IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
December 12, 2007
No. 06-30613 Charles R. Fulbruge III
Clerk
SUSAN DOWNEY
Plaintiff-Appellee-Cross-Appellant
v.
RODNEY J STRAIN, JR, Sheriff of Saint Tammany Parish Louisiana
Defendant-Appellant-Cross-Appellee
Appeals from the United States District Court
for the Eastern District of Louisiana
Before DAVIS, BARKSDALE, and PRADO, Circuit Judges.
PRADO, Circuit Judge:
Defendant-Appellant-Cross-Appellee Sheriff Rodney Strain (“Strain”)
appeals from a jury verdict in favor of Plaintiff-Appellee-Cross-Appellant Susan
Downey (“Downey”) on Downey’s claim that Strain violated her rights under the
Family and Medical Leave Act (“FMLA”), 29 U.S.C. §§ 2601-2654, by failing to
provide her with individualized notice that a period of leave would be counted
against her FMLA allowance and then transferring her to a different job upon
her return. Downey cross-appeals, alleging that the district court abused its
No. 06-30613
discretion by awarding her only two years of front pay. For the following
reasons, we AFFIRM the judgment of the district court.
I. FACTUAL AND PROCEDURAL BACKGROUND
In 1988, Downey was hired to work in the corrections division of the St.
Tammany Parish Sheriff’s Office. Subsequently, upon her request, she was
transferred to a position in the crime lab. In August 2000, Downey sustained a
work-related injury to her knee, and in May 2001, Downey sustained injuries to
her neck and shoulder in a motor vehicle accident. From November 7, 2002,
through March 16, 2003, Downey was on paid leave related to surgeries on her
knee and shoulder; on December 29, 2002, Strain notified Downey that he was
designating this as FMLA leave, effective December 29. Strain charged Downey
with 424 hours of FMLA leave for the period from December 29, 2002, through
March 17, 2003 (the “December 2002 leave”). This left Downey with fifty-two
hours1 of FMLA leave remaining through December 28, 2003, the last day of the
365-day FMLA leave period.
On June 18, 2003, Downey injured her left knee in a work-related incident,
but she continued to perform her duties through July 29, 2003. During this
period, she used eight hours of her FMLA leave, which left her with forty-four
hours. To have surgery related to the June 18 injury, Downey took a second
period of leave beginning July 30, 2003, and lasting through October 3, 2003 (the
“July 2003 leave”). Strain charged Downey with FMLA leave for this period,
though he did not specifically notify her that he would do so. As of August 7,
2003, Downey had exhausted her 480 hours of FMLA leave. However, as a
result of the other leave Strain provided, Downey was on paid leave through
October 3, 2003. When Downey returned to work, she was reassigned to the
1
It is not clear why Downey’s balance was fifty-two hours (subtracting the charged 424
hours from the FMLA allowance of 480 hours would appear to leave a balance of fifty-six
hours), but the parties stipulated to that figure and it is not relevant to this appeal.
2
No. 06-30613
corrections division. In her new position, she did not have some of the fringe
benefits she had in her previous position, such as overtime pay and the use of a
car.
Downey sued Strain in his official capacity, alleging violations of the
FMLA and several other statutes.2 The district court entered an order granting
summary judgment in favor of Strain on most of Downey’s claims, but it denied
summary judgment on her claim that Strain interfered with her rights under the
FMLA, in violation of 29 U.S.C. § 2615(a)(1), by failing to provide her with
individualized written notice that the July 2003 leave would be designated as
FMLA leave, as required by FMLA regulations. See 29 C.F.R. § 825.208(a)-
(b)(1). Downey contended that, had she been notified that her July 2003 leave
would be counted as FMLA leave, she would have postponed her knee surgery
to a time when it would not have caused her to exceed her FMLA allowance. The
district court entered an amended order noting that it was undisputed that
Downey did not receive individualized written notice that the July 2003 leave
would be treated as FMLA leave and leaving for the jury the question of whether
Downey was actually prejudiced by the lack of notice. The district court
instructed the jury that to prove prejudice, Downey had to show that (1) she
could have delayed the knee surgery from July 31, 2003, until December 22,
2003; (2) during this period, she would have been able to perform her full duties
in the crime lab; and (3) either it would not have been necessary for her to take
any FMLA leave during this period, or if it was, the leave would not have
exceeded five and a half work days and for each such day taken she would have
been able to delay her absence for surgery by an additional day.
2
Downey also brought claims under Title VII, 42 U.S.C. § 2000e; the Americans with
Disabilities Act, 42 U.S.C. § 12101 et seq.; and Louisiana statutes prohibiting gender and
disability discrimination. Those claims are not relevant to this appeal.
3
No. 06-30613
The jury returned a verdict in favor of Downey and awarded her $16,400
in compensatory back pay. The district court then awarded Downey two years
of front pay in the amount of $13,128 as well as reasonable attorney fees and
costs. Although Strain made a Rule 50(a) motion for judgment as a matter of
law at the close of evidence, he did not make a Rule 50(b) motion or a Rule 59
motion for a new trial after the jury’s verdict.
On appeal, Strain asserts that (1) because the regulations requiring
employers to provide individualized notice that leave will be counted as FMLA
leave are invalid, the district court erred in concluding that Downey did not
receive sufficient notice regarding her July 2003 leave; and (2) the jury ignored
significant evidence when it reached its conclusion that Downey was prejudiced
by the lack of notice. Downey cross-appealed, arguing that the district court
abused its discretion by awarding Downey only two years of front pay. We have
jurisdiction over this appeal of a final judgment of the United States District
Court under 28 U.S.C. § 1291.
II. DISCUSSION
A. Validity of the regulations requiring individualized notice
The FMLA guarantees eligible employees a total of twelve weeks of leave
in a one-year period when the leave is related to certain circumstances, such as
the birth of a child or the presence of a serious health condition. 29 U.S.C.
§ 2612(a)(1). Upon the employee’s timely return, the employer must reinstate
the employee in his or her previous position or an equivalent position. Id.
§ 2614(a)(1). The FMLA makes it unlawful for an employer to “interfere with,
restrain, or deny the exercise of” an employee’s FMLA rights. Id. § 2615(a)(1).
Employers who violate this provision are subject to consequential damages and
appropriate equitable relief. Id. § 2617(a)(1).
The FMLA contains a general notice provision requiring that employers
“keep posted, in conspicuous places . . . a notice . . . setting forth excerpts from,
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No. 06-30613
or summaries of, the pertinent provisions of this subchapter and information
pertaining to the filing of a charge.” Id. § 2619. The FMLA itself does not
contain any more specific requirements governing notice to employees.
However, it contains a provision directing the Secretary of Labor (the
“Secretary”) to “prescribe such regulations as are necessary to carry out” the
FMLA. Id. § 2654. Pursuant to this directive, the Secretary issued regulations
requiring employers to provide employees with individualized notice when the
employers designate leave as FMLA leave. 29 C.F.R. § 825.208(a) provides, “In
all circumstances, it is the employer’s responsibility to designate leave, paid or
unpaid, as FMLA-qualifying, and to give notice of the designation to the
employee as provided in this section.” 29 C.F.R. § 825.208(b)(1) provides, “Once
the employer has acquired knowledge that the leave is being taken for an FMLA
required reason, the employer must promptly (within two business days absent
extenuating circumstances) notify the employee that the paid leave is designated
and will be counted as FMLA leave.” The notification must be “provided to the
employee no less often than the first time in each six-month period that an
employee gives notice of the need for FMLA leave.” Id. § 825.301(c).
Downey maintains that Strain interfered with her rights under the FMLA
when Strain failed to provide her with individualized notice, as required by these
regulations, that the July 2003 leave would be counted against her FMLA leave
allowance. Strain does not claim that he provided Downey with specific notice
regarding her July 2003 leave that complied with the regulations. Rather,
Strain argues that the regulations requiring individualized notice are invalid
and that therefore he was not required to provide Downey with individualized
notice regarding the July 2003 leave. He asserts that the notice he provided
Downey regarding the December 2002 leave was sufficient to inform her of her
rights under the FMLA.
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No. 06-30613
Whether the notice regulations are valid is a legal question that this court
reviews de novo. See Herbel v. Comm’r of Internal Revenue, 129 F.3d 788, 790
(5th Cir. 1997). In determining whether an FMLA regulation is valid, this court
gives considerable weight to the judgment of the Secretary of Labor (the
“Secretary”) and may not substitute its own preference for a reasonable
alternative devised by the Secretary. See Ragsdale v. Wolverine World Wide,
Inc., 535 U.S. 81, 86 (2002); Bellum v. PCE Constructors, Inc., 407 F.3d 734, 740
(5th Cir. 2005). A regulation will be given controlling weight unless it is
“arbitrary, capricious, or manifestly contrary to the statute.” Chevron U.S.A.,
Inc. v. Natural Res. Def. Council, Inc., 467 U.S. 837, 844 (1984).
Neither the Supreme Court nor this court has specifically addressed the
validity of the FMLA’s individualized notice regulations. However, the Supreme
Court’s decision in Ragsdale is instructive. In Ragsdale, an employee was
granted and took thirty consecutive weeks of leave for treatment of Hodgkin’s
disease, during which time she was unable to work. 535 U.S. at 84-85, 90. Her
employer did not notify her that this leave would count against her twelve-week
FMLA entitlement. Id. at 85. Her condition persisted beyond the initial thirty
weeks, and when she did not return to work, her employer terminated her. Id.
She sued her employer, alleging that she was entitled to an additional twelve
weeks of leave based on a penalty regulation providing that if an employee takes
medical leave “‘and the employer does not designate the leave as FMLA leave,
the leave taken does not count against an employee’s FMLA entitlement.’” Id.
at 85 (quoting 29 C.F.R. § 825.700(a)). Her employer challenged the validity of
the penalty regulation. Id. at 85-86.
The Supreme Court struck down the penalty regulation, holding that
“[t]he challenged regulation is invalid because it alters the FMLA’s cause of
action in a fundamental way: It relieves employees of the burden of proving any
6
No. 06-30613
real impairment of their rights and resulting prejudice.” Id. at 90. The Court
noted,
To prevail under the cause of action set out in § 2617, an employee
must prove, as a threshold matter, that the employer violated
§ 2615 by interfering with, restraining, or denying his or her
exercise of FMLA rights. Even then, § 2617 provides no relief
unless the employee has been prejudiced by the violation.
Id. at 89. In finding that a showing of prejudice was required for a cause of
action under the FMLA, the Court relied on the language of the liability
provisions in 29 U.S.C. § 2617. Id. The Court stated, “The employer is liable
only for compensation and benefits lost ‘by reason of the violation,’ for other
monetary losses sustained ‘as a direct result of the violation,’ and for
‘appropriate’ equitable relief, including employment, reinstatement, and
promotion.” Id. (quoting 29 U.S.C. § 2617(a)(1)). The Court noted that the
penalty regulation at issue was “unconnected to any prejudice the employee
might have suffered from the employer’s lapse.” Id. at 88. It found that in the
case before it, applying the penalty regulation would allow the employee to sue
her employer under the FMLA even though she had not demonstrated that she
would have taken less leave had she received the required notice. Id. at 90-91.
The Ragsdale Court did “not decide whether the notice and designation
requirements are themselves valid or whether other means of enforcing them
might be consistent with the statute.” Id. at 96. However, the Court stated,
By its nature, the remedy created by Congress requires the
retrospective, case-by-case examination the Secretary now seeks to
eliminate. The purpose of the cause of action is to permit a court to
inquire into matters such as whether the employee would have
exercised his or her FMLA rights in the absence of the employer’s
actions. To determine whether damages and equitable relief are
appropriate under the FMLA, the judge or jury must ask what steps
the employee would have taken had circumstances been different.
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No. 06-30613
Id. at 91. Moreover, when addressing the plaintiff’s contention that an
employer’s failure to give notice might sometimes burden an employee’s exercise
of his FMLA rights, the Court found that, although “[t]his position may be
reasonable, [] the more extreme one embodied in § 825.700(a) is not.” Id. at 90.
This court’s decision in Lubke v. City of Arlington provides some additional
guidance. 455 F.3d 489 (5th Cir. 2006). In that case, Lubke’s employer fired him
for missing two days of work without providing adequate medical certification
to justify his absence,3 and Lubke sued his employer under the FMLA. Id. at
493-94. Lubke contended that his employer could not rely on Lubke’s failure to
provide medical certification because the employer had not complied with
regulations specifying how employers must give notice to employees that the
employers require medical certification. Id. at 496-97; see 29 C.F.R.
§§ 825.301(b)(1), 305(b)-(d). The district court agreed with Lubke and applied
a sanction regulation stating that “[i]f an employer fails to provide notice in
accordance with the provisions of this section, the employer may not take action
against an employee for failure to comply with any provision required to be set
forth in the notice.” Lubke, 455 F.3d at 497; 29 C.F.R. § 825.301(f). On appeal,
this court assumed, without deciding, that the district court should not have
applied 29 C.F.R. § 825.301(f) as a sanction for the employer’s technical
noncompliance with the regulations governing requests for certification. Lubke,
455 F.3d at 497. However, applying the reasoning of Ragsdale, we found that
the error was harmless:
Ragsdale’s reasoning counsels that the district court could not
implement § 825.301(f) if the consequence of doing so was to afford
Lubke an FMLA remedy to which he was not otherwise entitled.
3
Under the FMLA, “[a]n employer may require that a request for leave . . . be
supported by a certification issued by the health care provider of the eligible employee
or . . . spouse . . . [and] [t]he employee shall provide, in a timely manner, a copy of such
certification to the employer.” 29 U.S.C. § 2613(a).
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No. 06-30613
Absent such entitlement, Lubke could not demonstrate prejudice
from the City’s defective notice. The jury found, however . . . that
Lubke’s leave qualified under FMLA. Further, the City conceded
that had Lubke submitted the doctors’ letters earlier in its
investigatory process, it would have approved his FMLA leave.
Thus, Lubke clearly proved prejudice because, absent a finding . . .
that his medical certification was untimely as a matter of law, he
could have submitted the doctors’ reports and not been fired.
Id. at 497-98. As a result, we affirmed the judgment in favor of Lubke. Id. at
500.
The Third Circuit’s decision in Conoshenti v. Public Service Electric & Gas
Co., 364 F.3d 135 (3d Cir. 2004), provides further insight. In Conoshenti, an
employee was discharged after being absent from work for more than twelve
weeks. Id. at 140. The plaintiff sued his employer under the FMLA, arguing
that had the employer notified him of his FMLA rights as required by 29 C.F.R.
§ 825.208(a) and § 825.301(a)-(c), he would have structured his leave so that he
would not have exceeded twelve weeks of leave in a given FMLA period. Id. at
142-43. In concluding that the plaintiff stated a viable theory of recovery, the
Third Circuit noted that in light of the regulations imposing a duty to advise the
plaintiff of his FMLA rights, “[i]t follows . . . that [the plaintiff] will show an
interference with his right to leave under the FMLA, within the meaning of 29
U.S.C. § 2615(a)(1), if he is able to establish that this failure to advise rendered
him unable to exercise that right in a meaningful way, thereby causing injury.”
Id. at 143. The court found helpful the language in Ragsdale, which indicated
that the Supreme Court found “‘reasonable’” the suggestion that a failure to
advise of FMLA rights could constitute an interference with “‘an employee’s
exercise of basic FMLA rights in violation of § 2615.’” Id. (quoting Ragsdale, 535
U.S. at 89-90).
The reasoning of Ragsdale, Lubke, and Conoshenti supports the conclusion
that regulations are not arbitrary, capricious, or manifestly contrary to the
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FMLA as long as they are enforced in a manner that is consistent with the
FMLA’s remedial scheme, which requires an employee to prove prejudice as a
result of an employer’s noncompliance. A regulation must not “relieve[]
employees of the burden of proving any real impairment of their rights and
resulting prejudice.” Ragsdale, 535 U.S. at 90. Rather, courts evaluating an
FMLA claim must conduct a “retrospective, case-by-case examination” that
addresses “whether the employee would have exercised his or her FMLA rights
in the absence of the employer’s actions.” Id. at 91.
Applying this reasoning to the case before us, we find that the
individualized notice regulations are valid as enforced here. This case is much
more like Lubke and Conoshenti than it is like Ragsdale. First, in contrast to
Ragsdale, in which the regulation at issue specified a remedy for the employer’s
noncompliance (additional leave beyond the twelve weeks prescribed by the
FMLA) regardless of whether the noncompliance prejudiced the employee, the
regulations at issue here do not. In this case, the employee whose employer
violated the individualized notice regulations still bears the burden of
demonstrating that her rights have been impaired and that she has been
prejudiced. Although the district court noted that Strain’s noncompliance was
undisputed, it still required Downey to prove that the noncompliance interfered
with her rights under the FMLA and thereby caused her prejudice before
providing her with a remedy. The district court properly enforced the
regulations by conducting the “case-by-case examination” described by the
Supreme Court in Ragsdale. Second, like the plaintiffs in Lubke and Conoshenti
and unlike the employee in Ragsdale, Downey proved that she was actually
prejudiced by her employer’s noncompliance with the regulations: had she
received individualized notice, she would have been able to postpone her surgery
to another FMLA period. This would have allowed her to exercise fully her right
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No. 06-30613
to take twelve weeks of protected leave each year under the FMLA, and her
position in the crime lab would not have been jeopardized.
Strain urges us to follow the Eleventh Circuit’s decision in McGregor v.
Autozone, Inc., 180 F.3d 1305 (11th Cir. 1999). In McGregor, an employee
claimed that because her employer had not notified her that her thirteen weeks
of employer-provided leave would run concurrently with her twelve weeks of
FMLA leave, she was entitled to be restored to her position after a fifteen-week
absence. Id. at 1307. She relied in part on 29 C.F.R. § 825.208(c), which
provides that when an employer fails to notify the employee that leave will be
designated as FMLA leave, “none of the absence preceding the notice to the
employee of the designation may be counted against the employee’s 12-week
FMLA leave entitlement.” 180 F.3d at 1307; 29 C.F.R. § 825.208(c). The court
held that the regulation was “invalid and unenforceable,” noting that the FMLA
statute “does not suggest that the 12 week entitlement may be extended” and
that “[w]here Congress wanted explicit notice provisions with significant
consequences, it provided for them.” 180 F.3d at 1308. It noted that the
regulations “add requirements and grant entitlements beyond those of the
statute” and “are inconsistent with the stated purpose of the statute,” which is
to “‘balance the demands of the workplace with the needs of families . . . in a
manner that accommodates the legitimate interests of employers.’” Id. (quoting
29 U.S.C. § 2601(b)(3)).
We decline to follow McGregor for several reasons. First, McGregor is of
limited usefulness because it preceded the Supreme Court’s decision in
Ragsdale, in which the Court emphasized the importance of conducting a case-
by-case examination of whether a plaintiff has been prejudiced by noncompliance
with a regulation. Second, the challenged regulation in McGregor involved 29
C.F.R. § 825.208(c), which provides for extension of the leave period due to an
employer’s technical noncompliance without reference to any prejudice suffered
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No. 06-30613
by the employee. In light of Ragsdale, that provision would likely be invalid;
however, that provision is not at issue in this case. Finally, in McGregor, there
was no indication that the employer’s failure to give notice actually caused the
employee any prejudice regarding her ability to exercise her rights under the
FMLA.4
Strain also contends that language in this court’s decision in Hunt v.
Rapides Healthcare System, LLC, 277 F.3d 757 (5th Cir. 2001), supports his
position. In Hunt, an employee filed suit against her employer, claiming that
her employer violated the FMLA and notice regulations by failing to designate
her leave as FMLA leave until several weeks after it began and for failing to
restore her to her prior position upon her return. Id. at 762. She relied on 29
C.F.R. § 825.208(c), which prohibits an employer from retroactively designating
leave as FMLA leave. Id. at 767. We did not address the validity of the
regulation, but we stated, “If an employee has received her entitlements under
the FMLA, she does not have an FMLA claim regardless of the quality of notice
4
The other cases Strain cites in support of his position are inapposite because they
involved plaintiffs who did not necessarily show that they were prejudiced by their employers’
failure to notify them of their FMLA rights. Moreover, none of these cases are binding on this
court. See Katekovich v. Team Rent A Car of Pittsburgh, Inc., 36 F. App’x 688, 691 (3d Cir.
2002) (holding that an employee who did not present evidence that she could have returned
to work prior to the expiration of her FMLA leave allowance was not entitled to additional
leave merely because her employer had not properly provided her with notice that the leave
was designated as FMLA leave); Perkins v. Dollar Tree Stores, Inc., No. Civ.A. 2:04CV75-P-A,
2005 WL 1229695, at *5 (N.D. Miss. May 24, 2005) (concluding, in a case where the plaintiff
“received every benefit to which she was entitled under the FMLA,” that Ragsdale implicitly
invalidated 29 C.F.R. § 825.208(a)); Farina v. Compuware Corp., 256 F. Supp. 2d 1033, 1056-
57 (D. Ariz. 2003) (noting that under Ragsdale, a plaintiff “must show that she detrimentally
relied on and was prejudiced by Defendant’s improper notice” and that “[p]laintiff provides no
evidence that she was prejudiced”); Felder v. Winn-Dixie La., Inc., No. Civ.A.03-1438, 2003 WL
22966364, at *5 (E.D. La. Dec. 16, 2003) (holding, in a case where it was not clear whether the
plaintiff suffered prejudice from the lack of notice, that a plaintiff could not obtain
reinstatement based on lack of notice); Smith v. Blue Dot Servs. Co., 283 F. Supp. 2d 1200,
1205 (D. Kan. 2003) (holding that a plaintiff who was unable to return to work before his
FMLA leave expired did not allege any denial of an FMLA right but noting that Ragsdale left
open the possibility that employees could recover for notice violations on a case-by-case basis
if there was actual harm resulting from the violations).
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No. 06-30613
that she received.” Id. at 767-68. This dictum does not help Strain. First, it
predates Ragsdale and Lubke, the cases that provide our current framework for
determining whether an employer’s noncompliance with a regulation gives rise
to a cause of action under the FMLA. Second, here, Downey did not receive all
of her entitlements under the FMLA; the jury found that had she received proper
notice, she would have restructured her leave in a way that allowed her to
receive those entitlements.
In sum, we hold that because Downey showed that Strain’s noncompliance
with the individualized notice regulations impaired her ability to exercise her
rights under the FMLA and thereby caused her prejudice, enforcement of the
notice regulations here is consistent with the FMLA’s remedial scheme. Thus,
the notice regulations are not arbitrary, capricious, or manifestly contrary to the
FMLA and are valid as enforced in this case.
B. Sufficiency of the evidence supporting the jury’s finding of prejudice
Strain maintains that the jury erred when it found that Downey was
prejudiced by Strain’s failure to provide her with notice regarding her second
period of absence. He argues that the jury either ignored or rejected testimony
by Downey’s treating physician showing that Downey would have been unable
to perform her job duties had she postponed her knee surgery until after
December 22, 2003. However, Strain waived his right to appeal on the grounds
of sufficiency of the evidence because he did not file a motion under Federal
Rule of Civil Procedure 50(b) for judgment as a matter of law after the jury’s
verdict. See Unitherm Food Sys., Inc. v. Swift-Ekrich, Inc., 546 U.S. 394, 400-
401 (2006).5
5
Strain’s argument that he is not challenging the overall sufficiency of the evidence,
but is instead asserting that the jury ignored or rejected a specific piece of evidence, is
unsupported by any authority and is without merit.
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No. 06-30613
In Unitherm, the Supreme Court held that when a party files a Rule 50(a)
preverdict motion for judgment as a matter of law but files neither a Rule 50(b)
postverdict motion nor a Rule 59 motion for a new trial, the party is precluded
from seeking appellate review of the sufficiency of the evidence supporting the
verdict. Id. The Court held that the district court’s denial of a Rule 50(a) motion
cannot form the basis of a party’s appeal because such denial is “merely an
exercise of the District Court’s discretion, in accordance with the text of the Rule
and the accepted practice of permitting the jury to make an initial judgment
about the sufficiency of the evidence.” Id. at 406; see also FED. R. CIV. P. 50(a)
(“the court may determine” that there is no legally sufficient evidentiary basis
and “may grant a motion for judgment as a matter of law”) (emphasis added).
Strain asserts that such a motion was unnecessary because he filed a Rule 50(a)
preverdict motion and no additional evidence was introduced by either party
after that motion. Thus, he argues, renewing his motion when the district court
had already denied his previous motion based on the same evidence would have
been a “vain and useless” act. However, Strain cites no authority for this
proposition. Moreover, contrary to Strain’s assertion, Unitherm indicates that
a Rule 50(b) motion is necessary to preserve an argument for appellate review
even when a Rule 50(a) motion was denied after all the evidence was presented:
“Even at the close of all the evidence it may be desirable to refrain
from granting a motion for judgment as a matter of law despite the
fact that it would be possible for the district court to do so. If
judgment as a matter of law is granted and the appellate court holds
that the evidence in fact was sufficient to go to the jury, an entire
new trial must be had. If, on the other hand, the trial court submits
the case to the jury, though it thinks the evidence insufficient, final
determination of the case is expedited greatly. If the jury agrees
with the court’s appraisal of the evidence, and returns a verdict for
the party who moved for judgment as a matter of law, the case is at
an end. If the jury brings in a different verdict, the trial court can
grant a renewed motion for judgment as a matter of law. Then if
the appellate court holds that the trial court was in error in its
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No. 06-30613
appraisal of the evidence, it can reverse and order judgment on the
verdict of the jury, without any need for a new trial. For this reason
the appellate courts repeatedly have said that it usually is desirable
to take a verdict, and then pass on the sufficiency of the evidence on
a post-verdict motion.”
546 U.S. at 405-06 (quoting 9A CHARLES ALAN WRIGHT & ARTHUR R. MILLER,
FEDERAL PRACTICE AND PROCEDURE § 2533, at 319) (2d ed. 1995) (footnote
omitted) (emphasis added).
Unitherm establishes that a party who wishes to appeal on grounds of
insufficient evidence must make a Rule 50(b) motion for judgment as a matter
of law after the jury’s verdict, even when the party has previously made a Rule
50(a) motion. Because Strain failed to make a Rule 50(b) motion, there is no
basis for this court to review his challenge to the sufficiency of the evidence.
C. Award of front pay
Downey argues that the district court erred in awarding her only two
years of front pay. We review the district court’s award of front pay for abuse of
discretion. Giles v. Gen. Elec. Co., 245 F.3d 474, 489 (5th Cir. 2001). The FMLA
provides that “[a]ny employer who violates section 2615 of this title shall be
liable to any eligible employee affected . . . for such equitable relief as may be
appropriate, including employment, reinstatement, and promotion.” 29 U.S.C.
§ 2617(a)(1)(B). Although reinstatement is the preferred equitable remedy, see
Giles, 245 F.3d at 489 n.27, the parties here stipulated that reinstatement was
not feasible. In exercising its discretion to award front pay, the district court
must consider whether an award of front pay is reasonable under the facts of the
case. Id. at 489. “Front pay can only be calculated through intelligent
guesswork, and we recognize its speculative character by according wide latitude
in its determination to the district courts.” Sellers v. Delgado Coll., 781 F.2d
503, 505 (5th Cir. 1986). This court has identified several factors to be
considered in determining the amount of a front pay award: (1) the length of
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No. 06-30613
prior employment, (2) the permanency of the position held, (3) the nature of the
work, (4) the age and physical condition of the employee, (5) possible
consolidation of jobs, and (6) the myriad other non-discriminatory factors which
could validly affect the employer/employee relationship. Reneau v. Wayne
Griffin & Sons, Inc., 945 F.2d 869, 871 (5th Cir. 1991).
Downey initially requested a front pay award of five years, and Strain
suggested an award of two to three years. In setting the award at two years, the
district court gave three reasons: (1) the uncertainty inherent in employment
in a political office (Sheriff Strain is an elected official), (2) the fact that Downey
had previously sought transfer from the crime lab, and (3) the speculative nature
of front pay. Downey argues that the district court’s reliance on each of these
factors was improper. First, she contends that her employment was stable,
noting that she had been employed in the sheriff’s office for eighteen years and
that there was no evidence in the record that she was so highly placed that she
could lawfully have been fired for political reasons. Second, she maintains that
the only reason she requested transfer from the crime lab was that she had
personal issues with her former supervisor and that his retirement prior to the
July 2003 leave eliminated any motivation she had to transfer. She argues that
there was no evidence of any conflict with her new supervisor aside from that
resulting from Downey’s lawsuit. Strain disputes this, claiming that Downey
actually had issues with the new supervisor. Third, Downey contends that the
speculative nature of front pay is not itself a reason for finding a particular
duration of an award of front pay.
We hold that the district court did not abuse its discretion in awarding
Downey two years of front pay. The district court’s examination of the likelihood
that the political nature of the sheriff’s office would impact the permanency of
Downey’s job was a proper part of the “intelligent guesswork” it must conduct.
See Decorte v. Jordan, No. Civ.A. 03-1239, 2005 WL 1431699, at *3 (E.D. La.
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May 26, 2005) (noting that “the nature of employment in a political office such
as the District Attorney’s Office is subject to the vagaries of politics” and
awarding two years of front pay to plaintiffs who had worked in the District
Attorney’s Office). It was also a direct application of the second Reneau factor,
which directs the court to consider the permanency of the position held. The
district court’s consideration of Downey’s previous transfer requests was also
proper. Downey’s testimony suggests that her transfer requests were related to
a conflict with her former supervisor, and it is not clear from the record whether
Downey also had personal issues with her new supervisor or only with her
former supervisor. However, the mere fact that she had twice requested
transfers suggests that she was not completely dedicated to remaining in the
crime lab and was willing to initiate possible job changes. Finally, the district
court did not err in noting that the speculative nature of front pay factored into
its decision to award two years of front pay. See Burns v. Tex. City Ref., Inc., 890
F.2d 747, 753 n.4 (5th Cir. 1989) (“The longer the front pay period, the more
speculative the front pay award.”)
III. CONCLUSION
For the foregoing reasons, we hold that the FMLA regulations requiring
employers to provide individualized notice to employees when the employers
designate a period of leave as FMLA leave are valid as enforced in this case, that
Strain waived his right to appeal the jury’s conclusion that Strain’s failure to
comply with the regulations caused Downey prejudice, and that the district court
did not abuse its discretion in awarding Downey two years of front pay.
Therefore, we AFFIRM the judgment of the district court.
AFFIRMED.
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