United States Court of Appeals
For the First Circuit
No. 10-2184
D.B., a minor, by his next friend and mother Elizabeth B.;
ELIZABETH B.; DAVID B.,
Plaintiffs, Appellants,
v.
KIRSTEN ESPOSITO, both individually and in her role as former
Director of Special Education for the Sutton School District,
f/k/a Kirsten Brunsell; CECILIA DiBELLA, both individually and in
her role as Superintendent of Schools for the Sutton School
District; SUTTON SCHOOL DISTRICT; SUTTON SCHOOL COMMITTEE;
MASSACHUSETTS DEPARTMENT OF EDUCATION,
Defendants, Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. F. Dennis Saylor IV, U.S. District Judge]
Before
Lynch, Chief Judge,
Lipez and Thompson, Circuit Judges.
David R. Bohanan for appellant.
David S. Lawless and Regina Williams Tate, with whom Nancy
Frankel Pelletier, Robinson Donovan, P.C., and Murphy, Hesse,
Toomey & Lehane, LLP were on brief, for appellees Kirsten Esposito,
Cecilia DiBella, Sutton School District, and Sutton School
Committee.
Julie B. Goldman, Assistant Attorney General, with whom Martha
Coakley, Attorney General, was on brief, for appellee Massachusetts
Department of Education.
March 23, 2012
LIPEZ, Circuit Judge. This case requires us to examine
the rights of a disabled child under the Individuals with
Disabilities Education Act ("IDEA"), 20 U.S.C. §§ 1400-1491, and to
assess whether the child and his parents have raised triable
discrimination or retaliation claims under other provisions of
federal law.
D.B. is a disabled child who lives with his parents in
Sutton, Massachusetts. From 1999 until 2005, D.B. was a student in
the Sutton public school system, which each year developed an
individualized education program ("IEP") for him, as required by
the IDEA. In 2005, dissatisfied with the services D.B. was
receiving and, in particular, with D.B.'s 2005 IEP, D.B.'s parents
removed him from the Sutton school system and enrolled him in a
private learning center. In response, the Sutton school system
sought a determination from an independent hearing officer ("IHO")
of the Massachusetts Bureau of Special Education Appeals ("BSEA")
that D.B.'s 2005 IEP complied with the IDEA. D.B. and his parents
sought the opposite determination, as well as reimbursement for the
costs of D.B.'s private education.
After the IHO ruled for the Sutton school system, D.B.
and his parents sought judicial review of the IHO's decision by
filing a lawsuit in Massachusetts state court, which was later
removed to the United States District Court for the District of
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Massachusetts. The district court upheld the IHO's decision in a
summary judgment ruling. This timely appeal followed.
D.B. and his parents argue that the district court erred
by affirming the ruling of the IHO that she could determine the
compliance of D.B.'s 2005 IEP with the IDEA without first
determining D.B.'s potential for learning and self-sufficiency.
They also argue that they raised triable claims under the First
Amendment, the Rehabilitation Act of 1973 ("Rehabilitation Act"),
Titles II and V of the Americans with Disabilities Act ("ADA"), and
42 U.S.C. §§ 1983 and 1985. Appellees are the Sutton School
District; the Sutton School Committee; Cecilia DiBella, the Sutton
Superintendent of Schools; Kirsten Esposito, the former Sutton
Director of Special Education; and the Massachusetts Department of
Education.
Finding no error in the district court's entry of summary
judgment against appellants, we affirm.
I.
A. Factual Background
D.B. was born in September 1996 and now is fifteen years
old. As a result of violent seizures during his infancy, D.B. has
experienced significant developmental delays. He has been
diagnosed with verbal apraxia, which is a motor speech disorder,
and with dysarthria, which is a weakening of the speech-producing
muscles. There is no dispute that D.B. is disabled and that his
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disability affects not only his speech but also his expressive and
receptive communication, reading, focus, and overall cognition.
D.B. began receiving specialized services to address his
disability during his infancy. These services continued after he
entered the Sutton public school system in the fall of 1999, at
which time he received his first annual IEP - a written document
describing his development and laying out goals and services for
him. Although D.B. was then three years old, his cognitive skills
were equivalent to those of a twelve- to eighteen-month-old. He
followed simple one-step directions and could imitate certain
sounds, but he was essentially nonverbal and had difficulty sorting
items. Despite making some developmental progress during the 1999-
2000 school year, he remained nonverbal.
During the summer of 2000, D.B.'s parents enrolled him in
an intensive, supplemental speech and language program. Encouraged
by D.B.'s progress in the supplemental program, his parents pressed
the Sutton school system to incorporate additional services into
D.B.'s curriculum. As a result, during the 2000-2001 school year,
D.B.'s speech therapy sessions became more frequent, he received a
one-on-one aide, and he was introduced to sign language and the
augmentative Picture Exchange Communication System ("PECS"). D.B.
learned to produce ten consonant sounds and some word
approximations, sign and gesture with some effectiveness, and use
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the PECS to convey basic messages. Overall, his communication,
motor skills, and social skills improved measurably.
During the 2001-2002 school year, D.B. was placed in a
preschool classroom with fourteen children, one teacher, and one
paraprofessional, as well as D.B.'s one-on-one aide. Every week,
he received five speech therapy sessions, two occupational therapy
sessions, and one physical therapy session. These sessions proved
useful. An evaluation conducted by a speech pathologist in late
2001 reveals that D.B. could produce sounds approximating twelve
words, sign about twenty-five words, gesture yes or no, and use the
PECS to make choices but not to express feelings or call for
attention. However, progress reports suggest that D.B. had trouble
learning to operate the DynaMyte 3100, an augmentative
communication device.1
D.B. entered kindergarten in the fall of 2002, when he
was nearly six years old. In the mornings, pursuant to his 2002
IEP, he received one-on-one academic tutoring and attended various
therapy sessions. In the afternoons, he rejoined his kindergarten
classmates for lunch, recess, rest, and play. Despite making some
developmental progress, D.B. still lagged far behind his classmates
in important ways. For example, D.B. remained in diapers
throughout his time in the Sutton school system. Carrying rubber
1
A DynaMyte 3100 user inputs his or her message by touching
images on a screen. The device then "speaks" the message with a
digital voice.
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gloves and pull-up diapers, his one-on-one aide always accompanied
him to the bathroom past other children, who could deduce that D.B.
was not toilet trained. D.B. also was unable to begin cultivating
foreign language skills like his classmates.
A multidimensional evaluation conducted in the winter of
2002 revealed that D.B., then age six, displayed the
neuropsychological development and linguistic abilities of a two-
or three-year-old, and the gross motor skills of a three- or four-
year-old. However, the evaluation also revealed that D.B.'s
communication and focus had improved. He was using approximately
eighty signs, could identify six capital letters and three written
words, and appeared comfortable with his classmates. By June 2003,
D.B. could follow two-step directions and could identify basic
shapes, eight written words, and the letters in his name. He spent
nine weeks during the summer of 2003 in supplemental speech therapy
with a licensed therapist, Amy Kulcsar, and returned to
kindergarten in the fall. Kulcsar continued to work with D.B.
outside of school.
In January 2004, D.B.'s parents met with various
representatives from the Sutton school system to discuss D.B.'s
2004 IEP, which was scheduled to be implemented in February 2004.
D.B. could then identify all twenty-six capital letters and twenty-
four lower case letters, albeit inconsistently, and could make most
long vowel sounds and some consonant sounds. However, he often
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required prompting and still had difficulty focusing. Although the
2004 IEP did not recommend additional services, D.B.'s parents
requested that the school system pay for D.B.'s ongoing
supplemental speech therapy with Kulcsar. After an initial denial,
an agreement was reached that provided for the school system's
funding of Kulcsar's services during the upcoming summer, and the
2004 IEP went into effect.
In the summer of 2004, D.B.'s parents enrolled him in a
six-week course at the Lindamood-Bell Learning Center, a private
facility offering intensive language and literacy tutorials to
disabled students. D.B.'s progress, however, was slow. Also in
the summer of 2004, D.B.'s parents received a letter from Kirsten
Esposito, who was then the Director of Special Education for the
Sutton school system. The letter summarized D.B.'s 2004 IEP and
described "how [D.B.'s] daily routines [would] be implemented" when
school resumed in the fall. The letter instructed D.B.'s parents
to "drop [D.B.] off in the main entrance of the [school] and pick
him up in the auditorium with the other families." Previously,
D.B.'s mother, Elizabeth, had accompanied D.B. to his classroom
each morning.
In the fall of 2004, D.B. advanced to first grade. One
morning early in the school year, D.B.'s one-on-one aide met
Elizabeth and D.B. at the school's main entrance and reiterated the
drop-off instructions in Esposito's letter. Not wishing to start
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a fight in front of D.B., Elizabeth returned to her car and
observed other parents accompanying their children into the school.
Shortly thereafter, D.B.'s father, David, responded to Esposito's
letter, stating that he and Elizabeth felt "singled out" by
Esposito's drop-off instructions. Esposito replied that she had
never "indicated that [Elizabeth] was not wanted on the school
premises" and that her drop-off instructions were intended to
facilitate "a smooth transition into [the school] year."
During the 2004-2005 school year, D.B. continued to
receive therapy and one-on-one academic tutoring, but he spent more
time with his classmates than he had in kindergarten. He also
underwent an evaluation conducted by a speech pathologist, Teresa
Dooley-Smith, who opined that D.B. communicated most effectively
with sign language and struggled with the DynaMyte 3100. Dooley-
Smith also noted that D.B. was a good candidate for a multi-
sensory, structured learning program, like the course at the
Lindamood-Bell Learning Center.
After receiving Dooley-Smith's evaluation,
representatives of the Sutton school system met with D.B.'s parents
on three occasions to discuss D.B.'s 2005 IEP, which was scheduled
to be implemented in February 2005. D.B. then knew over one
hundred words and used twenty-seven regularly; spoke phrases of two
to four words; followed simple directions; could enunciate fifteen
consonant sounds; was more focused; and could identify seven
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written words and the numerals 0 through 15. Although the 2005 IEP
kept in place D.B.'s therapy and tutoring, it also, in line with
Dooley-Smith's evaluation, provided for a multi-sensory, structured
learning program - the Sutton school system's language-based
resource program. Like D.B., the other students in this program
were disabled. Most had less significant developmental delays than
D.B.
The 2005 IEP never went into effect. Instead, in
February 2005, David sent Esposito a nine-page letter describing
his concerns with the 2005 IEP and with the Sutton school system.
Among these concerns was the behavior of one of D.B.'s therapists:
[The therapist] implicitly called [Elizabeth]
a liar when [Elizabeth] told her that [D.B.]
was saying particular words in a natural
environment. . . . [The therapist] attempted
to have [D.B.] repeat the words on
demand . . . . Anyone with any knowledge of
severe apraxia would know that a severely
apraxic child would not deliver a word under
pressure and on demand. Indeed, some people
to whom we have related this incident have
stated that this was child abuse.
Esposito placed David's letter in D.B.'s file after redacting the
paragraph relating to the therapist's behavior. She then e-mailed
the Sutton school system's attorney for legal advice, referring to
David's letter as "defamatory and libelous" and explaining that her
redaction was intended to shield the therapist from David's
accusations. Esposito placed a copy of her e-mail alongside
David's letter in D.B.'s file.
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Shortly thereafter, in March 2005, D.B.'s parents removed
D.B. from the Sutton public school system and enrolled him in the
Lindamood-Bell Learning Center.
B. Procedural Background
1. Bureau of Special Education Appeals
In March 2005, as a result of D.B.'s removal from public
school, the Sutton school system invoked its right to an
administrative due process hearing before the BSEA, claiming that
the 2005 IEP was adequate insofar as it would have provided D.B.
with a free appropriate public education ("FAPE") as required by
the IDEA and, relatedly, that it was not required to reimburse
D.B.'s parents for tuition costs at the Lindamood-Bell Learning
Center. D.B.'s parents counterclaimed that they were entitled to
reimbursement because the 2005 IEP was inadequate. They also
claimed that the Sutton school system had discriminated against
D.B. on the basis of his disability and had violated privacy laws
by publicly disclosing D.B.'s confidential information.
A BSEA due process hearing was held over eight days
between June 28, 2006, and October 12, 2006. During the hearing,
the IHO received over three hundred exhibits and heard testimony
from sixteen witnesses, including D.B.'s parents. On March 26,
2007, the IHO issued a lengthy decision in favor of the Sutton
school system. In the decision, the IHO noted that "the IDEA does
not require [school] districts to maximize a student's potential,
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but rather to assure access to a public education and the
opportunity for meaningful educational benefit." The IHO also
observed that some courts have held that the meaningfulness of a
benefit "should be measured in light of the student's individual
potential." However, due to the severity of D.B.'s disabilities,
the IHO found that D.B.'s potential for learning and self-
sufficiency could not be determined. Nevertheless, the IHO found
that there was ample evidence that, while a student in the Sutton
school system, D.B. had made "slow but measurable progress in all
identified areas of need, generally meeting most or all of his IEP
goals," and that the 2005 IEP would have continued the one-on-one
tutorials and therapy sessions from which D.B. had benefitted
previously. Accordingly, the IHO concluded that the 2005 IEP was
adequate.
2. District Court
Appellants sought review of the IHO's decision in the
Massachusetts state court. After the suit was timely removed to
the United States District Court for the District of Massachusetts,
appellants filed a ten-count amended complaint, the final count of
which raised their IDEA claim. The first four counts raised
discrimination and retaliation claims under the Rehabilitation Act
and the ADA. The next four counts raised a retaliation claim under
the First Amendment pursuant to § 1983 and re-raised appellants'
IDEA claim and discrimination claims pursuant to §§ 1983 and 1985.
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The ninth count raised a due process claim under the Fourteenth
Amendment. The Sutton School District, the Sutton School
Committee, Esposito, and DiBella were named in all ten counts. The
Massachusetts Department of Education was named only in the tenth
count.
Appellees filed an unsuccessful motion to dismiss the
amended complaint. Both sides then filed cross-motions for summary
judgment on Count 10, and appellees followed up with a motion for
summary judgment on Counts 1 - 9. The district court bifurcated
the summary judgment proceedings, ruling on Count 10 in September
2009, and Counts 1 - 9 in September 2010.
In considering the IDEA claim raised in Count 10, the
district court addressed the first issue presented here on appeal -
whether it was error for the IHO to conclude that the 2005 IEP
complied with the IDEA without first determining D.B.'s potential
for learning and self-sufficiency. The court noted that, due to
the complexity of D.B.'s disability, his potential could not be
"ascertained with any substantial degree of confidence." Still,
the court found that D.B. had received some meaningful educational
benefit from the Sutton school system. The court also found that
this benefit, "even if less than optimal, was likely to continue
under the [2005] IEP," and held that the continued benefit "would
have been sufficient to satisfy the IDEA." Accordingly, the court
granted appellees' motion for summary judgment on Count 10.
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In considering Counts 1 - 9, the district court relied
heavily on its earlier disposition of Count 10. It interpreted the
discrimination claims in Counts 1 and 3, and the §§ 1983 and 1985
claims in Counts 5, 6, and 8, as disguised IDEA claims nominally
brought under other provisions of federal law. Having already
established that no IDEA violation had occurred, it denied these
claims on that basis. In contrast, the court interpreted the
retaliation claims in Counts 2, 4, and 7 as non-IDEA claims and
scrutinized them carefully, ultimately concluding that they were
insufficiently supported by evidence to justify a trial. The court
also noted that appellants had consented to the dismissal of the
due process claim in Count 9. Accordingly, the court granted
appellees' motion for summary judgment on Counts 1 - 9.
This appeal followed.
II.
We structure our consideration of appellants' claims as
the district court did, beginning with the IDEA claim raised in
Count 10 and then turning to the remaining claims.
A. The IDEA Claim
1. Statutory Framework
"Congress designed the IDEA as part of an effort to help
states provide educational services to disabled children." C.G. ex
rel. A.S. v. Five Town Cmty. Sch. Dist., 513 F.3d 279, 284 (1st
Cir. 2008); see also Schaffer ex rel. Schaffer v. Weast, 546 U.S.
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49, 52 (2005).2 The IDEA aims to prepare children with
disabilities for independent living and a reasonable measure of
self-sufficiency where possible. See 20 U.S.C. § 1400(c)(1),
(d)(1)(A); Bd. of Educ. of Hendrick Hudson Cent. Sch. Dist. v.
Rowley, 458 U.S. 176, 201 n.23 (1982).
To that end, a state receiving federal funding under the
IDEA must offer a FAPE to every disabled child within its
jurisdiction. See 20 U.S.C. § 1412(a)(1)(A). "A FAPE encompasses
special education and support services provided free of charge."
C.G., 513 F.3d at 284 (citing 20 U.S.C. § 1401(9)). "If a school
system is unable to furnish a disabled child with a FAPE through a
public school placement, it may be obliged to subsidize the child
in a private program." Id.
The "primary vehicle" for delivery of a FAPE is an IEP.
Lessard v. Wilton-Lyndeborough Coop. Sch. Dist. (Lessard I), 518
F.3d 18, 23 (1st Cir. 2008); see also D.S. v. Bayonne Bd. of Educ.,
602 F.3d 553, 557 (3d Cir. 2010) ("The IEP is . . . the centerpiece
of the IDEA's system for delivering education to disabled
children." (internal quotation marks omitted)). An IEP must be
"individually designed" to suit a particular child, Rowley, 458
2
Congress first passed the IDEA in 1970 as part of the
Education of the Handicapped Act and amended it substantially in
the Education for All Handicapped Children Act of 1975, see
Schaffer, 546 U.S. at 51-52, finally restyling it as the IDEA in
1990, see Doe v. Boston Public Sch., 358 F.3d 20, 23 n.2 (1st Cir.
2004).
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U.S. at 201, and must include, "at a bare minimum, the child's
present level of educational attainment, the short- and long-term
goals for his or her education, objective criteria with which to
measure progress toward those goals, and the specific services to
be offered," Lessard I, 518 F.3d at 23 (citing 20 U.S.C.
§ 1414(d)(1)(A)); see also Schaffer, 546 U.S. at 53.
However, "the obligation to devise a custom-tailored IEP
does not imply that a disabled child is entitled to the maximum
educational benefit possible." Lessard I, 518 F.3d at 23; see also
Rowley, 458 U.S. at 198; Lt. T.B. ex rel. N.B. v. Warwick Sch.
Comm., 361 F.3d 80, 83 (1st Cir. 2004). The Supreme Court has said
that an IEP must offer only "some educational benefit" to a
disabled child. Rowley, 458 U.S. at 200. Thus, the IDEA sets
"modest goals: it emphasizes an appropriate rather than an ideal,
education; it requires an adequate, rather than an optimal, IEP."
Lenn v. Portland Sch. Comm., 998 F.2d 1083, 1086 (1st Cir. 1993).
At the same time, the IDEA calls for more than a trivial
educational benefit, in line with the intent of Congress to
establish a "federal basic floor of meaningful, beneficial
educational opportunity." Town of Burlington v. Dep't of Educ. of
Mass., 736 F.2d 773, 789 (1st Cir. 1984). Hence, to comply with
the IDEA, an IEP must be reasonably calculated to confer a
meaningful educational benefit. See D.S., 602 F.3d at 557 ("[T]he
IEP must be reasonably calculated to enable the child to receive
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meaningful educational benefits . . . ." (internal quotation marks
omitted); D.F. ex rel. N.F. v. Ramapo Cent. Sch. Dist., 430 F.3d
595, 598 (2d Cir. 2005) ("A valid IEP should provide for the
opportunity for more than trivial advancement . . . such that the
door of public education is opened for a disabled child in a
meaningful way." (internal quotation marks and citation omitted));
Deal v. Hamilton Cnty. Bd. of Educ., 392 F.3d 840, 862 (6th Cir.
2004) ("[T]he IDEA requires an IEP to confer a meaningful
educational benefit . . . ." (internal quotation marks omitted)).
To ensure the continued adequacy of a child's IEP, the
IDEA requires that it be reevaluated annually through a
collaborative process that involves the child's parents and
educators. See 20 U.S.C. § 1414(d); Schaffer, 546 U.S. at 53;
Lessard I, 518 F.3d at 23; Me. Sch. Admin. Dist. No. 35 v. Mr. R.,
321 F.3d 9, 12 (1st Cir. 2003). If this process breaks down and no
consensus emerges, the child's parents may challenge either the
school system's handling of the IEP process or the substantive
adequacy of the IEP itself by demanding an administrative due
process hearing before a designated state educational agency. See
20 U.S.C. § 1415(f)(1)(A); Lenn, 998 F.2d at 1086. A public school
system has essentially the same right if, for example, it seeks to
test the validity of a proposed IEP or it wishes to challenge an
existing IEP as over-accommodating. See Schaffer, 546 U.S. at 53;
Lessard v. Wilton-Lyndeborough Coop. Sch. Dist. (Lessard II), 592
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F.3d 267, 269 (1st Cir. 2010) (per curiam). The burden of
persuasion in the resulting hearing lies with the party challenging
the IEP. See Schaffer, 546 U.S. at 62.3 Having exhausted the
IDEA's administrative due process hearing procedures, "[e]ither
side may then appeal from the hearing officer's final decision to
either a federal or state court of competent jurisdiction."
Lessard I, 518 F.3d at 24; see also 20 U.S.C. § 1415(i)(2)(A);
C.G., 513 F.3d at 285.
2. The 2005 IEP
Appellants complained to the district court that the IHO
erred in concluding that the 2005 IEP complied with the IDEA
without first determining D.B.'s potential for learning and self-
sufficiency. In light of that alleged error, they argue to us that
the district court should not have upheld the IHO's decision. They
do not dispute that, as the party challenging the 2005 IEP, they
3
Until 2005, we joined most other circuits in holding that
"the school district always bears the burden in the due process
hearing of showing that its proposed IEP is adequate." Lt. T.B.,
361 F.3d at 82 n.1. In 2005, though, the Supreme Court decided
Schaffer, which clarified that "[t]he burden of proof in an
administrative hearing challenging an IEP is properly placed upon
the party seeking relief." 546 U.S. at 62. We understand this to
mean that a school system does not incur the burden of proof merely
by preemptively seeking an administrative determination that a
proposed IEP would comply with the IDEA, as in this case. In that
instance, the school system is defending the adequacy of the IEP,
not challenging it. See id. ("[T]he rule applies with equal effect
to school districts: If they seek to challenge an IEP, they will in
turn bear the burden of persuasion before an ALJ." (emphasis
added)). However, if a school system challenges an existing IEP as
over-accommodating, the burden presumably lies with the school
system.
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bore the burden of persuasion in the administrative due process
hearing before the IHO. See Schaffer, 456 U.S. at 62.
The standard applied by the district court to its review
of the IHO's decision differs from the standard we apply to our
review of the district court's decision. See Lt. T.B., 361 F.3d at
83. "[A] district court reviews the administrative record, which
may be supplemented by additional evidence from the parties, and
makes an independent ruling based on the preponderance of the
evidence." Id. (internal quotation marks omitted). However,
"[t]hat independence is tempered by the requirement that the court
give due weight to the hearing officer's findings." Id. (internal
quotation marks omitted). As a result, a district court's review
"falls somewhere between the highly deferential clear-error
standard and the non-deferential de novo standard." Lessard I, 518
F.3d at 24. We have characterized this intermediate level of
review as "one of involved oversight." Lenn, 998 F.2d at 1087
(internal quotation marks omitted).
Our review of the district court's order is more
traditional. We examine the record as a whole and "review the
district court's answers to questions of law de novo and its
findings of fact for clear error." C.G., 513 F.3d at 284; see also
Lessard II, 592 F.3d at 269; Lenn, 998 F.2d at 1087. Whether an
IEP is adequate is a mixed question of law and fact, and our degree
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of deference depends on whether a particular determination is
dominated by law or fact. See C.G., 513 F.3d at 284.
The appeal from the summary judgment entered on the IDEA
claim raised in Count 10 requires us to resolve both a legal issue
and a closely related factual one, as well as a mixed question of
law and fact. We begin our discussion with the legal issue -
whether a determination as to a child's potential for learning and
self-sufficiency must precede a determination that the child's IEP
complies with the IDEA.
a. The Legal Issue
In Polk v. Central Susquehanna Intermediate Unit 16, the
Third Circuit held that the educational benefit of a child's IEP
"must be gauged in relation to the child's potential." 853 F.2d
171, 185 (3d Cir. 1988); see also Shore Reg'l High Sch. Bd. of
Educ. v. P.S. ex rel. P.S., 381 F.3d 194, 198 (3d Cir. 2004) ("The
IEP must be 'reasonably calculated' to enable the child to receive
'meaningful educational benefits' in light of the student's
'intellectual potential.'" (quoting Polk, 853 F.2d at 181)). As
the Sixth Circuit subsequently explained, there is some intuitive
appeal to this view: children of different abilities are capable of
different achievements, and "[o]nly by considering an individual
child's capabilities and potentialities may a court determine
whether an educational benefit provided to that child allows for
meaningful advancement." Deal, 392 F.3d at 864. We have intimated
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as much ourselves, citing Polk for the proposition that "levels of
progress must be judged with respect to the potential of the
particular child," Lessard I, 518 F.3d at 29, and we recognize that
the BSEA has incorporated this view into its proceedings, see,
e.g., In re Fall River Pub. Sch., 11 Mass. Spec. Educ. Rep. 242,
254 (BSEA 05-5383) (2005) (considering child's potential in
assessing IEP). In most cases, an assessment of a child's
potential will be a useful tool for evaluating the adequacy of his
or her IEP.
Developmental disability takes many forms, however. It
is not always feasible to determine a disabled child's potential
for learning and self-sufficiency with any precision, particularly
where the child's disability significantly impairs his or her
capacity for communication. In that situation, even without a
complete understanding of the upper limits of the child's
abilities, there can still be an assessment of the likelihood that
the IEP will confer a meaningful educational benefit by measurably
advancing the child toward the goal of increased learning and
independence. If an IEP is reasonably calculated to confer such a
benefit, it complies with the IDEA.
For example, if a child's potential is unknowable, his or
her IEP still could be reasonably calculated to confer a meaningful
educational benefit if it is closely modeled on a previous IEP
pursuant to which the child made appreciable progress. See
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Thompson R2-J Sch. Dist. v. Jeff P. ex rel. Luke P., 540 F.3d 1143,
1153 (10th Cir. 2008). Of course, previous success does not
guarantee future success. Cf. Rome Sch. Comm. v. Mrs. B., 247 F.3d
29, 32 (1st Cir. 2001) ("[T]he IDEA recognizes that children's
needs change over time, and it thus requires annual evaluation and
development of an IEP for each school year."). Nevertheless, if
the two IEPs are substantially similar in design, that similarity
provides a reasonable basis for assessing the likelihood of future
progress. See Jeff P., 540 F.3d at 1153 ("Such past progress is,
of course, not dispositive of the controlling question whether,
going forward, the [new] IEP was reasonably calculated to confer
some educational benefit, but it does strongly suggest that,
modeled on prior IEPs that had succeeded in generating some
progress, the [new] IEP was reasonably calculated to continue that
trend."). Accordingly, we agree with the district court that a
determination as to a child's potential for learning and self-
sufficiency does not have to precede a determination that the
child's IEP complies with the IDEA.
b. The Factual Issue
The factual issue, then, is whether there was any clear
error in the district court's finding that D.B.'s potential was
unknowable. Echoing the IHO's view that D.B.'s "baseline cognitive
abilities are the subject of debate and have been difficult to
assess because of his communication disorders and difficulty with
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attention," the district court found that "[a]ssessing D.B.'s
capabilities presents a significant, perhaps impossible, challenge"
and that D.B.'s potential for learning and self-sufficiency "simply
cannot be ascertained with any substantial degree of confidence."
The district court took particular care to document the relevant
evidence, focusing on the difficulties associated with testing D.B.
For example, the court cited Dooley-Smith's observation that D.B.'s
"cognitive levels are not accurately known at this time," a
Lindamood-Bell Learning Center staff member's comment that "it was
very difficult . . . to gauge [D.B.'s] potential in terms of his
language skills," and an independent evaluator's warning that "[i]n
light of [D.B.'s] difficulties, the test results . . . may not
accurately represent his cognitive potential." The court also
referred to statements by Marsha Chaskelson and Shelly Velleman -
two witnesses called by D.B.'s parents at the BSEA hearing -
highlighting the indeterminacy of D.B.'s potential.
Taken together, this evidence precludes any judgment by
us that the district court clearly erred in finding that D.B.'s
potential for learning and self-sufficiency was unknowable.
c. The Mixed Question
We turn now to the mixed question of law and fact, which
is whether the 2005 IEP complied with the IDEA because it was
reasonably calculated to confer a meaningful educational benefit.
The IHO's opinion as to the adequacy of the 2005 IEP was based on
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findings that D.B.'s previous IEPs had resulted in meaningful
advancement, and that the 2005 IEP kept in place the therapy and
tutoring services offered by the previous IEPs, while supplementing
those services with the multi-sensory, structured learning program
recommended by Dooley-Smith:
[D.B.'s] progress was meaningful. Despite
enormous challenges, [D.B.] developed from a
child who did not speak at all and only had
access to a few signs to a child who could
communicate many of his wants and needs via
sign, spoken words, and emerging use of
augmentative communication, who was developing
pre-reading skills, whose physical skills had
improved enormously. There is no reason to
believe that [D.B.] would not have made
continued, and likely more rapid progress in
the newly-proposed program.
The district court also looked to D.B.'s progress under his
previous IEPs and "agree[d] with the IHO that this progress, even
if less than optimal, was likely to continue under the new IEP and
would have been sufficient to satisfy the IDEA."
It was not error for the IHO and the district court to
conclude retrospectively that D.B.'s previous IEPs had resulted in
meaningful educational benefits. While in the Sutton school
system, D.B. had developed from a nonverbal and unfocused child
into a "total communicator" who, by the time the 2005 IEP was
scheduled to be implemented, knew over one hundred words, spoke
short phrases, followed simple directions, was more focused, and
could identify seven written words and the numerals 0 through 15.
Even without knowing the upper limit of D.B.'s potential for
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learning and self-sufficiency, we have no trouble concluding that
these achievements were meaningful for him, and advanced him
measurably toward the goal of increased learning and independence.
See R.P. ex rel. C.P. v. Prescott Unified Sch. Dist., 631 F.3d
1117, 1123 (9th Cir. 2011) (upholding district court's conclusion
that IEP delivered meaningful benefit on analogous facts).4 It
also was not error to conclude prospectively that, since D.B.'s
previous IEPs had conferred meaningful educational benefits, the
2005 IEP was reasonably calculated to do the same, having kept in
place, and even supplemented, the services offered by the previous
IEPs. See Jeff P., 540 F.3d at 1153. Accordingly, we affirm the
district court's grant of summary judgment on the IDEA claim raised
in Count 10.
4
Like D.B., the disabled child in R.P. "didn't progress at a
constant, linear rate in all areas. But he did progress." 631
F.3d at 1123. The court found this progress to be meaningful:
When he began school, he could name some
objects and a few pictures, had a short
attention span and ran from adults. By the
end of the 2005–06 school year, he could say
many words and form phrases to express a
complete thought. He had learned to respond
to the word "no" and to listen to adults. He
was able to drink from a cup without
assistance and to put things away. He was
becoming skilled at figuring out puzzles and
his coloring skills had improved. He could
wash his hands independently and assist in
pulling up his pants.
Id.
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B. The Remaining Claims
Appellants' remaining claims are divisible into three
categories. We discuss them accordingly, reviewing the district
court's grant of summary judgment de novo and drawing all
reasonable inferences in appellants' favor. See Cortés-Rivera v.
Dep't of Corr. & Rehab., 626 F.3d 21, 26 (1st Cir. 2010). Counts
1 and 3 raise discrimination claims under the Rehabilitation Act
and Title II of the ADA. Counts 2, 4, and 7 raise retaliation
claims under the Rehabilitation Act, Title V of the ADA, and the
First Amendment. Counts 5, 6, and 8 repeat appellants' IDEA claim
and discrimination claims pursuant to §§ 1983 and 1985.
All of these claims implicate the interplay between the
IDEA and other sources of law. In Diaz-Fonseca v. Puerto Rico, we
held that reconstituted IDEA claims cannot be brought under other
federal statutes in an attempt to secure remedies that are
unavailable under the IDEA. See 451 F.3d 13, 29 (1st Cir. 2006)
("[W]here the underlying claim is one of violation of the IDEA,
plaintiffs may not use § 1983 - or any other federal statute for
that matter - in an attempt to evade the limited remedial structure
of the IDEA."). However, we also made clear that "the IDEA does
not restrict rights and remedies that were already independently
available through other sources of law." Id. (citing 20 U.S.C.
§ 1415(l)). Thus, plaintiffs cannot disguise an IDEA claim in
other garb "[w]here the essence of the claim is one stated under
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the IDEA for denial of FAPE," id. at 19, but are not otherwise
barred from bringing a non-IDEA claim alongside an IDEA claim, even
if there is some overlap between the two claims.5
1. Counts 1 and 3
The discrimination claims in this case are brought under
the Rehabilitation Act and the ADA, both of which contain
provisions prohibiting discrimination against a disabled person on
the basis of his or her disability. See Calero-Cerezo v. U.S.
Dep't of Justice, 355 F.3d 6, 19 (1st Cir. 2004). The
Rehabilitation Act applies to federal agencies and recipients of
federal funding, see 29 U.S.C. § 794(a); Title II of the ADA
applies to state and local governments, as well as private
employers with over fifteen employees, see 42 U.S.C. § 12132;
Calero-Cerezo, 355 F.3d at 19.6
5
Like an IDEA claim, a non-IDEA claim that seeks relief also
available under the IDEA must be exhausted administratively through
the IDEA's due process hearing procedures before it can be brought
in a civil action in state or federal court. See 20 U.S.C.
§ 1415(l); see also Rose v. Yeaw, 214 F.3d 206, 209-11 (1st Cir.
2000); Weber v. Cranston Sch. Comm., 212 F.3d 41, 49-53 (1st Cir.
2000). However, no party has addressed the applicability vel non
of this exhaustion requirement to appellants' non-IDEA claims, and
we decline to do so sua sponte.
6
The Rehabilitation Act provides in relevant part: "No
otherwise qualified individual with a disability . . . shall,
solely by reason of her or his disability, be excluded from the
participation in, be denied the benefits of, or be subjected to
discrimination under any program or activity receiving Federal
financial assistance." 29 U.S.C. § 794. Title II of the ADA
provides that "no qualified individual with a disability shall, by
reason of such disability, be excluded from participation in or be
denied the benefits of the services, programs, or activities of a
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The claims themselves are easy enough to describe.
Appellants complain that the Sutton school system discriminated
against D.B. by (1) requiring that he develop foreign language
skills for which he was unsuited, (2) misdiagnosing his potential
in order to mask missteps in his education, (3) forcing him to use
the DynaMyte 3100 despite his obvious struggles with it,
(4) failing to accommodate his lack of toilet training, and
(5) exposing him to ridicule by permitting his one-on-one aide to
accompany him past other children to the bathroom carrying rubber
gloves and pull-up diapers.7
The district court understood these claims to be no
different than the IDEA claim raised in Count 10: "Although they
purport to be independent claims, it is clear that they are
coextensive with, based upon rights created by, and seek relief no
different from, the IDEA claim." Having already determined that
public entity, or be subjected to discrimination by any such
entity." 42 U.S.C. § 12132.
7
Appellants also complain on appeal that the school system
posted D.B.'s private medical information on a public wall at his
school and did not address his social alienation. Because these
complaints were not made to the district court, we will not
consider them. See CoxCom, Inc. v. Chaffee, 536 F.3d 101, 109 n.10
(1st Cir. 2008) ("[A]ny argument not made before the district court
will not be reviewed on appeal."). In addition, we will not
consider the many allegations of discrimination in the amended
complaint that have not been pursued on appeal. See Baybank-
Middlesex v. Ralar Distrib., Inc., 69 F.3d 1200, 1203 n.5 (1st Cir.
1995) ("We will not consider potentially applicable arguments that
are not squarely presented in a party's appellate brief.").
-28-
there had been no IDEA violation, the district court denied these
claims, too.
Although the district court's rejection of the
discrimination claims was correct, its explanation of the
relationship between the IDEA claim and the discrimination claims
was not. Certainly, appellants' discrimination complaints overlap
with the IDEA claim raised in Count 10, insofar as they invoke
either the substance or the implementation of the 2005 IEP. In
essence, appellants are complaining that D.B. was discriminatorily
denied a FAPE. However, because the IDEA "is simply not an
anti-discrimination statute," Ellenberg v. N.M. Military Inst., 478
F.3d 1262, 1281 (10th Cir. 2007), a discrimination claim under the
Rehabilitation Act or the ADA involving a denial of a FAPE is not
coextensive with an IDEA claim. See Miller v. Bd. of Educ. of
Albuquerque Pub. Sch., 565 F.3d 1232, 1245-46 (10th Cir. 2009);
Mark H. v. Lemahieu, 513 F.3d 922, 925 (9th Cir. 2008). To prevail
on an IDEA claim, a plaintiff must show that he or she has a
qualifying disability and has been denied a FAPE. To prevail on a
discrimination claim under the Rehabilitation Act or the ADA
involving a denial of a FAPE, a plaintiff must make an additional
showing that the denial resulted from a disability-based animus.
See Miller, 565 F.3d at 1246; cf. Lesley v. Hee Man Chie, 250 F.3d
47, 53 (1st Cir. 2001) (articulating elements of Rehabilitation Act
discrimination claim); Parker v. Universidad de P.R., 225 F.3d 1,
-29-
5 (1st Cir. 2000) (articulating elements of ADA discrimination
claim).
Even so understood, appellants' discrimination claims
fail. The district court agreed with the IHO that there was no
denial of a FAPE. We have now affirmed that ruling, which
necessarily precludes any claim that there was a discriminatory
denial of a FAPE.8
2. Counts 2, 4, and 7
Counts 2 and 4 raise retaliation claims under the
Rehabilitation Act and Title V of the ADA, and Count 7 raises a
retaliation claim under the First Amendment pursuant to § 1983.
Both the Rehabilitation Act, through its implementing regulations,
see 28 C.F.R. § 42.503(b)(1)(vii), and the ADA, see 42 U.S.C.
§ 12203(a), prohibit retaliation against any person, whether
disabled or not, for opposing disability-based discrimination made
8
Nevertheless, it is important to understand that
Diaz-Fonseca does not bar a plaintiff from bringing a
discrimination claim based on a denial of a FAPE in conjunction
with an IDEA claim, because the discrimination claim involves the
additional element of disability-based animus. As such, the
discrimination claim does not "turn[] entirely on the rights
created by statute in the IDEA." Diaz-Fonseca, 451 F.3d at 29. To
read Diaz-Fonseca otherwise conflates two causes of action merely
because they share some common elements, and undercuts the IDEA's
explicit caveat that it does not restrict or limit the rights,
procedures, and remedies available under the Rehabilitation Act or
the ADA. See 20 U.S.C. § 1415(l); Mark H., 513 F.3d at 934
("Congress has clearly expressed its intent that remedies be
available under . . . the Rehabilitation Act for acts that also
violate the IDEA.").
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unlawful by those statutes.9 A plaintiff need not succeed on a
disability discrimination claim in order to assert a claim for
retaliation. See Colón-Fontánez v. Municipality of San Juan, 660
F.3d 17, 36 (1st Cir. 2011). The First Amendment, of course, also
prohibits retaliation for protected conduct. See González-Droz v.
González-Colón, 660 F.3d 1, 16 (1st Cir. 2011); Powell v.
Alexander, 391 F.3d 1, 16 (1st Cir. 2004) ("Claims of retaliation
for the exercise of First Amendment rights are cognizable under
§ 1983.").
Like their discrimination claims, appellants' retaliation
claims overlap, in part, with their IDEA claim. However, the
retaliation claims "rest on improper retaliatory intent, are by no
means mirrors of the IDEA, and are not within the rationale of
Diaz-Fonseca." Ramírez-Senda ex rel. M.M.R.-Z. v. Puerto Rico, 528
F.3d 9, 15 (1st Cir. 2008).
a. The Rehabilitation Act and ADA Claims
The standard for retaliation claims under the
Rehabilitation Act is the same as the standard under the ADA. See
9
The regulations implementing the Rehabilitation Act make it
unlawful to "[i]ntimidate or retaliate against any individual,
whether handicapped or not, for the purpose of interfering with any
right secured by [the Rehabilitation Act]." 28 C.F.R.
§ 42.503(b)(1)(vii). Title V of the ADA provides: "No person shall
discriminate against any individual because such individual has
opposed any act or practice made unlawful by this chapter or
because such individual made a charge, testified, assisted, or
participated in any manner in an investigation, proceeding, or
hearing under this chapter." 42 U.S.C. § 12203(a).
-31-
Reinhardt v. Albuquerque Pub. Sch. Bd. of Educ., 595 F.3d 1126,
1131 (10th Cir. 2010). To make out a prima facie case of
retaliation under the familiar burden-shifting framework
articulated in McDonnell Douglas Corp. v. Green, 411 U.S. 792,
801-03 (1973), a plaintiff must show that (1) he or she engaged in
protected conduct, (2) he or she was subjected to an adverse action
by the defendant, and (3) there was a causal connection between the
protected conduct and the adverse action. See Carreras v. Sajo,
García & Partners, 596 F.3d 25, 35 (1st Cir. 2010); Reinhardt, 595
F.3d at 1131; Quiles-Quiles v. Henderson, 439 F.3d 1, 8 (1st Cir.
2006). Once a plaintiff makes such a showing, the burden shifts to
the defendant to articulate a legitimate, non-retaliatory
explanation for the adverse action. See Carreras, 596 F.3d at 36.
If the defendant does so, the burden shifts back to the plaintiff
to show that the proffered legitimate explanation is pretextual,
meaning that the defendant was motivated by a retaliatory animus.
See id.
The general thrust of appellants' claims is that the
Sutton school system retaliated against them for advocating on
behalf of D.B.'s right under the Rehabilitation Act and the ADA to
be free from disability-based discrimination in the provision of a
FAPE. Such advocacy plainly constitutes protected conduct under
these statutes. See Reinhardt, 595 F.3d at 1132 ("[A]ttempting to
protect the rights of special education students constitutes
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protected activity under the Rehabilitation Act."); Barker v.
Riverside Cnty. Office of Educ., 584 F.3d 821, 826 (9th Cir. 2009)
(holding that advocacy on behalf of disabled students on issues
related to their civil rights is protected activity under the
Rehabilitation Act and the ADA); Weixel v. Bd. of Educ. of New
York, 287 F.3d 138, 149 (2d Cir. 2002) (holding that seeking
reasonable accommodation for disabled student's disability is
protected activity under the Rehabilitation Act and ADA).
Moreover, we assume without deciding, as we have done in
other cases, see, e.g., Martinez-Burgos v. Guayama Corp., 656 F.3d
7, 13 (1st Cir. 2011), that the school system subjected appellants
to a number of adverse actions. An adverse action is one that
might well dissuade a reasonable person from making or supporting
a charge of discrimination. See Colón-Fontánez, 660 F.3d at 36-37;
Reinhardt, 595 F.3d at 1133. The actions appellants cite as
adverse include downplaying D.B.'s potential for learning and
self-sufficiency; failing to timely apprise appellants of a June
22, 2005 meeting concerning D.B.'s 2005 IEP; misstating narrative
accounts of meetings concerning the 2005 IEP; failing on one
occasion to respond to a letter from appellants; refusing to
incorporate the Lindamood-Bell Learning Center curriculum into the
2005 IEP; preventing D.B.'s parents from escorting D.B. to his
classroom; and placing in D.B.'s file for any school system
employee to see a copy of the letter in which his father criticized
-33-
D.B.'s therapist, which had been redacted in such a way as to blur
its meaning.
We also assume without deciding that appellants have
shown a causal connection between their protected conduct and these
actions. All of the relevant events in this case took place within
a condensed time frame. We have said that close temporal proximity
between protected conduct and an adverse action sometimes "may
suffice for a prima facie case of retaliation." Carreras, 596 F.3d
at 38; see also Quiles-Quiles, 439 F.3d at 8-9.
In response to appellants' prima facie case of
retaliation, the school system must articulate a legitimate,
non-retaliatory explanation for its actions. See Carreras, 596
F.3d at 36. Most of the adverse actions in appellants' litany
involve either the substantive adequacy of D.B.'s 2005 IEP or the
school system's handling of the IEP process. The school system has
explained that the contents of the 2005 IEP reflect a careful
pedagogic assessment of the services necessary to provide D.B. with
a FAPE under the IDEA. For example, the decision not to
incorporate the Lindamood-Bell Learning Center curriculum into the
2005 IEP was made because the school system's own multi-sensory,
structured learning program was thought to be sufficient to meet
D.B.'s educational needs. The school system also has explained
that its conduct of the IEP process, which anticipates a vigorous
dialogue, conformed to the IDEA's procedural requirements and
-34-
reflected a good-faith effort to collaborate with appellants. For
example, the failure to timely apprise appellants of the June 22,
2005 meeting concerning the 2005 IEP was the result of an oversight
involving the school system's attorneys, and notice was mailed to
appellants on June 17, 2005, once the oversight was discovered.
Compliance with the IDEA does not necessarily disprove a
claim under the Rehabilitation Act or the ADA that a school system
retaliated against a disabled student, or the student's family, for
advocating on behalf of the student's right to be free from
disability-based discrimination in the provision of a FAPE. For
example, a school system that is compliant with the IDEA might
retaliate against a disabled student by withholding additional
services or accommodations the student otherwise would have
received. A school system also might retaliate by making the
process of designing the student's curriculum unusually
contentious. However, in the face of a school system's compliance
with the IDEA, as in this case, a plaintiff who asserts that the
content of an IEP or the conduct of an IEP process was retaliatory
must show evidence of something more than a disappointing IEP or
the predictable back-and-forth associated with the IEP process in
order to survive summary judgment. Appellants have not done so,
and thus have not shown that the school system's legitimate,
non-retaliatory explanations for its actions were pretextual.
-35-
Accordingly, no reasonable fact finder could find in their favor on
their Rehabilitation Act and ADA retaliation claims.10
b. The First Amendment Claim
Under the First Amendment, retaliation claims proceed in
two stages. See Mt. Healthy City Sch. Dist. Bd. of Educ. v. Doyle,
429 U.S. 274, 287 (1977); Guilloty Perez v. Pierluisi, 339 F.3d 43,
56 (1st Cir. 2003). A plaintiff must first prove that (1) he or
she engaged in constitutionally protected conduct, (2) he or she
was subjected to an adverse action by the defendant, and (3) the
10
Appellants also have alleged two adverse actions not
involving either the substantive adequacy of the 2005 IEP or the
conduct of the IEP process. These actions are the prevention of
D.B.'s parents from escorting D.B. to his classroom, and the
redaction and inclusion in D.B.'s file of the letter in which his
father criticized D.B.'s therapist. Neither strengthens
appellants' retaliation claims. The school system has explained
that it asked D.B.'s parents not to accompany D.B. to his classroom
in order to ease his transition back to school and to maintain
close control over his schedule. It also has explained that the
letter from D.B.'s father was redacted to protect D.B.'s therapist
from the letter's accusations and to ameliorate the letter's
"negativity and suggestive implications," which were not thought to
serve D.B.'s interests. A plaintiff "can establish pretext 'by
showing weaknesses, implausibilities, inconsistencies,
incoherencies, or contradictions in the . . . proffered legitimate
reasons such that a factfinder could infer that the [defendant] did
not act for the asserted non-[retaliatory] reasons.'" Carreras,
596 F.3d at 37 (quoting Santiago-Ramos v. Centennial P.R. Wireless
Corp., 217 F.3d 46, 56 (1st Cir. 2000)). Appellants have failed to
make any such showing, relying instead only on speculation and
conclusory allegations. See Vives v. Fajardo, 472 F.3d 19, 21 (1st
Cir. 2007) ("Even in retaliation cases, 'where elusive concepts
such as motive or intent are at issue, summary judgment is
appropriate if the non-moving party rests merely upon conclusory
allegations, improbable inferences, and unsupported speculation.'"
(quoting Benoit v. Technical Mfg. Corp., 331 F.3d 166, 173 (1st
Cir. 2003)).
-36-
protected conduct was a substantial or motivating factor in the
adverse action. See González-Droz, 660 F.3d at 16; Gorelik v.
Costin, 605 F.3d 118, 123 (1st Cir. 2010); Centro Medico del
Turabo, Inc. v. Feliciano de Melecio, 406 F.3d 1, 10 (1st Cir.
2005). "The defendant may then avoid a finding of liability by
showing that 'it would have reached the same decision . . . even in
the absence of the protected conduct.'" Powell, 391 F.3d at 17
(quoting Mt. Healthy, 429 U.S. at 287); see also González-Droz, 660
F.3d at 17.
Appellants have not spelled out the protected conduct
they believe to be within the ambit of the First Amendment.
Therefore, divining their intent, we assume without deciding that
their championing of D.B.'s right to a FAPE under the IDEA
constitutes protected conduct. See Jean W. ex rel. Lauren W. v.
DeFlaminis, 480 F.3d 259, 266-67 (3d Cir. 2007) (entertaining claim
under First Amendment that school system retaliated against parents
for enforcing disabled child's right under the IDEA to a FAPE).
We also assume without deciding that the same adverse
actions that appellants invoked for their Rehabilitation Act and
ADA retaliation claims have satisfied this element of their First
Amendment claim.11 However, for the same reasons that appellants
11
Under the First Amendment, an adverse action is an action
that would deter a reasonably hardy person from exercising his or
her constitutional rights. See Barton v. Clancy, 632 F.3d 9, 29
(1st Cir. 2011).
-37-
were unable to show, for the purposes of their other retaliation
claims, that the school system's explanations for its adverse
actions were pretextual, they have failed to generate a genuine
issue of material fact on the "substantial or motivating factor"
element of their First Amendment claim. Hence, their retaliation
claim fails.
3. Counts 5, 6, and 8
In Counts 5, 6, and 8, appellants reassert their IDEA
claim and their Rehabilitation Act and ADA discrimination claims
pursuant to §§ 1983 and 1985. These claims also fail. Neither
§ 1983 nor § 1985 creates substantive rights. See Román-Oliveras
v. P.R. Elec. Power Auth., 655 F.3d 43, 47 (1st Cir. 2011)
(§ 1983); Akins v. Penobscot Nation, 130 F.3d 482, 490 n.9 (1st
Cir. 1997) (§ 1985). Both statutes provide remedies for violations
of rights created by other sources of law, with § 1983 supplying a
private right of action against a person who, under color of state
law, deprives another of rights secured by the Constitution or by
federal law, see 42 U.S.C. § 1983, and § 1985, among other things,
supplying the same against two or more persons who conspire to
deprive another "of equal protection of the laws, or of equal
privileges and immunities under the law," id. § 1985(3). However,
we have already explained that § 1983 does not provide a remedy
either for IDEA violations, see Diaz-Fonseca, 451 F.3d at 29, or
for Rehabilitation Act or ADA violations, see Ramírez-Senda, 528
-39-
F.3d at 13 n.3. We see no reason why § 1985 should be any
different.
III.
The impassioned advocacy of D.B.'s parents on D.B.'s
behalf is laudable and understandable. They have done much to
advance their son's development. However, appellees complied with
the IDEA, and appellants have not raised any triable non-IDEA
claims. Accordingly, we must affirm the district court's entry of
summary judgment in appellees' favor on all counts. Each party
shall bear its own costs.
So ordered.
– Concurring Opinion Follows –
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LYNCH, Chief Judge, concurring. I join the opinion
except for part II.B, which contains discussions entirely
unnecessary to the holdings in the case.
I do join the holding that the affirmance of the district
court's holding that there was no denial of a FAPE necessarily
means that the there was no discriminatory denial of a FAPE and so
counts 1 and 3 necessarily fail. I also join the holding that
plaintiffs' claims of retaliation under the Rehabilitation Act and
ADA fail for lack of any evidence "that the school system's
legitimate, non-retaliatory explanations for its actions were
pretextual." I also agree with the holding that the plaintiffs'
evidence "failed to generate a genuine issue of material fact on
the 'substantial or motivating factor' element of their First
Amendment claim." Finally, I agree that neither § 1983 nor § 1985
creates substantive rights.
These holdings, of themselves, resolve all of plaintiffs'
claims and require affirming the district court.
As to the remaining and extraneous discussions, I do not
agree with the analysis, or that the court should say anything in
this case, even in dicta, about these complex issues. The
discussion of when non-IDEA claims overlap with IDEA claims is not
necessary to any portion of the court's holding, nor does the scope
of the IDEA's savings clause arise on these facts. Likewise, the
conjuring up of hypotheticals far from the facts of this case is
-41-
not any part of the holding. We should await opining on these
matters until we must in fact address these issues in order to
resolve future cases and where we have, unlike here, adequate
briefing on these issues.
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