Case: 21-40034 Document: 00516111074 Page: 1 Date Filed: 11/30/2021
United States Court of Appeals
for the Fifth Circuit United States Court of Appeals
Fifth Circuit
FILED
November 30, 2021
No. 21-40034
Lyle W. Cayce
Clerk
Gloria Carolina Manzo-Hernandez; Victor Zepata-
Jasso; Moises Amadeo Mancia-Mendoza; Mercy Rocio
Duchi-Vargas; Jatzeel Antonio Cuevas-Cortes,
Petitioners—Appellants,
versus
Assistant Warden Juan Saucedo,
Respondent—Appellee.
Appeal from the United States District Court
for the Southern District of Texas
USDC No. 5:20-CV-95
Before Stewart, Ho, and Engelhardt, Circuit Judges.
Per Curiam:*
Petitioners-Appellants Gloria Carolina Manzo-Hernandez, Victor
Zepata-Jasso, Moises Amadeo Mancia-Mendoza, Mercy Rocio Duchi-
Vargas, and Jatzeel Antonio Cuevas-Cortes are undocumented immigrants
*
Pursuant to 5th Circuit Rule 47.5, the court has determined that this
opinion should not be published and is not precedent except under the limited
circumstances set forth in 5th Circuit Rule 47.5.4.
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who were detained as material witnesses at the La Salle County Regional
Detention Center in Encinal, Texas. Petitioners filed a habeas petition on
behalf of themselves and a putative class of similarly-situated individuals for
injunctive and declaratory relief, seeking, respectively and among other
rulings, their release from custody and a declaration that they were
unlawfully detained. The district court denied their motion for class
certification and habeas petition. It also dismissed their request for a
declaratory judgment without prejudice. Petitioners appealed. By the time
they did so, however, Petitioners were no longer in custody. Accordingly, we
hold that this case is moot and therefore dismiss this appeal.
I. FACTS & PROCEDURAL HISTORY
According to the operative petition, Petitioners were undocumented
immigrants arrested by United States Border Patrol agents. Although
Petitioners were never charged with a crime, magistrate judges of the Laredo
division detained them between January 2020 and March 2020 as material
witnesses so that they could testify in criminal prosecutions for human
trafficking. Before they were detained, law enforcement officers submitted
nearly identical affidavits for every alien. Specifically, each affidavit
requested “designation and detention as [a] material witness[] under 18
U.S.C. Section 3144” 1 and that the alien be held on $25,000 bond “pending
disposition” of the criminal matter in which the individual was detained to
provide testimony. Petitioners were then detained without counsel after
making a short “initial appearance” in which “no individual findings were
made.” Petitioners have not appeared in court since their initial appearance
1
Section 3144 states, “If it appears from an affidavit filed by a party that the
testimony of a person is material in a criminal proceeding, and if it is shown that it may
become impracticable to secure the presence of the person by subpoena, a judicial officer
may order the arrest of the person[.]” § 3144.
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and the extended detention has “taken a substantial toll on their mental,
emotional, and physical health[,]” all exacerbated by the COVID-19
pandemic.
Petitioners filed a habeas petition pursuant to 28 U.S.C. § 2241
against Omar Juarez, the warden of the La Salle County detention center.
After the district court denied a temporary restraining order, Petitioners filed
an amended petition, substituting Respondent-Appellee Juan Saucedo, the
assistant warden of the detention center, for Juarez. Petitioners claimed that
the above-mentioned process of detaining witnesses reflects a “policy or
practice” of failing to comply with § 3144 and associated procedural
protections outlined in 18 U.S.C. § 3142. 2 They also claimed that this policy
or practice violated the Due Process Clause of the Fifth Amendment.
Petitioners sought their release and an injunction against Saucedo from
“detaining individuals [under § 3144] without a valid detention order[.]”
They additionally requested declarations under the Declaratory Judgment
Act, 28 U.S.C. §§ 2201–02, that (1) Saucedo had detained Petitioners in
violation of § 3144 and the Constitution and (2) detentions under § 3144
must follow individualized findings. Finally, Petitioners sought to represent
themselves and a class of around 156 individuals who “have experienced
similar or identical treatment[.]”
Petitioners filed for class certification, which the district court denied
without prejudice because “[t]he parties agreed that the [district] [c]ourt
would first consider any motion to dismiss before considering the issue of
class certification.” Petitioners then sought reconsideration of that ruling.
The district court held a hearing on the motion during which it clarified that
2
As relevant here, these provisions are encompassed within the Bail Reform Act,
18 U.S.C. §§ 3141–50.
3
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it “expect[ed] that the government would not use the timing as a bar to the
motion for class certification in the future if [the parties] reach that stage
based upon the ruling [the district court] made to remove” Petitioners’ class-
certification “motion from the docket.”
Meanwhile, the Government moved to dismiss the case, which the
district court construed as a motion to dismiss under Federal Rules of Civil
Procedure 12(b)(1) and 12(b)(6) for lack of subject-matter jurisdiction and for
failure to state a claim upon which relief can be granted, respectively. By the
date the Government filed its motion, all named petitioners except Manzo-
Hernandez had been released. The district court then dismissed Petitioners’
claims, declining to exercise jurisdiction over them as a matter of discretion.
It then denied the motion for reconsideration as moot and issued a final
judgment.
Petitioners timely appealed the district court’s order dismissing their
case but not its denial of class certification or motion for reconsideration. By
the time they filed their notice of appeal, Manzo-Hernandez had been
released.
II. STANDARD OF REVIEW
We review the dismissal of a declaratory judgment action for abuse of
discretion. Sherwin-Williams Co. v. Holmes Cnty., 343 F.3d 383, 389 (5th Cir.
2003). The parties agree that the same standard governs Petitioners’ habeas
claim. However, none of the parties cite any caselaw in support of that
proposition. The relevant habeas provision states, “Writs of habeas corpus
may be granted by the Supreme Court, any justice thereof, the district courts
and any circuit judge within their respective jurisdictions.” § 2241(a)
(emphasis added). Although sounding in discretion, this court has not
determined the standard of review that applies to a district court’s decision
to forego exercising its habeas authority. Typically, “[i]n an appeal from the
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denial of habeas relief, this court reviews a district court’s findings of fact for
clear error and issues of law de novo.” Jeffers v. Chandler, 253 F.3d 827, 830
(5th Cir. 2001) (per curiam). But we need not resolve this issue today since
we hold that this case is moot.
III. DISCUSSION
The Government asserts this action is now moot for several reasons.
First, the Government argues that Petitioners’ individual claims are moot
because the named petitioners have been released. It additionally contends
that their class claims are moot because “[t]he Laredo Division appears to
have adopted new procedures in which it is holding detention hearings
pursuant to the Bail Reform Act” and because Petitioners did not appeal the
district court’s order denying class certification. Finally, the Government
adds that no mootness exception applies to either their individual or class
claims. We agree that Petitioners’ individual and class claims are moot and
that no exception applies.
Article III of the Constitution authorizes federal courts to decide only
“Cases” or “Controversies.” U.S. CONST., Art. III, § 2. 3 The “actual
controversy must be extant at all stages of review, not merely at the time the
complaint is filed.” Alvarez v. Smith, 558 U.S. 87, 92 (2009) (quotation
omitted). “A case becomes moot—and therefore no longer a ‘Case’ or
‘Controversy’ for purposes of Article III—‘when the issues presented are no
longer “live” or the parties lack a legally cognizable interest in the
3
To satisfy the “Case” or “Controversy” requirement, the party invoking “the
power of a federal court [must] demonstrate standing.” Already, LLC v. Nike, Inc., 568
U.S. 85, 90 (2013). To prove standing, a plaintiff must show that she “h[as] (1) suffered an
injury in fact, (2) that is fairly traceable to the challenged conduct of the defendant, and (3)
that is likely to be redressed by a favorable judicial decision.” Spokeo, Inc. v. Robins, 578
U.S. 330, 338 (2016).
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outcome.’” Already, LLC v. Nike, Inc., 568 U.S. 85, 91 (2013) (quoting
Murphy v. Hunt, 455 U.S. 478, 481 (1982)). A moot claim “presents no
Article III case or controversy, and a court has no constitutional jurisdiction
to resolve the issues it presents.” Nat’l Rifle Ass’n of Am., Inc. v. McCraw,
719 F.3d 338, 344 (5th Cir. 2013) (citation omitted). Since mootness is a
jurisdictional issue, we must address it before reaching the merits of
Petitioners’ case. See Steel Co. v. Citizens for a Better Env’t, 523 U.S. 83, 94–
95 (1995).
A. Individual Claims
Petitioners do not argue that their individual claims remain live but
continue to seek injunctive relief for themselves, as well as on behalf of a
putative class of detained witnesses. 4 Although a habeas claim may not be
moot when the petitioner faces collateral consequences from his or her
detention, see Fassler v. United States, 858 F.2d 1016, 1018 n.3 (5th Cir. 1988)
(per curiam), Petitioners do not point to any such consequences that they
have suffered. Moreover, although a plaintiff seeking damages may avoid
mootness even if injunctive relief is no longer available to him or her, Opulent
Life Church v. City of Holly Springs, 697 F.3d 279, 286 (5th Cir. 2012), the
plaintiff “must demonstrate either continuing harm or a real and immediate
threat of repeated injury in the future,” when merely pursuing declaratory
relief, Bauer v. Texas, 341 F.3d 352, 358 (5th Cir. 2003). Petitioners have not
demonstrated they face such circumstances. Finally, although there is an
exception to the mootness doctrine for claims that are “capable of repetition,
4
In fact, Petitioners simply state in a footnote within their opening brief that
“[t]hough [the named petitioners] have now been released, they may press their claims for
injunctive relief and continue to pursue claims on behalf of a putative class of detained
witnesses.” Besides citing several Supreme Court cases in support, Petitioners do not
explain why their individual and class claims are not moot.
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yet evading review[,]” that exception is inapplicable here because Petitioners
have not “demonstrated a reasonable likelihood that [they] will once again
be” detained. Spencer v. Kemna, 523 U.S. 1, 17–18 (1998). Hence, their
individual claims are moot.
B. Class Claims
“As a general rule, ‘a purported class action becomes moot when the
personal claims of all named plaintiffs’ have been satisfied prior to
certification of a class, since, under such circumstances, there is no longer an
Article III ‘case or controversy’ for the court to resolve.” Ward v. Hellerstedt,
753 F. App’x 236, 241 (5th Cir. 2018) (quoting Murray v. Fid. Nat’l Fin., Inc.,
594 F.3d 419, 421 (5th Cir. 2010)). 5 Since, as discussed above, Petitioners’
individual claims are moot, their class claims are too unless those claims “fall
within an exception to the general rule[.]” Id. Petitioners cite to several
Supreme Court cases that involve different such exceptions.
One case is Sosna v. Iowa, 419 U.S. 393, 402 (1975). In Sosna, “[t]he
Court declined to find mootness where the named class action plaintiff’s
5
As this court has previously observed:
[I]t is well established that the ‘voluntary cessation of allegedly illegal
conduct does not deprive the tribunal of power to hear and determine the
case, i.e., does not make the case moot. But jurisdiction, properly acquired,
may abate if [the] case becomes moot because (1) it can be said with
assurance that there is no reasonable expectation that the alleged violation
will recur, and (2) interim relief or events have completely and irrevocably
eradicated the effects of the alleged violation.’
Pederson v. La. State Univ., 213 F.3d 858, 874 (5th Cir. 2000) (quoting Cnty. of L.A. v. Davis,
440 U.S. 625, 631 (1979)). As noted, the named petitioners have received the relief that
they sought: release from detention. This is not a situation where the petitioners remain
detained, but the respondent has otherwise voluntarily adjusted the complained-of conduct
causing the injury. Given this, we need not consider the Government’s additional argument
that a change in policy mooted the class claims.
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claim becomes moot after the class was certified.” Fontenot v. McCraw, 777
F.3d 741, 748 (5th Cir. 2015) (citing 419 U.S. at 402–03). “The fact that a
putative class acquires an independent legal status once it is certified
was . . . essential to [the Court’s] decision[] in Sosna.” United States v.
Sanchez-Gomez, 138 S. Ct. 1532, 1539 (2018) (citations and internal quotation
marks omitted).
Petitioners also cite United States Parole Commission v. Geraghty, 445
U.S. 388, 399 (1980). “The Court there held that a putative class
representative can maintain an action when the suit ‘would have acquired the
independent legal status described in Sosna but for the district court’s
erroneous denial of class certification.’” Fontenot, 777 F.3d at 749 (quoting
Genesis Healthcare Corp. v. Symczyk, 569 U.S. 66, 74–75 (2013)).
As noted, the district court denied Petitioners’ class-certification
motion without prejudice so it could first rule on the Government’s motion
to dismiss, and Petitioners did not appeal that order. Consequently,
Petitioners “cannot avail themselves of Sosna or Geraghty” because “Sosna
requires that the named plaintiff had a personal stake in the action at the time
the class was properly certified” and “Geraghty extends this exception to cases
where the named plaintiffs contend that class certification was wrongly
denied” and timely appealed that ruling. Id. (internal citation and quotation
marks omitted).
Finally, Petitioners contend this case remains live because their claims
fall under the “inherently transitory” exception to mootness. Petitioners cite
Gerstein v. Pugh, 420 U.S. 103, 110 n.11 (1975), for support. Gerstein observed
that the named representatives of a putative class of pretrial detainees
ordinarily must show that they “were still in custody awaiting trial when the
District Court certified the class.” Id. But the Court also recognized that
Sosna provides an exception where “[t]he length of pretrial custody cannot
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be ascertained at the outset, and it may be ended at any time by release on
recognizance, dismissal of the charges, or a guilty plea, as well as by acquittal
or conviction after trial.” Id. (citing Sosna, 419 U.S. at 402 n.11). In such
circumstances, “[i]t is by no means certain that any given individual, named
as plaintiff, would be in pretrial custody long enough for a district judge to
certify the class.” Id. Gerstein is distinguishable, however, because there the
district court in fact certified the case as a class action. See id. at 107, 110 n.11.
Here, the district court denied Petitioners’ class-certification motion, albeit
without prejudice—a decision that Petitioners, again, did not appeal.
For that reason, Alvarez, 558 U.S. 87, controls. There, the Supreme
Court held that a party’s claims cannot avoid mootness when the party fails
to appeal the denial of class certification, even when that denial was not on
the merits:
The plaintiffs point out that they sought certification of a class.
And a class might well contain members who continue to
dispute ownership of seized property. But that fact is beside the
point. The District Court denied the plaintiffs’ class
certification motion. The plaintiffs did not appeal that denial.
Hence the only disputes relevant here are those between these
six plaintiffs and the State’s Attorney; those disputes
concerned cars and cash; and those disputes are now over.
Id. at 92–93. Petitioners do not cite any authority that undermines Alvarez.
Instead, Petitioners argue Alvarez is inapposite because the district court
here never issued a substantive ruling on their class-certification motion. The
upshot, according to Petitioners, is that their “motion for class certification
remains pending before the district court.” Petitioners add that, when
deciding not to appeal the district court’s order denying the motion without
prejudice, they “relied on the district court’s characterization and
assurances” that the named petitioners “retained an interest in asserting the
same class claims notwithstanding release or putative changes in policy.”
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Notwithstanding Petitioners’ contrary framing, the record shows that
the district court denied Petitioners’ class-certification motion with the
understanding that Petitioners could renew the motion only if their individual
claims survived dismissal. Petitioners moved for reconsideration, but the
district denied that motion, dismissed Petitioners’ claims, and issued a final
judgment. Thus, no motions are pending below. And because Petitioners did
not appeal either order related to their class-certification motion, “the only
disputes relevant here are those between” the named Petitioners and the
Government, “and those disputes are now over.” Id. at 92–93; see also 28
U.S.C. § 1292(e); FED. R. CIV. P. 23(f). We thus conclude this appeal is moot.
IV. CONCLUSION
For the foregoing reasons, we DISMISS this appeal as moot.
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