that “proof of an
extrajudicial complaint, made by the victim of a sexual offense, disclosing the
alleged assault, may be admissible for a limited, nonhearsay purpose—
namely, to establish the fact of, and the circumstances surrounding, the
victim’s disclosure of the assault to others—whenever the fact that the
disclosure was made and the circumstances under which it was made are
relevant to the trier of fact’s determination as to whether the offense
occurred.” (People v. Brown (1994) 8 Cal.4th 746, 749–750 (Brown).) Thus,
the jury may consider this evidence “for the purpose of corroborating the
victim’s testimony, but not to prove the occurrence of the crime.” (People v.
Ramirez (2006) 143 Cal.App.4th 1512, 1522.) “So long as the evidence that is
admitted is carefully limited to the fact that a complaint was made, and to
the circumstances surrounding the making of the complaint, thereby
eliminating or at least minimizing the risk that the jury will rely upon the
evidence for an impermissible hearsay purpose, admission of such relevant
evidence should assist in enlightening the jury without improperly
prejudicing the defendant.” (Brown, supra, at p. 762.)
Here, the record is silent as to why defense counsel failed to request a
limiting instruction clarifying that the fresh complaint testimony offered by
K.D.’s relatives could be considered only to establish the fact that K.D.
9
disclosed the alleged crime and the circumstances of her disclosure, and not
to prove the crime occurred. This silent record generally forecloses an
ineffective assistance claim on direct appeal. (People v. Lucas, supra, 12
Cal.4th at p. 437.) However, defendant argues that his claim should survive
here because there can be no conceivable tactical justification for his counsel’s
failure.
Defendant’s argument bears some weight. The California Supreme
Court has made clear: “The specific relevance of the extrajudicial-complaint
evidence . . . must be shown in every case.” (Brown, supra, 8 Cal.4th at p.
763.) However, as mentioned, the Strickland standard has two prongs—
deficient performance by counsel and prejudice. (People v. Kipp, supra, 18
Cal.4th at p. 366.) On this record, even assuming deficient performance, we
would find no prejudice.
First, notwithstanding the absence of a limiting instruction, in each
instance K.D.’s relatives provided brief testimony that did no more than state
the fact of her disclosure of the alleged crime and the basic circumstances
surrounding her disclosure.7
Moreover, defendant himself relied on these disclosures and the fact
that K.D. made them so many years after he allegedly assaulted her to label
her claim false. As such, the fresh complaint (or, rather, not-so-fresh
complaint) evidence in part supported his primary defense. (See Brown,
supra, 8 Cal.4th at p. 762 [“in many cases it will be the defendant who
believes that the particular circumstances under which the victim reported
the alleged offense—either promptly after the offense is alleged to have
7Defense counsel cross-examined A.H. in more detail regarding the fact
that she told a detective that she knew from her mother of two incidents of
defendant’s exposing himself to K.D.
10
occurred or at some later date—cast doubt upon the veracity of the victim’s
charge, and the defendant will be entitled to introduce and rely upon such
evidence in seeking to undermine the prosecution’s case”].)
Finally, there was significant evidence corroborating K.D.’s claim and
little evidence undermining it. K.D. provided strong, detailed and consistent
testimony regarding the sexual assault that was not seriously impeached.
T.D. corroborated K.D.’s statements about the evening of the crime, including
the fact that T.D. was at the hospital during her grandfather’s passing. T.D.
also described in detail another incident wherein she found defendant, in the
middle of the night, in the hallway with his hands in front of his sweat pants
while K.D. cowered in fear by the wall. Defendant unconvincingly explained
that he thought he was exposing himself to T.D., and T.D. ordered him to
leave the house. Defendant returned to the house about a year later, only
after telling T.D. that he “didn’t mean to do it” and that “it would never
happen again.”
Given the weight of incriminating evidence and the limited nature of
the fresh complaint testimony, we conclude any error in the failure to seek a
limiting instruction as to such testimony was harmless. (See Strickland,
supra, 466 U.S. at p. 686.)
II. Instruction on CALCRIM No. 361.
Defendant contends the trial court prejudicially erred by instructing
the jury per CALCRIM No. 361: “If the defendant failed in his testimony to
explain or deny evidence against him, and if he could reasonably be expected
to have done so based on what he knew, you may consider his failure to
explain or deny in evaluating that evidence. Any such failure is not enough
by itself to prove guilt. The People must still prove the defendant guilty
11
beyond a reasonable doubt. [¶] If the defendant failed to explain or deny, it is
up to you to decide the meaning and importance of that failure.”
“A party is entitled to a requested instruction if it is supported by
substantial evidence. [Citation.] Evidence is ‘[s]ubstantial’ for this purpose if
it is ‘sufficient to “deserve consideration by the jury,” that is, evidence that a
reasonable jury could find persuasive.’ [Citation.]” (People v. Ross (2007) 155
Cal.App.4th 1033, 1049–1050.) We review a claim of instructional error
de novo, considering the instruction in the context of the entire jury charge.
(People v. Posey (2004) 32 Cal.4th 193, 218.)
CALCRIM No. 361 is based on Evidence Code section 413, which
provides: “In determining what inferences to draw from the evidence or facts
in the case against a party, the trier of fact may consider, among other
things, the party’s failure to explain or to deny by his testimony such
evidence or facts in the case against him, or his willful suppression of
evidence relating thereto, if such be the case.”
As defendant notes, however, CALCRIM No. 361 “applies only when a
defendant completely fails to explain or deny incriminating evidence, or
claims to lack knowledge and it appears from the evidence that the defendant
could reasonably be expected to have that knowledge.” (People v. Cortez
(2016) 63 Cal.4th 101, 118; accord, People v. Grandberry (2019) 35
Cal.App.5th 599, 606 [“ ‘It is an elementary principle of law that before a jury
can be instructed that it may draw a particular inference, evidence must
appear in the record which, if believed by the jury, will support the suggested
inference’ ”], quoting People v. Saddler (1979) 24 Cal.3d 671, 681 (Saddler).)
Defendant contends this standard is not met here because he did not fail in
testimony to explain or deny any evidence against him.
12
We conclude that substantial evidence supported the trial court’s giving
of CALCRIM No. 361. The record shows that defendant failed to explain or
deny an incriminating fact that was peculiarly within his knowledge to
address: Specifically, defendant adamantly denied exposing his penis to K.D.
Yet, on cross-examination, defendant acknowledged that it was “possible”
that T.D. confronted him about exposing himself to K.D. and that he
admitted doing so. He also responded, “It’s possible,” when asked whether he
told Detective Joseph Perry that “maybe you did touch [K.D.] in the wrong
place while you were playing in the backyard; do you recall that?” Then,
when asked whether he touched K.D.’s genitals on this occasion, defendant
responded that he “really doubt[ed] it” but that he “guess[ed]” it was true
that he told Detective Perry he “possib[ly]” touched K.D.’s genitals. This
colloquy continued:
“Q. . . . [¶] And you initially told Detective Perry that you did not
expose yourself to [K.D.], but later you sort of explained something about
pulling the front waistband of your sweats away from your body sort of in her
presence; do you recall that?
“A. I can’t remember.
“Q. You can’t remember telling him that or you can’t remember doing
that?
“A. I can’t remember.
“Q. Both things?
“A. I can’t remember doing it.”
Then, after some effort by the prosecutor to phrase a proper question,
the colloquy continued:
“Q. Back when you talked to Detective Perry did you have a memory
of pulling—
13
“A. I was under pressure then. I can’t answer that question,
honestly.
“Q. But it was something that you said you did?
“A. Like I said, I was under pressure.
“Q. And you said that it was the stupidest thing that you had ever
done and you don’t even know why you did it. Do you recall that?
“A. It’s possible.”
On this record, CALCRIM No. 361 was appropriate. (See People v.
Cortez, supra, 63 Cal.4th at p. 121 [where a defendant claims he or she “did
not know” information that he or she “could reasonably be expected to know”
from the evidence, the instruction is appropriate].) Defendant’s nonanswer
when asked to explain why he previously told a law enforcement agent that
he “possibly” sexually abused K.D. while he unequivocally denied any such
abuse at trial is significant. Indeed, defendant went so far as to admit it was
“possible” that he told the detective this incident was the “stupidest thing” he
had ever done—yet he was unsure whether this “thing” happened. The jury
was entitled to weigh this testimony against defendant.
Defendant argues that the instruction should not have been given
because the two bases offered for giving it—his alleged statements to
Detective Perry regarding a backyard “horseplay” incident and a possible act
of indecent exposure—were not evidence against him because Detective Perry
did not testify and his interview of defendant was not introduced at trial.
However, notwithstanding Detective Perry’s absence from trial, defendant
provided evidence in the form of his own testimony regarding his interview
by the detective. Moreover, his own authority (People v. Grandberry, supra,
35 Cal.App.5th at pp. 608–609) makes clear that CALCRIM No. 361 is
appropriate where the defendant fails to explain or deny any fact of evidence
14
that was within the scope of relevant cross-examination—not just those facts
actually adduced at trial.
Finally, even if we were to reach the opposite conclusion regarding the
applicability of CALCRIM No. 361, we would find no prejudice here.
“[G]iving an irrelevant or inapplicable instruction is generally ‘ “only a
technical error which does not constitute ground for reversal.” ’ ” (People v.
Cross (2008) 45 Cal.4th 58, 67.) CALCRIM No. 361 permitted, but did not
require, the jury to draw an adverse inference from defendant’s testimony,
and only then if the jury first made the required findings that he failed to
explain or deny certain evidence and that he could have reasonably been
expected to provide such explanation or denial. In addition, the instruction
explicitly stated that defendant’s failure to explain or deny such evidence was
not sufficient by itself to establish his guilt.
Moreover, in addition to the standard instructions on the presumption
of innocence and the prosecutor’s burden to prove guilt beyond a reasonable
doubt, the trial court instructed the jury under CALCRIM No. 200, “Some of
these instructions may not apply, depending on your findings about the facts
of the case. . . . After you have decided what the facts are, follow the
instructions that do apply to the facts as you find them.” We presume the
jury followed these instructions. (People v. Fuiava (2012) 53 Cal.4th 622,
669.) Thus, even assuming for the sake of argument that defendant is correct
that CALCRIM No. 361 was not applicable here, the jury, following
CALCRIM No. 200, would have disregarded it.
Last, defendant labels this case a credibility contest between K.D. and
himself. Yet the fact remains that K.D. gave a detailed and credible
description of defendant’s crime, which was consistent with the descriptions
she gave earlier to her mother and her close relatives. At trial, despite
15
defendant’s efforts, K.D.’s credibility was never seriously undermined.
Moreover, her mother gave corroborating testimony regarding her absence on
the night K.D. was molested, confirming she was at the hospital with her
dying grandfather. Under these circumstances and in light of the careful and
complete set of instructions read to the jury, we find no reasonable
probability that but for the giving of CALCRIM No. 361 defendant would
have received a more favorable result. (See Saddler, supra, 24 Cal.3d at p.
684; People v. Covarrubias (2016) 1 Cal.5th 838, 934.)
III. Instruction on CALCRIM No. 1193.
Defendant contends that CALCRIM No. 1193, as written, violates the
constitutional guarantee of due process by reducing the prosecution’s burden
of proof.8 CALCRIM No. 1193, as read to the jury, provided: “You have
heard testimony from Dr. Blake Carmichael regarding [CSAAS].
Dr. Carmichael’s testimony about [CSAAS] is not evidence that the defendant
committed any of the crimes charged against him. You may consider this
evidence only in deciding whether or not [K.D.’s] conduct was not inconsistent
with the conduct of someone who has been molested and in evaluating the
believability of his [sic] testimony.”
As reflected in this instruction, “CSAAS expert testimony is not
admissible to prove the complaining witness has in fact been sexually abused.
(People v. McAlpin (1991) 53 Cal.3d 1289, 1300 [283 Cal.Rptr. 382, 812 P.2d
563].) It is admissible to rehabilitate such witness’s credibility when the
8We reject the People’s argument that defendant forfeited the right to
challenge CALCRIM No. 1193 by failing to object to it below. “Generally
speaking, a ‘failure to object does not waive an instructional error on appeal if
the instruction was an incorrect statement of law or the defendant’s
substantial rights were affected.’ ” (People v. Grandberry, supra, 35
Cal.App.5th at p. 604.)
16
defendant suggests that the child’s conduct after the incident is inconsistent
with her testimony claiming molestation. (Ibid.) Such testimony is needed to
disabuse jurors of commonly held misconceptions of child sexual abuse and
the abused child’s seemingly self-impeaching behavior. (Id. at p. 1301.)”
(People v. Gonzales (2017) 16 Cal.App.5th 494, 503 (Gonzales).)
Defendant contends CALCRIM No. 1193 violates due process because it
contains “self-contradictory language . . . [that] set[s] the jurors on the
impossible task of finding the complainant believable while at the same time
remaining open to a doubt that the molestation in this case actually
occurred.”
Initially, we agree with defendant that because juries may assign
undue weight to an expert’s opinion, “special care must be taken to
insure [sic] the jury understands its duty to independently assess the expert
opinion along with and in light of all other relevant evidence.” (People v.
Housely (1992) 6 Cal.App.4th 947, 958.) However, the language of CALCRIM
No. 1193 itself provides necessary protection against juror misuse of CSAAS
testimony. As set forth ante, CALCRIM No. 1193 contained two restrictions.
First, it forbade the use of CSAAS testimony as “evidence that the defendant
committed any of the crimes charged against him.” Second, it restricted the
use of CSAAS testimony to “deciding whether or not [K.D.’s] conduct was not
inconsistent with the conduct of someone who has been molested and in
evaluating the believability of his [sic] testimony.”
Thus, defendant is wrong to claim CALCRIM No. 1193 “fails to convey
to the jurors the simple message that CSAAS testimony is meant only to
dispel the myth that delayed disclosure is per se evidence of untruthfulness,
and nothing more.” To the contrary, this message is embedded in the
instruction’s very language: Otherwise stated, “A reasonable juror would
17
understand CALCRIM No. 1193 to mean that the jury can use [CSAAS]
testimony to conclude that [the complainant’s] behavior does not mean she
lied when she said she was abused. The jury also would understand it cannot
use [this] testimony to conclude [the complainant] was, in fact, molested. The
CSAAS evidence simply neutralizes the victim’s apparently self-impeaching
behavior. Thus, under CALCRIM No. 1193, a juror who believes [the
expert’s] testimony will find both that [the complainant’s] apparently self-
impeaching behavior does not affect her believability one way or the other,
and that the CSAAS evidence does not show she had been molested. There is
no conflict in the instruction.” (Gonzales, supra, 16 Cal.App.5th at p. 504;
accord, People v. Munch (2020) 52 Cal.App.5th 464, 474.)
Indeed, defendant theorized at trial, and continues to argue on appeal,
that K.D. lacks credibility and may have a “false memory” of the single
charged act of abuse, noting both the length of time she delayed reporting it
and the fact that, afterward, she continued to live in the same house with
him off and on for several years. As courts have recognized, this is just the
sort of case where CSAAS testimony proves helpful, as it tends to show “such
delayed reporting is not inconsistent with the secretive environment often
created by an abuser who occupies a position of trust.” (People v. Bowker
(1988) 203 Cal.App.3d 385, 393–394 [warning that CSAAS testimony should
“be targeted to a specific ‘myth’ or ‘misconception’ suggested by the
evidence”].) Moreover, Dr. Carmichael was not asked to offer an opinion on
whether K.D.’s behavior was typical of abuse victims, “an issue closely
related to the ultimate question of whether abuse actually occurred.” (People
v. Housely, supra, 6 Cal.App.4th at p. 958; cf. People v. Bowker, supra, 203
Cal.App.3d at pp. 394–395 [error in admitting CSAAS testimony where the
expert testified to more than the “popular myths” debunked by CSAAS and
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the jury was not instructed that his testimony was admissible solely for the
purpose of showing that the victim’s reactions were not inconsistent with
having been molested].) Rather, Dr. Carmichael expressly warned that
CSAAS does not provide a “tool checklist that will say a kid was abused,”
adding “that’s why again we have the legal process.”
Finally, defendant focuses on CALCRIM No. 1193’s language that
CSAAS testimony is not evidence that he committed “the crimes charged
against him.” According to defendant, because this language does not
preclude the use of CSAAS testimony as proof he committed any of the
uncharged offenses (including the 10 or so times he allegedly exposed himself
to K.D.), the jury could have inferred based on an uncharged offense that he
was inclined to commit sexual crimes. This, defendant argues, lessened the
prosecution’s burden of proving him guilty on the charged offense beyond a
reasonable doubt.
An identical argument was addressed and rejected in Gonzales.
Considering the language of CALCRIM No. 1193 as a whole, the Gonzales
court noted that “the only use of evidence of the uncharged offenses is as
evidence Gonzales committed the charged offenses. Thus, use of the CSAAS
testimony as evidence Gonzales committed the uncharged offenses would
violate the instruction that CSAAS testimony is not evidence he committed
the charged offenses. Moreover, [the expert’s] testimony made it clear
CSAAS evidence is not evidence Gonzales did anything charged or
uncharged.” (Gonzales, supra, 16 Cal.App.5th at p. 504.)
This reading of CALCRIM No. 1193 comports with ours. Moreover, as
in Gonzales, Dr. Carmichael testified that he had no opinion as to whether
defendant committed the charged offense and, in fact, did not know the
specific facts of this case. Under these circumstances, we disagree with
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defendant that CALCRIM No. 1193 functioned to lessen the prosecution’s
burden to prove guilt beyond a reasonable doubt. Thus, because the trial
court’s instruction was “clear, accurate and sufficient” (People v. Gilbert
(1992) 5 Cal.App.4th 1372, 1387), defendant’s challenge fails.
DISPOSITION
The judgment is affirmed.
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_________________________
Jackson, J.
WE CONCUR:
_________________________
Fujisaki, Acting P. J.
_________________________
Petrou, J.
A158243/People v. Roy Linn Tidwell
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